Q3 2023 · 13F-HR
Warberg Asset Management LLCholdings as filed
Filed 2023-11-13 · accession 0001597506-23-000004
$495.6M
Reported value
244
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78462F953 | — | SPDR S&P 500 ETF TR | $143.2M | 28.9% | 335,000 | PUT | SOLE |
| 674599162 | OXY/WS | OCCIDENTAL PETE CORP | $45.0M | 9.08% | 1,046,696 | Common | SOLE |
| 682189AP0 | — | ON SEMICONDUCTOR CORP | $44.2M | 8.92% | 9,849,000 | Common | NONE |
| 48242WAB2 | — | KBR INC | $37.3M | 7.52% | 15,790,000 | Common | NONE |
| 697435AF2 | PANW 0.375 06/01/25 | PALO ALTO NETWORKS INC | $12.6M | 2.55% | 5,356,000 | Common | NONE |
| 26884LAK5 | EQT 1.75 05/01/26 | EQT CORP | $12.6M | 2.53% | 4,515,000 | Common | NONE |
| 928563402 | VMWA | VMWARE INC | $11.6M | 2.33% | 69,485 | Common | SOLE |
| 74967XAD5 | — | RH | $9.6M | 1.94% | 7,302,000 | Common | NONE |
| 723787AP2 | PXD 0.25 05/15/25 | PIONEER NAT RES CO | $9.3M | 1.87% | 3,759,000 | Common | NONE |
| 021369AA1 | — | ALTAIR ENGR INC | $9.1M | 1.83% | 6,700,000 | Common | NONE |
| 207410AF8 | — | CONMED CORP | $8.7M | 1.75% | 7,476,000 | Common | NONE |
| 46090E953 | — | INVESCO QQQ TR | $8.2M | 1.66% | 23,000 | PUT | SOLE |
| 45867GAB7 | — | INTERDIGITAL INC | $6.6M | 1.34% | 6,200,000 | Common | NONE |
| 01988PAF5 | — | VERADIGM INC | $6.2M | 1.26% | 5,500,000 | Common | NONE |
| 09857LAN8 | BKNG 0.75 05/01/25 | BOOKING HOLDINGS INC | $5.9M | 1.19% | 3,527,000 | Common | NONE |
| 29786AAJ5 | ETSY 0.125 10/01/26 | ETSY INC | $5.4M | 1.09% | 5,323,000 | Common | NONE |
| 01741RAK8 | ATI 3.5 06/15/25 | ATI INC | $5.4M | 1.09% | 2,000,000 | Common | NONE |
| 70202LAB8 | PSN 0.25 08/15/25 | PARSONS CORP DEL | $5.2M | 1.05% | 4,096,000 | Common | NONE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $5.1M | 1.03% | 12,000 | Common | SOLE |
| 759916AB5 | RGEN 0.375 07/15/24 | REPLIGEN CORP | $4.9M | 0.99% | 3,432,000 | Common | NONE |
| 037833950 | — | APPLE INC | $4.8M | 0.97% | 28,000 | PUT | SOLE |
| 443573AD2 | HUBS 0.375 06/01/25 | HUBSPOT INC | $4.6M | 0.93% | 2,574,000 | Common | NONE |
| 10316TAB0 | BOX 0 01/15/26 | BOX INC | $4.1M | 0.83% | 3,786,000 | Common | NONE |
| 81141RAD2 | SEALTD 1 12/01/24 | SEA LTD | $3.9M | 0.79% | 3,500,000 | Common | NONE |
| 00971TAJ0 | AKAM 0.125 05/01/25 | AKAMAI TECHNOLOGIES INC | $3.9M | 0.78% | 3,273,000 | Common | NONE |
| 98139AAB1 | WK 1.125 08/15/26 | WORKIVA INC | $3.8M | 0.77% | 2,777,000 | Common | NONE |
| 42806J148 | HTZWW | HERTZ GLOBAL HLDGS INC | $3.8M | 0.76% | 613,408 | Common | SOLE |
| 743312AB6 | PRGS 1 04/15/26 | PROGRESS SOFTWARE CORP | $3.2M | 0.65% | 3,123,000 | Common | NONE |
