Q2 2023 · 13F-HR
Warberg Asset Management LLCholdings as filed
Filed 2023-08-09 · accession 0001597506-23-000003
$602.6M
Reported value
238
Positions
2023-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78462F953 | — | SPDR S&P 500 ETF TR | $178.6M | 29.6% | 403,000 | PUT | SOLE |
| 682189AP0 | — | ON SEMICONDUCTOR CORP | $40.0M | 6.64% | 8,778,000 | Common | NONE |
| 252131AH0 | — | DEXCOM INC | $39.7M | 6.58% | 12,694,000 | Common | NONE |
| 48242WAB2 | — | KBR INC | $37.2M | 6.18% | 14,524,000 | Common | NONE |
| 674599162 | OXY/WS | OCCIDENTAL PETE CORP | $36.8M | 6.11% | 997,821 | Common | SOLE |
| 46090E953 | — | INVESCO QQQ TR | $34.7M | 5.75% | 93,800 | PUT | SOLE |
| 880770AG7 | — | TERADYNE INC | $26.9M | 4.47% | 7,612,000 | Common | NONE |
| 58733RAD4 | — | MERCADOLIBRE INC | $18.0M | 2.98% | 6,570,000 | Common | NONE |
| 74967XAD5 | — | RH | $12.9M | 2.14% | 8,057,000 | Common | NONE |
| 021369AA1 | — | ALTAIR ENGR INC | $10.9M | 1.82% | 6,700,000 | Common | NONE |
| 26884LAK5 | EQT 1.75 05/01/26 | EQT CORP | $10.4M | 1.73% | 3,693,000 | Common | NONE |
| 302941AP4 | — | FTI CONSULTING INC | $8.8M | 1.45% | 4,665,000 | Common | NONE |
| 037833950 | — | APPLE INC | $8.3M | 1.38% | 43,000 | PUT | SOLE |
| 42806J148 | HTZWW | HERTZ GLOBAL HLDGS INC | $7.6M | 1.26% | 750,636 | Common | SOLE |
| 81141RAD2 | SEALTD 1 12/01/24 | SEA LTD | $6.4M | 1.07% | 5,000,000 | Common | NONE |
| 29786AAJ5 | ETSY 0.125 10/01/26 | ETSY INC | $6.3M | 1.04% | 5,305,000 | Common | NONE |
| 01988PAF5 | — | VERADIGM INC | $6.1M | 1.01% | 5,500,000 | Common | NONE |
| 723787AP2 | PXD 0.25 05/15/25 | PIONEER NAT RES CO | $5.9M | 0.97% | 2,666,000 | Common | NONE |
| 01741RAK8 | ATI 3.5 06/15/25 | ATI INC | $5.8M | 0.96% | 2,000,000 | Common | NONE |
| 207410AF8 | — | CONMED CORP | $4.9M | 0.81% | 3,170,000 | Common | NONE |
| 464287955 | — | ISHARES TR | $4.9M | 0.81% | 26,000 | PUT | SOLE |
| 70202LAB8 | PSN 0.25 08/15/25 | PARSONS CORP DEL | $4.4M | 0.73% | 3,839,000 | Common | NONE |
| 10316TAB0 | BOX 0 01/15/26 | BOX INC | $4.4M | 0.72% | 3,500,000 | Common | NONE |
| 09857LAN8 | BKNG 0.75 05/01/25 | BOOKING HOLDINGS INC | $3.6M | 0.60% | 2,411,000 | Common | NONE |
| 759916AB5 | RGEN 0.375 07/15/24 | REPLIGEN CORP | $3.5M | 0.58% | 2,678,000 | Common | NONE |
| 86882L113 | — | SURGEPAYS INC | $3.4M | 0.56% | 1,236,899 | Common | SOLE |
| 743312AB6 | PRGS 1 04/15/26 | PROGRESS SOFTWARE CORP | $3.3M | 0.55% | 3,000,000 | Common | NONE |
| 00971TAJ0 | AKAM 0.125 05/01/25 | AKAMAI TECHNOLOGIES INC | $3.2M | 0.53% | 2,980,000 | Common | NONE |
