MondegarAI
Warberg Asset Management LLC

Q1 2025 · 13F-HR

Warberg Asset Management LLCholdings as filed

Filed 2025-05-09 · accession 0001597506-25-000002

$605.4M
Reported value
191
Positions
2025-03-31
Period end
View analyzed profile →PRO

Holdings as filed

CUSIPTickerIssuerValue% port.SharesClassVoting
78462F953SPDR S&P 500 ETF TR$195.8M32.3%350,000PUTSOLE
46090E953INVESCO QQQ TR$22.0M3.64%47,000PUTSOLE
912909AT5X 5 11/01/26UNITED STATES STL CORP$21.2M3.51%6,699,000CommonNONE
629377CG5NRG 2.75 06/01/48NRG ENERGY INC$17.0M2.81%7,287,000CommonNONE
45826HAB5ITGR 2.125 02/15/28INTEGER HLDGS CORP$14.7M2.43%10,066,000CommonNONE
10316TAB0BOX 0 01/15/26BOX INC$14.0M2.32%11,291,000CommonNONE
922280AB8VRNS 1.25 08/15/25VARONIS SYS INC$13.2M2.19%9,937,000CommonNONE
595017AF1MCHP 1.625 02/15/27MICROCHIP TECHNOLOGY INC.$12.3M2.03%8,976,000CommonNONE
17243VAB8CNK 4.5 08/15/25CINEMARK HLDGS INC$12.3M2.02%7,000,000CommonNONE
05464CAB7AXON 0.5 12/15/27AXON ENTERPRISE INC$12.0M1.99%5,131,000CommonNONE
457669AB5INSM 0.75 06/01/28INSMED INC$11.9M1.97%5,023,000CommonNONE
81141RAF7SEALTD 2.375 12/01/25SEA LTD$11.8M1.95%8,000,000CommonNONE
596278AB7MIDD 1 09/01/25MIDDLEBY CORP$11.3M1.87%9,361,000CommonNONE
98980GAB8ZS 0.125 07/01/25ZSCALER INC$10.3M1.70%7,757,000CommonNONE
55405YAB6MTSI 0.25 03/15/26MACOM TECH SOLUTIONS HLDGS I$10.2M1.69%8,000,000CommonNONE
387328AD9GVA 3.75 05/15/28GRANITE CONSTR INC$10.1M1.67%5,873,000CommonNONE
737446AT1POST 2.5 08/15/27POST HLDGS INC$9.8M1.61%8,178,000CommonNONE
81180WBL4STX 3.5 06/01/28SEAGATE HDD CAYMAN$9.7M1.60%8,045,000CommonNONE
23804LAB9DDOG 0.125 06/15/25DATADOG INC$9.0M1.48%8,000,000CommonNONE
902252AB1TYL 0.25 03/15/26TYLER TEX INDPT SCH DIST$8.0M1.32%6,556,000CommonNONE
92277GAZ0VTR 3.75 06/01/26VENTAS RLTY LTD PARTNERSHIP$7.9M1.30%6,121,000CommonNONE
122017AB2BURL 2.25 04/15/25BURLINGTON STORES INC$7.8M1.28%7,158,000CommonNONE
98139AAB1WK 1.125 08/15/26WORKIVA INC$7.2M1.18%6,370,000CommonNONE
45867GAD3IDCC 3.5 06/01/27INTERDIGITAL INC$7.1M1.17%2,625,000CommonNONE
70202LAB8PSN 0.25 08/15/25PARSONS CORP DEL$6.7M1.10%5,022,000CommonNONE
094235AB4BLOOMIN BRANDS INC$6.6M1.10%6,644,000CommonNONE
343412AJ1FLR 1.125 08/15/29FLUOR CORP$6.4M1.06%6,000,000CommonNONE
538034BA6LYV 3.125 01/15/29LIVE NATION ENTERTAINMENT IN$6.3M1.03%4,500,000CommonNONE
12653CAG3CNX 2.25 05/01/26CNX RES CORP$6.1M1.02%2,500,000CommonNONE
62886HAX9NCLH 5.375 08/01/25NCL CORP LTD$5.6M0.93%4,924,000CommonNONE
345370CZ1F 0 03/15/26FORD MTR CO$5.4M0.88%5,464,000CommonNONE
