Q3 2023 · 13F-HR
First Trust Capital Management L.P.holdings as filed
Filed 2023-11-14 · accession 0001604488-23-000155
$1.81B
Reported value
139
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 00507V109 | AIY | ACTIVISION BLIZZARD INC | $248.2M | 13.7% | 2,650,659 | Common | SOLE |
| G46188101 | HZNPN | HORIZON THERAPEUTICS PUB L | $99.3M | 5.49% | 858,700 | Common | SOLE |
| 24790A101 | — | DENBURY INC | $89.2M | 4.93% | 909,878 | Common | SOLE |
| 64829B100 | — | NEW RELIC INC | $78.1M | 4.32% | 912,354 | Common | SOLE |
| G79407105 | — | SCREAMING EAGLE ACQUISITN CO | $73.4M | 4.06% | 7,017,688 | Common | SOLE |
| 44109J106 | — | HOSTESS BRANDS INC | $53.0M | 2.93% | 1,591,668 | Common | SOLE |
| 435763107 | — | HOLLY ENERGY PARTNERS L P | $43.3M | 2.40% | 1,973,821 | Common | SOLE |
| G8210L105 | SLAMF | SLAM CORP | $40.7M | 2.25% | 3,772,210 | Common | SOLE |
| G0464B107 | — | ARGO GROUP INTL HLDGS LTD | $39.1M | 2.16% | 1,308,800 | Common | SOLE |
| 27032D304 | — | EARTHSTONE ENERGY INC | $38.6M | 2.13% | 1,905,293 | Common | SOLE |
| 636518102 | — | NATIONAL INSTRS CORP | $34.3M | 1.89% | 574,739 | Common | SOLE |
| G33032106 | — | ARES ACQUISITION CORPORATION | $32.7M | 1.81% | 3,041,332 | Common | SOLE |
| G3167L109 | — | ENPHYS ACQUISITION CORP | $31.6M | 1.75% | 3,009,581 | Common | SOLE |
| G8956E109 | — | TORTOISEECOFIN ACQUISITION C | $31.3M | 1.73% | 2,989,531 | Common | SOLE |
| 16150R104 | CJCD | CHASE CORP | $30.3M | 1.68% | 238,354 | Common | SOLE |
| 74971D101 | RPTUSD | RPT REALTY | $30.3M | 1.67% | 2,867,254 | Common | SOLE |
| 42726M106 | — | HERITAGE CRYSTAL CLEAN INC | $29.8M | 1.65% | 656,285 | Common | SOLE |
| G7573M106 | — | RIGEL RESOURCE ACQ CORP | $25.5M | 1.41% | 2,343,625 | Common | SOLE |
| 17273K109 | — | CIRCOR INTL INC | $24.6M | 1.36% | 441,495 | Common | SOLE |
| G44525106 | — | PEARL HOLDINGS ACQUISITN COR | $22.9M | 1.27% | 2,134,336 | Common | SOLE |
| G33033104 | KDK | ARES ACQUISITION CORP II | $22.8M | 1.26% | 2,223,556 | Common | SOLE |
| G83752108 | SVIIF | SPRING VALLEY ACQUISTN CORP | $22.7M | 1.26% | 2,111,489 | Common | SOLE |
| 05367P100 | — | AVID TECHNOLOGY INC | $21.3M | 1.18% | 792,233 | Common | SOLE |
| 29103K100 | FLD | FTAC EMERALD ACQUISITION COR | $19.9M | 1.10% | 1,900,000 | Common | SOLE |
| G69454109 | — | PATRIA LATIN AMRCN OPPRNTY A | $17.9M | 0.99% | 1,631,104 | Common | SOLE |
| 65343C102 | — | NEXTGEN HEALTHCARE INC | $17.9M | 0.99% | 753,818 | Common | SOLE |