| 45867GAB7 | — | INTERDIGITAL INC | $3.0M | 0.50% | 2,500,000 | Common | NONE |
| 596278AB7 | MIDD 1 09/01/25 | MIDDLEBY CORP | $3.0M | 0.50% | 2,438,000 | Common | NONE |
| 437076902 | — | HOME DEPOT INC | $2.8M | 0.46% | 9,000 | CALL | SOLE |
| 92189F906 | — | VANECK ETF TRUST | $2.7M | 0.44% | 89,000 | CALL | SOLE |
| 65366HAB9 | — | NICE SYS INC | $2.6M | 0.44% | 1,060,000 | Common | NONE |
| 345370CZ1 | F 0 03/15/26 | FORD MTR CO DEL | $2.2M | 0.36% | 2,000,000 | Common | NONE |
| 00214Q954 | — | ARK ETF TR | $2.0M | 0.33% | 45,000 | PUT | SOLE |
| 595017AF1 | MCHP 1.625 02/15/27 | MICROCHIP TECHNOLOGY INC. | $2.0M | 0.33% | 771,000 | Common | NONE |
| 98980GAB8 | ZS 0.125 07/01/25 | ZSCALER INC | $1.9M | 0.32% | 1,667,000 | Common | NONE |
| 580135951 | — | MCDONALDS CORP | $1.8M | 0.30% | 6,000 | PUT | SOLE |
| 594918904 | — | MICROSOFT CORP | $1.7M | 0.28% | 5,000 | CALL | SOLE |
| 644206104 | NEN | NEW ENGLAND RLTY ASSOC LTD P | $1.6M | 0.27% | 22,104 | Common | SOLE |
| 165167180 | EXEEL | CHESAPEAKE ENERGY CORP | $1.5M | 0.24% | 22,225 | Common | SOLE |
| 464287952 | — | ISHARES TR | $1.4M | 0.24% | 14,000 | PUT | SOLE |
| 78462F903 | — | SPDR S&P 500 ETF TR | $1.3M | 0.22% | 3,000 | CALL | SOLE |
| 67066G954 | — | NVIDIA CORPORATION | $1.3M | 0.21% | 3,000 | PUT | SOLE |
| 33813J956 | — | FISKER INC | $1.2M | 0.19% | 204,300 | PUT | SOLE |
| 957638959 | — | WESTERN ALLIANCE BANCORP | $1.1M | 0.19% | 31,000 | PUT | SOLE |
| 46090E903 | — | INVESCO QQQ TR | $1.1M | 0.18% | 3,000 | CALL | SOLE |
| 06748F904 | — | BARCLAYS BANK PLC | $1.0M | 0.17% | 40,000 | CALL | SOLE |
| 23804LAB9 | DDOG 0.125 06/15/25 | DATADOG INC | $986,205 | 0.16% | 793,000 | Common | NONE |
| 697435AF2 | PANW 0.375 06/01/25 | PALO ALTO NETWORKS INC | $952,356 | 0.16% | 370,000 | Common | NONE |
| 26884U208 | EPR 5.75 PERP C | EPR PPTYS | $814,460 | 0.14% | 38,600 | Common | SOLE |
| 165167164 | EXEEW | CHESAPEAKE ENERGY CORP | $787,854 | 0.13% | 10,698 | Common | SOLE |
| 69291C106 | — | PHP VENTURES ACQUISITION COR | $750,111 | 0.12% | 69,973 | Common | SOLE |
| 46428Q909 | — | ISHARES SILVER TR | $731,150 | 0.12% | 35,000 | CALL | SOLE |
| 60770K957 | — | MODERNA INC | $729,000 | 0.12% | 6,000 | PUT | SOLE |
| 44364H100 | — | HUDSON ACQUISITION I CORP | $723,826 | 0.12% | 69,800 | Common | SOLE |
| 38136Y102 | GDST | GOLDENSTONE ACQUISITION LTD | $699,844 | 0.12% | 66,023 | Common | SOLE |
| 45827R106 | IRRX | INTEGRATED RAIL AND RES ACQ | $695,225 | 0.12% | 64,642 | Common | SOLE |
| 594918954 | — | MICROSOFT CORP | $681,080 | 0.11% | 2,000 | PUT | SOLE |
