Q1 2025 · 13F-HR
Lumbard & Kellner, LLCholdings as filed
Filed 2025-04-21 · accession 0001602476-25-000003
$226.8M
Reported value
82
Positions
2025-03-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 68389X105 | ORCL | ORACLE CORP COM | $9.3M | 4.11% | 66,635 | Common | SOLE |
| 78464A847 | SPMD | SPDR PORTFOLIO S&P 400 MID CAP ETF | $9.1M | 4.00% | 177,385 | Common | SOLE |
| 59156R108 | MET | METLIFE INC COM | $8.8M | 3.87% | 109,394 | Common | SOLE |
| 921946794 | VYMI | VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF | $8.5M | 3.73% | 114,886 | Common | SOLE |
| 46137V357 | RSP | INVESCO S&P 500 EQUAL WEIGHT ETF | $8.3M | 3.67% | 48,043 | Common | SOLE |
| 71654V408 | PBR | PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR | $7.4M | 3.26% | 516,091 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC CAP STK CL C | $7.3M | 3.24% | 46,967 | Common | SOLE |
| 78468R663 | BIL | SPDR BLOOMBERG 1-3 MONTH T-BILL ETF | $7.1M | 3.11% | 76,893 | Common | SOLE |
| 49456B101 | KMI | KINDER MORGAN INC DEL COM | $6.9M | 3.05% | 242,303 | Common | SOLE |
| 093712107 | BE | BLOOM ENERGY CORP COM CL A | $6.9M | 3.02% | 348,802 | Common | SOLE |
| 38141G104 | GS | GOLDMAN SACHS GROUP INC COM | $6.8M | 3.00% | 12,475 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC COM | $6.4M | 2.83% | 104,024 | Common | SOLE |
| 78464A870 | XBI | SPDR S&P BIOTECH ETF | $6.2M | 2.75% | 76,895 | Common | SOLE |
| 666807102 | NOC | NORTHROP GRUMMAN CORP COM | $6.2M | 2.72% | 12,042 | Common | SOLE |
| 336433107 | FSLR | FIRST SOLAR INC COM | $5.9M | 2.59% | 46,393 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC COM | $5.4M | 2.40% | 28,597 | Common | SOLE |
| 35473P710 | FLKR | FRANKLIN FTSE SOUTH KOREA ETF | $5.1M | 2.24% | 277,038 | Common | SOLE |
| 35473P835 | FLBR | FRANKLIN FTSE BRAZIL ETF | $4.4M | 1.92% | 263,387 | Common | SOLE |
| 443628102 | HBM | HUDBAY MINERALS INC COM | $4.1M | 1.80% | 537,757 | Common | SOLE |
| 084670108 | BRK/A | BERKSHIRE HATHAWAY INC DEL CL A | $4.0M | 1.76% | 5 | Common | SOLE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC COM | $3.9M | 1.73% | 38,093 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP COM | $3.8M | 1.67% | 10,095 | Common | SOLE |
| 393222104 | GPRE | GREEN PLAINS INC COM | $3.6M | 1.58% | 740,323 | Common | SOLE |
| 171779309 | CIEN | CIENA CORP COM NEW | $3.6M | 1.57% | 58,904 | Common | SOLE |
| 922042775 | VEU | VANGUARD FTSE ALL-WORLD EX-US INDEX FUND | $3.4M | 1.49% | 55,700 | Common | SOLE |
| 25862V105 | DV | DOUBLEVERIFY HLDGS INC COM | $3.3M | 1.46% | 247,150 | Common | SOLE |
| 46429B309 | EIDO | ISHARES MSCI INDONESIA ETF | $3.3M | 1.45% | 202,111 | Common | SOLE |
| 50077B207 | KTOS | KRATOS DEFENSE & SEC SOLUTIONS COM NEW | $3.2M | 1.40% | 106,756 | Common | SOLE |
| 922908769 | VTI | VANGUARD TOTAL STOCK MARKET ETF | $3.1M | 1.38% | 11,396 | Common | SOLE |
| 338307101 | FIVN | FIVE9 INC COM | $3.0M | 1.33% | 111,369 | Common | SOLE |
| 33736Q104 | QABA | FIRST TRUST NASDAQ ABA COMMUNITY BANK INDEX FUND | $3.0M | 1.33% | 57,700 | Common | SOLE |
| 833445109 | SNOW | SNOWFLAKE INC CL A | $3.0M | 1.33% | 20,568 | Common | SOLE |
| G9460G101 | VAL | VALARIS LTD CL A | $3.0M | 1.30% | 75,242 | Common | SOLE |
| 744320102 | PRU | PRUDENTIAL FINL INC COM | $2.9M | 1.29% | 26,128 | Common | SOLE |
| 717081103 | PFE | PFIZER INC COM | $2.8M | 1.21% | 108,528 | Common | SOLE |
| 02072L607 | FRDM | FREEDOM 100 EMERGING MARKETS ETF | $2.7M | 1.21% | 78,262 | Common | SOLE |
| 037833100 | AAPL | APPLE INC COM | $2.7M | 1.18% | 12,051 | Common | SOLE |
| 337932107 | FE | FIRSTENERGY CORP COM | $2.6M | 1.17% | 65,439 | Common | SOLE |
| 539830109 | LMT | LOCKHEED MARTIN CORP COM | $2.3M | 1.03% | 5,227 | Common | SOLE |
| 978097103 | WWW | WOLVERINE WORLD WIDE INC COM | $2.3M | 1.02% | 166,772 | Common | SOLE |