| 595017AF1 | MCHP 1.625 02/15/27 | MICROCHIP TECHNOLOGY INC. | $2.9M | 0.58% | 1,300,000 | Common | NONE |
| 596278AB7 | MIDD 1 09/01/25 | MIDDLEBY CORP | $2.7M | 0.55% | 2,438,000 | Common | NONE |
| 65366HAB9 | — | NICE SYS INC | $2.5M | 0.49% | 1,060,000 | Common | NONE |
| 464287952 | — | ISHARES TR | $2.2M | 0.45% | 25,000 | PUT | SOLE |
| 345370CZ1 | F 0 03/15/26 | FORD MTR CO DEL | $2.1M | 0.43% | 2,145,000 | Common | NONE |
| 29355AAF4 | — | ENPHASE ENERGY INC | $2.1M | 0.42% | 1,338,000 | Common | NONE |
| G65431135 | NE/WS | NOBLE CORP PLC | $1.9M | 0.38% | 59,490 | Common | SOLE |
| 64125CAD1 | — | NEUROCRINE BIOSCIENCES INC | $1.9M | 0.38% | 1,271,000 | Common | NONE |
| 67066G954 | — | NVIDIA CORPORATION | $1.7M | 0.35% | 4,000 | PUT | SOLE |
| 165167180 | EXEEL | CHESAPEAKE ENERGY CORP | $1.7M | 0.35% | 24,688 | Common | SOLE |
| 256677905 | — | DOLLAR GEN CORP NEW | $1.7M | 0.34% | 16,000 | CALL | SOLE |
| 98980GAB8 | ZS 0.125 07/01/25 | ZSCALER INC | $1.7M | 0.34% | 1,393,000 | Common | NONE |
| 60770K957 | — | MODERNA INC | $1.4M | 0.29% | 14,000 | PUT | SOLE |
| 92189F906 | — | VANECK ETF TRUST | $1.4M | 0.28% | 52,300 | CALL | SOLE |
| G65431150 | NE/WS/A | NOBLE CORP PLC | $1.4M | 0.28% | 49,063 | Common | SOLE |
| 33813J956 | — | FISKER INC | $1.3M | 0.26% | 204,300 | PUT | SOLE |
| 86882L113 | — | SURGEPAYS INC | $1.3M | 0.26% | 1,164,850 | Common | SOLE |
| 79466L952 | — | SALESFORCE INC | $1.2M | 0.25% | 6,000 | PUT | SOLE |
| 464287432 | TLT | ISHARES TR | $1.1M | 0.22% | 12,500 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $941,655 | 0.19% | 5,500 | Common | SOLE |
| 345370900 | — | FORD MTR CO DEL | $931,500 | 0.19% | 75,000 | CALL | SOLE |
| 78464A958 | — | SPDR SER TR | $918,940 | 0.19% | 22,000 | PUT | SOLE |
| 803607AB6 | — | SAREPTA THERAPEUTICS INC | $911,580 | 0.18% | 517,000 | Common | NONE |
| 062540959 | — | BANK HAWAII CORP | $894,420 | 0.18% | 18,000 | PUT | SOLE |
| 26884U208 | EPR 5.75 PERP C | EPR PPTYS | $873,486 | 0.18% | 46,425 | Common | SOLE |
| 094235AB4 | — | BLOOMIN BRANDS INC | $869,680 | 0.18% | 393,000 | Common | NONE |
| 644206104 | NEN | NEW ENGLAND RLTY ASSOC LTD P | $828,730 | 0.17% | 12,150 | Common | SOLE |
| 61244M109 | — | MONTEREY CAP ACQUISITION COR | $798,553 | 0.16% | 75,052 | Common | SOLE |
| 048453104 | — | ATLANTIC COASTAL ACQUISTN CO | $798,401 | 0.16% | 76,402 | Common | SOLE |
| 165167164 | EXEEW | CHESAPEAKE ENERGY CORP | $784,080 | 0.16% | 10,144 | Common | SOLE |
| 76954A903 | — | RIVIAN AUTOMOTIVE INC | $776,960 | 0.16% | 32,000 | CALL | SOLE |
| 30069X102 | — | EXCELFIN ACQUISITION CORP | $772,645 | 0.16% | 72,617 | Common | SOLE |
| 40472A102 | EONR | HNR ACQUISITION CORP | $759,537 | 0.15% | 70,068 | Common | SOLE |