302301AE6EZCORP INC$4.0M0.66%4,000,000CommonNONE
037833950APPLE INC$4.0M0.66%18,000PUTSOLE
86333MAA6LRN 1.125 09/01/27STRIDE INC$3.9M0.65%1,605,000CommonNONE
84921RAB6SPOT 0 03/15/26SPOTIFY USA INC$3.6M0.59%3,000,000CommonNONE
00971TAJ0AKAM 0.125 05/01/25AKAMAI TECHNOLOGIES INC$3.4M0.56%3,413,000CommonNONE
743312AB6PRGS 1 04/15/26PROGRESS SOFTWARE CORP$3.4M0.56%3,165,000CommonNONE
844741BG2LUV 1.25 05/01/25SOUTHWEST AIRLS CO$3.3M0.54%3,273,000CommonNONE
40416EAF0HCI 4.75 06/01/42HCI GROUP INC$2.9M0.48%1,556,000CommonNONE
78463V957SPDR GOLD TR$2.9M0.48%10,000PUTSOLE
46090E103QQQINVESCO QQQ TR$2.8M0.46%6,000CommonSOLE
464287952ISHARES TR$2.7M0.45%30,000PUTSOLE
03040WBE4AWK 3.625 06/15/26AMERICAN WTR CAP CORP$2.6M0.42%2,500,000CommonNONE
82509LAA5SHOPCN 0.125 11/01/25SHOPIFY INC$2.5M0.41%2,500,000CommonNONE
02376RAF9AAL 6.5 07/01/25AMERICAN AIRLINES GROUP INC$2.5M0.41%2,500,000CommonNONE
697435AF2PANW 0.375 06/01/25PALO ALTO NETWORKS INC$2.4M0.40%709,000CommonNONE
472145AF8JAZZ 2 06/15/26JAZZ INVESTMENTS I LTD$2.1M0.35%2,035,000CommonNONE
26884U208EPR 5.75 PERP CEPR PPTYS$2.1M0.34%90,180CommonSOLE
88160R951TESLA INC$2.1M0.34%8,000PUTSOLE
26210CAC8DBX 0 03/01/26DROPBOX INC$2.0M0.33%2,003,000CommonNONE
393657AM3GBX 2.875 04/15/28GREENBRIER COS INC$1.6M0.26%1,440,000CommonNONE
81369Y955SELECT SECTOR SPDR TR$1.5M0.25%30,000PUTSOLE
855244959STARBUCKS CORP$1.5M0.24%15,000PUTSOLE
82452JAB5FOUR 0 12/15/25SHIFT4 PMTS INC$1.4M0.22%1,189,000CommonNONE
46428Q909ISHARES SILVER TR$1.2M0.20%40,000CALLSOLE
46436E718SGOVISHARES TR$1.1M0.19%11,265CommonSOLE
G86880104TAVITAVIA ACQUISITION CORP$1.1M0.19%112,410CommonSOLE
146869952CARVANA CO$1.0M0.17%5,000PUTSOLE
G9877L107CHARCHARLTON ARIA ACQUISITION CO$995,5300.16%98,665CommonSOLE
92189F906VANECK ETF TRUST$965,3700.16%21,000CALLSOLE
36831E116GCMGWGCM GROSVENOR INC$924,1630.15%531,128CommonSOLE
G2847J104DMAADRUGS MADE IN AMER ACQUTN CO$922,3910.15%92,055CommonSOLE
G2311X100CLRCFCLIMATEROCK$904,7160.15%75,393CommonSOLE
35088F107FORLFOUR LEAF ACQUISITION CORP$859,5500.14%75,932CommonSOLE
G93Y09107VINE HILL CAP INVT CORP.$855,0250.14%84,156CommonSOLE
16115Q407GTLS 6.75 12/15/25 BCHART INDS INC$789,1260.13%14,408CommonSOLE
644206104NENNEW ENGLAND RLTY ASSOC LTD P$785,0090.13%9,649CommonSOLE
G1148A101BKHABLACK HAWK ACQUISITION CORP$780,4840.13%74,120CommonSOLE
03769M304APO 6.75 07/31/26APOLLO GLOBAL MGMT INC$768,2490.13%10,511CommonSOLE
037833100AAPLAPPLE INC$766,3490.13%3,450CommonSOLE
G8089R100PGACAIFEEX NEXUS ACQUISITION COR$763,4240.13%76,190CommonSOLE
