Q4 2023 · 13F-HR
ALETHEA CAPITAL MANAGEMENT, LLCholdings as filed
Filed 2024-02-15 · accession 0001549408-24-000002
$86.7M
Reported value
35
Positions
2023-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 05464T104 | AXSM | AXSOME THERAPEUTICS INC | $59.9M | 69.1% | 752,044 | Common | SOLE |
| 05370A108 | RNAGBP | AVIDITY BIOSCIENCES INC | $7.7M | 8.92% | 854,651 | Common | SOLE |
| 50127T109 | KURA | KURA ONCOLOGY INC | $5.0M | 5.81% | 350,445 | Common | SOLE |
| 464287432 | TLT | ISHARES TR | $2.3M | 2.66% | 23,278 | Common | SOLE |
| 922908595 | VBK | VANGUARD INDEX FDS | $1.8M | 2.13% | 7,625 | Common | SOLE |
| 171757107 | — | CIDARA THERAPEUTICS INC | $1.3M | 1.49% | 1,627,670 | Common | SOLE |
| 438516106 | HON | HONEYWELL INTL INC | $390,625 | 0.45% | 1,863 | Common | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $357,468 | 0.41% | 10,617 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $356,401 | 0.41% | 1,851 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $354,439 | 0.41% | 2,515 | Common | SOLE |
| 458140100 | INTC | INTEL CORP | $351,750 | 0.41% | 7,000 | Common | SOLE |
| 94106L109 | WM | WASTE MGMT INC DEL | $349,245 | 0.40% | 1,950 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $347,837 | 0.40% | 925 | Common | SOLE |
| 452308109 | ITW | ILLINOIS TOOL WKS INC | $347,071 | 0.40% | 1,325 | Common | SOLE |
| 437076102 | HD | HOME DEPOT INC | $346,550 | 0.40% | 1,000 | Common | SOLE |
| 09247X101 | BLKCHF | BLACKROCK INC | $345,015 | 0.40% | 425 | Common | SOLE |
| 97717X701 | HEDJ | WISDOMTREE TR | $343,657 | 0.40% | 8,020 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $340,200 | 0.39% | 2,000 | Common | SOLE |
| G29183103 | ETN | EATON CORP PLC | $325,107 | 0.38% | 1,350 | Common | SOLE |
| 191216100 | KO | COCA COLA CO | $315,276 | 0.36% | 5,350 | Common | SOLE |
| 231021106 | CMI | CUMMINS INC | $311,441 | 0.36% | 1,300 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC | $305,712 | 0.35% | 1,800 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $303,161 | 0.35% | 850 | Common | SOLE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $293,080 | 0.34% | 2,000 | Common | SOLE |
| 26441C204 | DUK | DUKE ENERGY CORP NEW | $291,120 | 0.34% | 3,000 | Common | SOLE |
| 260557103 | DOW | DOW INC | $290,652 | 0.34% | 5,300 | Common | SOLE |
| G5960L103 | MDT | MEDTRONIC PLC | $288,330 | 0.33% | 3,500 | Common | SOLE |
| 494368103 | KMB | KIMBERLY-CLARK CORP | $285,549 | 0.33% | 2,350 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO INC | $272,550 | 0.31% | 2,500 | Common | SOLE |
| 126650100 | CVS | CVS HEALTH CORP | $260,568 | 0.30% | 3,300 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $259,948 | 0.30% | 2,600 | Common | SOLE |
| 747525103 | QCOM | QUALCOMM INC | $231,408 | 0.27% | 1,600 | Common | SOLE |
| 04546C205 | — | ASSERTIO HOLDINGS INC | $143,159 | 0.17% | 133,793 | Common | SOLE |
| 68373J104 | LPRO | OPEN LENDING CORP | $102,120 | 0.12% | 12,000 | Common | SOLE |
| 27828A100 | XEVMX | EATON VANCE CALIF MUN BD FD | $97,521 | 0.11% | 10,658 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.