| 67190B104 | OAKU | OAK WOODS ACQUISITION CORP | $667,875 | 0.11% | 65,000 | Common | SOLE |
| 40472A102 | EONR | HNR ACQUISITION CORP | $661,265 | 0.11% | 62,266 | Common | SOLE |
| 61244M109 | — | MONTEREY CAP ACQUISITION COR | $637,203 | 0.11% | 60,889 | Common | SOLE |
| G6855L109 | JTAI | OXBRIDGE ACQUISITION CORP | $596,785 | 0.10% | 54,902 | Common | SOLE |
| 00501A101 | — | ACRI CAPITAL ACQUISITION COR | $589,973 | 0.10% | 54,500 | Common | SOLE |
| 094235AB4 | — | BLOOMIN BRANDS INC | $582,971 | 0.10% | 243,000 | Common | NONE |
| 00165C954 | — | AMC ENTMT HLDGS INC | $553,080 | 0.09% | 125,700 | PUT | SOLE |
| 90138P100 | — | 26 CAPITAL ACQUISITION CORP | $537,290 | 0.09% | 49,934 | Common | SOLE |
| 146869902 | — | CARVANA CO | $518,400 | 0.09% | 20,000 | CALL | SOLE |
| 37961B104 | — | GLOBAL BLOCKCHAIN ACQUI CORP | $501,934 | 0.08% | 48,078 | Common | SOLE |
| 74168P107 | — | PRIME NO ACQUISITION I CORP | $493,506 | 0.08% | 46,800 | Common | SOLE |
| 60742N106 | — | MOBIV ACQUISITION CORP | $467,944 | 0.08% | 44,250 | Common | SOLE |
| 048453104 | — | ATLANTIC COASTAL ACQUISTN CO | $465,699 | 0.08% | 45,104 | Common | SOLE |
| 30324Y101 | — | FG MERGER CORP | $438,441 | 0.07% | 41,421 | Common | SOLE |
| 46625H900 | — | JPMORGAN CHASE & CO | $436,320 | 0.07% | 3,000 | CALL | SOLE |
| 67066G904 | — | NVIDIA CORPORATION | $423,020 | 0.07% | 1,000 | CALL | SOLE |
| 29978K102 | EVCO | EVEREST CONSOLIDATOR ACQ COR | $419,898 | 0.07% | 39,427 | Common | SOLE |
| 912318900 | — | UNITED STS NAT GAS FD LP | $400,680 | 0.07% | 54,000 | CALL | SOLE |
| G0135E142 | AIMTF | AIMFINITY INVESTMENT CORP I | $311,850 | 0.05% | 29,700 | Common | SOLE |
| 062540959 | — | BANK HAWAII CORP | $309,225 | 0.05% | 7,500 | PUT | SOLE |
| G8192H956 | — | SIRIUSPOINT LTD | $295,281 | 0.05% | 32,700 | PUT | SOLE |
| G4809J114 | — | INTL GNRL INSURANCE HLDNGS L | $293,831 | 0.05% | 480,509 | Common | SOLE |
| 46432F956 | — | ISHARES TR | $288,500 | 0.05% | 2,000 | PUT | SOLE |
| 33739Q200 | LMBS | FIRST TR EXCHANGE-TRADED FD | $277,106 | 0.05% | 5,813 | Common | SOLE |
| G71704103 | HOVR | PONO CAP THREE INC | $262,994 | 0.04% | 25,300 | Common | SOLE |
| G65163118 | JOBY/WS | JOBY AVIATION INC | $259,700 | 0.04% | 98,000 | Common | SOLE |
| 165167172 | EXEEZ | CHESAPEAKE ENERGY CORP | $253,384 | 0.04% | 3,611 | Common | SOLE |
| 16115QAE0 | GTLS 1 11/15/24 | CHART INDS INC | $233,180 | 0.04% | 85,000 | Common | NONE |
| 89278D109 | TBMC | TRAILBLAZER MERGER CORP I | $231,211 | 0.04% | 22,690 | Common | SOLE |
| 72942P104 | — | PLUTONIAN ACQUISITION CORP | $230,505 | 0.04% | 22,196 | Common | SOLE |
