Q2 2023 · 13F-HR
McGowan Group Asset Management, Inc.holdings as filed
Filed 2023-08-10 · accession 0001633227-23-000003
$641.5M
Reported value
137
Positions
2023-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 370990228 | — | GENERAL MNY MKT FUND | $73.1M | 11.4% | 73,056,742 | Common | SOLE |
| 01879R106 | XAWFX | ALLIANCEBERSTEIN GLOBAL HIGH INCOME FD INC | $43.6M | 6.79% | 4,374,834 | Common | SOLE |
| 258622109 | DSL | DOUBLELINE INCOME SOLUTIONS FD | $40.8M | 6.36% | 3,424,332 | Common | SOLE |
| 67075G103 | JGH | NUVEEN GLOBAL HIGH INCOME FD SHS | $39.8M | 6.21% | 3,566,496 | Common | SOLE |
| 19248A109 | UTF | COHEN & STEERS INFRASTRUCTURE FD INC COM | $29.4M | 4.59% | 1,245,682 | Common | SOLE |
| 09255P107 | HYT | BLACKROCK CORPORATE HIGH YIELD FD VI INC C | $29.3M | 4.56% | 3,281,896 | Common | SOLE |
| 91529Y106 | UNM | UNUM GROUP | $20.3M | 3.16% | 424,912 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO INC NEW COM | $20.1M | 3.14% | 174,439 | Common | SOLE |
| 723787107 | PXDEUR | PIONEER NAT RES CO COM | $19.7M | 3.07% | 95,178 | Common | SOLE |
| 04010L103 | ARCC | ARES CAP CORP COM | $19.6M | 3.06% | 1,043,821 | Common | SOLE |
| 37954Y343 | MLPA | GLOBAL X FDS MLP ETF | $19.2M | 2.99% | 447,498 | Common | SOLE |
| 27828G107 | XEVTX | EATON VANCE TAX ADVANTAGED DIVID INCOME FU | $16.3M | 2.54% | 715,711 | Common | SOLE |
| 110122108 | BMY | BRISTOL MYERS SQUIBB CO COM | $15.5M | 2.41% | 242,198 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $14.9M | 2.32% | 110,670 | Common | SOLE |
| 25179M103 | DVN | DEVON ENERGY CORP NEW COM | $14.3M | 2.24% | 296,619 | Common | SOLE |
| 16411Q101 | CQP | CHENIERE ENERGY PARTNERS L P COM UNIT REPT | $11.0M | 1.71% | 237,465 | Common | SOLE |
| 29273V100 | ET | ENERGY TRANSFER LP COM UNITS | $10.6M | 1.65% | 835,875 | Common | SOLE |
| 532457108 | LLY | ELI LILLY & CO COM | $10.5M | 1.64% | 22,412 | Common | SOLE |
| 761152107 | RMD | RESMED INC | $9.9M | 1.54% | 45,216 | Common | SOLE |
| G0751N103 | ABYEUR | ATLANTICA YIELD PLC | $9.7M | 1.52% | 414,786 | Common | SOLE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L P COM UNIT | $9.6M | 1.50% | 365,510 | Common | SOLE |
| 18469P209 | EMO | CLEARBRIDGE ENERGY MLP OPPORTUNITY | $9.3M | 1.44% | 309,891 | Common | SOLE |
| 05605H100 | BWXT | BWX TECHNOLOGIES INC COM | $8.8M | 1.38% | 123,569 | Common | SOLE |
| 128125101 | CSQ | CALAMOS STRATEGIC TOTAL RETURN FD COM SH B | $7.7M | 1.19% | 518,839 | Common | SOLE |
| 184692200 | — | CLEARBRIDGE ENERGY MLP FD INC COM | $7.6M | 1.19% | 220,400 | Common | SOLE |
| 27828S101 | ETG | EATON VANCE TAX ADVANTAGED GLO GLOBAL DIVI | $7.5M | 1.17% | 450,213 | Common | SOLE |
| 670657105 | XNEAX | NUVEEN INSURED TAX FREE ADVANTAGE | $7.2M | 1.12% | 655,427 | Common | SOLE |
| 67066V101 | NAD | NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND | $7.1M | 1.11% | 632,256 | Common | SOLE |
| 92826C839 | V | VISA INC COM CL A | $5.9M | 0.92% | 24,865 | Common | SOLE |
