MondegarAI
Warberg Asset Management LLC

Q4 2024 · 13F-HR

Warberg Asset Management LLCholdings as filed

Filed 2025-02-13 · accession 0001597506-25-000001

$655.5M
Reported value
198
Positions
2024-12-31
Period end
View analyzed profile →PRO

Holdings as filed

CUSIPTickerIssuerValue% port.SharesClassVoting
78462F953SPDR S&P 500 ETF TR$237.4M36.2%405,000PUTSOLE
46090E953INVESCO QQQ TR$29.7M4.52%58,000PUTSOLE
780153BQ4RCL 6 08/15/25ROYAL CARIBBEAN GROUP$26.5M4.04%5,709,000CommonNONE
70202LAB8PSN 0.25 08/15/25PARSONS CORP DEL$21.3M3.26%10,426,000CommonNONE
674599162OXY/WSOCCIDENTAL PETE CORP$17.7M2.69%641,155CommonSOLE
05464CAB7AXON 0.5 12/15/27AXON ENTERPRISE INC$17.6M2.69%6,758,000CommonNONE
912909AT5X 5 11/01/26UNITED STATES STL CORP$17.4M2.65%6,762,000CommonNONE
922280AB8VRNS 1.25 08/15/25VARONIS SYS INC$14.5M2.21%9,937,000CommonNONE
595017AF1MCHP 1.625 02/15/27MICROCHIP TECHNOLOGY INC.$14.4M2.19%8,976,000CommonNONE
23804LAB9DDOG 0.125 06/15/25DATADOG INC$13.8M2.10%8,905,000CommonNONE
45826HAB5ITGR 2.125 02/15/28INTEGER HLDGS CORP$13.6M2.08%8,527,000CommonNONE
10316TAB0BOX 0 01/15/26BOX INC$13.5M2.06%10,668,000CommonNONE
17243VAB8CNK 4.5 08/15/25CINEMARK HLDGS INC$11.9M1.81%5,457,000CommonNONE
629377CG5NRG 2.75 06/01/48NRG ENERGY INC$11.5M1.75%5,213,000CommonNONE
737446AT1POST 2.5 08/15/27POST HLDGS INC$9.4M1.43%7,969,000CommonNONE
674599905OCCIDENTAL PETE CORP$8.9M1.36%180,000CALLSOLE
443573AD2HUBS 0.375 06/01/25HUBSPOT INC$8.9M1.35%3,614,000CommonNONE
81180WBL4STX 3.5 06/01/28SEAGATE HDD CAYMAN$8.5M1.29%7,045,000CommonNONE
094235AB4BLOOMIN BRANDS INC$7.8M1.19%6,644,000CommonNONE
55405YAB6MTSI 0.25 03/15/26MACOM TECH SOLUTIONS HLDGS I$7.7M1.17%4,800,000CommonNONE
45867GAD3IDCC 3.5 06/01/27INTERDIGITAL INC$6.6M1.01%2,625,000CommonNONE
343412AJ1FLR 1.125 08/15/29FLUOR CORP$6.6M1.00%5,220,000CommonNONE
387328AD9GVA 3.75 05/15/28GRANITE CONSTR INC$6.1M0.93%3,102,000CommonNONE
596278AB7MIDD 1 09/01/25MIDDLEBY CORP$5.5M0.85%4,949,000CommonNONE
81141RAF7SEALTD 2.375 12/01/25SEA LTD$5.4M0.83%4,269,000CommonNONE
595017AD6MICROCHIP TECHNOLOGY INC.$5.2M0.80%2,039,000CommonNONE
98139AAB1WK 1.125 08/15/26WORKIVA INC$4.6M0.70%3,195,000CommonNONE
40171VAA8GWRE 1.25 03/15/25GUIDEWIRE SOFTWARE INC$4.4M0.68%3,003,000CommonNONE
345370CZ1F 0 03/15/26FORD MTR CO$4.4M0.67%4,562,000CommonNONE
62886HAX9NCLH 5.375 08/01/25NCL CORP LTD$4.3M0.66%3,027,000CommonNONE
165167180EXEELEXPAND ENERGY CORPORATION$4.1M0.63%47,922CommonSOLE
98980GAB8ZS 0.125 07/01/25ZSCALER INC$3.9M0.60%3,175,000CommonNONE
743312AB6PRGS 1 04/15/26PROGRESS SOFTWARE CORP$3.8M0.58%3,165,000CommonNONE
