Q2 2023 · 13F-HR
Newtyn Management, LLCholdings as filed
Filed 2023-08-14 · accession 0001493152-23-028373
$423.3M
Reported value
46
Positions
2023-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 44891N208 | IAC | IAC INC | $56.5M | 13.4% | 900,000 | Common | SOLE |
| 13765N107 | CNNE | CANNAE HLDGS INC | $40.6M | 9.60% | 2,010,663 | Common | SOLE |
| 36237H101 | GIII | G III APPAREL GROUP LTD | $31.7M | 7.49% | 1,645,452 | Common | SOLE |
| 698884103 | PAR | PAR TECHNOLOGY CORP | $29.6M | 7.00% | 900,000 | Common | SOLE |
| L02235106 | AMBP | ARDAGH METAL PACKAGING S A | $26.3M | 6.22% | 7,000,000 | Common | SOLE |
| 590328209 | MACKEUR | MERRIMACK PHARMACEUTICALS IN | $23.0M | 5.44% | 1,873,694 | Common | SOLE |
| 84790A105 | SPB | SPECTRUM BRANDS HLDGS INC NE | $19.5M | 4.61% | 249,937 | Common | SOLE |
| 11040G103 | VTOL | BRISTOW GROUP INC | $19.4M | 4.58% | 674,270 | Common | SOLE |
| 178587101 | CIO | CITY OFFICE REIT INC | $17.0M | 4.03% | 3,059,721 | Common | SOLE |
| G8807B106 | TBPH | THERAVANCE BIOPHARMA INC | $17.0M | 4.01% | 1,640,456 | Common | SOLE |
| 68629Y103 | ONL | ORION OFFICE REIT INC | $15.1M | 3.58% | 2,290,000 | Common | SOLE |
| 55262C100 | MBI | MBIA INC | $12.1M | 2.85% | 1,395,000 | Common | SOLE |
| 366505105 | GTX | GARRETT MOTION INC | $11.2M | 2.65% | 1,482,149 | Common | SOLE |
| 36315X101 | LKFT | GALAPAGOS NV | $11.0M | 2.59% | 270,000 | Common | SOLE |
| 71722W107 | PHAT | PHATHOM PHARMACEUTICALS INC | $9.8M | 2.31% | 683,648 | Common | SOLE |
| 901384107 | TSVT* | 2SEVENTY BIO INC | $7.5M | 1.76% | 737,744 | Common | SOLE |
| 65342T106 | NODK | NI HLDGS INC | $6.8M | 1.61% | 460,000 | Common | SOLE |
| 50015M109 | KOD | KODIAK SCIENCES INC | $6.8M | 1.61% | 989,703 | Common | SOLE |
| 886885102 | TLYS | TILLYS INC | $5.6M | 1.32% | 800,000 | Common | SOLE |
| 34984VAC4 | — | FORUM ENERGY TECHNOLOGIES IN | $5.4M | 1.28% | 5,483,872 | Common | SOLE |
| 25065K104 | DXLG | DESTINATION XL GROUP INC | $5.4M | 1.27% | 1,100,000 | Common | SOLE |
| 85512G106 | STHO | STAR HLDGS | $4.8M | 1.12% | 324,472 | Common | SOLE |
| 69331C108 | PCG | PG&E CORP | $4.6M | 1.10% | 268,921 | Common | SOLE |
| 34984V209 | FET | FORUM ENERGY TECHNOLOGIES IN | $4.6M | 1.09% | 180,000 | Common | SOLE |
| 015658107 | ASTL | ALGOMA STL GROUP INC | $4.2M | 0.99% | 590,899 | Common | SOLE |
| 282559103 | ETNBGBP | 89BIO INC | $3.8M | 0.90% | 200,000 | Common | SOLE |
| 23284P103 | — | CYTEIR THERAPEUTICS INC | $3.5M | 0.83% | 1,358,049 | Common | SOLE |
| 717098206 | — | PFSWEB INC | $3.4M | 0.80% | 746,406 | Common | SOLE |
| 03212B103 | AMPY | AMPLIFY ENERGY CORP NEW | $2.7M | 0.63% | 393,214 | Common | SOLE |
| 81728A108 | SNSEEUR | SENSEI BIOTHERAPEUTICS INC | $2.1M | 0.49% | 1,827,240 | Common | SOLE |
| Y95308105 | WVE | WAVE LIFE SCIENCES LTD | $1.8M | 0.43% | 500,000 | Common | SOLE |
| 699374302 | — | PARATEK PHARMACEUTICALS INC | $1.7M | 0.40% | 764,274 | Common | SOLE |
| 00773U108 | ADVMCHF | ADVERUM BIOTECHNOLOGIES INC | $1.6M | 0.38% | 1,000,000 | Common | SOLE |
| 68062P106 | OLMA | OLEMA PHARMACEUTICALS INC | $1.6M | 0.37% | 175,000 | Common | SOLE |
| 097702104 | BOLT1EUR | BOLT BIOTHERAPEUTICS INC | $1.3M | 0.30% | 1,000,000 | Common | SOLE |
| 09203E105 | BDTX | BLACK DIAMOND THERAPEUTICS I | $1.0M | 0.24% | 200,000 | Common | SOLE |
| 01626L105 | — | ALIGOS THERAPEUTICS INC | $873,900 | 0.21% | 900,000 | Common | SOLE |
| 24343R106 | — | DECIBEL THERAPEUTICS INC | $770,000 | 0.18% | 200,000 | Common | SOLE |
| 00211Y506 | ABIOEUR | ARCA BIOPHARMA INC | $635,796 | 0.15% | 313,200 | Common | SOLE |
| 04683R106 | AVIR | ATEA PHARMACEUTICALS INC | $333,597 | 0.08% | 89,197 | Common | SOLE |
| 513272104 | LW | LAMB WESTON HLDGS INC | $247,947 | 0.06% | 2,157 | Common | SOLE |
| 37890B100 | GBTG | GLOBAL BUSINESS TRAVEL GROUP | $223,573 | 0.05% | 30,923 | Common | SOLE |
| G1643W137 | — | BRILLIANT ACQUISITION CORP | $63,809 | 0.02% | 457,409 | Common | SOLE |
| 040450124 | — | ARISZ ACQUISITION CORP | $22,200 | 0.01% | 250,000 | Common | SOLE |
| 52178J113 | LFLYW | LEAFLY HOLDINGS INC | $19,230 | 0.00% | 634,640 | Common | SOLE |
| 92853V122 | — | VIVEON HEALTH ACQUISITION CO | $14,325 | 0.00% | 250,000 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.