| 882508104 | TXN | TEXAS INSTRUMENTS INC | $5.0M | 0.78% | 27,631 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP COM | $3.9M | 0.60% | 36,041 | Common | SOLE |
| 088606108 | BHP | BHP GROUP LTD SPONSORED ADR | $3.8M | 0.60% | 64,048 | Common | SOLE |
| 037833100 | AAPL | APPLE INC COM | $3.7M | 0.57% | 18,897 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP COM | $3.5M | 0.54% | 10,259 | Common | SOLE |
| 25278X109 | FANG | DIAMONDBACK ENERGY INC | $3.3M | 0.52% | 25,450 | Common | SOLE |
| 73972CAN4 | — | PRAIRIELAND DETENTION CENTER PROJ - PUB FAC CORP TEXAS PROJ REV TAXABLE | $3.3M | 0.51% | 5,035,000 | Common | SOLE |
| 65290C105 | — | NEXTIER OILFIELD SOLUTIONS INC | $3.1M | 0.48% | 342,445 | Common | SOLE |
| 72177MJQ1 | — | PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER A | $3.0M | 0.46% | 3,210,000 | Common | SOLE |
| 48661E108 | — | KAYNE ANDERSON NEXTGEN ENERGY & INFRAST | $2.8M | 0.43% | 392,510 | Common | SOLE |
| 742718109 | PG | PROCTER & GAMBLE CO COM | $2.7M | 0.42% | 17,938 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $2.5M | 0.40% | 19,512 | Common | SOLE |
| 293594107 | ENVX | ENOVIX CORP | $2.2M | 0.34% | 122,439 | Common | SOLE |
| 81369Y209 | XLV | SELECT SECTOR SPDR FD HEALTH CARE | $2.2M | 0.34% | 16,314 | Common | SOLE |
| 29355A107 | ENPH | ENPHASE ENERGY INC | $2.1M | 0.33% | 12,645 | Common | SOLE |
| 45781V101 | IIPR | INNOVATIVE INDL PPTYS INC | $2.1M | 0.33% | 28,890 | Common | SOLE |
| 912796CS6 | — | UNITED STATES TREAS BILLS 0.000 09/28/23 B/E DTD 03/30/23 | $1.9M | 0.30% | 1,920,000 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORP NEW COM | $1.8M | 0.28% | 11,534 | Common | SOLE |
| 093712107 | BE | BLOOM ENERGY CORP CL A | $1.7M | 0.26% | 101,725 | Common | SOLE |
| 16411R208 | LNG | CHENIERE ENERGY INC COM NEW | $1.6M | 0.25% | 10,664 | Common | SOLE |
| 74442EAX8 | — | PUBLIC FIN AUTH WIS ED REV TRIAD EDUCATION SERVICES INC | $1.6M | 0.25% | 1,575,000 | Common | SOLE |
| 83417M104 | SEDG | SOLAREDGE TECHNOLOGIES INC | $1.5M | 0.23% | 5,486 | Common | SOLE |
| 112830104 | RA | BROOKFIELD REAL ASSETS INCOME FD | $1.4M | 0.22% | 84,296 | Common | SOLE |
| 464287457 | SHY | ISHARES TR 1-3 YR TREAS BD ETF | $1.3M | 0.20% | 15,949 | Common | SOLE |
| 912797FV4 | — | UNITED STS TREAS BILLS 0.000 12/21/23 B/E DTD 06/22/23 | $1.2M | 0.19% | 1,250,000 | Common | SOLE |
| 012653101 | ALB | ALBEMARLE CORP | $1.2M | 0.19% | 5,353 | Common | SOLE |
| 307149AM6 | — | FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE | $1.2M | 0.18% | 1,775,000 | Common | SOLE |
| 57636Q104 | MA | MASTERCARD INC CL A | $958,141 | 0.15% | 2,436 | Common | SOLE |
| 653656108 | NICE | NICE SYSTEMS LTD | $937,923 | 0.15% | 4,542 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON COM | $931,030 | 0.15% | 5,625 | Common | SOLE |
| 244199105 | DE | DEERE & CO | $909,215 | 0.14% | 2,244 | Common | SOLE |
| 879105104 | THQ | TEKLA HEALTHCARE OPPORTUNITIES FD SHS | $882,085 | 0.14% | 46,255 | Common | SOLE |
