Q4 2023 · 13F-HR
Next Capital Management LLCholdings as filed
Filed 2024-01-19 · accession 0001437749-24-001683
$234.9M
Reported value
125
Positions
2023-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 69121K104 | OBDC | BLUE OWL CAP CORP | $25.0M | 10.6% | 1,693,130 | Common | NONE |
| 464287200 | IVV | ISHARES CORE S&P 500 ETF | $23.8M | 10.1% | 49,919 | Common | NONE |
| 023135106 | AMZN | AMAZON.COM INC | $13.4M | 5.71% | 88,254 | Common | NONE |
| 46090E103 | QQQ | INVSC QQQ TRUST SRS 1 ETF IV | $10.0M | 4.25% | 24,392 | Common | NONE |
| 38173M102 | GBDC | GOLUB CAPITAL BDC INC | $9.4M | 3.98% | 619,238 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $6.8M | 2.91% | 35,508 | Common | NONE |
| 81369Y209 | XLV | SELECT SECTOR HEALTH CARE SPDR ETF | $6.7M | 2.83% | 48,809 | Common | NONE |
| 922908363 | VOO | VANGUARD S&P 500 ETF | $6.4M | 2.72% | 14,607 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC CLASS A | $6.3M | 2.69% | 17,860 | Common | NONE |
| 46432F842 | IEFA | ISHARES CORE MSCI EAFE ETF | $5.7M | 2.44% | 81,371 | Common | NONE |
| 464287614 | IWF | ISHARES RUSSELL 1000 GROWTH ETF | $5.1M | 2.18% | 16,908 | Common | NONE |
| 67072T108 | JFR | NUVEEN FLOATING RATE INC | $4.9M | 2.07% | 592,820 | Common | NONE |
| 037636107 | — | APOLLO SENIOR FLOATING R | $4.8M | 2.06% | 365,817 | Common | NONE |
| 922908769 | VTI | VANGUARD TOTAL STOCK MARKET ETF | $4.5M | 1.90% | 18,810 | Common | NONE |
| 808513105 | SCHW | CHARLES SCHWAB CORP | $4.4M | 1.87% | 63,887 | Common | NONE |
| 464287309 | IVW | ISHARES S&P 500 GROWTH ETF | $3.4M | 1.46% | 45,650 | Common | NONE |
| 09257D102 | BGX | BLACKSTONE LONG SHORT CR | $3.4M | 1.44% | 296,157 | Common | NONE |
| 46434G103 | IEMG | ISHARES CORE MSCI EMERGING ETF | $3.3M | 1.41% | 65,353 | Common | NONE |
| 464287804 | IJR | ISHARES CORE S&P SMALL-CAP ETF | $3.1M | 1.32% | 28,619 | Common | NONE |
| 464287598 | IWD | ISHARES RUSSELL 1000 VALUE ETF | $3.0M | 1.29% | 18,374 | Common | NONE |
| 808524201 | SCHX | SCHWAB US LARGE CAP ETF | $2.9M | 1.24% | 51,740 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY CLASS B | $2.9M | 1.23% | 8,084 | Common | NONE |
| 09257R101 | BGB | BLACKSTNE STRGIC CREDIT | $2.7M | 1.14% | 236,459 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $2.6M | 1.09% | 15,115 | Common | NONE |
| 808524607 | SCHA | SCHWAB US SMALL CAP ETF | $2.5M | 1.06% | 52,785 | Common | NONE |
| 464287507 | IJH | ISHARES CORE S&P MID-CAPETF | $2.4M | 1.04% | 8,778 | Common | NONE |
| 879369106 | TFX | TELEFLEX INCORPORATE | $2.4M | 1.03% | 9,726 | Common | NONE |
| 88160R101 | TSLA | TESLA INC | $2.3M | 1.00% | 9,428 | Common | NONE |
| 88160R951 | — | PUT TESLA INC 250 EXP 09/20/24 | $2.3M | 0.99% | 9,400 | PUT | NONE |
| 464287622 | IWB | ISHARES RUSSELL 1000 ETF | $1.9M | 0.83% | 7,418 | Common | NONE |
