Q2 2023 · 13F-HR/A
RiverFront Investment Group, LLCholdings as filed
Filed 2024-08-28 · accession 0001469751-24-000007
$3.07B
Reported value
106
Positions
2023-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 464287200 | IVV | ISHARES TR S&P 500 IN | $287.0M | 9.35% | 643,837 | Common | SOLE |
| 46432F842 | IEFA | ISHARES TR CORE MSCI | $204.8M | 6.67% | 3,033,494 | Common | SOLE |
| 381430503 | GSLC | GOLDMAN SACHS ETF TR | $194.8M | 6.35% | 2,231,238 | Common | SOLE |
| 78464A649 | SPAB | SPDR SERIES TRUST POR | $190.5M | 6.21% | 7,507,621 | Common | SOLE |
| 921937835 | BND | VANGUARD BD INDEX FD | $170.6M | 5.56% | 2,346,872 | Common | SOLE |
| 46641Q332 | JEPI | J P MORGAN EXCHANGE T | $123.2M | 4.01% | 2,226,935 | Common | SOLE |
| 92206C409 | VCSH | VANGUARD SCOTTSDALE F | $119.5M | 3.89% | 1,579,257 | Common | SOLE |
| 92206C870 | VCIT | VANGUARD SCOTTSDALE F | $115.1M | 3.75% | 1,456,597 | Common | SOLE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $102.9M | 3.35% | 591,857 | Common | SOLE |
| 46654Q203 | JEPQ | J P MORGAN EXCHANGE T | $90.0M | 2.93% | 1,861,690 | Common | SOLE |
| 464288653 | TLH | ISHARES TR LEHMAN 10- | $74.3M | 2.42% | 670,376 | Common | SOLE |
| 464287770 | IYG | ISHARES TR U.S. FIN S | $73.3M | 2.39% | 549,553 | Common | SOLE |
| 78464A474 | SPSB | SPDR SERIES TRUST BAR | $69.5M | 2.27% | 2,361,500 | Common | SOLE |
| 46434V407 | SHYG | ISHARES TR 0-5YR HI Y | $69.5M | 2.26% | 1,675,610 | Common | SOLE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $67.4M | 2.20% | 507,932 | Common | SOLE |
| 46137V357 | RSP | INVESCO EXCHANGE TRAD | $63.5M | 2.07% | 424,176 | Common | SOLE |
| 464287721 | IYW | ISHARES TR U.S. TECH | $57.0M | 1.86% | 523,725 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP COM | $53.7M | 1.75% | 157,763 | Common | SOLE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $53.7M | 1.75% | 661,141 | Common | SOLE |
| 464288877 | EFV | ISHARES TR EAFE VALUE | $50.5M | 1.65% | 1,032,434 | Common | SOLE |
| 78468R523 | BILS | SPDR SER TR BLOOMBERG | $47.5M | 1.55% | 477,789 | Common | SOLE |
| 037833100 | AAPL | APPLE INC COM | $41.3M | 1.35% | 213,046 | Common | SOLE |
| 81369Y407 | XLY | SELECT SECTOR SPDR TR | $39.7M | 1.29% | 233,530 | Common | SOLE |
| 464289180 | EUFN | ISHARES TR MSCI EURO | $36.4M | 1.19% | 1,897,161 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR UNIT S | $33.1M | 1.08% | 89,657 | Common | SOLE |
| 81369Y308 | XLP | SELECT SECTOR SPDR TR | $31.7M | 1.03% | 427,742 | Common | SOLE |
| 92189F593 | MOTI | VANECK ETF TRUST MRNG | $30.1M | 0.98% | 948,830 | Common | SOLE |
| 92206C706 | VGIT | VANGUARD SCOTTSDALE F | $30.1M | 0.98% | 512,376 | Common | SOLE |
| 00162Q528 | RFDA | ALPS ETF TR RIVERFRNT | $28.3M | 0.92% | 614,105 | Common | SOLE |
| 921910709 | EDV | VANGUARD WORLD FD EXT | $27.1M | 0.88% | 311,414 | Common | SOLE |
| 97717W851 | DXJ | WISDOMTREE TRUST JP T | $25.6M | 0.84% | 308,018 | Common | SOLE |
| 81369Y704 | XLI | SELECT SECTOR SPDR TR | $24.7M | 0.80% | 229,758 | Common | SOLE |
| 81369Y852 | XLC | COMMUNICATION SERVICE | $23.2M | 0.76% | 356,056 | Common | SOLE |