| 957638959 | — | WESTERN ALLIANCE BANCORP | $726,326 | 0.15% | 15,800 | PUT | SOLE |
| 04845A108 | — | ATLANTIC COASTAL AQSTN CORP | $722,794 | 0.15% | 68,317 | Common | SOLE |
| 11125B102 | — | BROAD CAPITAL ACQUISITION CO | $716,133 | 0.14% | 65,103 | Common | SOLE |
| 46428Q909 | — | ISHARES SILVER TR | $711,900 | 0.14% | 35,000 | CALL | SOLE |
| 65445K200 | — | 99 ACQUISITION GROUP INC | $707,588 | 0.14% | 68,300 | Common | SOLE |
| 67190B104 | OAKU | OAK WOODS ACQUISITION CORP | $679,575 | 0.14% | 65,000 | Common | SOLE |
| 00501A101 | — | ACRI CAPITAL ACQUISITION COR | $603,577 | 0.12% | 55,096 | Common | SOLE |
| 46432F956 | — | ISHARES TR | $558,800 | 0.11% | 4,000 | PUT | SOLE |
| 75524B203 | RBC 5 10/15/24 A | RBC BEARINGS INC | $552,275 | 0.11% | 5,000 | Common | SOLE |
| 37962G102 | — | GLOBAL STAR ACQUISITION INC | $516,700 | 0.10% | 48,562 | Common | SOLE |
| 69291C106 | — | PHP VENTURES ACQUISITION COR | $499,586 | 0.10% | 45,666 | Common | SOLE |
| G8192H106 | SPNT | SIRIUSPOINT LTD | $495,838 | 0.10% | 48,755 | Common | SOLE |
| G8192H956 | — | SIRIUSPOINT LTD | $495,279 | 0.10% | 48,700 | PUT | SOLE |
| 20459V113 | CMPOW | COMPOSECURE INC | $481,404 | 0.10% | 740,622 | Common | SOLE |
| G52443119 | KVAC | KEEN VISION ACQUISITION CORP | $467,820 | 0.09% | 46,000 | Common | SOLE |
| 67066G904 | — | NVIDIA CORPORATION | $434,990 | 0.09% | 1,000 | CALL | SOLE |
| 74738V105 | — | QOMOLANGMA ACQUISITION CORP | $402,190 | 0.08% | 37,871 | Common | SOLE |
| 29978K102 | EVCO | EVEREST CONSOLIDATOR ACQ COR | $400,827 | 0.08% | 37,045 | Common | SOLE |
| 06748F904 | — | BARCLAYS BANK PLC | $396,440 | 0.08% | 17,000 | CALL | SOLE |
| 89301B104 | — | ZALATORIS ACQUISITION CORP | $385,785 | 0.08% | 36,602 | Common | SOLE |
| 296424104 | ESHA | ESH ACQUISITION CORP | $380,552 | 0.08% | 37,604 | Common | SOLE |
| 345370950 | — | FORD MTR CO DEL | $372,600 | 0.08% | 30,000 | PUT | SOLE |
| 23804LAB9 | DDOG 0.125 06/15/25 | DATADOG INC | $362,781 | 0.07% | 308,000 | Common | NONE |
| 165167172 | EXEEZ | CHESAPEAKE ENERGY CORP | $348,207 | 0.07% | 4,743 | Common | SOLE |
| 03842W105 | AQUC | AQUARON ACQUISITION CORP | $340,914 | 0.07% | 32,253 | Common | SOLE |
| 45333D104 | IGTA | INCEPTION GROWTH ACQUSTN LTD | $323,145 | 0.07% | 30,428 | Common | SOLE |
| 60770K107 | MRNA | MODERNA INC | $309,930 | 0.06% | 3,000 | Common | SOLE |
| 87615L115 | — | TARGET HOSPITALITY CORP | $308,261 | 0.06% | 60,325 | Common | SOLE |
| 758083109 | — | REDWOODS ACQUISITION CORP | $304,440 | 0.06% | 28,519 | Common | SOLE |
| 15719Y105 | — | CETUS CAP ACQUISITION CORP | $283,853 | 0.06% | 27,137 | Common | SOLE |
