RiverFront Investment Group, LLC — Q2 2024 13F-HR

← RiverFront Investment Group, LLC

Q2 2024 · 13F-HR

RiverFront Investment Group, LLCholdings as filed

Filed 2024-08-05 · accession 0001469751-24-000006

$3.7M

Reported value

172

Positions

2024-06-30

Period end

View analyzed profile →PRO

Holdings as filed

CUSIP	Ticker	Issuer	Value	% port.	Shares	Class	Voting
464287200	IVV	ISHARES TR S&P 500 INDEX	$341,692	9.12%	624,404	Common	SOLE
46432F842	IEFA	ISHARES TR CORE MSCI EAFE	$190,117	5.07%	2,617,261	Common	SOLE
78464A649	SPAB	SPDR SERIES TRUST PORTFOLIO AG	$181,044	4.83%	7,215,784	Common	SOLE
808524698	SCHI	SCHWAB STRATEGIC TR 5 10YR COR	$174,374	4.65%	3,954,083	Common	SOLE
46641Q332	JEPI	J P MORGAN EXCHANGE-TRADED FEQ	$170,371	4.55%	3,005,845	Common	SOLE
381430503	GSLC	GOLDMAN SACHS ETF TR EQUITY ET	$164,645	4.39%	1,539,455	Common	SOLE
921937835	BND	VANGUARD BD INDEX FD INC TOTAL	$162,225	4.33%	2,251,561	Common	SOLE
81369Y803	XLK	SELECT SECTOR SPDR TR SBI INT-	$131,135	3.50%	579,655	Common	SOLE
92206C409	VCSH	VANGUARD SCOTTSDALE FDS SHRT-T	$127,588	3.40%	1,651,099	Common	SOLE
46654Q203	JEPQ	J P MORGAN EXCHANGE TRADED FD	$124,475	3.32%	2,242,816	Common	SOLE
92206C870	VCIT	VANGUARD SCOTTSDALE FDS INT-TE	$112,407	3.00%	1,406,327	Common	SOLE
464287721	IYW	ISHARES TR DJ US TECH SEC	$109,244	2.92%	725,878	Common	SOLE
464287770	IYG	ISHARES TR DJ US FINL SVC	$94,439	2.52%	1,448,241	Common	SOLE
464289511	IGLB	ISHARES TR 10 YR CR BD E	$79,113	2.11%	1,581,003	Common	SOLE
78464A854	SPYM	SPDR SERIES TRUST PORTFOLIO LR	$74,601	1.99%	1,165,661	Common	SOLE
81369Y209	XLV	SELECT SECTOR SPDR TR SBI HEAL	$72,010	1.92%	494,070	Common	SOLE
67066G104	NVDA	NVIDIA CORP COM	$69,593	1.86%	563,329	Common	SOLE
594918104	MSFT	MICROSOFT CORP COM	$67,942	1.81%	152,014	Common	SOLE
81369Y506	XLE	SELECT SECTOR SPDR TR SBI INT-	$66,056	1.76%	724,697	Common	SOLE
46090E103	QQQ	Invesco QQQ Trust	$64,199	1.71%	133,997	Common	SOLE
921910709	EDV	VANGUARD WORLD FD EXTENDED DUR	$63,473	1.69%	864,637	Common	SOLE
037833100	AAPL	APPLE COMPUTER INC	$58,068	1.55%	275,702	Common	SOLE
464288877	EFV	ISHARES TR MSCI VAL IDX	$55,617	1.48%	1,048,596	Common	SOLE
464288653	TLH	ISHARES TR LEHMAN 10-20YR	$55,195	1.47%	537,448	Common	SOLE
81369Y407	XLY	SELECT SECTOR SPDR TR SBI CONS	$41,655	1.11%	228,371	Common	SOLE
81369Y852	XLC	COMMUNICATION SERVICES SELECT	$40,819	1.09%	476,525	Common	SOLE
02079K107	GOOG	ALPHABET CLASS C	$39,353	1.05%	214,555	Common	SOLE
92189F593	MOTI	VANECK ETF TRUST MRNGSTR INT M	$38,552	1.03%	1,229,731	Common	SOLE
46434G764	EMXC	ISHARES INC MSCI EMRG CHN	$36,447	0.97%	615,658	Common	SOLE
