Q4 2023 · 13F-HR
First Trust Capital Management L.P.holdings as filed
Filed 2024-02-14 · accession 0001604488-24-000123
$1.30B
Reported value
134
Positions
2023-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 84860W300 | SRCUSD | SPIRIT RLTY CAP INC NEW | $146.8M | 11.3% | 3,359,031 | Common | SOLE |
| G79407105 | — | SCREAMING EAGLE ACQUISITN CO | $63.7M | 4.88% | 6,007,488 | Common | SOLE |
| 025676206 | AELUSD | AMERICAN EQTY INVT LIFE HLD | $54.3M | 4.16% | 972,407 | Common | SOLE |
| 02156B103 | AYXEUR | ALTERYX INC | $45.5M | 3.49% | 965,401 | Common | SOLE |
| 848637104 | SPLKCHF | SPLUNK INC | $42.5M | 3.26% | 278,830 | Common | SOLE |
| 723787107 | PXDEUR | PIONEER NAT RES CO | $37.6M | 2.88% | 167,190 | Common | SOLE |
| 74971D101 | RPTUSD | RPT REALTY | $32.3M | 2.48% | 2,518,247 | Common | SOLE |
| G0131Y126 | ANSCU | AGRICULTURE & NAT SOL ACQ CO | $28.8M | 2.21% | 2,840,840 | Common | SOLE |
| G7573M106 | — | RIGEL RESOURCE ACQ CORP | $27.5M | 2.10% | 2,504,677 | Common | SOLE |
| G8766E109 | TGHEUR | TEXTAINER GROUP HOLDINGS LTD | $26.6M | 2.04% | 539,901 | Common | SOLE |
| G83752108 | SVIIF | SPRING VALLEY ACQUISTN CORP | $24.2M | 1.85% | 2,236,489 | Common | SOLE |
| G33033104 | KDK | ARES ACQUISITION CORP II | $23.0M | 1.76% | 2,203,556 | Common | SOLE |
| G5346G125 | — | L CATTERTON ASIA ACQUISITION | $20.6M | 1.58% | 1,909,822 | Common | SOLE |
| 42600H108 | — | HENNESSY CAPITAL INVST CORP | $20.4M | 1.56% | 1,950,000 | Common | SOLE |
| 29103K100 | FLD | FTAC EMERALD ACQUISITION COR | $20.0M | 1.54% | 1,900,000 | Common | SOLE |
| G69454109 | — | PATRIA LATIN AMRCN OPPRNTY A | $18.6M | 1.43% | 1,676,104 | Common | SOLE |
| G8956E109 | — | TORTOISEECOFIN ACQUISITION C | $18.0M | 1.38% | 1,694,767 | Common | SOLE |
| 45253H101 | IMGNEUR | IMMUNOGEN INC | $17.7M | 1.36% | 596,720 | Common | SOLE |
| G19305112 | RENEF | CARTESIAN GROWTH CORP II | $17.3M | 1.32% | 1,578,232 | Common | SOLE |
| G6363K106 | — | NABORS ENERGY TRANSITION COR | $16.8M | 1.29% | 1,613,692 | Common | SOLE |
| G63290111 | PLMJF | ALPHA PARTNERS TECH MERGR CO | $16.6M | 1.27% | 1,549,812 | Common | SOLE |
| G49219101 | IVCAF | INVESTCORP INDIA ACQUISTN CO | $16.0M | 1.23% | 1,455,837 | Common | SOLE |
| 20607U108 | CNDA | CONCORD ACQUISITION CORP II | $15.6M | 1.19% | 1,500,000 | Common | SOLE |
| 38287A101 | — | GORES HOLDINGS IX INC | $14.2M | 1.09% | 1,352,238 | Common | SOLE |
| G79471101 | — | SDCL EDGE ACQUISITION CORP | $14.1M | 1.08% | 1,310,574 | Common | SOLE |
| G52443101 | KVACU | KEEN VISION ACQUISITION CORP | $12.9M | 0.99% | 1,250,000 | Common | SOLE |
| 12521H107 | — | CF ACQUISITION CORP VII | $12.9M | 0.99% | 1,191,005 | Common | SOLE |
| G4375F108 | HYAC | HAYMAKER ACQUISITION CORP IV | $12.7M | 0.98% | 1,239,378 | Common | SOLE |
| G71704103 | HOVR | PONO CAP THREE INC | $12.6M | 0.97% | 1,185,979 | Common | SOLE |
| G4790U102 | USAR | INFLECTION PT ACQUISITN CRP | $12.4M | 0.95% | 1,203,007 | Common | SOLE |
| G04058106 | — | AP ACQUISITION CORP | $12.4M | 0.95% | 1,116,407 | Common | SOLE |
