RiverFront Investment Group, LLC — Q3 2024 13F-HR

← RiverFront Investment Group, LLC

Q3 2024 · 13F-HR

RiverFront Investment Group, LLCholdings as filed

Filed 2024-11-08 · accession 0001469751-24-000013

$4.25B

Reported value

214

Positions

2024-09-30

Period end

View analyzed profile →PRO

Holdings as filed

CUSIP	Ticker	Issuer	Value	% port.	Shares	Class	Voting
464287200	IVV	ISHARES TR S&P 500 IN	$368.5M	8.67%	638,876	Common	SOLE
78464A649	SPAB	SPDR SERIES TRUST POR	$193.4M	4.55%	7,398,392	Common	SOLE
46432F842	IEFA	ISHARES TR CORE MSCI	$188.4M	4.43%	2,413,265	Common	SOLE
808524698	SCHI	SCHWAB STRATEGIC TR 5	$186.5M	4.39%	4,164,220	Common	SOLE
381430503	GSLC	GOLDMAN SACHS ETF TR	$183.7M	4.32%	1,626,272	Common	SOLE
921937835	BND	VANGUARD BD INDEX FD	$171.9M	4.04%	2,288,390	Common	SOLE
464288877	EFV	ISHARES TR EAFE VALUE	$135.5M	3.19%	2,355,110	Common	SOLE
81369Y803	XLK	SELECT SECTOR SPDR TR	$135.3M	3.18%	599,151	Common	SOLE
46654Q203	JEPQ	J P MORGAN EXCHANGE T	$128.1M	3.02%	2,332,634	Common	SOLE
92206C870	VCIT	VANGUARD SCOTTSDALE F	$120.6M	2.84%	1,440,301	Common	SOLE
47103U845	JAAA	JANUS DETROIT STR TR	$119.6M	2.81%	2,350,968	Common	SOLE
464287721	IYW	ISHARES TR U.S. TECH	$117.3M	2.76%	773,426	Common	SOLE
46641Q332	JEPI	J P MORGAN EXCHANGE T	$109.2M	2.57%	1,835,727	Common	SOLE
464287770	IYG	ISHARES TR U.S. FIN S	$107.0M	2.52%	1,506,690	Common	SOLE
037833100	AAPL	APPLE INC COM	$92.4M	2.17%	396,616	Common	SOLE
464289511	IGLB	ISHARES TR 10 YR INV	$84.2M	1.98%	1,571,666	Common	SOLE
78464A854	SPYM	SPDR SERIES TRUST POR	$80.6M	1.90%	1,194,343	Common	SOLE
81369Y209	XLV	SELECT SECTOR SPDR TR	$77.2M	1.82%	501,525	Common	SOLE
46090E103	QQQ	INVESCO QQQ TR UNIT S	$74.4M	1.75%	152,407	Common	SOLE
67066G104	NVDA	NVIDIA CORPORATION CO	$74.1M	1.74%	610,395	Common	SOLE
594918104	MSFT	MICROSOFT CORP COM	$71.6M	1.69%	166,499	Common	SOLE
921910709	EDV	VANGUARD WORLD FD EXT	$71.0M	1.67%	890,993	Common	SOLE
81369Y506	XLE	SELECT SECTOR SPDR TR	$66.4M	1.56%	755,866	Common	SOLE
92206C409	VCSH	VANGUARD SCOTTSDALE F	$65.0M	1.53%	818,990	Common	SOLE
81369Y704	XLI	SELECT SECTOR SPDR TR	$56.3M	1.32%	415,593	Common	SOLE
464288653	TLH	ISHARES TR LEHMAN 10-	$52.8M	1.24%	483,272	Common	SOLE
92189F593	MOTI	VANECK ETF TRUST MRNG	$47.3M	1.11%	1,350,546	Common	SOLE
81369Y407	XLY	SELECT SECTOR SPDR TR	$46.9M	1.10%	234,162	Common	SOLE
81369Y852	XLC	COMMUNICATION SERVICE	$45.1M	1.06%	498,707	Common	SOLE
931142103	WMT	WALMART INC COM	$44.2M	1.04%	546,896	Common	SOLE