931142103	WMT	WAL MART STORES INC	$34,955	0.93%	516,256	Common	SOLE
518416870	HDUS	LATTICE STRATEGIES TR HARTFORD	$33,847	0.90%	645,822	Common	SOLE
023135106	AMZN	AMAZON COM INC COM	$30,556	0.82%	158,117	Common	SOLE
46641Q225	BBCA	J P MORGAN EXCHANGE-TRADED FD	$30,441	0.81%	468,547	Common	SOLE
92206C706	VGIT	VANGUARD SCOTTSDALE FDS INT-TE	$28,988	0.77%	497,818	Common	SOLE
00162Q528	RFDA	ALPS ETF TR RIVERFRNT DYMC	$28,489	0.76%	538,502	Common	SOLE
81369Y704	XLI	SELECT SECTOR SPDR TR SBI INT-	$27,062	0.72%	222,056	Common	SOLE
46625H100	JPM	JPMORGAN CHASE & CO COM	$25,184	0.67%	124,513	Common	SOLE
46434G103	IEMG	ISHARES INC CORE MSCI EMKT	$21,790	0.58%	407,079	Common	SOLE
416515104	HIG	HARTFORD FINL SVCS GROUP INC C	$21,699	0.58%	215,832	Common	SOLE
74340W103	PLD	PROLOGIS INC. COM	$21,286	0.57%	189,534	Common	SOLE
92189F676	SMH	VANECK ETF TRUST SEMICONDUCTR	$20,267	0.54%	77,745	Common	SOLE
33739P608	RFDI	FIRST TR EXCH TRADED FD III RI	$19,931	0.53%	313,228	Common	SOLE
464288646	IGSB	ISHARES TR LEHMAN 1-3 YR	$19,532	0.52%	381,197	Common	SOLE
81369Y100	XLB	SELECT SECTOR SPDR TR SBI MATE	$19,382	0.52%	219,488	Common	SOLE
46641Q746	JPMB	J P MORGAN EXCHANGE TRADED FD	$18,706	0.50%	483,741	Common	SOLE
92206C813	VCLT	VANGUARD SCOTTSDALE FDS LG-TER	$16,805	0.45%	221,533	Common	SOLE
92189F437	ANGL	VANECK VECTORS FALLEN ANGEL HI	$16,756	0.45%	592,120	Common	SOLE
46138E123	PSCI	INVESCO EXCH TRADED FD TR II S	$16,433	0.44%	136,872	Common	SOLE
464288810	IHI	ISHARES TR DJ MED DEVICES	$16,298	0.43%	290,829	Common	SOLE
81369Y308	XLP	SELECT SECTOR SPDR TR SBI CONS	$15,633	0.42%	204,145	Common	SOLE
46641Q837	JPST	JP MORGAN EXCHANGE TRADED FD	$15,565	0.42%	308,415	Common	SOLE
26875P101	EOG	EOG RES INC COM	$15,206	0.41%	120,809	Common	SOLE
35473P744	FLJP	FRANKLIN TEMPLETON ETF TR FTSE	$13,970	0.37%	485,787	Common	SOLE
46138J577	BSCT	INVESCO EXCH TRD SLF IDX FD TR	$13,426	0.36%	739,382	Common	SOLE
72201R882	ZROZ	PIMCO ETF TR 25YR ZERO U S	$13,177	0.35%	175,480	Common	SOLE
91324P102	UNH	UNITEDHEALTH GROUP INC COM	$12,756	0.34%	25,048	Common	SOLE
30231G102	XOM	EXXON MOBIL CORP	$12,166	0.32%	105,686	Common	SOLE
166764100	CVX	CHEVRON CORP NEW	$10,862	0.29%	69,449	Common	SOLE
464289180	EUFN	ISHARES TR MSCI EURO FINL	$10,190	0.27%	455,759	Common	SOLE
00162Q536	RFCI	ALPS ETF TR RIVERFRONT DYM	$9,153	0.24%	412,714	Common	SOLE
46434V407	SHYG	ISHARES TR 0-5YR HI YL CP	$8,920	0.24%	211,365	Common	SOLE
949746101	WMT2	WELLS FARGO & CO NEW COM	$6,927	0.18%	116,630	Common	SOLE
00162Q510	RFFC	ALPS ETF TR RIVERFRNT FLEX	$6,412	0.17%	118,150	Common	SOLE