| 29978K102 | EVCO | EVEREST CONSOLIDATOR ACQ COR | $12.4M | 0.95% | 1,134,485 | Common | SOLE |
| G6301J104 | — | MOUNTAIN & CO I ACQUISITN CO | $12.3M | 0.94% | 1,089,517 | Common | SOLE |
| G72556106 | — | PROJECT ENERGY REIMAGINED AC | $11.5M | 0.88% | 1,085,400 | Common | SOLE |
| 638517102 | NWLIEUR | NATIONAL WESTN LIFE GROUP IN | $11.1M | 0.85% | 22,950 | Common | SOLE |
| G26735103 | — | ANDRETTI ACQUISITION CORP | $10.9M | 0.83% | 1,000,000 | Common | SOLE |
| G9074V106 | — | TRISTAR ACQUISITION I CORP | $10.8M | 0.83% | 1,004,309 | Common | SOLE |
| G4923T105 | IVCBF | INVESTCORP EUROPE ACQUISITIO | $10.7M | 0.82% | 969,085 | Common | SOLE |
| 17144M102 | — | CHURCHILL CAPITAL CORP VII | $10.5M | 0.80% | 1,000,002 | Common | SOLE |
| G49667101 | ISRLF | ISRAEL ACQUISITIONS CORP | $10.2M | 0.78% | 953,033 | Common | SOLE |
| 77936F103 | — | ROVER GROUP INC | $10.2M | 0.78% | 934,080 | Common | SOLE |
| G2086M107 | — | CHENGHE ACQUISITION CO | $9.1M | 0.70% | 831,728 | Common | SOLE |
| G7308P101 | PHYTF | PYROPHYTE ACQUISITION CORP | $9.0M | 0.69% | 819,583 | Common | SOLE |
| G3312W109 | — | EVERGREEN CORPORATION | $8.9M | 0.68% | 794,078 | Common | SOLE |
| 75525N107 | — | RAYZEBIO INC | $8.8M | 0.67% | 140,882 | Common | SOLE |
| G0230C108 | ALSAF | ALPHA STAR ACQUISITION CORP | $8.6M | 0.66% | 768,288 | Common | SOLE |
| G38258102 | — | GENERATION ASIA I ACQUISITIO | $8.3M | 0.64% | 765,746 | Common | SOLE |
| G47862100 | CURR | INFINT ACQUISITION CORP | $7.8M | 0.60% | 693,076 | Common | SOLE |
| 296424104 | ESHA | ESH ACQUISITION CORP | $7.4M | 0.57% | 724,759 | Common | SOLE |
| G8192N103 | — | SK GROWTH OPPORTUNITIES CORP | $7.0M | 0.54% | 650,000 | Common | SOLE |
| G9831X106 | ZLSSF | ZALATORIS II ACQUISITION COR | $6.9M | 0.53% | 644,000 | Common | SOLE |
| G9R16L100 | VMCAF | VALUENCE MERGER CORP I | $6.9M | 0.53% | 614,861 | Common | SOLE |
| G3218G109 | — | EVE MOBILITY ACQUISITION COR | $6.6M | 0.50% | 609,150 | Common | SOLE |
| 29283F103 | ESMTUSD | ENGAGESMART INC | $6.4M | 0.49% | 280,199 | Common | SOLE |
| G2476C107 | CDAQF | COMPASS DIGITAL ACQUISITN CO | $6.2M | 0.47% | 578,969 | Common | SOLE |
| 67190B104 | OAKU | OAK WOODS ACQUISITION CORP | $6.0M | 0.46% | 570,368 | Common | SOLE |
| G0283A108 | AMCI | ALPHAVEST ACQUISITION CORP | $6.0M | 0.46% | 556,839 | Common | SOLE |
| 123013104 | — | BURTECH ACQUISITION CORP | $5.9M | 0.45% | 551,400 | Common | SOLE |
| G4619M109 | HSPOF | HORIZON SPACE ACQUSTN I CORP | $5.9M | 0.45% | 546,971 | Common | SOLE |
| G5259L103 | — | KERNEL GROUP HOLDINGS INC | $5.7M | 0.44% | 530,960 | Common | SOLE |
| 07323B100 | BAYA | BAYVIEW ACQUISITION CORP | $5.7M | 0.43% | 565,000 | Common | SOLE |
| G2283U126 | — | COLOMBIER ACQUISITION CORP I | $5.6M | 0.43% | 555,000 | Common | SOLE |
| G3937F101 | — | GLOBAL LIGHTS ACQUISITION CO | $5.5M | 0.43% | 550,000 | Common | SOLE |
| 26431Q106 | — | DUET ACQUISITION CORP | $5.5M | 0.42% | 500,584 | Common | SOLE |
| G0888J108 | — | BATTERY FUTURE ACQUISITION C | $5.4M | 0.42% | 500,000 | Common | SOLE |