46434G764	EMXC	ISHARES INC MSCI EMRG	$40.9M	0.96%	668,661	Common	SOLE
02079K107	GOOG	ALPHABET INC CAP STK	$39.0M	0.92%	233,032	Common	SOLE
46641Q746	JPMB	J P MORGAN EXCHANGE T	$38.0M	0.89%	934,596	Common	SOLE
46641Q225	BBCA	J P MORGAN EXCHANGE-T	$36.8M	0.87%	509,537	Common	SOLE
518416870	HDUS	LATTICE STRATEGIES TR	$34.2M	0.81%	615,777	Common	SOLE
023135106	AMZN	AMAZON COM INC COM	$32.1M	0.76%	172,264	Common	SOLE
92206C706	VGIT	VANGUARD SCOTTSDALE F	$31.2M	0.73%	516,042	Common	SOLE
46625H100	JPM	JPMORGAN CHASE & CO.	$30.3M	0.71%	143,914	Common	SOLE
00162Q528	RFDA	ALPS ETF TR RIVERFRNT	$29.4M	0.69%	532,417	Common	SOLE
37954Y673	PAVE	GLOBAL X FDS US INFR	$28.2M	0.66%	684,764	Common	SOLE
416515104	HIG	HARTFORD FINL SVCS GR	$27.1M	0.64%	230,243	Common	SOLE
464287804	IJR	ISHARES TR S&P SMLCAP	$27.0M	0.64%	231,040	Common	SOLE
46434G103	IEMG	ISHARES INC CORE MSCI	$26.5M	0.62%	461,547	Common	SOLE
46654Q757	JIVE	J P MORGAN EXCHANGE T	$26.2M	0.62%	437,726	Common	SOLE
464288646	IGSB	ISHARES TR ISHS 1-5YR	$23.2M	0.54%	439,640	Common	SOLE
81369Y100	XLB	SELECT SECTOR SPDR TR	$21.6M	0.51%	224,221	Common	SOLE
33739P608	RFDI	FIRST TR EXCH TRADED	$20.8M	0.49%	308,116	Common	SOLE
92189F676	SMH	VANECK ETF TRUST SEMI	$20.5M	0.48%	83,539	Common	SOLE
46138E123	PSCI	INVESCO EXCH TRADED F	$19.8M	0.47%	149,987	Common	SOLE
92189F437	ANGL	VANECK VECTORS FALLEN	$19.7M	0.46%	670,653	Common	SOLE
464288810	IHI	ISHARES TR TR U.S. ME	$18.8M	0.44%	317,949	Common	SOLE
92206C813	VCLT	VANGUARD SCOTTSDALE F	$17.8M	0.42%	219,635	Common	SOLE
81369Y308	XLP	SELECT SECTOR SPDR TR	$17.4M	0.41%	209,548	Common	SOLE
91324P102	UNH	UNITEDHEALTH GROUP IN	$16.1M	0.38%	27,503	Common	SOLE
35473P744	FLJP	FRANKLIN TEMPLETON ET	$16.0M	0.38%	527,174	Common	SOLE
46138J577	BSCT	INVESCO EXCH TRD SLF	$15.9M	0.38%	847,419	Common	SOLE
26875P101	EOG	EOG RES INC COM	$15.9M	0.37%	129,515	Common	SOLE
30231G102	XOM	EXXON MOBIL CORP COM	$14.8M	0.35%	126,636	Common	SOLE
74340W103	PLD	PROLOGIS INC. COM	$14.4M	0.34%	113,646	Common	SOLE
464289180	EUFN	ISHARES TR MSCI EURO	$12.1M	0.28%	489,233	Common	SOLE
46434V407	SHYG	ISHARES TR 0-5YR HI Y	$10.4M	0.25%	240,099	Common	SOLE
166764100	CVX	CHEVRON CORP NEW COM	$9.7M	0.23%	65,844	Common	SOLE
00162Q536	RFCI	ALPS ETF TR RIVERFRON	$9.3M	0.22%	406,767	Common	SOLE
191216100	KO	COCA COLA CO	$7.5M	0.18%	105,046	Common	SOLE
92826C839	V	VISA INC COM CL A	$7.4M	0.17%	27,028	Common	SOLE
00162Q510	RFFC	ALPS ETF TR RIVERFRNT	$6.7M	0.16%	116,768	Common	SOLE
084670702	BRK/B	BERKSHIRE HATHAWAY IN	$6.6M	0.16%	14,374	Common	SOLE