92826C839	V	VISA INC COM CL A	$6,350	0.17%	24,195	Common	SOLE
191216100	KO	COCA COLA CO	$5,775	0.15%	90,734	Common	SOLE
33739P707	RFEM	FIRST TR EXCH TRADED FD III RI	$5,534	0.15%	84,612	Common	SOLE
37954Y475	XYLD	GLOBAL X S&P 500 COVERED CALL	$4,894	0.13%	121,044	Common	SOLE
00162Q783	RIGS	ALPS ETF TR RIVERFRNT STR INC	$4,635	0.12%	204,677	Common	SOLE
742718109	PG	PROCTER AND GAMBLE CO COM	$4,351	0.12%	26,383	Common	SOLE
46138G649	QQQM	INVESCO NASDAQ 100 ETF	$4,293	0.11%	21,779	Common	SOLE
233051630	HDEF	DBX ETF TR XTRACK MSCI EAFE	$4,009	0.11%	164,451	Common	SOLE
084670702	BRK/B	BERKSHIRE HATHAWAY INC	$3,944	0.11%	9,696	Common	SOLE
921943858	VEA	VANGUARD TAX-MANAGED FD EUROPE	$3,263	0.09%	66,018	Common	SOLE
46641Q647	JMUB	J P MORGAN EXCHANGE TRADED FD	$3,128	0.08%	62,092	Common	SOLE
464287440	IEF	ISHARES TR 7-10 YR TRS BD	$2,733	0.07%	29,184	Common	SOLE
863667101	SYK	STRYKER CORP COM	$2,662	0.07%	7,823	Common	SOLE
526107107	LII	LENNOX INTL INC COM	$2,031	0.05%	3,796	Common	SOLE
782493720	RETSX	RUSSELL INVT CO TAX MNGD LRG F	$1,536	0.04%	19,188	Common	SOLE
922908710	VFIAX	VANGUARD 500 INDEX FUND	$1,501	0.04%	2,979	Common	SOLE
922907746	VTEB	VANGUARD MUN BD FDS TAX EXEMPT	$1,430	0.04%	28,538	Common	SOLE
97717X701	HEDJ	WISDOMTREE TR EUROPE HEDGED	$1,372	0.04%	30,337	Common	SOLE
58933Y105	MRK	MERCK & CO. INC COM	$1,316	0.04%	10,629	Common	SOLE
399874775	GAFFX	GROWTH FD AMER CL F 3	$1,303	0.03%	17,645	Common	SOLE
464287309	IVW	ISHARES TR S&P500 GRW	$1,240	0.03%	13,396	Common	SOLE
41653L503	HMOP	HARTFORD FDS EXCHANGE TRADED T	$1,222	0.03%	31,566	Common	SOLE
960413102	WLK	WESTLAKE CHEM CORP COM	$1,159	0.03%	8,000	Common	SOLE
649280773	FNWFX	NEW WORLD FD INC NEW	$1,115	0.03%	13,897	Common	SOLE
922908744	VTV	VANGUARD INDEX FDS VALUE ETF	$1,091	0.03%	6,803	Common	SOLE
78464A664	SPTL	SPDR SERIES TRUST PORTFOLIO LN	$1,076	0.03%	39,520	Common	SOLE
027681774	AFMFX	AMERICAN MUT FD CL F 3	$1,027	0.03%	18,890	Common	SOLE
963320106	WHR	WHIRLPOOL CORP	$1,022	0.03%	10,000	Common	SOLE
92206C847	VGLT	VANGUARD SCOTTSDALE FDS LONG-T	$1,001	0.03%	17,354	Common	SOLE
002824100	ABT	ABBOTT LABS	$978	0.03%	9,408	Common	SOLE
02079K305	GOOGL	ALPHABET CLASS A	$887	0.02%	4,868	Common	SOLE
921908844	VIG	VANGUARD SPECIALIZED PORTFOLDI	$886	0.02%	4,851	Common	SOLE
464288638	IGIB	ISHARES TR LEHMAN INTER C	$877	0.02%	17,107	Common	SOLE
37954Y483	QYLD	GLOBAL X FDS NASDAQ 100 COVER	$826	0.02%	46,725	Common	SOLE
464287614	IWF	ISHARES TR RUSSELL1000GRW	$791	0.02%	2,171	Common	SOLE
149123101	CAT	CATERPILLAR INC COM	$759	0.02%	2,281	Common	SOLE
09789C887	XCCC	BONDBLOXX ETF TRUST CCC RT USD	$756	0.02%	20,232	Common	SOLE