| 912797FA0 | — | UNITED STS TREAS BILLS 0.000 10/12/23 B/E DTD 04/13/23 | $857,333 | 0.13% | 870,000 | Common | SOLE |
| 912796ZZ5 | — | UNITED STATES TREAS BILLS 0.000 07/20/23 B/E DTD 01/19/23 | $847,986 | 0.13% | 850,000 | Common | SOLE |
| G1151C101 | ACN | ACCENTURE PLC IRELAND CLASS SHS ISIN#IE00B | $843,093 | 0.13% | 2,732 | Common | SOLE |
| 235851102 | DHR | DANAHER CORP COM | $815,387 | 0.13% | 3,397 | Common | SOLE |
| 9128285U0 | — | UNITED STATES TREAS NTS 2.625 12/31/23 B/E DTD 12/31/18 | $814,267 | 0.13% | 825,000 | Common | SOLE |
| 172062101 | CINF | CINCINNATI FINANCIAL CORP | $799,873 | 0.12% | 8,219 | Common | SOLE |
| 590660106 | MTR | MESA RTY TR UNIT BEN INT | $799,016 | 0.12% | 32,454 | Common | SOLE |
| 00162Q452 | AMLP | ALPS ETF TR ALERIAN MLP ETF | $779,065 | 0.12% | 19,869 | Common | SOLE |
| 91829B103 | VOC | VOC ENERGY TR TR UNIT | $776,303 | 0.12% | 98,018 | Common | SOLE |
| 04271T100 | ARRY | ARRAY TECHNOLOGIES INC | $754,411 | 0.12% | 33,381 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL CL B NEW | $722,238 | 0.11% | 2,118 | Common | SOLE |
| 718172109 | PM | PHILIP MORRIS INTL INC COM | $696,359 | 0.11% | 7,133 | Common | SOLE |
| 899062BQ5 | — | TULANE UNIV LA RFDG-TULANE UNIV-C 0.523 02/15/36 B/E DTD 05/31/07 CLB | $684,988 | 0.11% | 740,000 | Common | SOLE |
| 345370860 | F | FORD MOTOR CO DEL COM PAR | $675,358 | 0.11% | 44,637 | Common | SOLE |
| 67079K100 | SMR | NUSCALE PWR CORP | $641,145 | 0.10% | 94,286 | Common | SOLE |
| 032095101 | APH | AMPHENOL CORP NEW CL A | $629,920 | 0.10% | 7,415 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC COM | $625,362 | 0.10% | 3,376 | Common | SOLE |
| 02209S103 | MO | ALTRIA GROUP INC | $621,965 | 0.10% | 13,730 | Common | SOLE |
| 912828B66 | — | UNITED STATES TREAS NTS 2.750 02/15/24 B/E DTD 02/15/14 | $590,202 | 0.09% | 600,000 | Common | SOLE |
| 666807102 | NOC | NORTHROP GRUMMAN CORP NEW | $569,750 | 0.09% | 1,250 | Common | SOLE |
| 931142103 | WMT | WAL MART STORES INC COM | $539,397 | 0.08% | 3,432 | Common | SOLE |
| 92189F106 | GDX | VANECK VECTORS ETF TR GOLD MINERS ETF | $529,332 | 0.08% | 17,580 | Common | SOLE |
| 68389X105 | ORCL | ORACLE CORP COM | $524,642 | 0.08% | 4,405 | Common | SOLE |
| 912828XX3 | — | UNITED STATES TREAS NTS 2.000 06/30/24 B/E DTD 06/30/17 | $483,495 | 0.08% | 500,000 | Common | SOLE |
| 125523100 | CI | CIGNA CORP | $462,113 | 0.07% | 1,647 | Common | SOLE |
| 482480100 | KLAC | KLA CORP | $455,919 | 0.07% | 940 | Common | SOLE |
| 46625H100 | JPM | JP MORGAN CHASE & CO COM | $452,636 | 0.07% | 3,112 | Common | SOLE |
| 91282CER8 | — | UNITED STS TREAS NTS 2.500 05/31/24 B/E DTD 05/31/22 | $451,894 | 0.07% | 464,000 | Common | SOLE |
| 609207105 | MDLZ | MONDELEZ INTL INC CL A | $439,830 | 0.07% | 6,030 | Common | SOLE |
| 72177MJR9 | — | PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER B | $416,048 | 0.06% | 450,000 | Common | SOLE |
| 038222105 | AMAT | APPLIED MATERIALS INC | $413,673 | 0.06% | 2,862 | Common | SOLE |
| 14316J108 | CG | CARLYLE GROUP INC COM | $409,072 | 0.06% | 12,804 | Common | SOLE |