| 76954A903 | — | RIVIAN AUTOMOTIVE INC | $226,576 | 0.04% | 13,600 | CALL | SOLE |
| G0230C108 | ALSAF | ALPHA STAR ACQUISITION CORP | $226,435 | 0.04% | 21,103 | Common | SOLE |
| G7500M120 | RNWWW | RENEW ENERGY GLOBAL PLC | $222,489 | 0.04% | 278,111 | Common | SOLE |
| G06362100 | — | AURA FAT PROJS ACQUISITION C | $215,419 | 0.04% | 20,361 | Common | SOLE |
| 29355AAF4 | — | ENPHASE ENERGY INC | $214,756 | 0.04% | 100,000 | Common | NONE |
| 20459V113 | CMPOW | COMPOSECURE INC | $213,741 | 0.04% | 203,563 | Common | SOLE |
| 03214Q116 | AMPX/WS | AMPRIUS TECHNOLOGIES INC | $212,597 | 0.04% | 442,910 | Common | SOLE |
| G65431150 | NE/WS/A | NOBLE CORP PLC | $210,255 | 0.03% | 8,422 | Common | SOLE |
| 296424203 | — | ESH ACQUISITION CORP | $207,414 | 0.03% | 20,455 | Common | SOLE |
| 92838J103 | — | VISION SENSING ACQUISITION C | $189,232 | 0.03% | 17,677 | Common | SOLE |
| 55407R103 | — | M3 BRIGADE ACQUISITION III | $185,419 | 0.03% | 17,735 | Common | SOLE |
| 37962G102 | — | GLOBAL STAR ACQUISITION INC | $182,764 | 0.03% | 17,456 | Common | SOLE |
| 845467909 | — | SOUTHWESTERN ENERGY CO | $180,300 | 0.03% | 30,000 | CALL | SOLE |
| 74954L104 | — | RF ACQUISITION CORP | $177,915 | 0.03% | 17,001 | Common | SOLE |
| 86882L954 | — | SURGEPAYS INC | $163,744 | 0.03% | 22,400 | PUT | SOLE |
| 36119D103 | FTII | FUTURETECH II ACQUISITION CO | $156,651 | 0.03% | 14,654 | Common | SOLE |
| G76279119 | — | ROIVANT SCIENCES LTD | $148,235 | 0.02% | 59,772 | Common | SOLE |
| 53814LAB4 | LTHM 4.125 07/15/25 | LIVENT CORP | $144,120 | 0.02% | 45,000 | Common | NONE |
| 443573AD2 | HUBS 0.375 06/01/25 | HUBSPOT INC | $135,805 | 0.02% | 71,000 | Common | NONE |
| 08862E959 | — | BEYOND MEAT INC | $129,800 | 0.02% | 10,000 | PUT | SOLE |
| 38021H107 | PUCK | GOAL ACQUISITIONS CORP | $128,857 | 0.02% | 12,414 | Common | SOLE |
| 640655114 | NEOVW | NEOVOLTA INC | $126,019 | 0.02% | 229,125 | Common | SOLE |
| G0R45S109 | — | AIB ACQUISITION CORPORATION | $123,836 | 0.02% | 11,424 | Common | SOLE |
| G49667101 | ISRLF | ISRAEL ACQUISITIONS CORP | $113,005 | 0.02% | 10,850 | Common | SOLE |
| 64125CAD1 | — | NEUROCRINE BIOSCIENCES INC | $109,667 | 0.02% | 86,000 | Common | NONE |
| 138103956 | — | CANTALOUPE INC | $108,256 | 0.02% | 13,600 | PUT | SOLE |
| 05479L104 | — | AZITRA INC | $105,560 | 0.02% | 29,000 | Common | SOLE |
| 758083109 | — | REDWOODS ACQUISITION CORP | $105,381 | 0.02% | 10,065 | Common | SOLE |
| 30329Y106 | — | FG FINANCIAL GROUP INC | $104,677 | 0.02% | 56,582 | Common | SOLE |