86333MAA6LRN 1.125 09/01/27STRIDE INC$3.2M0.49%1,605,000CommonNONE
538034BA6LYV 3.125 01/15/29LIVE NATION ENTERTAINMENT IN$2.7M0.42%2,006,000CommonNONE
46434V878ICSHISHARES TR$2.6M0.40%51,864CommonSOLE
21874A114CORZWCORE SCIENTIFIC INC NEW$2.6M0.40%316,297CommonSOLE
902252AB1TYL 0.25 03/15/26TYLER TEX INDPT SCH DIST$2.5M0.38%2,073,000CommonNONE
653656AB4NICEIT 0 09/15/25NICE LTD$2.5M0.38%2,559,000CommonNONE
82452JAB5FOUR 0 12/15/25SHIFT4 PMTS INC$2.2M0.33%1,610,000CommonNONE
594918954MICROSOFT CORP$2.1M0.32%5,000PUTSOLE
472145AF8JAZZ 2 06/15/26JAZZ INVESTMENTS I LTD$2.0M0.31%2,005,000CommonNONE
26884U208EPR 5.75 PERP CEPR PPTYS$1.9M0.29%90,000CommonSOLE
855244959STARBUCKS CORP$1.8M0.28%20,000PUTSOLE
464287952ISHARES TR$1.7M0.27%20,000PUTSOLE
844741BG2LUV 1.25 05/01/25SOUTHWEST AIRLS CO$1.6M0.25%1,579,000CommonNONE
46090E103QQQINVESCO QQQ TR$1.5M0.23%3,000CommonSOLE
09857LAN8BKNG 0.75 05/01/25BOOKING HOLDINGS INC$1.5M0.23%571,000CommonNONE
538034AU3LYV 2 02/15/25LIVE NATION ENTERTAINMENT IN$1.5M0.23%1,226,000CommonNONE
69608A958PALANTIR TECHNOLOGIES INC$1.4M0.22%19,000PUTSOLE
037833950APPLE INC$1.3M0.19%5,000PUTSOLE
46428Q909ISHARES SILVER TR$1.2M0.18%45,000CALLSOLE
G86880104TAVITAVIA ACQUISITION CORP$1.1M0.17%113,000CommonSOLE
00971TAL5AKAM 0.375 09/01/27AKAMAI TECHNOLOGIES INC$1.1M0.17%1,076,000CommonNONE
92189F906VANECK ETF TRUST$1.1M0.16%31,000CALLSOLE
16115Q407GTLS 6.75 12/15/25 BCHART INDS INC$986,7200.15%14,000CommonSOLE
G9877L107CHARCHARLTON ARIA ACQUISITION CO$982,7030.15%98,665CommonSOLE
464288679SHVISHARES TR$957,5170.15%8,696CommonSOLE
644206104NENNEW ENGLAND RLTY ASSOC LTD P$929,8920.14%11,379CommonSOLE
165167164EXEEWEXPAND ENERGY CORPORATION$925,5350.14%9,694CommonSOLE
03769M304APO 6.75 07/31/26APOLLO GLOBAL MGMT INC$913,2500.14%10,508CommonSOLE
084670952BERKSHIRE HATHAWAY INC DEL$906,5600.14%2,000PUTSOLE
G1676M105BUKIT JALIL GBL ACQUISITION$904,0070.14%80,787CommonSOLE
G2311X100CLRCFCLIMATEROCK$889,6020.14%75,390CommonSOLE
393657AM3GBX 2.875 04/15/28GREENBRIER COS INC$879,2730.13%726,000CommonNONE
G8089R126PGACUSHEPHERD AVE CAP ACQUISITION$867,5820.13%86,585CommonSOLE
G93Y09107VINE HILL CAP INVT CORP.$852,6760.13%85,055CommonSOLE
594918104MSFTMICROSOFT CORP$843,0000.13%2,000CommonSOLE
35088F107FORLFOUR LEAF ACQUISITION CORP$842,8450.13%75,932CommonSOLE
G1148A101BKHABLACK HAWK ACQUISITION CORP$769,3660.12%74,120CommonSOLE
76655K111RGTIWRIGETTI COMPUTING INC$748,0880.11%117,995CommonSOLE
G9008W121TDACUTRANSLATIONAL DEV ACQUISITIO$746,1090.11%74,462CommonSOLE
74841A105QETAQUETTA ACQUISITION CORP$745,8850.11%70,700CommonSOLE
