Q4 2023 · 13F-HR
Newtyn Management, LLCholdings as filed
Filed 2024-02-14 · accession 0001493152-24-006644
$509.4M
Reported value
48
Positions
2023-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 13765N107 | CNNE | CANNAE HLDGS INC | $66.9M | 13.1% | 3,430,163 | Common | SOLE |
| 44891N208 | IAC | IAC INC | $63.4M | 12.4% | 1,210,629 | Common | SOLE |
| 698884103 | PAR | PAR TECHNOLOGY CORP | $52.6M | 10.3% | 1,208,000 | Common | SOLE |
| 36237H101 | GIII | G III APPAREL GROUP LTD | $25.8M | 5.07% | 760,207 | Common | SOLE |
| 590328209 | MACKEUR | MERRIMACK PHARMACEUTICALS IN | $25.1M | 4.93% | 1,873,694 | Common | SOLE |
| 11040G103 | VTOL | BRISTOW GROUP INC | $24.4M | 4.79% | 863,192 | Common | SOLE |
| G8807B106 | TBPH | THERAVANCE BIOPHARMA INC | $21.4M | 4.19% | 1,900,000 | Common | SOLE |
| 84790A105 | SPB | SPECTRUM BRANDS HLDGS INC NE | $19.9M | 3.91% | 249,937 | Common | SOLE |
| 178587101 | CIO | CITY OFFICE REIT INC | $19.6M | 3.84% | 3,203,242 | Common | SOLE |
| 01988P108 | MDRX | VERADIGM INC | $15.3M | 3.01% | 1,461,692 | Common | SOLE |
| 68752M108 | OFIX | ORTHOFIX MED INC | $14.2M | 2.79% | 1,053,320 | Common | SOLE |
| 05603E208 | BVFL | BV FINL INC | $14.2M | 2.78% | 1,000,000 | Common | SOLE |
| 03748R747 | AIV | APARTMENT INVT & MGMT CO | $13.2M | 2.60% | 1,689,372 | Common | SOLE |
| 606710200 | MITK | MITEK SYS INC | $12.9M | 2.54% | 992,511 | Common | SOLE |
| 55262C100 | MBI | MBIA INC | $11.5M | 2.25% | 1,875,000 | Common | SOLE |
| 366505105 | GTX | GARRETT MOTION INC | $10.0M | 1.95% | 1,029,523 | Common | SOLE |
| L02235106 | AMBP | ARDAGH METAL PACKAGING S A | $9.5M | 1.86% | 2,464,881 | Common | SOLE |
| 23284P103 | — | CYTEIR THERAPEUTICS INC | $9.2M | 1.80% | 3,021,500 | Common | SOLE |
| 36315X101 | LKFT | GALAPAGOS NV | $8.9M | 1.74% | 218,087 | Common | SOLE |
| 65342T106 | NODK | NI HLDGS INC | $6.9M | 1.35% | 530,860 | Common | SOLE |
| 85512G106 | STHO | STAR HLDGS | $6.7M | 1.31% | 445,472 | Common | SOLE |
| 015658107 | ASTL | ALGOMA STL GROUP INC | $5.9M | 1.16% | 590,899 | Common | SOLE |
| 71722W107 | PHAT | PHATHOM PHARMACEUTICALS INC | $5.9M | 1.16% | 646,760 | Common | SOLE |
| 34984VAC4 | — | FORUM ENERGY TECHNOLOGIES IN | $5.4M | 1.06% | 5,483,872 | Common | SOLE |
| 50015M109 | KOD | KODIAK SCIENCES INC | $5.4M | 1.06% | 1,771,241 | Common | SOLE |
| 69331C108 | PCG | PG&E CORP | $4.8M | 0.95% | 268,921 | Common | SOLE |
| 34984V209 | FET | FORUM ENERGY TECHNOLOGIES IN | $4.3M | 0.85% | 194,300 | Common | SOLE |
| 05455M100 | — | AVROBIO INC | $3.7M | 0.73% | 2,734,175 | Common | SOLE |
| 282559103 | ETNBGBP | 89BIO INC | $3.0M | 0.60% | 272,500 | Common | SOLE |
| G63365103 | MURA | MURAL ONCOLOGY PUB LTD CO | $2.6M | 0.52% | 445,000 | Common | SOLE |
| Y95308105 | WVE | WAVE LIFE SCIENCES LTD | $2.6M | 0.51% | 510,000 | Common | SOLE |
| 68062P106 | OLMA | OLEMA PHARMACEUTICALS INC | $2.1M | 0.41% | 150,000 | Common | SOLE |
| 097702104 | BOLT1EUR | BOLT BIOTHERAPEUTICS INC | $1.7M | 0.34% | 1,553,535 | Common | SOLE |
| 00650F109 | ADPT | ADAPTIVE BIOTECHNOLOGIES COR | $1.6M | 0.31% | 322,000 | Common | SOLE |
| 04683R106 | AVIR | ATEA PHARMACEUTICALS INC | $1.6M | 0.30% | 508,474 | Common | SOLE |
| 921659108 | VNDA | VANDA PHARMACEUTICALS INC | $1.2M | 0.24% | 290,000 | Common | SOLE |
| 81728A108 | SNSEEUR | SENSEI BIOTHERAPEUTICS INC | $1.1M | 0.21% | 1,572,023 | Common | SOLE |
| 438083107 | FIXXEUR | HOMOLOGY MEDICINES INC | $850,750 | 0.17% | 1,399,260 | Common | SOLE |
| 01626L105 | — | ALIGOS THERAPEUTICS INC | $833,320 | 0.16% | 1,255,000 | Common | SOLE |
| 09203E105 | BDTX | BLACK DIAMOND THERAPEUTICS I | $786,800 | 0.15% | 280,000 | Common | SOLE |
| 63945M107 | NBBK | NB BANCORP INC | $631,410 | 0.12% | 46,945 | Common | SOLE |
| 00773U108 | ADVMCHF | ADVERUM BIOTECHNOLOGIES INC | $619,627 | 0.12% | 823,096 | Common | SOLE |
| 886885102 | TLYS | TILLYS INC | $473,391 | 0.09% | 62,784 | Common | SOLE |
| 00211Y506 | ABIOEUR | ARCA BIOPHARMA INC | $457,844 | 0.09% | 269,320 | Common | SOLE |
| 67054R104 | — | NUKKLEUS INC | $76,921 | 0.02% | 26,990 | Common | SOLE |
| 040450124 | — | ARISZ ACQUISITION CORP | $52,500 | 0.01% | 250,000 | Common | SOLE |
| 92853V122 | — | VIVEON HEALTH ACQUISITION CO | $11,250 | 0.00% | 250,000 | Common | SOLE |
| 52178J113 | LFLYW | LEAFLY HOLDINGS INC | $9,964 | 0.00% | 634,640 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.