| G0230C108 | ALSAF | ALPHA STAR ACQUISITION CORP | $272,487 | 0.05% | 24,828 | Common | SOLE |
| G71704103 | HOVR | PONO CAP THREE INC | $266,915 | 0.05% | 25,300 | Common | SOLE |
| G04058106 | — | AP ACQUISITION CORP | $252,952 | 0.05% | 23,027 | Common | SOLE |
| 89278D109 | TBMC | TRAILBLAZER MERGER CORP I | $236,319 | 0.05% | 22,877 | Common | SOLE |
| 912318900 | — | UNITED STS NAT GAS FD LP | $232,220 | 0.05% | 34,000 | CALL | SOLE |
| 138103906 | — | CANTALOUPE INC | $218,125 | 0.04% | 34,900 | CALL | SOLE |
| 25461T113 | — | DIRECT DIGITAL HOLDINGS INC | $216,452 | 0.04% | 180,377 | Common | SOLE |
| 78464A698 | KRE | SPDR SER TR | $208,800 | 0.04% | 5,000 | Common | SOLE |
| G7500M120 | RNWWW | RENEW ENERGY GLOBAL PLC | $208,746 | 0.04% | 278,328 | Common | SOLE |
| 38136Y102 | GDST | GOLDENSTONE ACQUISITION LTD | $204,645 | 0.04% | 19,090 | Common | SOLE |
| 682189AS4 | ON 0 05/01/27 | ON SEMICONDUCTOR CORP | $200,131 | 0.04% | 111,000 | Common | NONE |
| 845467909 | — | SOUTHWESTERN ENERGY CO | $193,500 | 0.04% | 30,000 | CALL | SOLE |
| 74954L104 | — | RF ACQUISITION CORP | $191,764 | 0.04% | 18,006 | Common | SOLE |
| 76137R106 | — | REVELSTONE CAPITAL ACQSTN CO | $191,414 | 0.04% | 18,007 | Common | SOLE |
| 92838J103 | — | VISION SENSING ACQUISITION C | $190,150 | 0.04% | 17,429 | Common | SOLE |
| 69882P102 | PPYA | PAPAYA GRWT OPPORTUNITY CORP | $163,800 | 0.03% | 15,287 | Common | SOLE |
| 35088F107 | FORL | FOUR LEAF ACQUISITION CORP | $158,944 | 0.03% | 15,152 | Common | SOLE |
| 138103956 | — | CANTALOUPE INC | $153,750 | 0.03% | 24,600 | PUT | SOLE |
| G1676M105 | — | BUKIT JALIL GBL ACQUISITION | $141,934 | 0.03% | 13,740 | Common | SOLE |
| 501506604 | — | KWESST MICRO SYSTEMS INC | $139,500 | 0.03% | 90,000 | Common | SOLE |
| M85548951 | — | STRATASYS LTD | $136,100 | 0.03% | 10,000 | PUT | SOLE |
| 640655114 | NEOVW | NEOVOLTA INC | $130,805 | 0.03% | 207,627 | Common | SOLE |
| 03214Q116 | AMPX/WS | AMPRIUS TECHNOLOGIES INC | $130,041 | 0.03% | 439,138 | Common | SOLE |
| 53814LAB4 | LTHM 4.125 07/15/25 | LIVENT CORP | $119,404 | 0.02% | 55,000 | Common | NONE |
| 33813J106 | SPAQUSD | FISKER INC | $116,010 | 0.02% | 18,000 | Common | SOLE |
| G49667101 | ISRLF | ISRAEL ACQUISITIONS CORP | $114,522 | 0.02% | 10,850 | Common | SOLE |
| 00971TAL5 | AKAM 0.375 09/01/27 | AKAMAI TECHNOLOGIES INC | $110,735 | 0.02% | 106,000 | Common | NONE |
| G12729110 | — | BOWEN ACQUISITION CORP | $102,000 | 0.02% | 10,000 | Common | SOLE |
| 22275C105 | PODC | PODCASTONE INC | $80,834 | 0.02% | 42,252 | Common | SOLE |
| 25461T105 | — | DIRECT DIGITAL HOLDINGS INC | $76,460 | 0.02% | 29,867 | Common | SOLE |