| G7641C106 | — | ROSS ACQUISITION CORP II | $5.4M | 0.41% | 496,347 | Common | SOLE |
| G0440J109 | APXIF | APX ACQUISITION CORP I | $5.3M | 0.41% | 477,600 | Common | SOLE |
| G1676M105 | — | BUKIT JALIL GBL ACQUISITION | $5.2M | 0.40% | 500,000 | Common | SOLE |
| 48576A100 | — | KARUNA THERAPEUTICS INC | $4.9M | 0.37% | 15,400 | Common | SOLE |
| G0232F109 | ALCYF | ALCHEMY INVTS ACQUISITN CORP | $4.9M | 0.37% | 466,636 | Common | SOLE |
| G69768102 | — | PEGASUS DIGITAL MOBILITY ACQ | $4.9M | 0.37% | 439,134 | Common | SOLE |
| G4828B100 | WELNF | INTEGRATED WELLNESS ACQ CORP | $4.8M | 0.37% | 430,000 | Common | SOLE |
| G5251K103 | — | KENSINGTON CAPITAL ACQUISITI | $4.8M | 0.37% | 448,068 | Common | SOLE |
| G45667105 | 46H | HOLLYSYS AUTOMATION TCHNGY L | $4.7M | 0.36% | 178,712 | Common | SOLE |
| 38136Y102 | GDST | GOLDENSTONE ACQUISITION LTD | $4.6M | 0.35% | 428,536 | Common | SOLE |
| G2263T123 | — | COLISEUM ACQUISITION CORP | $4.5M | 0.35% | 424,001 | Common | SOLE |
| 31561T102 | AIEV | FEUTUNE LIGHT ACQUISITION CO | $4.5M | 0.35% | 417,839 | Common | SOLE |
| 89301B104 | — | ZALATORIS ACQUISITION CORP | $4.3M | 0.33% | 405,942 | Common | SOLE |
| 318136108 | — | FINTECH ECOSYSTEM DEVE | $4.2M | 0.32% | 390,001 | Common | SOLE |
| G5000D103 | IXAQF | IX ACQUISITION CORP | $4.2M | 0.32% | 380,208 | Common | SOLE |
| G83745102 | SACQF | SPREE ACQUISITION CORP 1 LTD | $4.2M | 0.32% | 382,027 | Common | SOLE |
| 65445K101 | — | 99 ACQUISITION GROUP INC | $4.1M | 0.31% | 400,000 | Common | SOLE |
| G5380L105 | — | CHENGHE ACQUISITION I CO | $4.1M | 0.31% | 367,260 | Common | SOLE |
| G3934P102 | — | GLOBAL PARTNER ACQISTN CORP | $4.0M | 0.31% | 362,526 | Common | SOLE |
| G27740110 | DIST | DISTOKEN ACQUISITION CORP | $4.0M | 0.31% | 377,222 | Common | SOLE |
| 45827R106 | IRRX | INTEGRATED RAIL AND RES ACQ | $3.9M | 0.30% | 355,254 | Common | SOLE |
| G1995D109 | CRTAF | CARTICA ACQUISITION CORP | $3.8M | 0.29% | 350,000 | Common | SOLE |
| G2758T109 | BNAI | DHC ACQUISITION CORP | $3.7M | 0.28% | 344,899 | Common | SOLE |
| G3R34K103 | FNVT | FINNOVATE ACQUISITION CORP | $3.6M | 0.28% | 325,915 | Common | SOLE |
| G0135E142 | AIMTF | AIMFINITY INVESTMENT CORP I | $3.5M | 0.27% | 320,000 | Common | SOLE |
| 023436108 | AMED | AMEDISYS INC | $3.2M | 0.25% | 33,996 | Common | SOLE |
| 013091103 | ACI | ALBERTSONS COS INC | $3.2M | 0.25% | 139,945 | Common | SOLE |
| G01341117 | AFJKU | AIMEI HEALTH TECHNOLOGY CO L | $3.1M | 0.23% | 300,000 | Common | SOLE |
| G8316B100 | SPKL | SPARK I ACQUISITION CORP | $3.0M | 0.23% | 296,843 | Common | SOLE |
| G2365L101 | — | CSLM ACQUISITION CORP | $3.0M | 0.23% | 275,000 | Common | SOLE |
| 096308101 | BBX1USD | BLUEGREEN VACATIONS HLDG COR | $2.8M | 0.22% | 37,464 | Common | SOLE |
| G9152V101 | — | TWO | $2.8M | 0.21% | 261,701 | Common | SOLE |
| G1330L105 | — | BLUE OCEAN ACQUISITION CORP | $2.7M | 0.21% | 250,003 | Common | SOLE |
| G8656T109 | TLGYF | TLGY ACQUISITION CORPORATION | $2.5M | 0.19% | 227,265 | Common | SOLE |
| 60468T105 | MRTXEUR | MIRATI THERAPEUTICS INC | $2.4M | 0.19% | 41,231 | Common | SOLE |
