Q2 2023 · 13F-HR
BTS Asset Management, Inc.holdings as filed
Filed 2023-07-10 · accession 0001580642-23-003577
$197.9M
Reported value
41
Positions
2023-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 233051432 | HYLB | Xtrackers USD High Yield Corporate Bond ETF | $66.0M | 33.3% | 1,912,661 | Common | SOLE |
| 78468R622 | JNK | SPDR Bloomberg High Yield Bond ETF | $64.9M | 32.8% | 704,871 | Common | SOLE |
| 921937835 | BND | Vanguard Total Bond Market ETF | $9.8M | 4.97% | 135,402 | Common | SOLE |
| 78464A359 | CWB | SPDR Bloomberg Convertible Securities ETF | $8.8M | 4.45% | 125,948 | Common | SOLE |
| 46429B697 | USMV | iShares MSCI USA Min Vol Factor ETF | $8.4M | 4.24% | 112,941 | Common | SOLE |
| 92189H409 | HYD | VanEck High Yield Muni ETF | $8.4M | 4.24% | 163,411 | Common | SOLE |
| 46138E354 | SPLV | Invesco S&P 500 Low Volatility ETF | $5.7M | 2.89% | 90,936 | Common | SOLE |
| 921908844 | VIG | Vanguard Dividend Appreciation Index Fund ETF | $3.7M | 1.85% | 22,564 | Common | SOLE |
| 46138E362 | SPHD | Invesco S&P 500 High Dividend Low Volatility ETF | $3.1M | 1.59% | 50,001 | Common | SOLE |
| 464288513 | HYG | iShares iBoxx High Yield Corporate Bond ETF | $2.6M | 1.31% | 34,519 | Common | SOLE |
| 464287234 | EEM | iShares MSCI Emerging Markets ETF | $1.3M | 0.64% | 32,041 | Common | SOLE |
| 922908611 | VBR | Vanguard Small Cap Value Index Fund ETF | $1.1M | 0.55% | 6,528 | Common | SOLE |
| 464288414 | MUB | iShares National Muni Bond ETF | $931,490 | 0.47% | 8,728 | Common | SOLE |
| 92206C870 | VCIT | Vanguard Intermediate-Term Corporate Bond ETF | $898,176 | 0.45% | 11,365 | Common | SOLE |
| 46654Q203 | JEPQ | JPMorgan Nasdaq Equity Premium Income ETF | $743,540 | 0.38% | 15,372 | Common | SOLE |
| 92204A405 | VFH | Vanguard Financials Index Fund ETF | $703,278 | 0.36% | 8,657 | Common | SOLE |
| 46641Q332 | JEPI | JPMorgan Equity Premium Income ETF | $695,456 | 0.35% | 12,569 | Common | SOLE |
| 46435U853 | USHY | iShares Broad USD High Yield Corporate Bond ETF | $693,388 | 0.35% | 19,643 | Common | SOLE |
| 47103U845 | JAAA | Janus Henderson AAA CLO ETF | $683,459 | 0.35% | 13,710 | Common | SOLE |
| 46429B267 | GOVT | iShares US Treasury Bond ETF | $656,363 | 0.33% | 28,662 | Common | SOLE |
| 78467V608 | SRLN | SPDR Blackstone Senior Loan ETF | $548,669 | 0.28% | 13,104 | Common | SOLE |
| 00162Q452 | AMLP | Alerian MLP ETF | $545,741 | 0.28% | 13,918 | Common | SOLE |
| 46138G870 | VRP | Invesco Variable Rate Preferred ETF | $544,312 | 0.28% | 24,463 | Common | SOLE |
| 46434V860 | TFLO | iShares Treasury Floating Rate Bond ETF | $527,728 | 0.27% | 10,415 | Common | SOLE |
| 464287754 | IYJ | iShares US Industrial ETF | $476,639 | 0.24% | 4,495 | Common | SOLE |
| 92204A504 | VHT | Vanguard Health Care Index Fund ETF | $460,935 | 0.23% | 1,883 | Common | SOLE |
| 46429B655 | FLOT | iShares Floating Rate Bond ETF | $424,521 | 0.21% | 8,354 | Common | SOLE |
| 74348A467 | NOBL | ProShares S&P 500 Dividend Aristocrats ETF | $420,827 | 0.21% | 4,464 | Common | SOLE |
| 46138E404 | PCEF | Invesco CEF Income Composite ETF | $420,423 | 0.21% | 23,253 | Common | SOLE |
| 78468R606 | SPHY | SPDR Portfolio High Yield Bond ETF | $407,219 | 0.21% | 17,829 | Common | SOLE |
| 78464A284 | HYMB | SPDR Nuveen Bloomberg High Yield Municipal Bond ETF | $402,095 | 0.20% | 16,077 | Common | SOLE |
| 92206C102 | VGSH | Vanguard Short-Term Treasury ETF | $397,157 | 0.20% | 6,880 | Common | SOLE |
| 464288588 | MBB | iShares MBS ETF | $392,686 | 0.20% | 4,210 | Common | SOLE |
| 464288166 | AGZ | iShares Agency Bond ETF | $387,004 | 0.20% | 3,618 | Common | SOLE |
| 46435G342 | REM | iShares Mortgage Real Estate ETF | $292,658 | 0.15% | 12,401 | Common | SOLE |
| 00162Q858 | SDOG | ALPS Sector Dividend Dogs ETF | $276,725 | 0.14% | 5,538 | Common | SOLE |
| 464288281 | EMB | iShares JP Morgan USD Emerging Markets Bond ETF | $270,119 | 0.14% | 3,121 | Common | SOLE |
| 92189F445 | IHY | VanEck International High Yield Bond ETF | $267,942 | 0.14% | 13,380 | Common | SOLE |
| 92204A702 | VGT | Vanguard Information Technology Index Fund ETF | $258,745 | 0.13% | 585 | Common | SOLE |
| 92204A207 | VDC | Vanguard Consumer Staples Index Fund ETF | $225,659 | 0.11% | 1,161 | Common | SOLE |
| 92204A876 | VPU | Vanguard Utilities Index Fund ETF | $218,363 | 0.11% | 1,536 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.