949746101	WMT2	WELLS FARGO & CO NEW	$6.6M	0.15%	116,494	Common	SOLE
33739P707	RFEM	FIRST TR EXCH TRADED	$5.7M	0.13%	83,605	Common	SOLE
233051630	HDEF	DBX ETF TR XTRACK MSC	$5.4M	0.13%	200,749	Common	SOLE
37954Y475	XYLD	GLOBAL X S&P 500 COVE	$5.1M	0.12%	124,084	Common	SOLE
742718109	PG	PROCTER AND GAMBLE CO	$5.0M	0.12%	28,981	Common	SOLE
00162Q783	RIGS	ALPS ETF TR RIVERFRNT	$4.8M	0.11%	202,718	Common	SOLE
46641Q647	JMUB	J P MORGAN EXCHANGE T	$4.5M	0.11%	87,190	Common	SOLE
46138G649	QQQM	INVESCO NASDAQ 100 ET	$4.5M	0.11%	22,247	Common	SOLE
921943858	VEA	VANGUARD TAX-MANAGED	$3.3M	0.08%	61,975	Common	SOLE
863667101	SYK	STRYKER CORP COM	$3.2M	0.08%	8,844	Common	SOLE
464287440	IEF	ISHARES TR 7-10 YR TR	$2.8M	0.07%	28,877	Common	SOLE
72201R882	ZROZ	PIMCO ETF TR 25YR ZE	$2.5M	0.06%	30,470	Common	SOLE
922908710	VFIAX	VANGUARD 500 INDEX FU	$2.5M	0.06%	4,648	Common	SOLE
526107107	LII	LENNOX INTL INC COM	$2.3M	0.06%	3,883	Common	SOLE
532457108	LLY	LILLY ELI & CO COM	$2.3M	0.05%	2,587	Common	SOLE
41653L503	HMOP	HARTFORD FDS EXCHANGE	$2.3M	0.05%	57,648	Common	SOLE
399874775	GAFFX	GROWTH FD AMER CL F 3	$2.1M	0.05%	26,690	Common	SOLE
46641Q837	JPST	JP MORGAN EXCHANGE TR	$1.9M	0.05%	38,097	Common	SOLE
78468R853	SPSM	SPDR SER TR PORTFOLIO	$1.7M	0.04%	37,848	Common	SOLE
782493720	RETSX	RUSSELL INVT CO TAX M	$1.6M	0.04%	19,188	Common	SOLE
437076102	HD	HOME DEPOT INC COM	$1.5M	0.03%	3,623	Common	SOLE
027681774	AFMFX	AMERICAN MUT FD CL F	$1.5M	0.03%	24,484	Common	SOLE
09789C887	XCCC	BONDBLOXX ETF TRUST C	$1.4M	0.03%	35,493	Common	SOLE
58933Y105	MRK	MERCK & CO. INC COM	$1.4M	0.03%	12,164	Common	SOLE
37954Y483	QYLD	GLOBAL X FDS NASDAQ 1	$1.4M	0.03%	75,363	Common	SOLE
92204A702	VGT	VANGUARD WORLD FDS IN	$1.4M	0.03%	2,317	Common	SOLE
97717X701	HEDJ	WISDOMTREE TR EUROPE	$1.3M	0.03%	29,986	Common	SOLE
002824100	ABT	ABBOTT LABS	$1.3M	0.03%	11,789	Common	SOLE
649280773	FNWFX	NEW WORLD FD INC NEW	$1.3M	0.03%	15,594	Common	SOLE
38149W630	GPIQ	GOLDMAN SACHS ETF TR	$1.3M	0.03%	27,670	Common	SOLE
464287309	IVW	ISHARES TR S&P500 GRW	$1.3M	0.03%	13,547	Common	SOLE
02079K305	GOOGL	ALPHABET CLASS A	$1.3M	0.03%	7,810	Common	SOLE
149123101	CAT	CATERPILLAR INC COM	$1.3M	0.03%	3,241	Common	SOLE
960413102	WLK	WESTLAKE CHEM CORP CO	$1.2M	0.03%	8,000	Common	SOLE
922907746	VTEB	VANGUARD MUN BD FDS T	$1.2M	0.03%	23,023	Common	SOLE
922908744	VTV	VANGUARD INDEX FDS VA	$1.2M	0.03%	6,703	Common	SOLE
260557103	DOW	DOW INC	$1.1M	0.03%	20,817	Common	SOLE
37954Y459	RYLD	GLOBAL X X FDS RUSSEL	$1.1M	0.03%	70,152	Common	SOLE