| 46641Q225 | BBCA | J P MORGAN EXCHANGE-T | $22.1M | 0.72% | 361,136 | Common | SOLE |
| 74340W103 | PLD | PROLOGIS INC. COM | $21.7M | 0.71% | 176,759 | Common | SOLE |
| 464289511 | IGLB | ISHARES TR 10 YR INV | $21.3M | 0.69% | 413,476 | Common | SOLE |
| 518416870 | HDUS | LATTICE STRATEGIES TR | $20.9M | 0.68% | 475,036 | Common | SOLE |
| 33739P608 | RFDI | FIRST TR EXCH TRADED | $20.7M | 0.67% | 362,034 | Common | SOLE |
| 46434G103 | IEMG | ISHARES INC CORE MSCI | $20.4M | 0.66% | 413,335 | Common | SOLE |
| 81369Y100 | XLB | SELECT SECTOR SPDR TR | $18.7M | 0.61% | 225,962 | Common | SOLE |
| 464287226 | AGG | ISHARES TR LEHMAN AGG | $17.3M | 0.56% | 176,326 | Common | SOLE |
| 46434G764 | EMXC | ISHARES INC MSCI EMRG | $16.0M | 0.52% | 307,663 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC COM | $13.7M | 0.45% | 105,218 | Common | SOLE |
| 149123101 | CAT | CATERPILLAR INC COM | $13.5M | 0.44% | 54,683 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC CAP STK | $13.2M | 0.43% | 109,256 | Common | SOLE |
| 464288810 | IHI | ISHARES TR TR U.S. ME | $12.5M | 0.41% | 221,521 | Common | SOLE |
| 26875P101 | EOG | EOG RES INC COM | $10.4M | 0.34% | 90,845 | Common | SOLE |
| 46138E123 | PSCI | INVESCO EXCH TRADED F | $10.4M | 0.34% | 99,468 | Common | SOLE |
| 00162Q536 | RFCI | ALPS ETF TR RIVERFRON | $9.9M | 0.32% | 445,836 | Common | SOLE |
| 931142103 | WMT | WALMART INC COM | $9.7M | 0.32% | 86,371 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP IN | $9.0M | 0.29% | 18,672 | Common | SOLE |
| 35473P744 | FLJP | FRANKLIN TEMPLETON ET | $8.5M | 0.28% | 313,200 | Common | SOLE |
| 00162Q510 | RFFC | ALPS ETF TR RIVERFRNT | $8.4M | 0.27% | 190,218 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC COM | $7.3M | 0.24% | 54,316 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO. | $6.7M | 0.22% | 45,960 | Common | SOLE |
| 464288836 | IHE | ISHARES TR DJ PHARMA | $6.2M | 0.20% | 46,051 | Common | SOLE |
| 92206C813 | VCLT | VANGUARD SCOTTSDALE F | $6.2M | 0.20% | 79,213 | Common | SOLE |
| 49456B101 | KMI | KINDER MORGAN INC DEL | $6.2M | 0.20% | 360,647 | Common | SOLE |
| 464287390 | ILF | ISHARES TR S&P LTN AM | $5.8M | 0.19% | 211,755 | Common | SOLE |
| 191216100 | KO | COCA COLA CO | $5.5M | 0.18% | 91,620 | Common | SOLE |
| 33739P707 | RFEM | FIRST TR EXCH TRADED | $5.3M | 0.17% | 97,185 | Common | SOLE |
| 416515104 | HIG | HARTFORD FINL SVCS GR | $5.2M | 0.17% | 72,736 | Common | SOLE |
| 33738R308 | FTHI | FIRST TR EXCHANGE TRA | $5.2M | 0.17% | 248,252 | Common | SOLE |
| 00162Q783 | RIGS | ALPS ETF TR RIVERFRNT | $4.7M | 0.15% | 208,243 | Common | SOLE |
| 767204100 | RIO | RIO TINTO PLC SPONSOR | $4.7M | 0.15% | 73,830 | Common | SOLE |
| 00206R102 | T | A T & T INC (NEW) | $4.4M | 0.14% | 275,581 | Common | SOLE |
| 92826C839 | V | VISA INC COM CL A | $4.0M | 0.13% | 16,951 | Common | SOLE |
| 46641Q837 | JPST | JP MORGAN EXCHANGE TR | $3.5M | 0.11% | 70,046 | Common | SOLE |
| 33738D309 | FTSL | FIRST TR EXCHANGE TRA | $3.1M | 0.10% | 68,075 | Common | SOLE |
| 33738R720 | ROBT | FIRST TR EXCHANGE-TRA | $2.9M | 0.09% | 63,342 | Common | SOLE |