| 74164F103 | PRIM | PRIMORIS SVCS CORP COM | $2.1M | 0.94% | 36,967 | Common | SOLE |
| 532457108 | LLY | ELI LILLY & CO COM | $2.1M | 0.92% | 2,520 | Common | SOLE |
| 294268107 | PLUS | EPLUS INC COM | $1.8M | 0.79% | 29,338 | Common | SOLE |
| 37960A438 | CLIP | GLOBAL X 1-3 MONTH T-BILL ETF | $1.7M | 0.75% | 16,992 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL CL B NEW | $1.6M | 0.72% | 3,085 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TRUST | $1.6M | 0.72% | 2,932 | Common | SOLE |
| G7997W102 | SDRL | SEADRILL LTD COM | $1.6M | 0.70% | 63,452 | Common | SOLE |
| 808524862 | SCHO | SCHWAB SHORT-TERM US TREASURY ETF | $1.3M | 0.57% | 53,338 | Common | SOLE |
| 46436E718 | SGOV | ISHARES 0-3 MONTH TREASURY BOND ETF | $1.2M | 0.54% | 12,087 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP COM | $1.0M | 0.46% | 8,813 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC COM | $1.0M | 0.46% | 2,000 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO. COM | $1.0M | 0.45% | 4,184 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TRUST SERIES I | $874,536 | 0.39% | 1,865 | Common | SOLE |
| 922908744 | VTV | VANGUARD VALUE ETF | $845,217 | 0.37% | 4,893 | Common | SOLE |
| 95040Q104 | WELL | WELLTOWER INC COM | $842,042 | 0.37% | 5,496 | Common | SOLE |
| 038222105 | AMAT | APPLIED MATLS INC COM | $783,648 | 0.35% | 5,400 | Common | SOLE |
| Y7542C130 | STNG | SCORPIO TANKERS INC SHS | $714,772 | 0.32% | 19,020 | Common | SOLE |
| 438516106 | HON | HONEYWELL INTL INC COM | $713,174 | 0.31% | 3,368 | Common | SOLE |
| 922042742 | VT | VANGUARD TOTAL WORLD STOCK ETF | $686,192 | 0.30% | 5,918 | Common | SOLE |
| 790148100 | JOE | ST JOE CO COM | $683,451 | 0.30% | 14,557 | Common | SOLE |
| 78463X889 | SPDW | SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF | $584,635 | 0.26% | 16,057 | Common | SOLE |
| 81369Y803 | XLK | TECHNOLOGY SELECT SECTOR SPDR FUND | $536,642 | 0.24% | 2,599 | Common | SOLE |
| 75513E101 | RTX | RTX CORPORATION COM | $494,606 | 0.22% | 3,734 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO INC COM | $419,269 | 0.18% | 4,671 | Common | SOLE |
| 369604301 | GE | GE AEROSPACE COM NEW | $417,313 | 0.18% | 2,085 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC COM | $395,842 | 0.17% | 2,640 | Common | SOLE |
| 464287200 | IVV | ISHARES CORE S&P 500 ETF | $380,968 | 0.17% | 678 | Common | SOLE |
| 922908736 | VUG | VANGUARD GROWTH ETF | $360,437 | 0.16% | 972 | Common | SOLE |
| 20030N101 | CMCSA | COMCAST CORP NEW CL A | $354,092 | 0.16% | 9,596 | Common | SOLE |
| 65473P105 | NI | NISOURCE INC COM | $320,720 | 0.14% | 8,000 | Common | SOLE |
| 718172109 | PM | PHILIP MORRIS INTL INC COM | $301,587 | 0.13% | 1,900 | Common | SOLE |
| 78468R101 | SPTS | SPDR PORTFOLIO SHORT TERM TREASURY ETF | $289,476 | 0.13% | 9,900 | Common | SOLE |
| 437076102 | HD | HOME DEPOT INC COM | $239,684 | 0.11% | 654 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON COM | $238,810 | 0.11% | 1,440 | Common | SOLE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS COM | $236,227 | 0.10% | 950 | Common | SOLE |
| 025816109 | AXP | AMERICAN EXPRESS CO COM | $234,074 | 0.10% | 870 | Common | SOLE |
| 94106L109 | WM | WASTE MGMT INC DEL COM | $219,935 | 0.10% | 950 | Common | SOLE |
| 375558103 | GILD | GILEAD SCIENCES INC COM | $219,618 | 0.10% | 1,960 | Common | SOLE |
| 78464A805 | SPTM | SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF | $203,214 | 0.09% | 2,988 | Common | SOLE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L P COM | $187,770 | 0.08% | 5,500 | Common | SOLE |
| 493267108 | KEY | KEYCORP COM | $183,885 | 0.08% | 11,500 | Common | SOLE |
| 97717W851 | DXJ | WISDOMTREE JAPAN HEDGED EQUITY FUND | $135,962 | 0.06% | 1,234 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.