963320106	WHR	WHIRLPOOL CORP	$1.1M	0.03%	10,000	Common	SOLE
464287614	IWF	ISHARES TR RUSSELL100	$1.0M	0.02%	2,750	Common	SOLE
580135101	MCD	MCDONALDS CORP COM	$1.0M	0.02%	3,355	Common	SOLE
26614N102	DD	DUPONT DE NEMOURS INC	$987,428	0.02%	11,081	Common	SOLE
09260D107	BX	BLACKSTONE GROUP INC	$965,485	0.02%	6,305	Common	SOLE
478160104	JNJ	JOHNSON & JOHNSON COM	$930,062	0.02%	5,739	Common	SOLE
922908363	VOO	VANGUARD INDEX FDS S&	$915,507	0.02%	1,735	Common	SOLE
939330775	FWMIX	WASHINGTON MUT INVS F	$898,617	0.02%	13,969	Common	SOLE
88160R101	TSLA	TESLA MTRS INC COM	$893,990	0.02%	3,417	Common	SOLE
464288356	CMF	ISHARES TR CALIF MUN	$862,236	0.02%	14,838	Common	SOLE
464287101	OEF	ISHARES TR S&P 100 ID	$861,000	0.02%	3,111	Common	SOLE
060505104	BAC	BANK OF AMERICA CORPO	$849,588	0.02%	21,411	Common	SOLE
92204A306	VDE	VANGUARD WORLD FDS EN	$834,756	0.02%	6,816	Common	SOLE
01877R108	ARLP	ALLIANCE RES PARTNER	$800,000	0.02%	32,000	Common	SOLE
464288638	IGIB	ISHARES TR LEHMAN INT	$773,031	0.02%	14,390	Common	SOLE
78462F103	SPY	SPDR TR UNIT SER 1	$763,675	0.02%	1,331	Common	SOLE
140543117	FWGIX	CAPITAL WORLD GROWTH	$745,958	0.02%	10,819	Common	SOLE
024071771	AFMBX	AMERICAN BALANCED FD	$730,748	0.02%	20,142	Common	SOLE
459200101	IBM	INTERNATIONAL BUSINES	$729,343	0.02%	3,299	Common	SOLE
921908844	VIG	VANGUARD SPECIALIZED	$722,523	0.02%	3,648	Common	SOLE
92206C847	VGLT	VANGUARD SCOTTSDALE F	$704,325	0.02%	11,445	Common	SOLE
907818108	UNP	UNION PAC CORP	$699,017	0.02%	2,836	Common	SOLE
49456B101	KMI	KINDER MORGAN INC DEL	$690,374	0.02%	31,252	Common	SOLE
713448108	PEP	PEPSICO INC COM	$684,621	0.02%	4,026	Common	SOLE
22052L104	CTVA	CORTEVA INC COM	$684,316	0.02%	11,640	Common	SOLE
464287499	IWR	ISHARES TR RUSSELL MI	$681,498	0.02%	7,732	Common	SOLE
22160K105	COST	COSTCO WHSL CORP NEW	$664,890	0.02%	750	Common	SOLE
525327102	LDOS	LEIDOS HLDGS INC COM	$656,564	0.02%	4,028	Common	SOLE
464287507	IJH	ISHARES TR S&P MIDCAP	$627,251	0.01%	10,065	Common	SOLE
00287Y109	ABBV	ABBVIE INC COM	$621,067	0.01%	3,144	Common	SOLE
298706110	FEUPX	EURO PAC GROWTH FD CL	$620,292	0.01%	10,265	Common	SOLE
35671D857	FCX	FREEPORT MCMORAN COPP	$599,040	0.01%	12,000	Common	SOLE
74160Q301	POSKX	PRIMECAP ODYSSEY FDS	$593,090	0.01%	14,805	Common	SOLE
464288240	ACWX	ISHARES TR MSCI ACWI	$585,990	0.01%	10,241	Common	SOLE
11135F101	AVGO	BROADCOM INC COM	$575,633	0.01%	3,337	Common	SOLE
548661107	LOW	LOWES COS INC COM	$570,952	0.01%	2,108	Common	SOLE
281020107	EIX	EDISON INTL COM	$564,169	0.01%	6,478	Common	SOLE