855244109SBUXSTARBUCKS CORP$730,0000.11%8,000CommonSOLE
138103906CANTALOUPE INC$713,2500.11%75,000CALLSOLE
640655114NEOVWNEOVOLTA INC$708,5980.11%354,299CommonSOLE
G1000R101AAMAA MISSION ACQUISITION CORP$678,6800.10%67,196CommonSOLE
G4R103107GSR III ACQUISITION CORP$672,5000.10%67,998CommonSOLE
36831E116GCMGWGCM GROSVENOR INC$661,6440.10%525,114CommonSOLE
69608A908PALANTIR TECHNOLOGIES INC$650,5040.10%8,600CALLSOLE
146869102CVNACARVANA CO$629,6720.10%3,100CommonSOLE
G65431150NE/WS/ANOBLE CORP PLC$611,1510.09%57,439CommonSOLE
146869952CARVANA CO$610,0800.09%3,000PUTSOLE
007903907ADVANCED MICRO DEVICES INC$603,9500.09%5,000CALLSOLE
G1995D109CRTAFCARTICA ACQUISITION CORP$603,7540.09%51,079CommonSOLE
11125B102BROAD CAPITAL ACQUISITION CO$590,1190.09%50,138CommonSOLE
Y7542C900SCORPIO TANKERS INC$506,8380.08%10,200CALLSOLE
G52443119KVACKEEN VISION ACQUISITION CORP$505,0800.08%46,000CommonSOLE
46625H900JPMORGAN CHASE & CO.$479,4200.07%2,000CALLSOLE
G63290111PLMJFPLUM ACQUISITION CORP III$475,4240.07%42,754CommonSOLE
G7576K107RDACRISING DRAGON ACQUISITION CO$460,7100.07%45,979CommonSOLE
67190B104OAKUOAK WOODS ACQUISITION CORP$454,0000.07%40,000CommonSOLE
20459V113CMPOWCOMPOSECURE INC$453,6820.07%97,566CommonSOLE
842587DP9SO 3.875 12/15/25SOUTHERN CO$435,2750.07%414,000CommonNONE
67079K950NUSCALE PWR CORP$412,3900.06%23,000PUTSOLE
594972958MICROSTRATEGY INC$405,4680.06%1,400PUTSOLE
G75389109RFAIRF ACQUISITION CORP II$388,3600.06%38,000CommonSOLE
682189AS4ON 0 05/01/27ON SEMICONDUCTOR CORP$363,2360.06%277,000CommonNONE
G0135E142AIMTFAIMFINITY INVESTMENT CORP I$346,7680.05%29,613CommonSOLE
66982D112NVAWWNOVA MINERALS LTD$346,2230.05%52,458CommonSOLE
462837105UCFIIRON HORSE ACQUISITIONS CORP$343,3460.05%33,367CommonSOLE
974637AB6WGO 1.5 04/01/25WINNEBAGO INDS INC$319,3950.05%321,000CommonNONE
G70077105PCSCPERCEPTIVE CAP SOLUTIONS COR$304,6980.05%29,931CommonSOLE
665531AJ8NOG 3.625 04/15/29NORTHERN OIL & GAS INC$283,4740.04%242,000CommonNONE
124420100BYNOBYNORDIC ACQUISITION CORP$278,5340.04%24,390CommonSOLE
G28524117DT CLOUD ACQUISITION CORP$269,6380.04%25,815CommonSOLE
76954A953RIVIAN AUTOMOTIVE INC$266,0000.04%20,000PUTSOLE
464287432TLTISHARES TR$261,9900.04%3,000CommonSOLE
G65163118JOBY/WSJOBY AVIATION INC$261,9810.04%129,700CommonSOLE
G7633M120DRDBUROMAN DBDR ACQUISITION CORP$249,2500.04%25,000CommonSOLE
73044W952POET TECHNOLOGIES INC$232,6450.04%39,100PUTSOLE
86800U952SUPER MICRO COMPUTER INC$213,3600.03%7,000PUTSOLE
G0544A137ASPCUA SPAC III ACQUISITION CORP$201,4000.03%20,000CommonSOLE
458140900INTEL CORP$200,5000.03%10,000CALLSOLE
G7375C124RANGURANGE CAP ACQUISITION CORP$195,5850.03%19,500CommonSOLE
