Q3 2023 · 13F-HR
BTS Asset Management, Inc.holdings as filed
Filed 2023-10-10 · accession 0001580642-23-005470
$154.5M
Reported value
36
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 233051432 | HYLB | Xtrackers USD High Yield Corporate Bond ETF | $59.2M | 38.3% | 1,743,883 | Common | SOLE |
| 78468R622 | JNK | SPDR Bloomberg High Yield Bond ETF | $59.0M | 38.2% | 652,966 | Common | SOLE |
| 78468R408 | SJNK | SPDR Bloomberg Short Term High Yield Bond ETF | $12.5M | 8.09% | 510,714 | Common | SOLE |
| 921937835 | BND | Vanguard Total Bond Market ETF | $5.4M | 3.47% | 76,878 | Common | SOLE |
| 464288513 | HYG | iShares iBoxx High Yield Corporate Bond ETF | $2.4M | 1.52% | 31,930 | Common | SOLE |
| 921908844 | VIG | Vanguard Dividend Appreciation Index Fund ETF | $1.7M | 1.09% | 10,752 | Common | SOLE |
| 92206C870 | VCIT | Vanguard Intermediate-Term Corporate Bond ETF | $888,095 | 0.57% | 11,688 | Common | SOLE |
| 464288414 | MUB | iShares National Muni Bond ETF | $870,257 | 0.56% | 8,487 | Common | SOLE |
| 46654Q203 | JEPQ | JPMorgan Nasdaq Equity Premium Income ETF | $721,052 | 0.47% | 15,365 | Common | SOLE |
| 47103U845 | JAAA | Janus Henderson AAA CLO ETF | $689,942 | 0.45% | 13,708 | Common | SOLE |
| 46435U853 | USHY | iShares Broad USD High Yield Corporate Bond ETF | $681,763 | 0.44% | 19,640 | Common | SOLE |
| 46641Q332 | JEPI | JPMorgan Equity Premium Income ETF | $647,862 | 0.42% | 12,096 | Common | SOLE |
| 46429B267 | GOVT | iShares US Treasury Bond ETF | $631,684 | 0.41% | 28,661 | Common | SOLE |
| 464287234 | EEM | iShares MSCI Emerging Markets ETF | $617,928 | 0.40% | 16,295 | Common | SOLE |
| 00162Q452 | AMLP | Alerian MLP ETF | $587,181 | 0.38% | 13,913 | Common | SOLE |
| 46138G870 | VRP | Invesco Variable Rate Preferred ETF | $547,139 | 0.35% | 24,459 | Common | SOLE |
| 922908611 | VBR | Vanguard Small Cap Value Index Fund ETF | $546,692 | 0.35% | 3,416 | Common | SOLE |
| 46434V860 | TFLO | iShares Treasury Floating Rate Bond ETF | $543,831 | 0.35% | 10,718 | Common | SOLE |
| 78467V608 | SRLN | SPDR Blackstone Senior Loan ETF | $533,811 | 0.35% | 12,731 | Common | SOLE |
| 46436E718 | SGOV | iShares 0-3 Month Treasury Bond ETF | $449,995 | 0.29% | 4,470 | Common | SOLE |
| 78464A359 | CWB | SPDR Bloomberg Convertible Securities ETF | $415,429 | 0.27% | 6,127 | Common | SOLE |
| 46429B655 | FLOT | iShares Floating Rate Bond ETF | $409,653 | 0.27% | 8,050 | Common | SOLE |
| 78468R606 | SPHY | SPDR Portfolio High Yield Bond ETF | $399,706 | 0.26% | 17,827 | Common | SOLE |
| 46138E404 | PCEF | Invesco CEF Income Composite ETF | $397,553 | 0.26% | 23,250 | Common | SOLE |
| 464288166 | AGZ | iShares Agency Bond ETF | $387,800 | 0.25% | 3,665 | Common | SOLE |
| 92206C102 | VGSH | Vanguard Short-Term Treasury ETF | $386,150 | 0.25% | 6,704 | Common | SOLE |
| 74348A467 | NOBL | ProShares S&P 500 Dividend Aristocrats ETF | $385,281 | 0.25% | 4,351 | Common | SOLE |
| 78464A284 | HYMB | SPDR Nuveen Bloomberg High Yield Municipal Bond ETF | $382,829 | 0.25% | 16,076 | Common | SOLE |
| 464288588 | MBB | iShares MBS ETF | $373,898 | 0.24% | 4,210 | Common | SOLE |
| 92204A405 | VFH | Vanguard Financials Index Fund ETF | $368,753 | 0.24% | 4,559 | Common | SOLE |
| 46435G342 | REM | iShares Mortgage Real Estate ETF | $276,827 | 0.18% | 12,392 | Common | SOLE |
| 92189F445 | IHY | VanEck International High Yield Bond ETF | $261,836 | 0.17% | 13,379 | Common | SOLE |
| 464288281 | EMB | iShares JP Morgan USD Emerging Markets Bond ETF | $257,552 | 0.17% | 3,121 | Common | SOLE |
| 00162Q858 | SDOG | ALPS Sector Dividend Dogs ETF | $243,851 | 0.16% | 5,185 | Common | SOLE |
| 92204A504 | VHT | Vanguard Health Care Index Fund ETF | $242,187 | 0.16% | 1,023 | Common | SOLE |
| 464287754 | IYJ | iShares US Industrial ETF | $238,124 | 0.15% | 2,358 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.