464287507	IJH	ISHARES TR S&P MIDCAP 400	$755	0.02%	12,897	Common	SOLE
580135101	MCD	MCDONALDS CORP COM	$691	0.02%	2,712	Common	SOLE
552985863	MFEIX	MFS SER TR II EMERG GRW I	$680	0.02%	3,178	Common	SOLE
78462F103	SPY	SPDR TR UNIT SER 1	$678	0.02%	1,245	Common	SOLE
922908363	VOO	VANGUARD INDEX FDS S&P 500 ETF	$672	0.02%	1,343	Common	SOLE
37954Y459	RYLD	GLOBAL X X FDS RUSSELL 2000	$663	0.02%	41,382	Common	SOLE
49456B101	KMI	KINDER MORGAN INC DEL COM	$626	0.02%	31,561	Common	SOLE
060505104	BAC	BANK OF AMERICA CORPORATION CO	$621	0.02%	15,610	Common	SOLE
525327102	LDOS	LEIDOS HLDGS INC COM	$584	0.02%	4,000	Common	SOLE
713448108	PEP	PEPSICO INC COM	$575	0.02%	3,485	Common	SOLE
254687106	DIS	DISNEY WALT PRODTNS	$574	0.02%	5,780	Common	SOLE
464288240	ACWX	ISHARES TR MSCI ACWI EX	$518	0.01%	9,742	Common	SOLE
464287226	AGG	ISHARES TR LEHMAN AGG BND	$515	0.01%	5,313	Common	SOLE
464287432	TLT	ISHARES TR 20 YR TRS BD	$507	0.01%	5,523	Common	SOLE
78464A367	SPLB	SPDR SERIES TRUST PORTFOLIO LN	$502	0.01%	22,246	Common	SOLE
553498106	MSA	MSA SAFETY INC COM	$498	0.01%	2,652	Common	SOLE
55273G298	MDIJX	MFS SER TR X INTL DIVERS I	$494	0.01%	21,100	Common	SOLE
74254V869	PQIAX	PRINCIPAL FDS INC EQTY INC FD	$491	0.01%	12,334	Common	SOLE
74160Q301	POSKX	PRIMECAP ODYSSEY FDS ODYSSEY S	$486	0.01%	12,355	Common	SOLE
922908728	VTSAX	VANGUARD INDEX FDS TOT STKIDX	$476	0.01%	3,652	Common	SOLE
298706110	FEUPX	EURO PAC GROWTH FD CL F 3	$471	0.01%	8,211	Common	SOLE
464288356	CMF	ISHARES TR CALIF MUN BD ETF	$457	0.01%	8,029	Common	SOLE
464287499	IWR	ISHARES TR RUSSELL MIDCAP	$426	0.01%	5,254	Common	SOLE
92202E839	VTTSX	VANGUARD CHESTER FDS TAR RETIR	$421	0.01%	8,452	Common	SOLE
548661107	LOW	LOWES COS INC COM	$420	0.01%	1,907	Common	SOLE
097023105	BA	BOEING CO COM	$419	0.01%	2,300	Common	SOLE
024071771	AFMBX	AMERICAN BALANCED FD CL F 3	$418	0.01%	12,114	Common	SOLE
281020107	EIX	EDISON INTL COM	$415	0.01%	5,786	Common	SOLE
56064L355	MTFGX	MAINSTAY FDS TR MACKAY STRG I	$385	0.01%	40,647	Common	SOLE
057071656	BMNIX	BAIRD FDS INC CORE MUN INSTL	$382	0.01%	37,314	Common	SOLE
921921508	VPCCX	VANGUARD FENWAY FDS PRIMECP CO	$381	0.01%	10,610	Common	SOLE
46636U876	OIEJX	JPMORGAN TR I EQTY INCOME R6	$375	0.01%	15,641	Common	SOLE
922908736	VUG	VANGUARD INDEX FDS GROWTH ETF	$368	0.01%	985	Common	SOLE
46137V597	PRFZ	INVESCO FTSE RAFI US 1500 SMAL	$358	0.01%	9,375	Common	SOLE
00287Y109	ABBV	ABBVIE INC COM	$351	0.01%	2,046	Common	SOLE
779552405	PRUIX	ROWE T PRICE INDEX TR INC EQTY	$338	0.01%	2,354	Common	SOLE
25746U109	D	DOMINION RES INC VA NEW	$330	0.01%	6,735	Common	SOLE