| 716817119 | PETVW | PETVIVO HLDGS INC | $74,085 | 0.01% | 224,501 | Common | SOLE |
| G65163118 | JOBY/WS | JOBY AVIATION INC | $72,416 | 0.01% | 58,400 | Common | SOLE |
| 68401P403 | OPHC | OPTIMUMBANK HLDGS INC | $65,204 | 0.01% | 20,500 | Common | SOLE |
| 87427V111 | TALKW | TALKSPACE INC | $63,752 | 0.01% | 534,441 | Common | SOLE |
| 03834B127 | APCXW | APPTECH PMTS CORP | $61,441 | 0.01% | 83,029 | Common | SOLE |
| Y71726122 | PXSAW | PYXIS TANKERS INC | $57,939 | 0.01% | 56,828 | Common | SOLE |
| 05479L104 | — | AZITRA INC | $52,500 | 0.01% | 35,000 | Common | SOLE |
| 01861F102 | AENT | ALLIANCE ENTERTAINMENT HOLDI | $52,170 | 0.01% | 47,000 | Common | SOLE |
| 30329Y106 | — | FG FINANCIAL GROUP INC | $52,004 | 0.01% | 37,146 | Common | SOLE |
| 82003F119 | STSSW | SHARPS TECHNOLOGY INC | $51,986 | 0.01% | 492,755 | Common | SOLE |
| 55328R959 | — | TINGO GROUP INC | $51,250 | 0.01% | 50,000 | PUT | SOLE |
| 501506133 | DFSCW | KWESST MICRO SYSTEMS INC | $46,014 | 0.01% | 192,529 | Common | SOLE |
| 98978N119 | — | ZIVO BIOSCIENCE INC | $45,237 | 0.01% | 100,975 | Common | SOLE |
| 60471A119 | — | MIRION TECHNOLOGIES INC | $40,630 | 0.01% | 30,096 | Common | SOLE |
| 12021E117 | BFRGW | BULLFROG AI HLDGS INC | $37,809 | 0.01% | 66,718 | Common | SOLE |
| 043635705 | — | ASCENT SOLAR TECHNOLOGIES IN | $35,800 | 0.01% | 20,000 | Common | SOLE |
| 68557F118 | NXPLW | NEXTPLAT CORP | $35,567 | 0.01% | 61,609 | Common | SOLE |
| 185053204 | — | CLEARMIND MEDICINE INC | $35,200 | 0.01% | 220,000 | Common | SOLE |
| 345510119 | — | FOREMOST LITHIUM RES & TECH | $33,126 | 0.01% | 56,136 | Common | SOLE |
| 09073N201 | — | BIOSIG TECHNOLOGIES INC | $31,449 | 0.01% | 63,856 | Common | SOLE |
| 86335G109 | — | STRONG GLOBAL ENTMT INC | $30,578 | 0.01% | 14,561 | Common | SOLE |
| 39959A106 | GRVIEUR | UPEXI INC | $29,754 | 0.01% | 17,199 | Common | SOLE |
| 88066N113 | TNONW | TENON MEDICAL INC | $27,103 | 0.01% | 664,292 | Common | SOLE |
| 80516T113 | SVREW | SAVERONE 2014 LTD | $26,963 | 0.01% | 198,769 | Common | SOLE |
| 852234AF0 | XYZ 0.125 03/01/25 | BLOCK INC | $26,003 | 0.01% | 28,000 | Common | NONE |
| 68277K124 | ONFOW | ONFOLIO HOLDINGS INC | $25,851 | 0.01% | 193,785 | Common | SOLE |
| 28059P204 | — | EDIBLE GARDEN AG INC | $25,651 | 0.01% | 34,486 | Common | SOLE |
| 928298AP3 | — | VISHAY INTERTECHNOLOGY INC | $24,083 | 0.00% | 24,000 | Common | NONE |
| 105230106 | BOF | BRANCHOUT FOOD INC | $21,775 | 0.00% | 10,369 | Common | SOLE |
| 0557MQ115 | BTBDW | BT BRANDS INC | $20,476 | 0.00% | 136,459 | Common | SOLE |
| 88105P103 | — | TERRAN ORBITAL CORPORATION | $20,125 | 0.00% | 24,250 | Common | SOLE |
