Q2 2025 · 13F-HR
Alken Asset Management Ltdholdings as filed
Filed 2025-07-09 · accession 0001629996-25-000004
$56,997
Reported value
36
Positions
2025-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 90353TAM2 | UBER 0.875 12/01/28 2028 | Uber Technologies 0.875 01-Dec-2028 | $4,901 | 8.60% | 3,450 | Common | NONE |
| 125896BX7 | CMS 3.375 05/01/28 | CMS Energy 3.375 01-May-2028 | $3,750 | 6.58% | 3,550 | Common | NONE |
| 26441CBY0 | DUK 4.125 04/15/26 | Duke Energy 4.125 04/15/26 | $3,456 | 6.06% | 3,300 | Common | NONE |
| 45867GAD3 | IDCC 3.5 06/01/27 | InterDigital 3.500 01-Jun-2027 | $3,063 | 5.37% | 1,050 | Common | NONE |
| 30034WAD8 | EVRG 4.5 12/15/27 | Evergy 4.500 15-Dec-2027 | $3,018 | 5.30% | 2,600 | Common | NONE |
| 40637HAF6 | HALO 1 08/15/28 | Halozyme Thera 1.000 15-Aug-2028 | $2,987 | 5.24% | 2,630 | Common | NONE |
| 01609WBG6 | BABA 0.5 06/01/31 | Alibaba Group 0.500 01-Jun-2031 | $2,780 | 4.88% | 2,190 | Common | NONE |
| 47215PAJ5 | JD 0.25 06/01/29 | JD.com 0.250 01-Jun-2029 | $2,634 | 4.62% | 2,550 | Common | NONE |
| 26210CAD6 | DBX 0 03/01/28 | Dropbox 0 - 0.5 up 47.5 - 52.5 01-Mar-2028 | $2,218 | 3.89% | 2,200 | Common | NONE |
| 737446AT1 | POST 2.5 08/15/27 | Post Holdings 2.500 15-Aug-2027 | $2,144 | 3.76% | 1,900 | Common | NONE |
| 03769M304 | APO 6.75 07/31/26 | Apollo Global Mgmt 6.750 31-Jul-2026 PEPS A | $1,983 | 3.48% | 26,600 | Common | NONE |
| 09239BAF6 | BL 1 06/01/29 | BlackLine 1.000 01-Jun-2029 | $1,979 | 3.47% | 1,870 | Common | NONE |
| 70202LAD4 | PSN 2.625 03/01/29 | Parsons Corp 2.625 01-Mar-2029 | $1,964 | 3.45% | 1,850 | Common | NONE |
| 65339F663 | NEE 7.299 06/01/27 | NextEra Energy 7.299 01-Jun-2027 PEPS | $1,876 | 3.29% | 40,000 | Common | NONE |
| 03990B309 | ARES 6.75 10/01/27 B | Ares Management 6.750 01-Oct-2027 PEPS B | $1,584 | 2.78% | 30,000 | Common | NONE |
| 83304AAF3 | SNAP 0 05/01/27 | Snap 0 - 0.5 up 45 - 50 01-May-2027 | $1,533 | 2.69% | 1,700 | Common | NONE |
| 450056AB2 | IRTC 1.5 09/01/29 | iRhythm Technologies 1.500 01-Sep-2029 | $1,528 | 2.68% | 1,200 | Common | NONE |
| 10316TAB0 | BOX 0 01/15/26 | Box 0.000 15-Jan-2026 | $1,524 | 2.67% | 1,150 | Common | NONE |
| 92538JAB2 | VERX 0.75 05/01/29 | Vertex Inc 0.750 01-May-2029 | $1,407 | 2.47% | 1,200 | Common | NONE |
| 02043QAB3 | ALNY 1 09/15/27 | Alnylam Pharma 1.000 15-Sep-2027 | $1,290 | 2.26% | 1,000 | Common | NONE |
| 393657AM3 | GBX 2.875 04/15/28 | Greenbrier Companies 2.375 - 2.875 up 30 - 35 15-Apr-2028 | $1,265 | 2.22% | 1,200 | Common | NONE |
| 84921RAB6 | SPOT 0 03/15/26 | Spotify USA 0.000 15-Mar-2026 | $1,205 | 2.11% | 800 | Common | NONE |
| 902252AB1 | TYL 0.25 03/15/26 | Tyler Technologies 0.250 15-Mar-2026 | $1,160 | 2.04% | 950 | Common | NONE |
| 03209RAB9 | AMPH 2 03/15/29 | Amphastar Pharmaceuticals 2.000 15-Mar-2029 | $865 | 1.52% | 1,000 | Common | NONE |
| 191216100 | KO | Coca-Cola Co/The | $781 | 1.37% | 11,100 | Common | NONE |
| 89377MAB5 | TMDX 1.5 06/01/28 | TransMedics Group 1.500 01-Jun-2028 | $731 | 1.28% | 460 | Common | NONE |
| 55354G100 | MSCI | MSCI Inc | $634 | 1.11% | 1,100 | Common | NONE |
| 464285204 | IAU | Ishares Gold Trust | $410 | 0.72% | 7,400 | Common | SOLE |
| 090043AD2 | BILL 0 04/01/27 | Bill.com Holdings 0 - 0.25 up 45 - 50 01-Apr-2027 | $361 | 0.63% | 400 | Common | NONE |
| 91680MAB3 | UPST 0.25 08/15/26 | Upstart Holdings 0 - 0.5 up 42.5 - 47.5 15-Aug-2026 | $330 | 0.58% | 350 | Common | NONE |
| 011642AB1 | ALRM 0 01/15/26 | Alarm.com 0.000 15-Jan-2026 | $288 | 0.51% | 300 | Common | NONE |
| 76680RAH0 | RNG 0 03/15/26 | RingCentral 0.000 15-Mar-2026 | $288 | 0.51% | 300 | Common | NONE |
| 25402DAB8 | DOCN 0 12/01/26 | DigitalOcean 0 - 0.5 up 40 - 45 01-Dec-2026 | $279 | 0.49% | 300 | Common | NONE |
| 91332UAB7 | U 0 11/15/26 | Unity Software 0 - 0.25 up 47.5 - 52.5 15-Nov-2026 | $276 | 0.48% | 300 | Common | NONE |
| 29786AAL0 | ETSY 0.125 09/01/27 | Etsy 0.125 01-Sep-2027 | $266 | 0.47% | 300 | Common | NONE |
| 896945AD4 | TRIP 0.25 04/01/26 | Tripadvisor 0 - 0.25 up 35 - 40 01-Apr-2026 | $239 | 0.42% | 250 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.