Q3 2023 · 13F-HR/A
RiverFront Investment Group, LLCholdings as filed
Filed 2024-08-28 · accession 0001469751-24-000008
$2.82B
Reported value
111
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 464287200 | IVV | ISHARES TR S&P 500 IN | $266.8M | 9.46% | 621,175 | Common | SOLE |
| 381430503 | GSLC | GOLDMAN SACHS ETF TR | $184.4M | 6.54% | 2,189,562 | Common | SOLE |
| 78464A649 | SPAB | SPDR SERIES TRUST POR | $174.3M | 6.18% | 7,159,411 | Common | SOLE |
| 46432F842 | IEFA | ISHARES TR CORE MSCI | $155.8M | 5.52% | 2,420,735 | Common | SOLE |
| 921937835 | BND | VANGUARD BD INDEX FD | $153.4M | 5.44% | 2,197,872 | Common | SOLE |
| 46641Q332 | JEPI | J P MORGAN EXCHANGE T | $121.3M | 4.30% | 2,264,357 | Common | SOLE |
| 92206C409 | VCSH | VANGUARD SCOTTSDALE F | $114.5M | 4.06% | 1,523,745 | Common | SOLE |
| 92206C870 | VCIT | VANGUARD SCOTTSDALE F | $106.2M | 3.76% | 1,397,204 | Common | SOLE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $93.7M | 3.32% | 571,687 | Common | SOLE |
| 46654Q203 | JEPQ | J P MORGAN EXCHANGE T | $91.7M | 3.25% | 1,954,452 | Common | SOLE |
| 464287770 | IYG | ISHARES TR U.S. FIN S | $70.1M | 2.49% | 510,607 | Common | SOLE |
| 78464A474 | SPSB | SPDR SERIES TRUST BAR | $66.2M | 2.35% | 2,258,710 | Common | SOLE |
| 464288653 | TLH | ISHARES TR LEHMAN 10- | $64.5M | 2.29% | 655,058 | Common | SOLE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $62.7M | 2.22% | 487,224 | Common | SOLE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $58.9M | 2.09% | 651,762 | Common | SOLE |
| 46137V357 | RSP | INVESCO EXCHANGE TRAD | $58.1M | 2.06% | 410,075 | Common | SOLE |
| 921910709 | EDV | VANGUARD WORLD FD EXT | $56.6M | 2.01% | 808,848 | Common | SOLE |
| 464287721 | IYW | ISHARES TR U.S. TECH | $56.6M | 2.01% | 539,274 | Common | SOLE |
| 464288877 | EFV | ISHARES TR EAFE VALUE | $51.5M | 1.83% | 1,053,278 | Common | SOLE |
| 464289511 | IGLB | ISHARES TR 10 YR INV | $46.3M | 1.64% | 981,400 | Common | SOLE |
| 037833100 | AAPL | APPLE INC COM | $37.4M | 1.33% | 218,470 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP COM | $37.2M | 1.32% | 117,764 | Common | SOLE |
| 46434G103 | IEMG | ISHARES INC CORE MSCI | $37.0M | 1.31% | 777,257 | Common | SOLE |
| 81369Y407 | XLY | SELECT SECTOR SPDR TR | $36.5M | 1.29% | 226,606 | Common | SOLE |
| 46434V407 | SHYG | ISHARES TR 0-5YR HI Y | $34.6M | 1.23% | 843,052 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR UNIT S | $34.0M | 1.20% | 94,803 | Common | SOLE |
| 92189F593 | MOTI | VANECK ETF TRUST MRNG | $29.2M | 1.04% | 980,383 | Common | SOLE |
| 81369Y308 | XLP | SELECT SECTOR SPDR TR | $28.4M | 1.01% | 413,061 | Common | SOLE |
| 92206C706 | VGIT | VANGUARD SCOTTSDALE F | $28.2M | 1.00% | 492,632 | Common | SOLE |
| 00162Q528 | RFDA | ALPS ETF TR RIVERFRNT | $26.5M | 0.94% | 604,572 | Common | SOLE |
| 81369Y852 | XLC | COMMUNICATION SERVICE | $22.6M | 0.80% | 344,997 | Common | SOLE |
| 81369Y704 | XLI | SELECT SECTOR SPDR TR | $22.4M | 0.80% | 221,395 | Common | SOLE |
| 46641Q225 | BBCA | J P MORGAN EXCHANGE-T | $21.8M | 0.77% | 375,369 | Common | SOLE |
| 518416870 | HDUS | LATTICE STRATEGIES TR | $21.2M | 0.75% | 500,225 | Common | SOLE |
| 74340W103 | PLD | PROLOGIS INC. COM | $20.0M | 0.71% | 178,518 | Common | SOLE |