| G63290111 | PLMJF | ALPHA PARTNERS TECH MERGR CO | $15.8M | 0.88% | 1,500,812 | Common | SOLE |
| 20607U108 | CNDA | CONCORD ACQUISITION CORP II | $15.4M | 0.85% | 1,500,000 | Common | SOLE |
| G6363K106 | — | NABORS ENERGY TRANSITION COR | $15.3M | 0.84% | 1,500,000 | Common | SOLE |
| 38287A101 | — | GORES HOLDINGS IX INC | $14.3M | 0.79% | 1,377,318 | Common | SOLE |
| G2476C107 | CDAQF | COMPASS DIGITAL ACQUISITN CO | $14.2M | 0.78% | 1,346,605 | Common | SOLE |
| 923454102 | — | VERITIV CORP | $14.1M | 0.78% | 83,762 | Common | SOLE |
| 29978K102 | EVCO | EVEREST CONSOLIDATOR ACQ COR | $13.9M | 0.77% | 1,284,485 | Common | SOLE |
| G0412A102 | — | APOLLO STRATEGIC GRWT CPTL I | $13.2M | 0.73% | 1,251,300 | Common | SOLE |
| 12521H107 | — | CF ACQUISITION CORP VII | $13.0M | 0.72% | 1,217,305 | Common | SOLE |
| G52443101 | KVACU | KEEN VISION ACQUISITION CORP | $12.8M | 0.71% | 1,250,000 | Common | SOLE |
| G4375F108 | HYAC | HAYMAKER ACQUISITION CORP IV | $12.6M | 0.70% | 1,239,378 | Common | SOLE |
| 17144T107 | — | CHURCHILL CAPITAL CORP V | $12.3M | 0.68% | 1,180,530 | Common | SOLE |
| G04058106 | — | AP ACQUISITION CORP | $12.3M | 0.68% | 1,116,407 | Common | SOLE |
| G11217117 | — | BIOPLUS ACQUISITION CORP | $12.0M | 0.66% | 1,106,378 | Common | SOLE |
| G54157105 | — | LEARN CW INVESTMENT COR | $11.9M | 0.66% | 1,112,832 | Common | SOLE |
| G19305112 | RENEF | CARTESIAN GROWTH CORP II | $11.7M | 0.65% | 1,076,482 | Common | SOLE |
| G0888J108 | — | BATTERY FUTURE ACQUISITION C | $11.2M | 0.62% | 1,033,347 | Common | SOLE |
| 11275Q107 | 1939900D | BROOKFIELD INFRASTRUCTURE CO | $11.1M | 0.61% | 313,032 | Common | SOLE |
| G79471101 | — | SDCL EDGE ACQUISITION CORP | $11.1M | 0.61% | 1,043,574 | Common | SOLE |
| G26735103 | — | ANDRETTI ACQUISITION CORP | $10.8M | 0.59% | 1,000,000 | Common | SOLE |
| G4923T105 | IVCBF | INVESTCORP EUROPE ACQUISITIO | $10.7M | 0.59% | 987,818 | Common | SOLE |
| G5S11A106 | — | JAGUAR GLOBAL GROWTH CORP I | $10.6M | 0.59% | 1,000,000 | Common | SOLE |
| G72556106 | — | PROJECT ENERGY REIMAGINED AC | $10.4M | 0.58% | 995,400 | Common | SOLE |
| 538086109 | — | LIVE OAK CRESTVIEW CLIMATE A | $10.3M | 0.57% | 1,000,000 | Common | SOLE |
| G49667101 | ISRLF | ISRAEL ACQUISITIONS CORP | $10.1M | 0.56% | 953,033 | Common | SOLE |
| G4790U102 | USAR | INFLECTION PT ACQUISITN CRP | $9.6M | 0.53% | 935,848 | Common | SOLE |
| G6256B106 | — | DENALI CAPITAL ACQUISITN COR | $8.2M | 0.45% | 749,718 | Common | SOLE |
| 318136108 | — | FINTECH ECOSYSTEM DEVE | $8.0M | 0.44% | 750,001 | Common | SOLE |