138103956CANTALOUPE INC$190,2000.03%20,000PUTSOLE
M68057112MTEKWMARIS TECH LTD$181,6090.03%188,359CommonSOLE
20459V955COMPOSECURE INC$180,8940.03%11,800PUTSOLE
G01341109AFJKAIMEI HEALTH TECHNOLOGY CO L$160,6820.02%15,017CommonSOLE
649445900FLAGSTAR FINANCIAL INC$156,7440.02%16,800CALLSOLE
65344E115NXGLWNEXGEL INC$154,6400.02%206,186CommonSOLE
G32168109EURKEUREKA ACQUISITION CORP$152,4750.02%15,000CommonSOLE
74933X609RMEDEURCATHETER PRECISION INC$139,8840.02%310,164CommonSOLE
76954A903RIVIAN AUTOMOTIVE INC$133,0000.02%10,000CALLSOLE
85916J409STXSSTEREOTAXIS INC$131,8710.02%57,838CommonSOLE
65345N114NNAVWNEXTNAV INC$126,2740.02%21,999CommonSOLE
46125A118INTUITIVE MACHINES INC$119,3650.02%15,100CommonSOLE
053604112AVEPOINT INC$114,6660.02%20,259CommonSOLE
G12729110BOWEN ACQUISITION CORP$109,2000.02%10,000CommonSOLE
G3530C109FSHPFLAG SHIP ACQUISITION CORP$101,6500.02%10,000CommonSOLE
682189AU9ON 0.5 03/01/29ON SEMICONDUCTOR CORP$96,1910.01%102,000CommonNONE
697435AF2PANW 0.375 06/01/25PALO ALTO NETWORKS INC$91,4880.01%25,000CommonNONE
74345W108PROPHASE LABS INC$76,9760.01%101,672CommonSOLE
23786R110DTSTWDATA STORAGE CORP$76,5230.01%156,154CommonSOLE
594972AE1MSTR 0 02/15/27MICROSTRATEGY INC$70,3670.01%34,000CommonNONE
68277K124ONFOWONFOLIO HOLDINGS INC$62,1500.01%218,071CommonSOLE
08771Y402SRXHBETTER CHOICE CO INC$55,2250.01%23,500CommonSOLE
90291W116USGOWUS GOLDMINING INC$48,6330.01%27,476CommonSOLE
693691907PSQ HOLDINGS INC$45,4000.01%10,000CALLSOLE
87168W203SYRASYRA HEALTH CORP$41,0660.01%99,699CommonSOLE
65345B110NXLIWNEXALIN TECHNOLOGY INC$39,4400.01%112,685CommonSOLE
40472A128EONR/WSEON RESOURCES INC$37,6660.01%651,117CommonSOLE
60742B110MOBBWMOBILICOM LTD$36,8200.01%46,025CommonSOLE
G7500M120RNWWWRENEW ENERGY GLOBAL PLC$35,5990.01%218,400CommonSOLE
03214Q116AMPX/WSAMPRIUS TECHNOLOGIES INC$34,7900.01%98,000CommonSOLE
34546R118FMSTWFOREMOST CLEAN ENERGY LTD$32,9840.01%114,728CommonSOLE
744413105P3 HEALTH PARTNERS INC$32,6880.00%145,346CommonSOLE
Y71726122PXSAWPYXIS TANKERS INC$31,4350.00%157,174CommonSOLE
49457M114NAKAWKINDLY MD INC$28,2930.00%170,000CommonSOLE
58510H103MRMMEDIROM HEALTHCARE TECH INC$23,6070.00%22,919CommonSOLE
Y2066G138DSX/WSDIANA SHIPPING INC$22,9500.00%199,965CommonSOLE
29664W905ESPERION THERAPEUTICS INC NE$22,0000.00%10,000CALLSOLE
87427V111TALKWTALKSPACE INC$20,8510.00%162,015CommonSOLE
58471K111MDCXWMEDICUS PHARMA LTD$18,0070.00%27,470CommonSOLE
612160119AIRJWAIRJOULE TECHNOLOGIES CORP$16,2800.00%14,800CommonSOLE
98942X102ZTEKZENTEK LTD$16,2000.00%12,000CommonSOLE
84757T113MDAIWSPECTRAL AI INC$15,2000.00%20,000CommonSOLE