| 33813J106 | SPAQUSD | FISKER INC | $101,520 | 0.02% | 18,000 | Common | SOLE |
| Y71726122 | PXSAW | PYXIS TANKERS INC | $99,083 | 0.02% | 89,264 | Common | SOLE |
| 55328R959 | — | TINGO GROUP INC | $98,494 | 0.02% | 81,400 | PUT | SOLE |
| 501506133 | DFSCW | KWESST MICRO SYSTEMS INC | $85,116 | 0.01% | 189,146 | Common | SOLE |
| 25461T113 | — | DIRECT DIGITAL HOLDINGS INC | $84,981 | 0.01% | 130,740 | Common | SOLE |
| 01861F102 | AENT | ALLIANCE ENTERTAINMENT HOLDI | $80,700 | 0.01% | 30,000 | Common | SOLE |
| 716817119 | PETVW | PETVIVO HLDGS INC | $68,623 | 0.01% | 253,127 | Common | SOLE |
| 68557F118 | NXPLW | NEXTPLAT CORP | $65,839 | 0.01% | 71,308 | Common | SOLE |
| 98978N119 | — | ZIVO BIOSCIENCE INC | $64,467 | 0.01% | 107,463 | Common | SOLE |
| 55328R909 | — | TINGO GROUP INC | $61,468 | 0.01% | 50,800 | CALL | SOLE |
| 00165C904 | — | AMC ENTMT HLDGS INC | $57,200 | 0.01% | 13,000 | CALL | SOLE |
| 86335G109 | — | STRONG GLOBAL ENTMT INC | $55,902 | 0.01% | 18,759 | Common | SOLE |
| 682189AS4 | ON 0 05/01/27 | ON SEMICONDUCTOR CORP | $55,162 | 0.01% | 30,000 | Common | NONE |
| 60471A119 | — | MIRION TECHNOLOGIES INC | $54,775 | 0.01% | 30,096 | Common | SOLE |
| 408302115 | — | HAMMERHEAD ENERGY INC | $53,580 | 0.01% | 38,000 | Common | SOLE |
| 89157G884 | — | TOUGHBUILT INDS INC | $50,147 | 0.01% | 167,939 | Common | SOLE |
| 12021E117 | BFRGW | BULLFROG AI HLDGS INC | $49,396 | 0.01% | 69,086 | Common | SOLE |
| 80516T113 | SVREW | SAVERONE 2014 LTD | $44,333 | 0.01% | 201,104 | Common | SOLE |
| 105230106 | BOF | BRANCHOUT FOOD INC | $42,250 | 0.01% | 13,000 | Common | SOLE |
| 09073N201 | — | BIOSIG TECHNOLOGIES INC | $41,160 | 0.01% | 32,928 | Common | SOLE |
| 39959A106 | GRVIEUR | UPEXI INC | $39,823 | 0.01% | 17,699 | Common | SOLE |
| 098070402 | — | BONE BIOLOGICS CORP | $38,340 | 0.01% | 27,000 | Common | SOLE |
| 64079L204 | — | NEPTUNE WELLNESS SOLUTIONS I | $36,750 | 0.01% | 250,000 | Common | SOLE |
| 90177C101 | — | TWIN VEE POWERCATS CO | $36,663 | 0.01% | 17,294 | Common | SOLE |
| 87615L115 | — | TARGET HOSPITALITY CORP | $35,725 | 0.01% | 10,325 | Common | SOLE |
| 68277K124 | ONFOW | ONFOLIO HOLDINGS INC | $35,333 | 0.01% | 200,753 | Common | SOLE |
| 28252C117 | POLWQ | POLISHED COM INC | $34,152 | 0.01% | 526,228 | Common | SOLE |
| 88066N113 | TNONW | TENON MEDICAL INC | $33,492 | 0.01% | 320,500 | Common | SOLE |
| 432705101 | — | HILLSTREAM BIOPHARMA INC | $31,591 | 0.01% | 86,597 | Common | SOLE |
| 00218A105 | ASPI | ASP ISOTOPES INC | $31,353 | 0.01% | 55,218 | Common | SOLE |