| G2086M107 | — | CHENGHE ACQUISITION CO | $7.9M | 0.43% | 725,752 | Common | SOLE |
| G6301J104 | — | MOUNTAIN & CO I ACQUISITN CO | $7.7M | 0.43% | 689,400 | Common | SOLE |
| 000380204 | — | ABCAM PLC | $6.9M | 0.38% | 303,200 | Common | SOLE |
| G5346G125 | — | L CATTERTON ASIA ACQUISITION | $5.9M | 0.33% | 554,822 | Common | SOLE |
| 74349W104 | — | PROOF ACQUISITION CORP I | $5.9M | 0.33% | 550,738 | Common | SOLE |
| G0283A108 | AMCI | ALPHAVEST ACQUISITION CORP | $5.9M | 0.33% | 556,839 | Common | SOLE |
| G9R16L100 | VMCAF | VALUENCE MERGER CORP I | $5.8M | 0.32% | 526,328 | Common | SOLE |
| 123013104 | — | BURTECH ACQUISITION CORP | $5.8M | 0.32% | 551,400 | Common | SOLE |
| G5380L105 | — | LATAMGROWTH SPAC | $5.8M | 0.32% | 534,519 | Common | SOLE |
| G5259L103 | — | KERNEL GROUP HOLDINGS INC | $5.6M | 0.31% | 530,960 | Common | SOLE |
| G7330C102 | — | RCF ACQUISITION CORP | $5.6M | 0.31% | 510,680 | Common | SOLE |
| 393221106 | — | GREEN PLAINS PARTNERS LP | $5.4M | 0.30% | 365,562 | Common | SOLE |
| G9074V106 | — | TRISTAR ACQUISITION I CORP | $5.4M | 0.30% | 501,298 | Common | SOLE |
| 26431Q106 | — | DUET ACQUISITION CORP | $5.4M | 0.30% | 500,584 | Common | SOLE |
| G9151L104 | — | TWIN RIDGE CAPITAL ACQUIS CO | $5.3M | 0.29% | 500,000 | Common | SOLE |
| G1676M105 | — | BUKIT JALIL GBL ACQUISITION | $5.2M | 0.29% | 500,000 | Common | SOLE |
| 42600H108 | — | HENNESSY CAPITAL INVST CORP | $5.2M | 0.29% | 500,000 | Common | SOLE |
| G0230C108 | ALSAF | ALPHA STAR ACQUISITION CORP | $5.1M | 0.28% | 464,799 | Common | SOLE |
| G2263T123 | — | COLISEUM ACQUISITION CORP | $5.1M | 0.28% | 475,000 | Common | SOLE |
| G8192N103 | — | SK GROWTH OPPORTUNITIES CORP | $5.0M | 0.28% | 462,934 | Common | SOLE |
| 67190B104 | OAKU | OAK WOODS ACQUISITION CORP | $4.9M | 0.27% | 470,368 | Common | SOLE |
| G71704103 | HOVR | PONO CAP THREE INC | $4.7M | 0.26% | 449,251 | Common | SOLE |
| 38136Y102 | GDST | GOLDENSTONE ACQUISITION LTD | $4.6M | 0.25% | 428,536 | Common | SOLE |
| 09216A108 | — | BLACK MOUNTAIN ACQ CORP | $4.5M | 0.25% | 423,968 | Common | SOLE |
| 31561T102 | AIEV | FEUTUNE LIGHT ACQUISITION CO | $4.5M | 0.25% | 417,839 | Common | SOLE |
| 74954L104 | — | RF ACQUISITION CORP | $4.4M | 0.25% | 417,500 | Common | SOLE |
| 89301B104 | — | ZALATORIS ACQUISITION CORP | $4.3M | 0.24% | 405,942 | Common | SOLE |
| G2R18K105 | CSTAF | CONSTELLATION ACQUISITN CORP | $4.2M | 0.23% | 386,000 | Common | SOLE |
| 20607V106 | — | CONCORD ACQUISITION CORP III | $4.1M | 0.23% | 378,110 | Common | SOLE |