| G1263E102 | — | BLUE WORLD ACQUISITION CORP | $2.4M | 0.18% | 218,583 | Common | SOLE |
| 34417L109 | — | FOCUS IMPACT ACQUISITION COR | $2.3M | 0.17% | 207,466 | Common | SOLE |
| G3167L109 | — | ENPHYS ACQUISITION CORP | $2.1M | 0.16% | 200,000 | Common | SOLE |
| G2R05B100 | — | DP CAP ACQUISITION CORP I | $2.0M | 0.16% | 187,247 | Common | SOLE |
| 84612U107 | — | SOVOS BRANDS INC | $2.0M | 0.15% | 88,639 | Common | SOLE |
| G4023C101 | — | GOLDEN STAR ACQUISITION CORP | $1.9M | 0.14% | 178,700 | Common | SOLE |
| 511637100 | LBAIUSD | LAKELAND BANCORP INC | $1.8M | 0.14% | 121,536 | Common | SOLE |
| G1889L100 | CMCAF | CAPITALWORKS EMNG MKTS ACQST | $1.6M | 0.12% | 149,465 | Common | SOLE |
| 69349H107 | TXNM | PNM RES INC | $1.6M | 0.12% | 38,595 | Common | SOLE |
| 168615102 | CHS1USD | CHICOS FAS INC | $1.4M | 0.11% | 190,425 | Common | SOLE |
| G7207P103 | ASBP | POWERUP ACQUISITION CORP | $1.4M | 0.11% | 128,449 | Common | SOLE |
| G5870E108 | — | MARS ACQUISITION CORP | $1.2M | 0.09% | 115,200 | Common | SOLE |
| 74767A105 | — | QUANTUM FINTECH ACQUISTIN CO | $1.2M | 0.09% | 112,033 | Common | SOLE |
| G31659108 | — | ARYA SCIENCES ACQU CORP IV | $1.2M | 0.09% | 109,759 | Common | SOLE |
| G1890L107 | CPRI | CAPRI HOLDINGS LIMITED | $1.2M | 0.09% | 23,183 | Common | SOLE |
| 15719Y105 | — | CETUS CAP ACQUISITION CORP | $1.2M | 0.09% | 110,692 | Common | SOLE |
| 462726100 | I8R | IROBOT CORP | $1.1M | 0.09% | 29,512 | Common | SOLE |
| 37962G102 | — | GLOBAL STAR ACQUISITION INC | $1.0M | 0.08% | 96,796 | Common | SOLE |
| G1962Y102 | — | CATCHA INVESTMENT CORP | $1.0M | 0.08% | 90,367 | Common | SOLE |
| 464287226 | AGG | ISHARES TR | $871,911 | 0.07% | 8,785 | Common | SOLE |
| 78469C103 | SPUSD | SP PLUS CORP | $863,973 | 0.07% | 16,858 | Common | SOLE |
| G8675N109 | TGAAF | TARGET GLOBAL ACQUISI I CORP | $644,935 | 0.05% | 58,418 | Common | SOLE |
| 69882P102 | PPYA | PAPAYA GRWT OPPORTUNITY CORP | $595,746 | 0.05% | 55,264 | Common | SOLE |
| 353506108 | FTSD | FRANKLIN ETF TR | $529,125 | 0.04% | 5,881 | Common | SOLE |
| 33739E108 | FPE | FIRST TR EXCH TRADED FD III | $374,663 | 0.03% | 22,222 | Common | SOLE |
| 29273V100 | ET | ENERGY TRANSFER L P | $315,156 | 0.02% | 22,837 | Common | SOLE |
| G1261Q107 | BLUAF | BLUERIVER ACQUISITION CORP | $286,050 | 0.02% | 26,834 | Common | SOLE |
| G6053N105 | MSSAF | METAL SKY STAR ACQUISITION C | $284,495 | 0.02% | 26,005 | Common | SOLE |
| 55336V100 | MPLX | MPLX LP | $221,287 | 0.02% | 6,026 | Common | SOLE |
| 726503105 | PAA | PLAINS ALL AMERN PIPELINE L | $219,355 | 0.02% | 14,479 | Common | SOLE |
| 958669103 | WES | WESTERN MIDSTREAM PARTNERS L | $217,883 | 0.02% | 7,446 | Common | SOLE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L | $201,637 | 0.02% | 7,652 | Common | SOLE |
| 124420100 | BYNO | BYNORDIC ACQUISITION CORP | $176,448 | 0.01% | 16,114 | Common | SOLE |
| 07323B118 | BAYAR | BAYVIEW ACQUISITION CORP | $67,800 | 0.01% | 565,000 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.