| 87427V111 | TALKW | TALKSPACE INC | $31,284 | 0.01% | 520,540 | Common | SOLE |
| 46122W204 | INUVGBP | INUVO INC | $31,080 | 0.01% | 140,000 | Common | SOLE |
| 60742B110 | MOBBW | MOBILICOM LTD | $29,064 | 0.00% | 126,366 | Common | SOLE |
| 15672X102 | CISO | CISO GLOBAL INC | $28,880 | 0.00% | 160,000 | Common | SOLE |
| 172406308 | CNVS | CINEVERSE CORP | $28,575 | 0.00% | 15,000 | Common | SOLE |
| M7S64L905 | — | PAGAYA TECHNOLOGIES LTD | $28,000 | 0.00% | 20,000 | CALL | SOLE |
| G0411D115 | APLMW | APOLLOMICS INC | $27,832 | 0.00% | 337,150 | Common | SOLE |
| G3302D111 | FGIWW | FGI INDUSTRIES LTD | $27,605 | 0.00% | 121,074 | Common | SOLE |
| 88066N105 | — | TENON MEDICAL INC | $26,832 | 0.00% | 97,500 | Common | SOLE |
| 84862C112 | SBEVW | SPLASH BEVERAGE GROUP INC | $26,804 | 0.00% | 198,666 | Common | SOLE |
| 0557MQ115 | BTBDW | BT BRANDS INC | $25,545 | 0.00% | 137,708 | Common | SOLE |
| 42238H116 | BEATW | HEARTBEAM INC | $25,135 | 0.00% | 62,838 | Common | SOLE |
| M97838110 | WLDSW | WEARABLE DEVICES LTD | $25,100 | 0.00% | 125,500 | Common | SOLE |
| 92561V117 | RBOTW | VICARIOUS SURGICAL INC | $24,640 | 0.00% | 112,000 | Common | SOLE |
| 82003F119 | STSSW | SHARPS TECHNOLOGY INC | $22,820 | 0.00% | 164,882 | Common | SOLE |
| 83301J100 | SNAL | SNAIL INC | $20,667 | 0.00% | 13,000 | Common | SOLE |
| 65345B110 | NXLIW | NEXALIN TECHNOLOGY INC | $18,313 | 0.00% | 166,483 | Common | SOLE |
| 536221120 | — | THE LION ELECTRIC COMPANY | $18,281 | 0.00% | 39,298 | Common | SOLE |
| 92864V103 | — | VOLCON INC | $18,230 | 0.00% | 32,000 | Common | SOLE |
| M68057112 | MTEKW | MARIS TECH LTD | $15,652 | 0.00% | 223,596 | Common | SOLE |
| M74240116 | NRSNW | NEUROSENSE THERAPEUTICS LTD | $15,390 | 0.00% | 77,709 | Common | SOLE |
| 08975B117 | BBAI/WS | BIGBEAR AI HLDGS INC | $15,341 | 0.00% | 66,700 | Common | SOLE |
| 64113L111 | NCPLW | NETCAPITAL INC | $15,341 | 0.00% | 148,578 | Common | SOLE |
| 65528N204 | — | NOGIN INC | $15,065 | 0.00% | 11,500 | Common | SOLE |
| 86260J110 | SWAGW | STRAN & COMPANY INC | $13,682 | 0.00% | 181,824 | Common | SOLE |
| 81256L112 | ICUCW | SEASTAR MEDICAL HOLDING CORP | $13,359 | 0.00% | 366,010 | Common | SOLE |
| M7S64L107 | PGYWW | PAGAYA TECHNOLOGIES LTD | $12,917 | 0.00% | 49,680 | Common | SOLE |
| G39462141 | GMVDF | G MED INNOVATIONS HLDGS LTD | $12,553 | 0.00% | 33,000 | Common | SOLE |
| 86887P119 | BNCWW | CEA INDUSTRIES INC | $12,177 | 0.00% | 230,836 | Common | SOLE |
| 46583A113 | IVDAW | IVEDA SOLUTIONS INC | $10,710 | 0.00% | 49,413 | Common | SOLE |
| 23786R110 | DTSTW | DATA STORAGE CORP | $10,392 | 0.00% | 57,764 | Common | SOLE |