| G3302D111 | FGIWW | FGI INDUSTRIES LTD | $20,008 | 0.00% | 121,152 | Common | SOLE |
| 29664W905 | — | ESPERION THERAPEUTICS INC NE | $19,600 | 0.00% | 20,000 | CALL | SOLE |
| 98139Q118 | — | WORKSPORT LTD | $19,565 | 0.00% | 78,291 | Common | SOLE |
| G0411D115 | APLMW | APOLLOMICS INC | $19,498 | 0.00% | 390,208 | Common | SOLE |
| 744413105 | — | P3 HEALTH PARTNERS INC | $17,640 | 0.00% | 12,000 | Common | SOLE |
| 172406308 | CNVS | CINEVERSE CORP | $17,492 | 0.00% | 14,952 | Common | SOLE |
| 63937X202 | NAVBQ | NAVIDEA BIOPHARMACEUTICALS I | $17,491 | 0.00% | 194,997 | Common | SOLE |
| 84862C112 | SBEVW | SPLASH BEVERAGE GROUP INC | $17,073 | 0.00% | 170,733 | Common | SOLE |
| 00218A105 | ASPI | ASP ISOTOPES INC | $16,150 | 0.00% | 17,000 | Common | SOLE |
| 499238103 | VSULUSD | KNOW LABS INC | $15,006 | 0.00% | 60,000 | Common | SOLE |
| M97838110 | WLDSW | WEARABLE DEVICES LTD | $14,897 | 0.00% | 125,500 | Common | SOLE |
| 62956D105 | — | NXU INC | $13,740 | 0.00% | 69,500 | Common | SOLE |
| 98585K862 | YTENEUR | YIELD10 BIOSCIENCE INC | $13,393 | 0.00% | 40,994 | Common | SOLE |
| 60742B110 | MOBBW | MOBILICOM LTD | $12,947 | 0.00% | 90,000 | Common | SOLE |
| 29664W105 | ESPR | ESPERION THERAPEUTICS INC NE | $12,796 | 0.00% | 13,000 | Common | SOLE |
| 46122W204 | INUVGBP | INUVO INC | $11,683 | 0.00% | 54,595 | Common | SOLE |
| 42238H116 | BEATW | HEARTBEAM INC | $11,669 | 0.00% | 58,346 | Common | SOLE |
| M74240116 | NRSNW | NEUROSENSE THERAPEUTICS LTD | $11,040 | 0.00% | 76,109 | Common | SOLE |
| 536221120 | — | THE LION ELECTRIC COMPANY | $10,952 | 0.00% | 21,000 | Common | SOLE |
| 46583A113 | IVDAW | IVEDA SOLUTIONS INC | $10,821 | 0.00% | 49,413 | Common | SOLE |
| 86260J110 | SWAGW | STRAN & COMPANY INC | $10,637 | 0.00% | 181,824 | Common | SOLE |
| 83006G112 | SXTPW | 60 DEGREES PHARMACEUTICALS I | $10,330 | 0.00% | 29,515 | Common | SOLE |
| M7S64L107 | PGYWW | PAGAYA TECHNOLOGIES LTD | $10,140 | 0.00% | 30,000 | Common | SOLE |
| 91822J202 | LO9A | VBI VACCINES INC CDA | $9,993 | 0.00% | 15,000 | Common | SOLE |
| 00902F113 | AIMDW | AINOS INC | $9,909 | 0.00% | 30,295 | Common | SOLE |
| 45333D112 | IGTAW | INCEPTION GROWTH ACQUSTN LTD | $8,990 | 0.00% | 89,900 | Common | SOLE |
| 09057N300 | BPTHEUR | BIO-PATH HLDGS INC | $8,880 | 0.00% | 24,000 | Common | SOLE |
| G9TY5A119 | — | ZURA BIO LTD | $8,778 | 0.00% | 25,818 | Common | SOLE |
| M68057112 | MTEKW | MARIS TECH LTD | $8,776 | 0.00% | 199,900 | Common | SOLE |
| 92561V117 | RBOTW | VICARIOUS SURGICAL INC | $8,590 | 0.00% | 112,000 | Common | SOLE |
| 64113L103 | — | NETCAPITAL INC | $8,200 | 0.00% | 20,000 | Common | SOLE |