| 33739P608 | RFDI | FIRST TR EXCH TRADED | $19.8M | 0.70% | 355,676 | Common | SOLE |
| 81369Y100 | XLB | SELECT SECTOR SPDR TR | $17.1M | 0.61% | 217,655 | Common | SOLE |
| 149123101 | CAT | CATERPILLAR INC COM | $15.6M | 0.55% | 57,304 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC CAP STK | $15.1M | 0.53% | 114,225 | Common | SOLE |
| 464287226 | AGG | ISHARES TR LEHMAN AGG | $14.2M | 0.50% | 151,135 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC COM | $14.1M | 0.50% | 110,829 | Common | SOLE |
| 46434G764 | EMXC | ISHARES INC MSCI EMRG | $12.3M | 0.43% | 246,222 | Common | SOLE |
| 26875P101 | EOG | EOG RES INC COM | $12.1M | 0.43% | 95,216 | Common | SOLE |
| 464288810 | IHI | ISHARES TR TR U.S. ME | $11.2M | 0.40% | 230,478 | Common | SOLE |
| 46138E123 | PSCI | INVESCO EXCH TRADED F | $10.4M | 0.37% | 104,538 | Common | SOLE |
| 931142103 | WMT | WALMART INC COM | $10.2M | 0.36% | 85,744 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP IN | $10.0M | 0.35% | 19,824 | Common | SOLE |
| 00162Q536 | RFCI | ALPS ETF TR RIVERFRON | $9.4M | 0.33% | 437,373 | Common | SOLE |
| 92189F437 | ANGL | VANECK VECTORS FALLEN | $9.1M | 0.32% | 335,453 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC COM | $8.9M | 0.32% | 59,794 | Common | SOLE |
| 35473P744 | FLJP | FRANKLIN TEMPLETON ET | $8.7M | 0.31% | 329,428 | Common | SOLE |
| 92206C813 | VCLT | VANGUARD SCOTTSDALE F | $8.2M | 0.29% | 115,063 | Common | SOLE |
| 00162Q510 | RFFC | ALPS ETF TR RIVERFRNT | $8.0M | 0.28% | 186,359 | Common | SOLE |
| 33738R308 | FTHI | FIRST TR EXCHANGE TRA | $7.7M | 0.27% | 379,236 | Common | SOLE |
| 464289180 | EUFN | ISHARES TR MSCI EURO | $7.4M | 0.26% | 389,199 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO. | $7.3M | 0.26% | 50,648 | Common | SOLE |
| 464288836 | IHE | ISHARES TR DJ PHARMA | $6.4M | 0.23% | 45,772 | Common | SOLE |
| 49456B101 | KMI | KINDER MORGAN INC DEL | $6.4M | 0.23% | 383,434 | Common | SOLE |
| 416515104 | HIG | HARTFORD FINL SVCS GR | $5.5M | 0.19% | 77,160 | Common | SOLE |
| 191216100 | KO | COCA COLA CO | $5.2M | 0.18% | 92,103 | Common | SOLE |
| 33739P707 | RFEM | FIRST TR EXCH TRADED | $5.1M | 0.18% | 95,281 | Common | SOLE |
| 767204100 | RIO | RIO TINTO PLC SPONSOR | $5.1M | 0.18% | 79,538 | Common | SOLE |
| 46641Q837 | JPST | JP MORGAN EXCHANGE TR | $4.9M | 0.17% | 97,906 | Common | SOLE |
| 00162Q783 | RIGS | ALPS ETF TR RIVERFRNT | $4.6M | 0.16% | 207,220 | Common | SOLE |
| 92826C839 | V | VISA INC COM CL A | $4.3M | 0.15% | 18,705 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY IN | $3.4M | 0.12% | 9,618 | Common | SOLE |
| 464287440 | IEF | ISHARES TR 7-10 YR TR | $3.0M | 0.11% | 33,102 | Common | SOLE |
| 233051630 | HDEF | DBX ETF TR XTRACK MSC | $2.8M | 0.10% | 123,585 | Common | SOLE |
| 78467V608 | SRLN | SSGA ACTIVE ETF TR BL | $2.7M | 0.09% | 63,452 | Common | SOLE |
| 33738R720 | ROBT | FIRST TR EXCHANGE-TRA | $2.5M | 0.09% | 61,966 | Common | SOLE |
| 46138G649 | QQQM | INVESCO NASDAQ 100 ET | $2.3M | 0.08% | 15,858 | Common | SOLE |
| 46641Q647 | JMUB | J P MORGAN EXCHANGE T | $2.3M | 0.08% | 47,240 | Common | SOLE |
| 863667101 | SYK | STRYKER CORP COM | $2.2M | 0.08% | 8,073 | Common | SOLE |