254687106	DIS	DISNEY WALT PRODTNS	$562,615	0.01%	5,849	Common	SOLE
922908736	VUG	VANGUARD INDEX FDS GR	$548,252	0.01%	1,428	Common	SOLE
962166104	WY	WEYERHAEUSER CO COM	$547,482	0.01%	16,169	Common	SOLE
464287432	TLT	ISHARES TR 20 YR TRS	$537,980	0.01%	5,484	Common	SOLE
30303M102	META	FACEBOOK INC CL A	$534,087	0.01%	933	Common	SOLE
023375777	FMACX	AMCAP FD CL F 3	$526,791	0.01%	11,735	Common	SOLE
78464A367	SPLB	SPDR SERIES TRUST POR	$511,129	0.01%	21,156	Common	SOLE
46137V597	PRFZ	INVESCO FTSE RAFI US	$505,622	0.01%	12,169	Common	SOLE
25746U109	D	DOMINION RES INC VA N	$505,316	0.01%	8,744	Common	SOLE
922908728	VTSAX	VANGUARD INDEX FDS TO	$503,530	0.01%	3,652	Common	SOLE
517834107	LVS	LAS VEGAS SANDS CORP	$503,400	0.01%	10,000	Common	SOLE
45956T774	IGAIX	INTERNATIONAL GROWTH	$488,170	0.01%	12,504	Common	SOLE
921921508	VPCCX	VANGUARD FENWAY FDS P	$486,667	0.01%	13,341	Common	SOLE
464287226	AGG	ISHARES TR LEHMAN AGG	$475,952	0.01%	4,699	Common	SOLE
855244109	SBUX	STARBUCKS CORP COM	$475,654	0.01%	4,879	Common	SOLE
553498106	MSA	MSA SAFETY INC COM	$470,306	0.01%	2,652	Common	SOLE
26441C204	DUK	DUKE ENERGY CORP NEW	$460,162	0.01%	3,991	Common	SOLE
92202E839	VTTSX	VANGUARD CHESTER FDS	$449,383	0.01%	8,452	Common	SOLE
053015103	ADP	AUTOMATIC DATA PROCES	$443,598	0.01%	1,603	Common	SOLE
74254U499	PEIIX	PRINCIPAL FDS INC EQT	$432,509	0.01%	9,934	Common	SOLE
56064L355	MTFGX	MAINSTAY FDS TR MACKA	$412,963	0.01%	42,972	Common	SOLE
057071656	BMNIX	BAIRD FDS INC CORE MU	$410,419	0.01%	39,463	Common	SOLE
097023105	BA	BOEING CO COM	$399,105	0.01%	2,625	Common	SOLE
552983694	MEIIX	MFS SER TR I VALUE FD	$395,556	0.01%	7,290	Common	SOLE
75513E101	RTX	RAYTHEON TECHNOLOGIES	$374,142	0.01%	3,088	Common	SOLE
747525103	QCOM	QUALCOMM INC COM	$368,328	0.01%	2,166	Common	SOLE
20825C104	COP	CONOCOPHILLIPS COM	$357,952	0.01%	3,400	Common	SOLE
464286509	EWC	ISHARES INC MSCI CDA	$357,944	0.01%	8,621	Common	SOLE
779552405	PRUIX	ROWE T PRICE INDEX TR	$356,848	0.01%	2,354	Common	SOLE
92343V104	VZ	VERIZON COMMUNICATION	$347,873	0.01%	7,746	Common	SOLE
293792107	EPD	ENTERPRISE PRODS PART	$346,991	0.01%	11,920	Common	SOLE
360802771	FUNFX	FUNDAMENTAL INVS CL F	$343,131	0.01%	4,018	Common	SOLE
G29183103	ETN	EATON CORP PLC SHS	$335,749	0.01%	1,013	Common	SOLE
68389X105	ORCL	ORACLE SYS CORP	$325,634	0.01%	1,911	Common	SOLE
140193780	CFIHX	CAPITAL INCOME BLDR C	$311,875	0.01%	4,232	Common	SOLE
81369Y886	XLU	SELECT SECTOR SPDR TR	$308,499	0.01%	3,819	Common	SOLE