| 81369Y605 | XLF | SELECT STR FINANCIAL SELECT SPDR ETF | $1.9M | 0.80% | 49,784 | Common | NONE |
| 922908538 | VOT | VANGUARD MID CAP GROWTH ETF | $1.7M | 0.70% | 7,530 | Common | NONE |
| 46641Q837 | JPST | JPMORGAN ULTRA SHORT INCOME ETF | $1.6M | 0.69% | 32,322 | Common | NONE |
| 921946406 | VYM | VANGUARD HIGH DIVIDEND YIELD ETF | $1.5M | 0.64% | 13,427 | Common | NONE |
| 48251W104 | KKR | KKR & CO INC | $1.4M | 0.62% | 17,483 | Common | NONE |
| 46434V407 | SHYG | ISHARES HIGH YIELD CORPORAT BOND ETF | $1.4M | 0.59% | 32,806 | Common | NONE |
| 922908553 | VNQ | VANGUARD REAL ESTATE ETF | $1.3M | 0.53% | 14,224 | Common | NONE |
| 78462F103 | SPY | SPDR S&P 500 ETF | $1.2M | 0.52% | 2,573 | Common | NONE |
| 464287234 | EEM | ISHARES MSCI EMERGING MARKETS ETF | $1.2M | 0.52% | 30,411 | Common | NONE |
| 580135101 | MCD | MCDONALDS CORP | $1.2M | 0.52% | 4,115 | Common | NONE |
| 78518H202 | BRW | SABA CAPITAL INCOME OPPO | $1.2M | 0.50% | 152,705 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $1.2M | 0.49% | 3,072 | Common | NONE |
| 931142103 | WMT | WALMART INC | $1.1M | 0.48% | 7,200 | Common | NONE |
| 464287655 | IWM | ISHARES RUSSELL 2000 ETF | $1.1M | 0.48% | 5,583 | Common | NONE |
| 084990175 | — | 1/100 BERKSHIRE HTWY | $1.1M | 0.46% | 200 | Common | NONE |
| 191216100 | KO | THE COCA-COLA CO | $1.0M | 0.44% | 17,636 | Common | NONE |
| 126349109 | CSN | C S G SYSTEMS INTL | $974,701 | 0.41% | 18,318 | Common | NONE |
| 922908637 | VV | VANGUARD LARGE CAP ETF | $966,186 | 0.41% | 4,429 | Common | NONE |
| 92204A702 | VGT | VANGUARD INFORMATION TECHNOLOGY ETF | $962,905 | 0.41% | 1,989 | Common | NONE |
| 055645303 | BRT | BRT APARTMENTS CORP | $936,025 | 0.40% | 50,351 | Common | NONE |
| 03769M106 | APO | APOLLO GLOBAL MGMT INC N | $915,499 | 0.39% | 9,824 | Common | NONE |
| 33738D101 | EMLP | FIRST TRUST NORTH AMERICAN ENERG ETF | $857,809 | 0.37% | 30,979 | Common | NONE |
| 464287663 | IUSV | ISHARES CORE US VALUE ETF | $821,965 | 0.35% | 9,747 | Common | NONE |
| 09259E108 | TCPC | BLACKROCK TCP CAPITAL CO | $814,862 | 0.35% | 70,612 | Common | NONE |
| 693506107 | PPG | PPG INDUSTRIES INC | $778,258 | 0.33% | 5,204 | Common | NONE |
| 09260D107 | BX | BLACKSTONE INC | $751,980 | 0.32% | 5,743 | Common | NONE |
| 81369Y803 | XLK | TECHNOLOGY SELECT SECTORSPDR ETF | $744,705 | 0.32% | 3,869 | Common | NONE |
| 464287481 | IWP | ISHARES RUSSELL MID CAP GROWTH ETF | $711,373 | 0.30% | 6,810 | Common | NONE |
| 464287465 | EFA | ISHARES MSCI EAFE ETF | $705,728 | 0.30% | 9,366 | Common | NONE |
| 670656107 | NRK | NUVEEN NY AMT FREE QLT M | $702,393 | 0.30% | 66,704 | Common | NONE |
| 718172109 | PM | PHILIP MORRIS INTL | $690,717 | 0.29% | 7,341 | Common | NONE |
| 124805102 | CBZ | CBIZ INC | $688,490 | 0.29% | 11,000 | Common | NONE |