| 464286806 | EWG | ISHARES INC MSCI GERM | $2.1M | 0.08% | 80,788 | Common | SOLE |
| 72201R882 | ZROZ | PIMCO ETF TR 25YR ZE | $1.8M | 0.06% | 25,032 | Common | SOLE |
| 464288646 | IGSB | ISHARES TR ISHS 1-5YR | $1.7M | 0.06% | 33,426 | Common | SOLE |
| 37954Y475 | XYLD | GLOBAL X S&P 500 COVE | $1.6M | 0.06% | 42,103 | Common | SOLE |
| 526107107 | LII | LENNOX INTL INC COM | $1.5M | 0.05% | 3,978 | Common | SOLE |
| 97717X701 | HEDJ | WISDOMTREE TR EUROPE | $1.4M | 0.05% | 34,228 | Common | SOLE |
| 963320106 | WHR | WHIRLPOOL CORP | $1.3M | 0.05% | 10,000 | Common | SOLE |
| 922908710 | VFIAX | VANGUARD 500 INDEX FU | $1.2M | 0.04% | 2,979 | Common | SOLE |
| 464288687 | PFF | ISHARES TR US PFD STK | $1.1M | 0.04% | 36,012 | Common | SOLE |
| 464287432 | TLT | ISHARES TR 20 YR TRS | $966,366 | 0.03% | 10,896 | Common | SOLE |
| 46435U192 | IDNA | ISHARES GENOMICS IMMU | $835,286 | 0.03% | 41,046 | Common | SOLE |
| 002824100 | ABT | ABBOTT LABS | $812,184 | 0.03% | 8,386 | Common | SOLE |
| 464288414 | MUB | ISHARES TR S&P NATL M | $748,337 | 0.03% | 7,298 | Common | SOLE |
| 41653L503 | HMOP | HARTFORD FDS EXCHANGE | $734,035 | 0.03% | 19,942 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP COM | $682,046 | 0.02% | 2,589 | Common | SOLE |
| 693506107 | PPG | PPG INDS INC COM | $563,072 | 0.02% | 4,338 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC COM | $533,230 | 0.02% | 3,147 | Common | SOLE |
| 464287614 | IWF | ISHARES TR RUSSELL100 | $500,327 | 0.02% | 1,881 | Common | SOLE |
| 464288158 | SUB | ISHARES TR S&P SHRT N | $441,475 | 0.02% | 4,292 | Common | SOLE |
| 254687106 | DIS | DISNEY WALT PRODTNS | $393,336 | 0.01% | 4,853 | Common | SOLE |
| 097023105 | BA | BOEING CO COM | $383,360 | 0.01% | 2,000 | Common | SOLE |
| 464287465 | EFA | ISHARES TR MSCI EAFE | $369,411 | 0.01% | 5,360 | Common | SOLE |
| 281020107 | EIX | EDISON INTL COM | $359,614 | 0.01% | 5,682 | Common | SOLE |
| 92202E839 | VTTSX | VANGUARD CHESTER FDS | $355,991 | 0.01% | 8,452 | Common | SOLE |
| 060505104 | BAC | BANK OF AMERICA CORPO | $344,221 | 0.01% | 12,572 | Common | SOLE |
| 25746U109 | D | DOMINION RES INC VA N | $327,029 | 0.01% | 7,321 | Common | SOLE |
| 024071409 | BALFX | AMERICAN BALANCED FD | $302,487 | 0.01% | 10,247 | Common | SOLE |
| 37954Y673 | PAVE | GLOBAL X FDS US INFR | $270,655 | 0.01% | 8,909 | Common | SOLE |
| 779552405 | PRUIX | ROWE T PRICE INDEX TR | $265,470 | 0.01% | 2,354 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $242,350 | 0.01% | 4,508 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP COM | $232,221 | 0.01% | 1,975 | Common | SOLE |
| 464287309 | IVW | ISHARES TR S&P500 GRW | $221,133 | 0.01% | 3,232 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET CLASS A | $219,190 | 0.01% | 1,675 | Common | SOLE |
| 27828N102 | XETYX | EATON VANCE TX MGD DI | $174,831 | 0.01% | 15,150 | Common | SOLE |
| 446150104 | HBAN | HUNTINGTON BANCSHARES | $142,584 | 0.01% | 13,710 | Common | SOLE |
| 27829C105 | ETW | EATON VANCE TXMGD GL | $142,104 | 0.01% | 18,600 | Common | SOLE |
| 60934N625 | PCOXX | MONEY MKT OBLIGS TR F | $50,000 | 0.00% | 50,000 | Common | SOLE |
| 092524107 | XBGYX | BLACKROCK INTL GRWTH | $49,900 | 0.00% | 10,000 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.