G9008W105TDACTRANSLATIONAL DEV ACQUISITIO$750,1540.12%74,420CommonSOLE
674599905OCCIDENTAL PETE CORP$740,4000.12%15,000CALLSOLE
G1000R101AAMAA MISSION ACQUISITION CORP$691,7830.11%67,196CommonSOLE
G4R103107GSR III ACQUISITION CORP$680,6600.11%67,998CommonSOLE
105861306ATLXATLAS LITHIUM CORP$656,5850.11%126,999CommonSOLE
462837105UCFIIRON HORSE ACQUISITIONS CORP$655,3790.11%62,417CommonSOLE
81369Y605XLFSELECT SECTOR SPDR TR$647,6600.11%13,000CommonSOLE
21874A114CORZWCORE SCIENTIFIC INC NEW$641,8240.11%211,823CommonSOLE
36467W909GAMESTOP CORP NEW$602,6400.10%27,000CALLSOLE
85916J409STXSSTEREOTAXIS INC$587,1750.10%333,622CommonSOLE
138103906CANTALOUPE INC$580,0190.10%73,700CALLSOLE
G52443119KVACKEEN VISION ACQUISITION CORP$516,5800.09%46,000CommonSOLE
00971TAL5AKAM 0.375 09/01/27AKAMAI TECHNOLOGIES INC$515,3490.09%528,000CommonNONE
007903907ADVANCED MICRO DEVICES INC$513,7000.08%5,000CALLSOLE
G7576K107RDACRISING DRAGON ACQUISITION CO$468,5260.08%45,979CommonSOLE
67190B104OAKUOAK WOODS ACQUISITION CORP$461,7820.08%39,912CommonSOLE
855244109SBUXSTARBUCKS CORP$441,3600.07%4,500CommonSOLE
G75389109RFAIRF ACQUISITION CORP II$394,2390.07%38,000CommonSOLE
92189F791GDXJVANECK ETF TRUST$386,1000.06%6,750CommonSOLE
011532958ALAMOS GOLD INC NEW$374,3600.06%14,000PUTSOLE
842587DP9SO 3.875 12/15/25SOUTHERN CO$351,9190.06%314,000CommonNONE
68386H111OPFI/WSOPPFI INC$345,3640.06%160,342CommonSOLE
910047909UNITED AIRLS HLDGS INC$345,2500.06%5,000CALLSOLE
739650909PRAIRIE OPER CO$321,0000.05%60,000CALLSOLE
G70077105PCSCPERCEPTIVE CAP SOLUTIONS COR$308,2890.05%29,931CommonSOLE
G28524117DT CLOUD ACQUISITION CORP$276,2210.05%25,815CommonSOLE
45781V951INNOVATIVE INDL PPTYS INC$270,4500.04%5,000PUTSOLE
67079K950NUSCALE PWR CORP$254,8800.04%18,000PUTSOLE
76954A953RIVIAN AUTOMOTIVE INC$249,0000.04%20,000PUTSOLE
30334J201FGMCUFG MERGER II CORP$244,0000.04%25,000CommonSOLE
G7314B112QSEAUQUARTZSEA ACQUISITION CORP$242,4000.04%24,000CommonSOLE
G7633M104DRDBROMAN DBDR ACQUISITION CORP$239,8170.04%23,910CommonSOLE
640655114NEOVWNEOVOLTA INC$234,1170.04%272,482CommonSOLE
G65431150NE/WS/ANOBLE CORP PLC$223,0110.04%41,780CommonSOLE
G0223V105ATMCALPHATIME ACQUISITION CORP$212,5380.04%18,275CommonSOLE
G0544A103ASPCA SPAC III ACQUISITION CORP$201,2000.03%20,000CommonSOLE
00971TAN1AKAM 1.125 02/15/29AKAMAI TECHNOLOGIES INC$194,2030.03%204,000CommonNONE
G7375C108RANGRANGE CAP ACQUISITION CORP$187,3820.03%18,645CommonSOLE
G7552W109RIBBRIBBON ACQUISITION CORP$177,6440.03%17,800CommonSOLE
