Q1 2024 · 13F-HR
ALETHEA CAPITAL MANAGEMENT, LLCholdings as filed
Filed 2024-05-16 · accession 0001549408-24-000003
$123.1M
Reported value
32
Positions
2024-03-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 05464T104 | AXSM | AXSOME THERAPEUTICS INC | $59.1M | 48.0% | 740,791 | Common | SOLE |
| 78468R663 | BIL | SPDR SER TR | $22.1M | 17.9% | 240,557 | Common | SOLE |
| 05370A108 | RNAGBP | AVIDITY BIOSCIENCES INC | $19.4M | 15.8% | 760,697 | Common | SOLE |
| 50127T109 | KURA | KURA ONCOLOGY INC | $5.5M | 4.50% | 259,606 | Common | SOLE |
| 464287432 | TLT | ISHARES TR | $2.2M | 1.78% | 23,123 | Common | SOLE |
| 922908595 | VBK | VANGUARD INDEX FDS | $2.1M | 1.69% | 7,979 | Common | SOLE |
| 171757107 | — | CIDARA THERAPEUTICS INC | $1.5M | 1.19% | 1,598,492 | Common | SOLE |
| 46137V274 | RSPU | INVESCO EXCHANGE TRADED FD T | $644,900 | 0.52% | 11,396 | Common | SOLE |
| 25278X109 | FANG | DIAMONDBACK ENERGY INC | $598,275 | 0.49% | 3,019 | Common | SOLE |
| 020002101 | ALL | ALLSTATE CORP | $577,680 | 0.47% | 3,339 | Common | SOLE |
| 695156109 | PKG | PACKAGING CORP AMER | $550,362 | 0.45% | 2,900 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $539,121 | 0.44% | 4,638 | Common | SOLE |
| 969457100 | WMB | WILLIAMS COS INC | $527,615 | 0.43% | 13,539 | Common | SOLE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $522,283 | 0.42% | 3,219 | Common | SOLE |
| 744573106 | PEG | PUBLIC SVC ENTERPRISE GRP IN | $517,011 | 0.42% | 7,742 | Common | SOLE |
| 127097103 | CTRA | COTERRA ENERGY INC | $514,163 | 0.42% | 18,442 | Common | SOLE |
| 494368103 | KMB | KIMBERLY-CLARK CORP | $505,241 | 0.41% | 3,906 | Common | SOLE |
| 02209S103 | MO | ALTRIA GROUP INC | $501,063 | 0.41% | 11,487 | Common | SOLE |
| 704326107 | PAYX | PAYCHEX INC | $498,200 | 0.40% | 4,057 | Common | SOLE |
| 95040Q104 | WELL | WELLTOWER INC | $494,858 | 0.40% | 5,296 | Common | SOLE |
| 30161N101 | EXC | EXELON CORP | $493,144 | 0.40% | 13,126 | Common | SOLE |
| 00206R102 | T | AT&T INC | $486,851 | 0.40% | 27,662 | Common | SOLE |
| H11356104 | BG | BUNGE GLOBAL SA | $482,357 | 0.39% | 4,705 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $469,953 | 0.38% | 9,416 | Common | SOLE |
| 855244109 | SBUX | STARBUCKS CORP | $462,342 | 0.38% | 5,059 | Common | SOLE |
| 031162100 | AMGN | AMGEN INC | $452,353 | 0.37% | 1,591 | Common | SOLE |
| 717081103 | PFE | PFIZER INC | $440,504 | 0.36% | 15,874 | Common | SOLE |
| 97717X701 | HEDJ | WISDOMTREE TR | $387,366 | 0.31% | 8,020 | Common | SOLE |
| 023608102 | AEE | AMEREN CORP | $258,564 | 0.21% | 3,496 | Common | SOLE |
| 04546C205 | — | ASSERTIO HOLDINGS INC | $123,220 | 0.10% | 128,448 | Common | SOLE |
| 27828A100 | XEVMX | EATON VANCE CALIF MUN BD FD | $100,718 | 0.08% | 10,658 | Common | SOLE |
| 68373J104 | LPRO | OPEN LENDING CORP | $75,120 | 0.06% | 12,000 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.