| 682406103 | OLP | ONE LIBERTY PPTYS INC REIT | $682,825 | 0.29% | 31,165 | Common | NONE |
| 389637109 | GBTC | GRAYSCALE BITCOIN TR BTC | $670,209 | 0.29% | 19,359 | Common | NONE |
| 437076102 | HD | HOME DEPOT INC | $661,911 | 0.28% | 1,910 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC. CLASS A | $640,618 | 0.27% | 4,586 | Common | NONE |
| 278279104 | EFT | EATON VANCE FLOATING RAT | $611,925 | 0.26% | 48,759 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC. CLASS C | $609,240 | 0.26% | 4,323 | Common | NONE |
| 20030N101 | CMCSA | COMCAST CORP CLASS A | $606,796 | 0.26% | 13,838 | Common | NONE |
| 922908736 | VUG | VANGUARD GROWTH ETF | $567,978 | 0.24% | 1,827 | Common | NONE |
| 682680103 | OKE | ONEOK INC | $561,760 | 0.24% | 8,000 | Common | NONE |
| 64110L106 | NFLX | NETFLIX INC | $541,411 | 0.23% | 1,112 | Common | NONE |
| 76882G107 | OPP | RIVERNORTH DOUBLLINE STR | $534,171 | 0.23% | 63,896 | Common | NONE |
| 46435U861 | DIVB | ISHARES CORE DIVIDEND ETF | $512,591 | 0.22% | 12,487 | Common | NONE |
| 921908844 | VIG | VANGUARD DIVIDEND APPRECIATION ETF | $501,317 | 0.21% | 2,942 | Common | NONE |
| 922042858 | VWO | VANGUARD FTSE EMERGING MARKETS ETF | $483,665 | 0.21% | 11,768 | Common | NONE |
| 701094104 | PH | PARKER-HANNIFIN CORP | $481,432 | 0.20% | 1,045 | Common | NONE |
| 72201R775 | BOND | PIMCO Active Bond ETF | $462,744 | 0.20% | 4,987 | Common | NONE |
| 747525103 | QCOM | QUALCOMM INC | $454,283 | 0.19% | 3,141 | Common | NONE |
| 921943858 | VEA | VANGUARD FTSE DEVELOPED MARKETS ETF | $454,140 | 0.19% | 9,481 | Common | NONE |
| 46431W507 | NEAR | BlackRock Short Mat Bond ETF | $453,417 | 0.19% | 8,975 | Common | NONE |
| 67066X107 | NAN | NUVEEN NEW YORK QLTY MNC | $439,215 | 0.19% | 39,784 | Common | NONE |
| 11271J107 | BN | BROOKFIELD CORP FCLASS A | $421,260 | 0.18% | 10,500 | Common | NONE |
| 83413U100 | SLRC | SLR INVESTMENT CORP | $413,626 | 0.18% | 27,520 | Common | NONE |
| 58933Y105 | MRK | MERCK & CO. INC. | $391,164 | 0.17% | 3,588 | Common | NONE |
| 808524797 | SCHD | SCHWAB US DIVIDEND EQUITY ETF | $388,339 | 0.17% | 5,101 | Common | NONE |
| 666807102 | NOC | NORTHROP GRUMMAN CO | $386,684 | 0.16% | 826 | Common | NONE |
| 922908744 | VTV | VANGUARD VALUE ETF | $368,069 | 0.16% | 2,462 | Common | NONE |
| 92189F106 | GDX | VANECK GOLD MINERS ETF | $364,430 | 0.16% | 11,752 | Common | NONE |
| 464288869 | IWC | ISHARES MICRO CAP ETF | $362,362 | 0.15% | 3,123 | Common | NONE |
| 278865100 | ECL | ECOLAB INC | $350,317 | 0.15% | 1,762 | Common | NONE |
| 025537101 | AEP | AMER ELECTRIC PWR CO | $342,748 | 0.15% | 4,220 | Common | NONE |
| 78464A383 | SPMB | SPDR Portfolio Mortgage Backed Bond ETF | $321,273 | 0.14% | 14,557 | Common | NONE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $320,063 | 0.14% | 2,042 | Common | NONE |