464286509	EWC	ISHARES INC MSCI CDA INDEX	$320	0.01%	8,621	Common	SOLE
464287465	EFA	ISHARES TR MSCI EAFE IDX	$307	0.01%	3,918	Common	SOLE
464288281	EMB	ISHARES TR JPMORGAN USD	$301	0.01%	3,400	Common	SOLE
87283Q867	TCAF	T ROWE PRICE ETF INC CAP APPRE	$301	0.01%	9,594	Common	SOLE
315920157	FIDZX	FIDELITY ADVISOR SER VIII ADVI	$288	0.01%	8,925	Common	SOLE
11135F101	AVGO	BROADCOM INC COM	$278	0.01%	173	Common	SOLE
58155Q103	MCK	MCKESSON CORP COM	$264	0.01%	452	Common	SOLE
81369Y886	XLU	SELECT SECTOR SPDR TR SBI INT-	$260	0.01%	3,819	Common	SOLE
140543117	FWGIX	CAPITAL WORLD GROWTH & INCOME	$258	0.01%	3,944	Common	SOLE
532457108	LLY	LILLY ELI & CO COM	$256	0.01%	283	Common	SOLE
45956T774	IGAIX	INTERNATIONAL GROWTH & INCOME	$251	0.01%	6,728	Common	SOLE
78467V608	SRLN	SSGA ACTIVE ETF TR BLKSTN GSOS	$249	0.01%	5,954	Common	SOLE
464287655	IWM	ISHARES TR RUSSELL 2000	$238	0.01%	1,174	Common	SOLE
89832Q109	TFC	TRUIST FINL CORP COM	$237	0.01%	6,113	Common	SOLE
30303M102	META	FACEBOOK INC CL A	$232	0.01%	461	Common	SOLE
48121L114	JSOZX	JPMORGAN TR I STRATEGIC R6	$229	0.01%	19,944	Common	SOLE
023375777	FMACX	AMCAP FD CL F 3	$228	0.01%	5,330	Common	SOLE
33733E104	FTCS	FIRST TR EXCHANGE TRADED FD CA	$223	0.01%	2,654	Common	SOLE
101137107	BSX	BOSTON SCIENTIFIC CORP COM	$222	0.01%	2,879	Common	SOLE
314195405	FHISX	FEDERATED HERMES SUS HI YLD BD	$219	0.01%	32,752	Common	SOLE
78249R164	RTNSX	RUSSELL INVT CO TAX MNGD INTL	$213	0.01%	18,480	Common	SOLE
939330106	AWSHX	WASHINGTON MUT INVS FD INC COM	$206	0.01%	3,416	Common	SOLE
46641U564	VGINX	JPMORGAN TR I US VLU FD CL R6	$205	0.01%	2,558	Common	SOLE
782478408	RTSSX	RUSSELL INVT CO TAX MANAGD SML	$203	0.01%	5,126	Common	SOLE
446150104	HBAN	HUNTINGTON BANCSHARES INC COM	$181	0.00%	13,710	Common	SOLE
60934N625	PCOXX	MONEY MKT OBLIGS TR FH PRM WEA	$162	0.00%	161,930	Common	SOLE
31428Q101	FTRBX	FEDERATED TOTAL RETURN SERS TO	$151	0.00%	16,190	Common	SOLE
316389311	FIKMX	FIDELITY SECS FD ADV RLESTAT Z	$139	0.00%	11,913	Common	SOLE
77956H435	TROIX	ROWE T PRICE INTL FDS INC OVER	$138	0.00%	10,622	Common	SOLE
057071854	BAGIX	BAIRD FDS INC AGGR BD FD INS	$130	0.00%	13,420	Common	SOLE
78250F182	RTXSX	RUSSELL INVT CO TAX MNGD REL S	$127	0.00%	10,548	Common	SOLE
057071409	BSBIX	BAIRD FDS INC SHRT TRM BD I	$118	0.00%	12,544	Common	SOLE
44842D101	HUPHY	HUTCHISON PORT HLDGS TR UNSPON	$59	0.00%	22,865	Common	SOLE
74428W108	BGAOY	PROXIMUS S A UNSPONSORED ADR	$30	0.00%	18,695	Common	SOLE
649274305	NDVLY	NEW WORLD DEV LTD SPONSORED AD	$15	0.00%	31,738	Common	SOLE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.