| 45824Q507 | — | GLUCOTRACK INC | $10,353 | 0.00% | 30,000 | Common | SOLE |
| 051774115 | AUROW | AURORA INNOVATION INC | $10,000 | 0.00% | 20,000 | Common | SOLE |
| G8059B119 | SLNWF | SELINA HOSPITALITY PLC | $9,545 | 0.00% | 209,776 | Common | SOLE |
| G9TY5A119 | — | ZURA BIO LTD | $9,036 | 0.00% | 25,818 | Common | SOLE |
| G55032125 | HOLOW | MICROCLOUD HOLOGRAM INC | $9,002 | 0.00% | 75,775 | Common | SOLE |
| 96684W126 | — | WHOLE EARTH BRANDS INC | $8,985 | 0.00% | 44,902 | Common | SOLE |
| 09076W117 | BIAFW | BIOAFFINITY TECHNOLOGIES INC | $8,902 | 0.00% | 24,626 | Common | SOLE |
| 00902F113 | AIMDW | AINOS INC | $8,695 | 0.00% | 30,295 | Common | SOLE |
| 20037C116 | CMRAW | COMERA LIFE SCIENCES HLDGS I | $8,160 | 0.00% | 300,000 | Common | SOLE |
| G6332A114 | STWWF | SEMANTIX INC | $7,787 | 0.00% | 102,119 | Common | SOLE |
| 834223505 | SNGXDEUR | SOLIGENIX INC | $7,038 | 0.00% | 10,000 | Common | SOLE |
| 17248W113 | CINGW | CINGULATE INC | $6,417 | 0.00% | 30,555 | Common | SOLE |
| N0796A118 | — | ALLEGO N V | $6,322 | 0.00% | 21,800 | Common | SOLE |
| 70261F111 | KTTAW | PASITHEA THERAPEUTICS CORP | $6,234 | 0.00% | 289,968 | Common | SOLE |
| 74365N111 | — | PROTAGENIC THERAPEUTICS INC | $5,936 | 0.00% | 177,196 | Common | SOLE |
| G30449121 | — | ENERGEM CORP | $5,922 | 0.00% | 90,000 | Common | SOLE |
| 08178Q119 | BENFW | BENEFICIENT | $5,225 | 0.00% | 110,000 | Common | SOLE |
| 96812F110 | BAERW | BRIDGER AEROSPACE GRP HLDGS | $5,141 | 0.00% | 25,200 | Common | SOLE |
| 58490H107 | MDNAF | MEDICENNA THERAPEUTICS CORP | $4,817 | 0.00% | 10,000 | Common | SOLE |
| M6000J101 | — | HUB CYBER SECURITY LTD | $4,731 | 0.00% | 10,000 | Common | SOLE |
| G47862126 | — | INFINT ACQUISITION CORP | $4,703 | 0.00% | 90,100 | Common | SOLE |
| 81734C114 | SQLLW | SEQLL INC | $4,396 | 0.00% | 56,000 | Common | SOLE |
| 65344E115 | NXGLW | NEXGEL INC | $4,350 | 0.00% | 10,000 | Common | SOLE |
| 00438Y115 | — | ACCRETION ACQUISITION CORP | $4,088 | 0.00% | 87,348 | Common | SOLE |
| G3400W110 | — | FAT PROJECTS ACQUISITION COR | $4,038 | 0.00% | 85,000 | Common | SOLE |
| 042644112 | AOGOW | AROGO CAPITAL ACQUISITION CO | $3,924 | 0.00% | 90,000 | Common | SOLE |
| M6000J127 | HUBCW | HUB CYBER SECURITY LTD | $3,910 | 0.00% | 100,000 | Common | SOLE |
| 45333D112 | IGTAW | INCEPTION GROWTH ACQUSTN LTD | $3,708 | 0.00% | 90,000 | Common | SOLE |
| 539319111 | LIXTW | LIXTE BIOTECHNOLOGY HLDGS IN | $3,707 | 0.00% | 53,181 | Common | SOLE |
| 066644113 | — | BANNIX ACQUISITION CORP | $3,428 | 0.00% | 85,700 | Common | SOLE |