464287465	EFA	ISHARES TR MSCI EAFE	$298,643	0.01%	3,571	Common	SOLE
427866108	HSY	HERSHEY FOODS CORP	$297,259	0.01%	1,550	Common	SOLE
025816109	AXP	AMERICAN EXPRESS CO	$293,167	0.01%	1,081	Common	SOLE
77956H435	TROIX	ROWE T PRICE INTL FDS	$289,581	0.01%	20,818	Common	SOLE
37954Y293	MLPX	GLOBAL X FDS GLB X ML	$287,390	0.01%	5,280	Common	SOLE
17275R102	CSCO	CISCO SYS INC	$285,951	0.01%	5,373	Common	SOLE
464287655	IWM	ISHARES TR RUSSELL 20	$285,169	0.01%	1,291	Common	SOLE
464288281	EMB	ISHARES TR JPMORGAN U	$278,120	0.01%	2,972	Common	SOLE
861025104	SYBT	STOCK YDS BANCORP INC	$269,966	0.01%	4,355	Common	SOLE
78467V608	SRLN	SSGA ACTIVE ETF TR BL	$261,543	0.01%	6,263	Common	SOLE
89832Q109	TFC	TRUIST FINL CORP COM	$261,453	0.01%	6,113	Common	SOLE
101137107	BSX	BOSTON SCIENTIFIC COR	$253,076	0.01%	3,020	Common	SOLE
00724F101	ADBE	ADOBE SYS INC COM	$242,321	0.01%	468	Common	SOLE
33733E104	FTCS	FIRST TR EXCHANGE TRA	$240,983	0.01%	2,654	Common	SOLE
741479406	PRUFX	PRICE T ROWE GROWTH S	$238,669	0.01%	2,236	Common	SOLE
883556102	TMO	THERMO ELECTRON CORP	$234,438	0.01%	379	Common	SOLE
648018778	FNPFX	NEW PERSPECTIVE FD IN	$231,748	0.01%	3,509	Common	SOLE
78249R164	RTNSX	RUSSELL INVT CO TAX M	$231,558	0.01%	18,480	Common	SOLE
693475105	PNC	PNC FINL SVCS GROUP I	$229,584	0.01%	1,242	Common	SOLE
743315103	PGR	PROGRESSIVE CORP OHIO	$227,876	0.01%	898	Common	SOLE
559222401	MGA	MAGNA INTL INC CL A	$226,048	0.01%	5,508	Common	SOLE
314195405	FHISX	FEDERATED HERMES SUS	$225,664	0.01%	32,752	Common	SOLE
125523100	CI	CIGNA CORP	$217,564	0.01%	628	Common	SOLE
446150104	HBAN	HUNTINGTON BANCSHARES	$217,545	0.01%	14,799	Common	SOLE
171484108	CHDN	CHURCHILL DOWNS INC C	$216,336	0.01%	1,600	Common	SOLE
464287408	IVE	ISHARES TR S&P 500 VA	$213,732	0.01%	1,084	Common	SOLE
345370860	F	FORD MTR CO DEL	$210,218	0.00%	19,907	Common	SOLE
244199105	DE	DEERE & CO COM	$205,326	0.00%	492	Common	SOLE
464287523	SOXX	ISHARES TR S&P NA SEM	$200,613	0.00%	870	Common	SOLE
72201F490	PIMIX	PIMCO FDS INCOM FD IN	$187,229	0.00%	17,352	Common	SOLE
60934N625	PCOXX	MONEY MKT OBLIGS TR F	$161,930	0.00%	161,930	Common	SOLE
44842D101	HUPHY	HUTCHISON PORT HLDGS	$115,581	0.00%	38,272	Common	SOLE
057071854	BAGIX	BAIRD FDS INC AGGR BD	$101,803	0.00%	10,110	Common	SOLE
25158T855	SMLIX	DEUTSCHE DWS MUN TR D	$82,839	0.00%	10,005	Common	SOLE
74428W108	BGAOY	PROXIMUS S A UNSPONSO	$49,788	0.00%	31,864	Common	SOLE
649274305	NDVLY	NEW WORLD DEV LTD SPO	$34,952	0.00%	56,265	Common	SOLE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.