G65163118JOBY/WSJOBY AVIATION INC$156,9480.03%127,600CommonSOLE
G32168109EURKEUREKA ACQUISITION CORP$154,7250.03%15,000CommonSOLE
G5212E105JVSPAC ACQUISITION CORP$151,3090.02%14,141CommonSOLE
G93Y0A120UYSCUUY SCUTI ACQUISITION CORP.$149,8200.02%14,900CommonSOLE
67079K100SMRNUSCALE PWR CORP$148,6940.02%10,501CommonSOLE
73044W952POET TECHNOLOGIES INC$147,7980.02%39,100PUTSOLE
30334J102FGMCFG MERGER II CORP$143,7750.02%15,000CommonSOLE
76655K111RGTIWRIGETTI COMPUTING INC$141,1150.02%51,408CommonSOLE
65345N114NNAVWNEXTNAV INC$109,9960.02%24,999CommonSOLE
G3530C109FSHPFLAG SHIP ACQUISITION CORP$103,3000.02%10,000CommonSOLE
G04537117ATIIUARCHIMEDES TECH SPAC PARTNER$100,9000.02%10,000CommonSOLE
665531AJ8NOG 3.625 04/15/29NORTHERN OIL & GAS INC$88,6680.01%84,000CommonNONE
682189AU9ON 0.5 03/01/29ON SEMICONDUCTOR CORP$87,6560.01%102,000CommonNONE
739650109PROPPRAIRIE OPER CO$84,7170.01%15,835CommonSOLE
65344E115NXGLWNEXGEL INC$84,2910.01%207,255CommonSOLE
66982D112NVAWWNOVA MINERALS LTD$77,0170.01%19,748CommonSOLE
053604112AVEPOINT INC$68,6890.01%16,000CommonSOLE
74933X609RMEDEURCATHETER PRECISION INC$61,9540.01%180,100CommonSOLE
03615A108ANVSANNOVIS BIO INC$58,5000.01%39,000CommonSOLE
09090D301BIOMX INC$55,3570.01%99,616CommonSOLE
M68057112MTEKWMARIS TECH LTD$53,5370.01%243,350CommonSOLE
23786R110DTSTWDATA STORAGE CORP$50,0820.01%139,117CommonSOLE
58471K111MDCXWMEDICUS PHARMA LTD$45,5130.01%65,019CommonSOLE
90291W116USGOWUS GOLDMINING INC$37,9430.01%31,619CommonSOLE
01444V111ANNAWALEANNA INC$37,7200.01%150,942CommonSOLE
40472A128EONR/WSEON RESOURCES INC$36,7170.01%649,040CommonSOLE
68277K124ONFOWONFOLIO HOLDINGS INC$34,0640.01%148,170CommonSOLE
98423K405XTIAXTI AEROSPACE INC$27,2500.00%25,000CommonSOLE
14068E208CAPSCAPSTONE HLDG CORP$26,5100.00%11,000CommonSOLE
89357L402TRANSCODE THERAPEUTICS INC$24,7500.00%50,000CommonSOLE
44984F609NAYA BIOSCIENCES INC$22,5880.00%11,294CommonSOLE
Y2066G138DSX/WSDIANA SHIPPING INC$21,6610.00%198,728CommonSOLE
33939J303FPAYQFLEXSHOPPER INC$21,6470.00%16,493CommonSOLE
G7500M120RNWWWRENEW ENERGY GLOBAL PLC$18,5100.00%200,000CommonSOLE
44486Q103HUMAHUMACYTE INC$17,0500.00%10,000CommonSOLE
G6365B104HKPDHONG KONG PHARMA DIGITAL TEC$16,2000.00%15,000CommonSOLE
34546R118FMSTWFOREMOST CLEAN ENERGY LTD$15,0960.00%110,837CommonSOLE
08975B117BBAI/WSBIGBEAR AI HLDGS INC$14,7910.00%18,038CommonSOLE
68557F118NXPLWNEXTPLAT CORP$10,5030.00%45,686CommonSOLE
68557F209NEXTPLAT CORP$10,3990.00%12,500CommonSOLE
M74240108NRSNNEUROSENSE THERAPEUTICS LTD$9,9500.00%10,700CommonSOLE