| 12520C117 | — | CF ACQUISITION CORP VIII | $8,100 | 0.00% | 32,401 | Common | SOLE |
| 00791X118 | — | AEON BIOPHARMA INC | $8,025 | 0.00% | 53,500 | Common | SOLE |
| 45824Q507 | — | GLUCOTRACK INC | $7,875 | 0.00% | 30,000 | Common | SOLE |
| 86887P119 | BNCWW | CEA INDUSTRIES INC | $7,621 | 0.00% | 207,084 | Common | SOLE |
| 64113L111 | NCPLW | NETCAPITAL INC | $7,417 | 0.00% | 145,287 | Common | SOLE |
| 96812F110 | BAERW | BRIDGER AEROSPACE GRP HLDGS | $7,308 | 0.00% | 25,200 | Common | SOLE |
| 432705101 | — | THARIMMUNE INC | $7,200 | 0.00% | 36,000 | Common | SOLE |
| 96684W126 | — | WHOLE EARTH BRANDS INC | $7,065 | 0.00% | 58,874 | Common | SOLE |
| 20037C116 | CMRAW | COMERA LIFE SCIENCES HLDGS I | $6,510 | 0.00% | 300,000 | Common | SOLE |
| 051774115 | AUROW | AURORA INNOVATION INC | $6,400 | 0.00% | 20,000 | Common | SOLE |
| 65528N204 | — | NOGIN INC | $6,107 | 0.00% | 11,500 | Common | SOLE |
| 58490H107 | MDNAF | MEDICENNA THERAPEUTICS CORP | $5,898 | 0.00% | 20,000 | Common | SOLE |
| 696389204 | CUR2EUR | PALISADE BIO INC | $5,820 | 0.00% | 10,000 | Common | SOLE |
| 834223505 | SNGXDEUR | SOLIGENIX INC | $5,575 | 0.00% | 10,000 | Common | SOLE |
| 74365N111 | — | PROTAGENIC THERAPEUTICS INC | $5,316 | 0.00% | 177,196 | Common | SOLE |
| 89357L204 | — | TRANSCODE THERAPEUTICS INC | $5,027 | 0.00% | 10,000 | Common | SOLE |
| G6332A114 | STWWF | SEMANTIX INC | $4,763 | 0.00% | 102,119 | Common | SOLE |
| 042644112 | AOGOW | AROGO CAPITAL ACQUISITION CO | $4,518 | 0.00% | 90,000 | Common | SOLE |
| 81256L112 | ICUCW | SEASTAR MEDICAL HOLDING CORP | $4,468 | 0.00% | 316,872 | Common | SOLE |
| 65345B110 | NXLIW | NEXALIN TECHNOLOGY INC | $4,435 | 0.00% | 177,383 | Common | SOLE |
| 15672X102 | CISO | CISO GLOBAL INC | $4,356 | 0.00% | 31,117 | Common | SOLE |
| 81256L104 | — | SEASTAR MEDICAL HOLDING CORP | $4,336 | 0.00% | 16,500 | Common | SOLE |
| G30449121 | — | ENERGEM CORP | $4,275 | 0.00% | 90,000 | Common | SOLE |
| 08178Q119 | BENFW | BENEFICIENT | $4,235 | 0.00% | 110,000 | Common | SOLE |
| 50125G109 | KULR | KULR TECHNOLOGY GROUP INC | $4,127 | 0.00% | 11,500 | Common | SOLE |
| 17248W113 | CINGW | CINGULATE INC | $3,944 | 0.00% | 23,905 | Common | SOLE |
| 70261F111 | KTTAW | PASITHEA THERAPEUTICS CORP | $3,799 | 0.00% | 289,868 | Common | SOLE |
| G47862126 | — | INFINT ACQUISITION CORP | $3,392 | 0.00% | 90,100 | Common | SOLE |
| 655187110 | ACONW | ACLARION INC | $3,222 | 0.00% | 42,957 | Common | SOLE |
| 65344E115 | NXGLW | NEXGEL INC | $3,050 | 0.00% | 10,000 | Common | SOLE |
| G8059B119 | SLNWF | SELINA HOSPITALITY PLC | $2,950 | 0.00% | 217,025 | Common | SOLE |