| 61244M109 | — | MONTEREY CAP ACQUISITION COR | $4.0M | 0.22% | 374,233 | Common | SOLE |
| 013091103 | ACI | ALBERTSONS COS INC | $3.9M | 0.21% | 169,889 | Common | SOLE |
| G1995D109 | CRTAF | CARTICA ACQUISITION CORP | $3.8M | 0.21% | 350,000 | Common | SOLE |
| 023436108 | AMED | AMEDISYS INC | $3.7M | 0.21% | 40,014 | Common | SOLE |
| G3R34K103 | FNVT | FINNOVATE ACQUISITION CORP | $3.7M | 0.20% | 337,492 | Common | SOLE |
| G0135E142 | AIMTF | AIMFINITY INVESTMENT CORP I | $3.4M | 0.19% | 320,000 | Common | SOLE |
| 427825500 | HTEUR | HERSHA HOSPITALITY TR | $3.2M | 0.18% | 326,565 | Common | SOLE |
| 81221H105 | — | SEAPORT GLOBAL ACQUISITION I | $3.2M | 0.18% | 300,400 | Common | SOLE |
| 17144M102 | — | CHURCHILL CAPITAL CORP VII | $3.1M | 0.17% | 300,000 | Common | SOLE |
| G0440J109 | APXIF | APX ACQUISITION CORP I | $3.0M | 0.17% | 277,600 | Common | SOLE |
| 007024102 | — | ADIT EDTECH ACQUISITION CORP | $2.7M | 0.15% | 256,000 | Common | SOLE |
| 095229100 | — | AVANTAX INC | $2.7M | 0.15% | 105,139 | Common | SOLE |
| G5510R105 | — | LIV CAPITAL ACQUISITN CORP I | $2.6M | 0.15% | 244,047 | Common | SOLE |
| 60742N106 | — | MOBIV ACQUISITION CORP | $2.6M | 0.15% | 247,100 | Common | SOLE |
| G5251K103 | — | KENSINGTON CAPITAL ACQUISITI | $2.5M | 0.14% | 240,602 | Common | SOLE |
| G3934P102 | — | GLOBAL PARTNER ACQISTN CORP | $2.5M | 0.14% | 233,974 | Common | SOLE |
| G8028L107 | G280 | SEMPER PARATUS ACQUISITION C | $2.5M | 0.14% | 229,369 | Common | SOLE |
| 84612U107 | — | SOVOS BRANDS INC | $2.4M | 0.13% | 107,604 | Common | SOLE |
| G8656T109 | TLGYF | TLGY ACQUISITION CORPORATION | $2.2M | 0.12% | 203,150 | Common | SOLE |
| 69349H107 | TXNM | PNM RES INC | $2.1M | 0.12% | 46,853 | Common | SOLE |
| G0232F109 | ALCYF | ALCHEMY INVTS ACQUISITN CORP | $2.1M | 0.11% | 200,000 | Common | SOLE |
| G3218G109 | — | EVE MOBILITY ACQUISITION COR | $1.9M | 0.10% | 177,719 | Common | SOLE |
| 682680103 | OKE | ONEOK INC NEW | $1.9M | 0.10% | 29,893 | Common | SOLE |
| G4023C101 | — | GOLDEN STAR ACQUISITION CORP | $1.8M | 0.10% | 178,700 | Common | SOLE |
| 511637100 | LBAIUSD | LAKELAND BANCORP INC | $1.8M | 0.10% | 145,597 | Common | SOLE |
| 07402Q101 | — | BEARD ENERGY TRANSITION ACQ | $1.8M | 0.10% | 168,631 | Common | SOLE |
| G1263E102 | — | BLUE WORLD ACQUISITION CORP | $1.5M | 0.09% | 142,700 | Common | SOLE |
| G1890L107 | CPRI | CAPRI HOLDINGS LIMITED | $1.5M | 0.08% | 28,146 | Common | SOLE |