67577C105OCGNOCUGEN INC$14,4950.00%18,000CommonSOLE
M74240108NRSNNEUROSENSE THERAPEUTICS LTD$12,8400.00%10,700CommonSOLE
501506703KWESST MICRO SYSTEMS INC$12,1100.00%17,300CommonSOLE
G3302D111FGIWWFGI INDUSTRIES LTD$11,0980.00%121,152CommonSOLE
150837607CVM1EURCEL-SCI CORP$11,0100.00%27,560CommonSOLE
40472A102EONREON RESOURCES INC$10,2090.00%12,500CommonSOLE
G1893D110CRPWFCARBON REVOLUTION LTD$10,0600.00%148,600CommonSOLE
0557MQ115BTBDWBT BRANDS INC$8,8410.00%117,882CommonSOLE
70261F111KTTAWPASITHEA THERAPEUTICS CORP$8,8130.00%254,701CommonSOLE
M74240116NRSNWNEUROSENSE THERAPEUTICS LTD$7,8920.00%17,936CommonSOLE
82003F119STSSWSHARPS TECHNOLOGY INC$7,5320.00%186,903CommonSOLE
501506133DFSCWKWESST MICRO SYSTEMS INC$6,8570.00%332,880CommonSOLE
88066N113TNONWTENON MEDICAL INC$6,7740.00%525,079CommonSOLE
G63369113MRNOWMURANO GLOBAL INVTS PLC$6,6400.00%28,200CommonSOLE
M6000J127HUBCWHUB CYBER SECURITY LTD$6,4360.00%171,171CommonSOLE
46122W204INUVGBPINUVO INC$6,2650.00%10,000CommonSOLE
G86880146TAVIRTAVIA ACQUISITION CORP$5,5900.00%43,000CommonSOLE
42237K508SCPXSCORPIUS HOLDINGS INC$5,4080.00%16,529CommonSOLE
343928115FLYX/WSFLYEXCLUSIVE INC$5,0310.00%29,900CommonSOLE
G0411D115APLMWAPOLLOMICS INC$4,0200.00%436,987CommonSOLE
142922103CARMELL CORPORATION$3,9800.00%14,168CommonSOLE
684023500OGENGBPORAGENICS INC$3,6870.00%10,001CommonSOLE
68557F118NXPLWNEXTPLAT CORP$3,5070.00%40,776CommonSOLE
744413113PIIIWP3 HEALTH PARTNERS INC$3,4300.00%288,207CommonSOLE
G0136H110AERTWAERIES TECHNOLOGY INC$3,3350.00%95,027CommonSOLE
09174P113BTMWWBITCOIN DEPOT INC$3,3000.00%50,000CommonSOLE
G8267K117SMXWWSMX SEC MATTERS PLC$3,1700.00%57,750CommonSOLE
80516T113SVREWSAVERONE 2014 LTD$2,8910.00%144,961CommonSOLE
92561V117RBOTWVICARIOUS SURGICAL INC$2,3860.00%112,000CommonSOLE
86260J110SWAGWSTRAN & COMPANY INC$2,1290.00%168,734CommonSOLE
67644C112OCEAWOCEAN BIOMEDICAL INC$2,0980.00%90,419CommonSOLE
M7S64L107PGYWWPAGAYA TECHNOLOGIES LTD$1,8150.00%30,000CommonSOLE
84862C112SBEVWSPLASH BEVERAGE GROUP INC$1,2560.00%70,150CommonSOLE
066644113BANNIX ACQUISITION CORP$1,1880.00%43,200CommonSOLE
74365N111PROTAGENIC THERAPEUTICS INC$1,0380.00%170,242CommonSOLE
00902F113AIMDWAINOS INC$9340.00%18,789CommonSOLE
98400V119XBPEWXBP EUROPE HOLDINGS INC$8130.00%19,826CommonSOLE
G0369L119ANGHWANGHAMI INC$7270.00%40,409CommonSOLE
86887P119BNCWWCEA INDUSTRIES INC$7260.00%79,372CommonSOLE
104932116BNAIWBRAND ENGAGEMENT NETWORK INC$5590.00%10,000CommonSOLE
96812F110BAERWBRIDGER AEROSPACE GRP HLDGS$5510.00%12,600CommonSOLE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.