| 78467V608 | SRLN | SSGA ACTIVE ETF TR BL | $2.6M | 0.09% | 63,129 | Common | SOLE |
| 863667101 | SYK | STRYKER CORP COM | $2.5M | 0.08% | 8,076 | Common | SOLE |
| 464288646 | IGSB | ISHARES TR ISHS 1-5YR | $2.4M | 0.08% | 47,971 | Common | SOLE |
| 46641Q647 | JMUB | J P MORGAN EXCHANGE T | $2.4M | 0.08% | 47,240 | Common | SOLE |
| 464286806 | EWG | ISHARES INC MSCI GERM | $2.4M | 0.08% | 82,442 | Common | SOLE |
| 233051630 | HDEF | DBX ETF TR XTRACK MSC | $2.1M | 0.07% | 93,248 | Common | SOLE |
| 46138G649 | QQQM | INVESCO NASDAQ 100 ET | $2.0M | 0.07% | 13,187 | Common | SOLE |
| 963320106 | WHR | WHIRLPOOL CORP | $1.5M | 0.05% | 10,000 | Common | SOLE |
| 97717X701 | HEDJ | WISDOMTREE TR EUROPE | $1.4M | 0.05% | 35,068 | Common | SOLE |
| 922908710 | VFIAX | VANGUARD 500 INDEX FU | $1.2M | 0.04% | 2,979 | Common | SOLE |
| 464288687 | PFF | ISHARES TR US PFD STK | $1.1M | 0.04% | 36,854 | Common | SOLE |
| 46435U192 | IDNA | ISHARES GENOMICS IMMU | $991,458 | 0.03% | 42,454 | Common | SOLE |
| 002824100 | ABT | ABBOTT LABS | $899,306 | 0.03% | 8,249 | Common | SOLE |
| 72201R817 | CORP | PIMCO ETF TR INV GRD | $876,888 | 0.03% | 9,245 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY IN | $865,117 | 0.03% | 2,537 | Common | SOLE |
| 464288414 | MUB | ISHARES TR S&P NATL M | $778,916 | 0.03% | 7,298 | Common | SOLE |
| 41653L503 | HMOP | HARTFORD FDS EXCHANGE | $773,467 | 0.03% | 20,333 | Common | SOLE |
| 464287432 | TLT | ISHARES TR 20 YR TRS | $750,740 | 0.02% | 7,293 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP COM | $745,130 | 0.02% | 2,497 | Common | SOLE |
| 37954Y475 | XYLD | GLOBAL X S&P 500 COVE | $620,142 | 0.02% | 15,107 | Common | SOLE |
| 464287614 | IWF | ISHARES TR RUSSELL100 | $517,614 | 0.02% | 1,881 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC COM | $478,423 | 0.02% | 2,583 | Common | SOLE |
| 464288158 | SUB | ISHARES TR S&P SHRT N | $446,540 | 0.01% | 4,292 | Common | SOLE |
| 254687106 | DIS | DISNEY WALT PRODTNS | $428,544 | 0.01% | 4,800 | Common | SOLE |
| 097023105 | BA | BOEING CO COM | $422,320 | 0.01% | 2,000 | Common | SOLE |
| 464287465 | EFA | ISHARES TR MSCI EAFE | $388,600 | 0.01% | 5,360 | Common | SOLE |
| 92202E839 | VTTSX | VANGUARD CHESTER FDS | $368,837 | 0.01% | 8,452 | Common | SOLE |
| 024071409 | BALFX | AMERICAN BALANCED FD | $312,427 | 0.01% | 10,247 | Common | SOLE |
| 060505104 | BAC | BANK OF AMERICA CORPO | $309,049 | 0.01% | 10,772 | Common | SOLE |
| 46138G508 | BKLN | INVESCO EXCHNG TRADED | $302,829 | 0.01% | 14,393 | Common | SOLE |
| 37954Y673 | PAVE | GLOBAL X FDS US INFR | $279,695 | 0.01% | 8,899 | Common | SOLE |
| 78468R408 | SJNK | SPDR SER TR CAP S/T H | $269,565 | 0.01% | 10,913 | Common | SOLE |
| 281020107 | EIX | EDISON INTL COM | $231,685 | 0.01% | 3,336 | Common | SOLE |
| 464287804 | IJR | ISHARES TR S&P SMLCAP | $219,288 | 0.01% | 2,200 | Common | SOLE |
| 25746U109 | D | DOMINION RES INC VA N | $219,020 | 0.01% | 4,229 | Common | SOLE |
| 446150104 | HBAN | HUNTINGTON BANCSHARES | $147,794 | 0.00% | 13,710 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.