| G3400W110 | — | FAT PROJECTS ACQUISITION COR | $2,911 | 0.00% | 85,000 | Common | SOLE |
| 66718N111 | — | NORTHVIEW ACQUISITION CORP | $2,877 | 0.00% | 77,770 | Common | SOLE |
| 539319111 | LIXTW | LIXTE BIOTECHNOLOGY HLDGS IN | $2,575 | 0.00% | 40,875 | Common | SOLE |
| 265334110 | — | DUNE ACQUISITION CORP | $2,541 | 0.00% | 36,300 | Common | SOLE |
| M6000J101 | — | HUB CYBER SECURITY LTD | $2,340 | 0.00% | 10,000 | Common | SOLE |
| 06690B115 | PNSWQ | BANYAN ACQUISITION CORPORATI | $2,214 | 0.00% | 12,200 | Common | SOLE |
| G55032125 | HOLOW | MICROCLOUD HOLOGRAM INC | $2,206 | 0.00% | 55,000 | Common | SOLE |
| 066644113 | — | BANNIX ACQUISITION CORP | $2,143 | 0.00% | 85,700 | Common | SOLE |
| 09076W117 | BIAFW | BIOAFFINITY TECHNOLOGIES INC | $2,091 | 0.00% | 22,926 | Common | SOLE |
| 00438Y115 | — | ACCRETION ACQUISITION CORP | $1,974 | 0.00% | 87,348 | Common | SOLE |
| M8186D114 | RVSNW | RAIL VISION LTD | $1,750 | 0.00% | 50,000 | Common | SOLE |
| 13767K119 | CNGLW | CANNA GLOBAL ACQUISITION COR | $1,586 | 0.00% | 90,100 | Common | SOLE |
| G52131128 | — | KAIROUS ACQUISITION CORP LTD | $1,580 | 0.00% | 78,977 | Common | SOLE |
| 67644C112 | OCEAW | OCEAN BIOMEDICAL INC | $1,514 | 0.00% | 10,000 | Common | SOLE |
| 81734C114 | SQLLW | SEQLL INC | $1,406 | 0.00% | 56,000 | Common | SOLE |
| 23204X111 | — | CUSTOM TRUCK ONE SOURCE INC | $1,199 | 0.00% | 15,000 | Common | SOLE |
| G0369L119 | ANGHW | ANGHAMI INC | $1,192 | 0.00% | 40,409 | Common | SOLE |
| G52443127 | KVACW | KEEN VISION ACQUISITION CORP | $1,128 | 0.00% | 20,500 | Common | SOLE |
| M6000J127 | HUBCW | HUB CYBER SECURITY LTD | $1,050 | 0.00% | 100,000 | Common | SOLE |
| 12430A110 | BZFDW | BUZZFEED INC | $979 | 0.00% | 19,778 | Common | SOLE |
| G83745128 | SACWF | SPREE ACQUISITION CORP 1 LTD | $885 | 0.00% | 23,576 | Common | SOLE |
| 28059P113 | EDBLW | EDIBLE GARDEN AG INC | $767 | 0.00% | 30,426 | Common | SOLE |
| G8267K117 | SMXWW | SMX SEC MATTERS PLC | $607 | 0.00% | 53,261 | Common | SOLE |
| C00948114 | — | AGRIFORCE GROWING SYSTEMS LT | $575 | 0.00% | 28,879 | Common | SOLE |
| 41150T124 | — | HARBOR CUSTOM DEVELOPMENT IN | $545 | 0.00% | 55,000 | Common | SOLE |
| 249845116 | DRMAW | DERMATA THERAPEUTICS INC | $525 | 0.00% | 30,000 | Common | SOLE |
| 31561T110 | — | FEUTUNE LIGHT ACQUISITION CO | $468 | 0.00% | 20,796 | Common | SOLE |
| G0230C116 | ALSWF | ALPHA STAR ACQUISITION CORP | $400 | 0.00% | 40,000 | Common | SOLE |
| G3034H125 | EMCWF | EMBRACE CHANGE ACQUISITN COR | $313 | 0.00% | 12,500 | Common | SOLE |
| 60743F128 | MOBQW | MOBIQUITY TECHNOLOGIES INC | $122 | 0.00% | 33,057 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.