67577R102IRDOPUS GENETICS INC$9,8180.00%10,000CommonSOLE
60742B110MOBBWMOBILICOM LTD$9,7990.00%30,000CommonSOLE
612160119AIRJWAIRJOULE TECHNOLOGIES CORP$8,3620.00%14,800CommonSOLE
895970119ILLRWTRILLER GROUP INC$6,6990.00%60,900CommonSOLE
65345B110NXLIWNEXALIN TECHNOLOGY INC$6,6490.00%37,649CommonSOLE
G63369113MRNOWMURANO GLOBAL INVTS PLC$6,5140.00%28,200CommonSOLE
0557MQ115BTBDWBT BRANDS INC$6,4660.00%117,882CommonSOLE
09076W109BIOAFFINITY TECHNOLOGIES INC$5,8730.00%22,500CommonSOLE
G3302D111FGIWWFGI INDUSTRIES LTD$5,4520.00%121,152CommonSOLE
84757T113MDAIWSPECTRAL AI INC$5,1360.00%20,000CommonSOLE
40472A102EONREON RESOURCES INC$4,8110.00%10,000CommonSOLE
52187K200CYPHLEAP THERAPEUTICS INC$4,5770.00%15,000CommonSOLE
92561V117RBOTWVICARIOUS SURGICAL INC$4,4860.00%112,000CommonSOLE
80516T113SVREWSAVERONE 2014 LTD$4,0440.00%144,961CommonSOLE
G0411D115APLMWAPOLLOMICS INC$3,8870.00%436,987CommonSOLE
744413113PIIIWP3 HEALTH PARTNERS INC$3,6030.00%292,107CommonSOLE
09174P113BTMWWBITCOIN DEPOT INC$3,5000.00%50,000CommonSOLE
G1893D110CRPWFCARBON REVOLUTION LTD$3,4670.00%88,901CommonSOLE
Y71726122PXSAWPYXIS TANKERS INC$3,4160.00%104,611CommonSOLE
343928115FLYX/WSFLYEXCLUSIVE INC$3,2930.00%29,798CommonSOLE
30334J128FGMCRFG MERGER II CORP$2,8500.00%15,000CommonSOLE
G0136H110AERTWAERIES TECHNOLOGY INC$2,8410.00%95,027CommonSOLE
M7S64L107PGYWWPAGAYA TECHNOLOGIES LTD$2,7000.00%20,000CommonSOLE
G2847J112DMAARDRUGS MADE IN AMER ACQUTN CO$2,3980.00%18,443CommonSOLE
G9008W113TDACWTRANSLATIONAL DEV ACQUISITIO$2,2950.00%16,360CommonSOLE
501506133DFSCWKWESST MICRO SYSTEMS INC$2,2220.00%103,347CommonSOLE
86260J110SWAGWSTRAN & COMPANY INC$2,0840.00%168,734CommonSOLE
M74240116NRSNWNEUROSENSE THERAPEUTICS LTD$2,0530.00%10,000CommonSOLE
70261F111KTTAWPASITHEA THERAPEUTICS CORP$2,0300.00%100,000CommonSOLE
00902F113AIMDWAINOS INC$1,9380.00%17,622CommonSOLE
M6000J127HUBCWHUB CYBER SECURITY LTD$1,8070.00%162,771CommonSOLE
G8267K117SMXWWSMX SEC MATTERS PLC$1,7820.00%57,750CommonSOLE
67644C112OCEAWOCEAN BIOMEDICAL INC$1,3550.00%58,542CommonSOLE
74365N111PROTAGENIC THERAPEUTICS INC$1,2770.00%170,242CommonSOLE
86887P119BNCWWCEA INDUSTRIES INC$1,0430.00%54,062CommonSOLE
84862C112SBEVWSPLASH BEVERAGE GROUP INC$7020.00%70,150CommonSOLE
G0369L119ANGHWANGHAMI INC$5250.00%40,409CommonSOLE
98400V119XBPEWXBP EUROPE HOLDINGS INC$5120.00%13,826CommonSOLE
88066N113TNONWTENON MEDICAL INC$4650.00%22,587CommonSOLE
104932116BNAIWBRAND ENGAGEMENT NETWORK INC$2040.00%10,000CommonSOLE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.