| 462726100 | I8R | IROBOT CORP | $1.5M | 0.08% | 38,627 | Common | SOLE |
| 12520T102 | — | CF ACQUISITION CORP IV | $1.4M | 0.08% | 131,181 | Common | SOLE |
| G7207P103 | ASBP | POWERUP ACQUISITION CORP | $1.4M | 0.08% | 128,449 | Common | SOLE |
| 808212104 | — | SCHULTZE SPL PURP ACQ CORP I | $1.2M | 0.07% | 116,366 | Common | SOLE |
| G5870E108 | — | MARS ACQUISITION CORP | $1.2M | 0.07% | 115,200 | Common | SOLE |
| 69882P102 | PPYA | PAPAYA GRWT OPPORTUNITY CORP | $1.2M | 0.06% | 109,566 | Common | SOLE |
| 15719Y105 | — | CETUS CAP ACQUISITION CORP | $1.2M | 0.06% | 110,692 | Common | SOLE |
| 48203N103 | — | JUNIPER II CORP | $1.2M | 0.06% | 108,589 | Common | SOLE |
| G5000D103 | IXAQF | IX ACQUISITION CORP | $1.1M | 0.06% | 105,208 | Common | SOLE |
| G4619M109 | HSPOF | HORIZON SPACE ACQUSTN I CORP | $1.1M | 0.06% | 107,900 | Common | SOLE |
| 34417L109 | — | FOCUS IMPACT ACQUISITION COR | $1.1M | 0.06% | 102,605 | Common | SOLE |
| 395259104 | — | GREENHILL & CO INC | $1.0M | 0.06% | 70,399 | Common | SOLE |
| 37962G102 | — | GLOBAL STAR ACQUISITION INC | $1.0M | 0.06% | 96,796 | Common | SOLE |
| G7308P101 | PHYTF | PYROPHYTE ACQUISITION CORP | $983,940 | 0.05% | 90,187 | Common | SOLE |
| 45827R106 | IRRX | INTEGRATED RAIL AND RES ACQ | $869,203 | 0.05% | 79,890 | Common | SOLE |
| 005029103 | — | ACROPOLIS INFRASTRUCTURE ACQ | $733,447 | 0.04% | 71,347 | Common | SOLE |
| G8675N109 | TGAAF | TARGET GLOBAL ACQUISI I CORP | $633,894 | 0.04% | 58,418 | Common | SOLE |
| 78468R101 | SPTS | SPDR SER TR | $600,066 | 0.03% | 20,974 | Common | SOLE |
| 81786A107 | — | 7GC & CO HOLDINGS INC | $528,500 | 0.03% | 50,000 | Common | SOLE |
| 00438Y107 | — | ACCRETION ACQUISITION CORP | $524,409 | 0.03% | 50,039 | Common | SOLE |
| G69768102 | — | PEGASUS DIGITAL MOBILITY ACQ | $496,031 | 0.03% | 45,341 | Common | SOLE |
| 33739E108 | FPE | FIRST TR EXCH TRADED FD III | $354,885 | 0.02% | 22,222 | Common | SOLE |
| G1261Q107 | BLUAF | BLUERIVER ACQUISITION CORP | $283,233 | 0.02% | 26,834 | Common | SOLE |
| G6053N105 | MSSAF | METAL SKY STAR ACQUISITION C | $283,194 | 0.02% | 26,005 | Common | SOLE |
| G0231L107 | — | ALSP ORCHID ACQUISITION CORP | $224,281 | 0.01% | 20,633 | Common | SOLE |
| 726503105 | PAA | PLAINS ALL AMERN PIPELINE L | $218,078 | 0.01% | 14,235 | Common | SOLE |
| 29273V100 | ET | ENERGY TRANSFER L P | $217,232 | 0.01% | 15,483 | Common | SOLE |
| 124420100 | BYNO | BYNORDIC ACQUISITION CORP | $174,515 | 0.01% | 16,114 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.