| 655187110 | ACONW | ACLARION INC | $3,317 | 0.00% | 42,957 | Common | SOLE |
| 02919L117 | AREBW | AMERICAN REBEL HOLDINGS INC | $2,773 | 0.00% | 112,721 | Common | SOLE |
| G4000K118 | GRRRW | GORILLA TECHNOLOGY GROUP INC | $2,700 | 0.00% | 20,000 | Common | SOLE |
| 06690B115 | PNSWQ | BANYAN ACQUISITION CORPORATI | $2,684 | 0.00% | 12,200 | Common | SOLE |
| M8186D114 | RVSNW | RAIL VISION LTD | $2,599 | 0.00% | 52,192 | Common | SOLE |
| 13803R110 | GOEWQ | CANOO INC | $2,457 | 0.00% | 27,000 | Common | SOLE |
| C00948114 | — | AGRIFORCE GROWING SYSTEMS LT | $2,233 | 0.00% | 57,628 | Common | SOLE |
| 66718N111 | — | NORTHVIEW ACQUISITION CORP | $2,228 | 0.00% | 77,770 | Common | SOLE |
| 67644C112 | OCEAW | OCEAN BIOMEDICAL INC | $2,125 | 0.00% | 10,000 | Common | SOLE |
| 13767K119 | CNGLW | CANNA GLOBAL ACQUISITION COR | $2,099 | 0.00% | 90,100 | Common | SOLE |
| 92535P147 | — | VERSUS SYSTEMS INC | $2,051 | 0.00% | 105,470 | Common | SOLE |
| 41150T124 | — | HARBOR CUSTOM DEVELOPMENT IN | $1,716 | 0.00% | 165,000 | Common | SOLE |
| G83745128 | SACWF | SPREE ACQUISITION CORP 1 LTD | $1,504 | 0.00% | 47,154 | Common | SOLE |
| 67190B112 | — | OAK WOODS ACQUISITION CORP | $1,464 | 0.00% | 45,200 | Common | SOLE |
| 89853L203 | — | T2 BIOSYSTEMS INC | $1,412 | 0.00% | 20,000 | Common | SOLE |
| G0369L119 | ANGHW | ANGHAMI INC | $1,400 | 0.00% | 40,409 | Common | SOLE |
| 11750K120 | BRSWF | BRUUSH ORAL CARE INC | $1,200 | 0.00% | 15,000 | Common | SOLE |
| 12430A110 | BZFDW | BUZZFEED INC | $1,187 | 0.00% | 19,778 | Common | SOLE |
| G8267K117 | SMXWW | SMX SEC MATTERS PLC | $1,172 | 0.00% | 53,261 | Common | SOLE |
| G52131128 | — | KAIROUS ACQUISITION CORP LTD | $1,134 | 0.00% | 80,677 | Common | SOLE |
| 28059P113 | EDBLW | EDIBLE GARDEN AG INC | $990 | 0.00% | 52,661 | Common | SOLE |
| 60743F128 | MOBQW | MOBIQUITY TECHNOLOGIES INC | $981 | 0.00% | 38,468 | Common | SOLE |
| 30324Y119 | — | FG MERGER CORP | $962 | 0.00% | 16,502 | Common | SOLE |
| 265334110 | — | DUNE ACQUISITION CORP | $825 | 0.00% | 19,500 | Common | SOLE |
| 186760112 | CLVRW | CLEVER LEAVES HOLDINGS INC | $749 | 0.00% | 22,705 | Common | SOLE |
| 249845116 | DRMAW | DERMATA THERAPEUTICS INC | $575 | 0.00% | 30,000 | Common | SOLE |
| 31561T110 | — | FEUTUNE LIGHT ACQUISITION CO | $572 | 0.00% | 20,796 | Common | SOLE |
| G3034H125 | EMCWF | EMBRACE CHANGE ACQUISITN COR | $234 | 0.00% | 12,500 | Common | SOLE |
| 81947T110 | SHPSQ | SHAPEWAYS HOLDINGS INC | $148 | 0.00% | 14,668 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.