Q3 2023 · 13F-HR
Newtyn Management, LLCholdings as filed
Filed 2023-11-14 · accession 0001493152-23-041042
$405.2M
Reported value
46
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 13765N107 | CNNE | CANNAE HLDGS INC | $53.5M | 13.2% | 2,868,411 | Common | SOLE |
| 44891N208 | IAC | IAC INC | $46.9M | 11.6% | 930,000 | Common | SOLE |
| 698884103 | PAR | PAR TECHNOLOGY CORP | $37.9M | 9.35% | 982,527 | Common | SOLE |
| 590328209 | MACKEUR | MERRIMACK PHARMACEUTICALS IN | $23.1M | 5.70% | 1,873,694 | Common | SOLE |
| L02235106 | AMBP | ARDAGH METAL PACKAGING S A | $22.5M | 5.55% | 7,188,138 | Common | SOLE |
| 36237H101 | GIII | G III APPAREL GROUP LTD | $20.4M | 5.04% | 818,816 | Common | SOLE |
| 84790A105 | SPB | SPECTRUM BRANDS HLDGS INC NE | $19.6M | 4.83% | 249,937 | Common | SOLE |
| 11040G103 | VTOL | BRISTOW GROUP INC | $19.5M | 4.82% | 692,896 | Common | SOLE |
| G8807B106 | TBPH | THERAVANCE BIOPHARMA INC | $15.9M | 3.92% | 1,841,560 | Common | SOLE |
| 178587101 | CIO | CITY OFFICE REIT INC | $13.5M | 3.34% | 3,180,000 | Common | SOLE |
| 901384107 | TSVT* | 2SEVENTY BIO INC | $12.1M | 2.98% | 3,076,490 | Common | SOLE |
| 366505105 | GTX | GARRETT MOTION INC | $10.5M | 2.60% | 1,335,572 | Common | SOLE |
| 55262C100 | MBI | MBIA INC | $10.3M | 2.54% | 1,425,000 | Common | SOLE |
| 36315X101 | LKFT | GALAPAGOS NV | $9.5M | 2.34% | 275,000 | Common | SOLE |
| 05603E208 | BVFL | BV FINL INC | $8.9M | 2.19% | 879,341 | Common | SOLE |
| 23284P103 | — | CYTEIR THERAPEUTICS INC | $7.1M | 1.75% | 2,500,444 | Common | SOLE |
| 65342T106 | NODK | NI HLDGS INC | $6.0M | 1.49% | 470,000 | Common | SOLE |
| 34984VAC4 | — | FORUM ENERGY TECHNOLOGIES IN | $5.4M | 1.33% | 5,483,872 | Common | SOLE |
| 886885102 | TLYS | TILLYS INC | $5.4M | 1.33% | 662,247 | Common | SOLE |
| 717098206 | — | PFSWEB INC | $5.3M | 1.31% | 711,953 | Common | SOLE |
| 71722W107 | PHAT | PHATHOM PHARMACEUTICALS INC | $5.2M | 1.28% | 500,000 | Common | SOLE |
| 34984V209 | FET | FORUM ENERGY TECHNOLOGIES IN | $4.4M | 1.09% | 183,300 | Common | SOLE |
| 69331C108 | PCG | PG&E CORP | $4.3M | 1.07% | 268,921 | Common | SOLE |
| 85512G106 | STHO | STAR HLDGS | $4.1M | 1.01% | 326,472 | Common | SOLE |
| 015658107 | ASTL | ALGOMA STL GROUP INC | $4.0M | 0.99% | 590,899 | Common | SOLE |
| 282559103 | ETNBGBP | 89BIO INC | $3.1M | 0.76% | 200,500 | Common | SOLE |
| 05455M100 | — | AVROBIO INC | $3.1M | 0.76% | 2,000,000 | Common | SOLE |
| Y95308105 | WVE | WAVE LIFE SCIENCES LTD | $2.9M | 0.72% | 510,000 | Common | SOLE |
| 50015M109 | KOD | KODIAK SCIENCES INC | $2.9M | 0.71% | 1,608,694 | Common | SOLE |
| 25065K104 | DXLG | DESTINATION XL GROUP INC | $2.7M | 0.66% | 600,000 | Common | SOLE |
| 68629Y103 | ONL | ORION OFFICE REIT INC | $2.5M | 0.61% | 474,721 | Common | SOLE |
| 68062P106 | OLMA | OLEMA PHARMACEUTICALS INC | $1.9M | 0.46% | 150,000 | Common | SOLE |
| 03748R747 | AIV | APARTMENT INVT & MGMT CO | $1.6M | 0.39% | 231,865 | Common | SOLE |
| 00773U108 | ADVMCHF | ADVERUM BIOTECHNOLOGIES INC | $1.5M | 0.38% | 1,025,000 | Common | SOLE |
| 81728A108 | SNSEEUR | SENSEI BIOTHERAPEUTICS INC | $1.4M | 0.33% | 1,800,000 | Common | SOLE |
| 38870X104 | GRPH | GRAPHITE BIO INC | $1.3M | 0.33% | 542,637 | Common | SOLE |
| 04683R106 | AVIR | ATEA PHARMACEUTICALS INC | $1.2M | 0.30% | 400,000 | Common | SOLE |
| 097702104 | BOLT1EUR | BOLT BIOTHERAPEUTICS INC | $1.1M | 0.26% | 1,020,000 | Common | SOLE |
| 59045L106 | — | MERSANA THERAPEUTICS INC | $889,000 | 0.22% | 700,000 | Common | SOLE |
| 01626L105 | — | ALIGOS THERAPEUTICS INC | $687,240 | 0.17% | 920,000 | Common | SOLE |
| 00211Y506 | ABIOEUR | ARCA BIOPHARMA INC | $603,000 | 0.15% | 300,000 | Common | SOLE |
| 09203E105 | BDTX | BLACK DIAMOND THERAPEUTICS I | $588,350 | 0.15% | 205,000 | Common | SOLE |
| G1643W137 | — | BRILLIANT ACQUISITION CORP | $95,598 | 0.02% | 457,409 | Common | SOLE |
| 040450124 | — | ARISZ ACQUISITION CORP | $22,500 | 0.01% | 250,000 | Common | SOLE |
| 52178J113 | LFLYW | LEAFLY HOLDINGS INC | $19,039 | 0.00% | 634,640 | Common | SOLE |
| 92853V122 | — | VIVEON HEALTH ACQUISITION CO | $12,750 | 0.00% | 250,000 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.