| 72352L106 | PINS | PINTEREST INC CLASS A | $312,432 | 0.13% | 8,435 | Common | NONE |
| 00287Y109 | ABBV | ABBVIE INC | $308,545 | 0.13% | 1,991 | Common | NONE |
| 46138G649 | QQQM | INVESCO NASDAQ 100 ETF | $304,046 | 0.13% | 1,804 | Common | NONE |
| 896215209 | TRS | TRIMAS CORP | $291,295 | 0.12% | 11,500 | Common | NONE |
| 969136100 | WVVI | WILLAMETTE VLY VINEY | $290,440 | 0.12% | 54,800 | Common | NONE |
| 89147L886 | TYG | TORTOISE ENERGY INFRASTR | $281,430 | 0.12% | 9,782 | Common | NONE |
| 053484101 | AVB | AVALONBAY CMNTYS INC REIT | $271,469 | 0.12% | 1,450 | Common | NONE |
| 389638107 | ETHE | GRAYSCALE ETHEREUM TR ET | $268,350 | 0.11% | 13,804 | Common | NONE |
| 609207105 | MDLZ | MONDELEZ INTL CLASS A | $264,804 | 0.11% | 3,656 | Common | NONE |
| 92826C839 | V | VISA INC CLASS A | $262,546 | 0.11% | 1,008 | Common | NONE |
| 552953101 | MGM | MGM RESORTS INTL | $256,910 | 0.11% | 5,750 | Common | NONE |
| 718546104 | PSX | PHILLIPS 66 | $253,499 | 0.11% | 1,904 | Common | NONE |
| 742718109 | PG | PROCTER & GAMBLE | $250,144 | 0.11% | 1,707 | Common | NONE |
| 46137V241 | SPHQ | INVESCO S&P 500 QUALITY ETF | $248,552 | 0.11% | 4,596 | Common | NONE |
| 92556H206 | 0VVB | PARAMOUNT GLOBAL CLASS B | $247,629 | 0.11% | 16,743 | Common | NONE |
| 464287796 | IYE | ISHARES US ENERGY ETF | $242,660 | 0.10% | 5,500 | Common | NONE |
| 922042742 | VT | VANGUARD TOTAL WORLD STOCK ETF | $242,193 | 0.10% | 2,354 | Common | NONE |
| 233051200 | DBEF | XTRACKERS MSCI EAFE HDGDEQY ETF | $234,120 | 0.10% | 6,331 | Common | NONE |
| 38141G104 | GS | GOLDMAN SACHS GROUP | $231,462 | 0.10% | 600 | Common | NONE |
| 00214Q302 | ARKG | ARK GENOMIC REVOLUTION ETF | $220,352 | 0.09% | 6,716 | Common | NONE |
| 438516106 | HON | HONEYWELL INTL INC | $218,518 | 0.09% | 1,042 | Common | NONE |
| 808524771 | FNDX | SCHWAB FUNDAMENTAL US LARGE CO ETF | $212,640 | 0.09% | 3,433 | Common | NONE |
| N30577105 | ZGN | ERMENEGILDO ZEGNA N V F | $211,442 | 0.09% | 18,275 | Common | NONE |
| 097023105 | BA | BOEING CO | $204,618 | 0.09% | 785 | Common | NONE |
| 808524508 | SCHM | CHARLES SCHWAB US MC ETF | $202,946 | 0.09% | 2,694 | Common | NONE |
| 09256U105 | BSL | BLACKSTNE SR FLOATNG RT | $172,842 | 0.07% | 12,947 | Common | NONE |
| 67071L106 | NVG | NUVEEN AMT FREE MNCPL CR | $127,869 | 0.05% | 10,818 | Common | NONE |
| G97229101 | WPLCF | WISE PLC ORDF | $123,747 | 0.05% | 11,116 | Common | NONE |
| 29788T103 | ETWOGBP | E2OPEN PARENT HLDGS INC CLASS A | $106,655 | 0.05% | 24,295 | Common | NONE |
| 92747V106 | — | VINTAGE WINE ESTATES INC | $50,255 | 0.02% | 100,049 | Common | NONE |
| 23283M101 | CYDY | CYTODYN INC | $6,338 | 0.00% | 32,500 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.