Q3 2025 · 13F-HR
Alken Asset Management Ltdholdings as filed
Filed 2025-10-21 · accession 0001629996-25-000006
$61,071
Reported value
36
Positions
2025-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 90353TAM2 | UBER 0.875 12/01/28 2028 | Uber Technologies 0.875 01-Dec-2028 | $5,026 | 8.23% | 3,450 | Common | NONE |
| 45867GAD3 | IDCC 3.5 06/01/27 | InterDigital 3.500 01-Jun-2027 | $4,685 | 7.67% | 1,050 | Common | NONE |
| 125896BX7 | CMS 3.375 05/01/28 | CMS Energy 3.375 01-May-2028 | $4,432 | 7.26% | 4,050 | Common | NONE |
| 01609WBG6 | BABA 0.5 06/01/31 | Alibaba Group 0.500 01-Jun-2031 | $4,029 | 6.60% | 2,190 | Common | NONE |
| 26441CBY0 | DUK 4.125 04/15/26 | Duke Energy 4.125 04/15/26 | $3,512 | 5.75% | 3,300 | Common | NONE |
| 30034WAD8 | EVRG 4.5 12/15/27 | Evergy 4.500 15-Dec-2027 | $3,253 | 5.33% | 2,600 | Common | NONE |
| 40637HAF6 | HALO 1 08/15/28 | Halozyme Thera 1.000 15-Aug-2028 | $2,879 | 4.71% | 2,030 | Common | NONE |
| 47215PAJ5 | JD 0.25 06/01/29 | JD.com 0.250 01-Jun-2029 | $2,738 | 4.48% | 2,550 | Common | NONE |
| 450056AB2 | IRTC 1.5 09/01/29 | iRhythm Technologies 1.500 01-Sep-2029 | $2,602 | 4.26% | 1,900 | Common | NONE |
| 465741AQ9 | ITRI 1.375 07/15/30 | Itron 1.375 15-Jul-2030 | $2,395 | 3.92% | 2,100 | Common | NONE |
| 26210CAD6 | DBX 0 03/01/28 | Dropbox 0 - 0.5 up 47.5 - 52.5 01-Mar-2028 | $2,253 | 3.69% | 2,200 | Common | NONE |
| 737446AT1 | POST 2.5 08/15/27 | Post Holdings 2.500 15-Aug-2027 | $2,137 | 3.50% | 1,900 | Common | NONE |
| 70202LAD4 | PSN 2.625 03/01/29 | Parsons Corp 2.625 01-Mar-2029 | $2,110 | 3.45% | 1,850 | Common | NONE |
| 03769M304 | APO 6.75 07/31/26 | Apollo Global Mgmt 6.750 31-Jul-2026 PEPS A | $1,865 | 3.05% | 26,600 | Common | NONE |
| 008073AA6 | AVAV 0 07/15/30 | AeroVironment 0.000 15-Jul-2030 | $1,859 | 3.04% | 1,500 | Common | NONE |
| 393657AM3 | GBX 2.875 04/15/28 | Greenbrier Companies 2.375 - 2.875 up 30 - 35 15-Apr-2028 | $1,650 | 2.70% | 1,550 | Common | NONE |
| 02043QAB3 | ALNY 1 09/15/27 | Alnylam Pharma 1.000 15-Sep-2027 | $1,640 | 2.69% | 1,000 | Common | NONE |
| 92538JAB2 | VERX 0.75 05/01/29 | Vertex Inc 0.750 01-May-2029 | $1,621 | 2.65% | 1,600 | Common | NONE |
| 03990B309 | ARES 6.75 10/01/27 B | Ares Management 6.750 01-Oct-2027 PEPS B | $1,487 | 2.43% | 30,000 | Common | NONE |
| 10316TAB0 | BOX 0 01/15/26 | Box 0.000 15-Jan-2026 | $1,435 | 2.35% | 1,150 | Common | NONE |
| 902252AB1 | TYL 0.25 03/15/26 | Tyler Technologies 0.250 15-Mar-2026 | $1,425 | 2.33% | 1,300 | Common | NONE |
| 191216100 | KO | Coca-Cola Co/The | $733 | 1.20% | 11,100 | Common | NONE |
| 89377MAB5 | TMDX 1.5 06/01/28 | TransMedics Group 1.500 01-Jun-2028 | $648 | 1.06% | 460 | Common | NONE |
| 55354G100 | MSCI | MSCI Inc | $626 | 1.03% | 1,100 | Common | NONE |
| 83304AAF3 | SNAP 0 05/01/27 | Snap 0 - 0.5 up 45 - 50 01-May-2027 | $549 | 0.90% | 600 | Common | NONE |
| 464285204 | IAU | Ishares Gold Trust | $410 | 0.67% | 7,400 | Common | SOLE |
| 090043AD2 | BILL 0 04/01/27 | Bill.com Holdings 0 - 0.25 up 45 - 50 01-Apr-2027 | $368 | 0.60% | 400 | Common | NONE |
| 37940XAU6 | GPN 1.5 03/01/31 | Global Payments 1.500 01-Mar-2031 | $365 | 0.60% | 400 | Common | NONE |
| 29355AAK3 | ENPH 0 03/01/28 | Enphase Energy 0.000 01-Mar-2028 | $347 | 0.57% | 400 | Common | NONE |
| 91680MAB3 | UPST 0.25 08/15/26 | Upstart Holdings 0 - 0.5 up 42.5 - 47.5 15-Aug-2026 | $328 | 0.54% | 350 | Common | NONE |
| 011642AB1 | ALRM 0 01/15/26 | Alarm.com 0.000 15-Jan-2026 | $294 | 0.48% | 300 | Common | NONE |
| 76680RAH0 | RNG 0 03/15/26 | RingCentral 0.000 15-Mar-2026 | $291 | 0.48% | 300 | Common | NONE |
| 91332UAB7 | U 0 11/15/26 | Unity Software 0 - 0.25 up 47.5 - 52.5 15-Nov-2026 | $282 | 0.46% | 300 | Common | NONE |
| 25402DAB8 | DOCN 0 12/01/26 | DigitalOcean 0 - 0.5 up 40 - 45 01-Dec-2026 | $280 | 0.46% | 300 | Common | NONE |
| 29786AAL0 | ETSY 0.125 09/01/27 | Etsy 0.125 01-Sep-2027 | $276 | 0.45% | 300 | Common | NONE |
| 896945AD4 | TRIP 0.25 04/01/26 | Tripadvisor 0 - 0.25 up 35 - 40 01-Apr-2026 | $241 | 0.39% | 250 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.