| 912828XT2 | — | UNITED STATES TREAS NTS 2.000 05/31/24 B/E DTD 05/31/17 | $387,796 | 0.06% | 400,000 | Common | SOLE |
| 46269C102 | IRDM | IRIDIUM COMMUNICATIONS INC | $384,940 | 0.06% | 6,197 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP | $373,363 | 0.06% | 1,251 | Common | SOLE |
| 452308109 | ITW | ILLINOIS TOOL WORKS INC | $364,581 | 0.06% | 1,457 | Common | SOLE |
| 88579Y101 | MMM | 3M CO COM | $363,635 | 0.06% | 3,633 | Common | SOLE |
| 767204100 | RIO | RIO TINTO PLC SPONSORED ADR | $362,131 | 0.06% | 5,672 | Common | SOLE |
| 95790C107 | GDO | WESTERN ASSET GLOBAL CORP DEFINED OPPTNTY | $360,971 | 0.06% | 29,205 | Common | SOLE |
| 149123101 | CAT | CATERPILLAR INC | $355,428 | 0.06% | 1,445 | Common | SOLE |
| 71425H100 | PVL | PERMIANVILLE RTY TR TR UNIT | $350,616 | 0.05% | 140,247 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC COM | $349,083 | 0.05% | 726 | Common | SOLE |
| 75513E101 | RTX | RAYTHEON TECHNOLOGIES CORP | $348,106 | 0.05% | 3,554 | Common | SOLE |
| 231561101 | CW | CURTISS WRIGHT CORP | $339,771 | 0.05% | 1,850 | Common | SOLE |
| 307149AN4 | — | FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE-REF | $339,179 | 0.05% | 540,000 | Common | SOLE |
| 194162103 | CL | COLGATE PALMOLIVE CO COM | $336,588 | 0.05% | 4,369 | Common | SOLE |
| 654106103 | NKE | NIKE INC CLASS B | $329,976 | 0.05% | 2,990 | Common | SOLE |
| 9128282D1 | — | UNITED STATES TREAS NTS 1.375 08/31/23 B/E DTD 08/31/16 | $323,963 | 0.05% | 326,000 | Common | SOLE |
| 842587107 | SO | SOUTHERN CO COM | $317,893 | 0.05% | 4,525 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $316,826 | 0.05% | 1,104 | Common | SOLE |
| 20825C104 | COP | CONOCOPHILLIPS COM | $315,792 | 0.05% | 3,048 | Common | SOLE |
| 26441C204 | DUK | DUKE ENERGY CORP NEW COM | $308,428 | 0.05% | 3,437 | Common | SOLE |
| 82706TAD3 | — | SILICON VLY CA TOBACCO SECURITIZATION AUTH TABACCO SETTLEM CAP APPREC | $298,865 | 0.05% | 3,500,000 | Common | SOLE |
| 912796YH6 | — | UNITED STATES TREAS BILLS 0.000 09/07/23 B/E DTD 09/08/22 | $297,165 | 0.05% | 300,000 | Common | SOLE |
| 912796CQ0 | — | UNITED STATES TREAS BILLS 0.000 09/14/23 B/E DTD 03/16/23 | $296,862 | 0.05% | 300,000 | Common | SOLE |
| 747525103 | QCOM | QUALCOMM INC | $296,514 | 0.05% | 2,491 | Common | SOLE |
| 548661107 | LOW | LOWES COMPANY INC | $284,217 | 0.04% | 1,259 | Common | SOLE |
| 464287663 | IUSV | ISHARES TR CORE S&P U S VALUE ETF | $280,693 | 0.04% | 3,587 | Common | SOLE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS CORP COM | $273,508 | 0.04% | 2,044 | Common | SOLE |
| 89147X104 | — | TORTOISE PWR & ENERGY INFRASTRUCTURE FUND | $268,906 | 0.04% | 20,356 | Common | SOLE |
| 00724F101 | ADBE | ADOBE SYS INC COM | $264,055 | 0.04% | 540 | Common | SOLE |
| 717081103 | PFE | PFIZER INC COM | $254,167 | 0.04% | 6,929 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYSTEMS INC | $253,121 | 0.04% | 4,892 | Common | SOLE |
| 74623V103 | PCT | PURECYCLE TECHNOLOGIES INC | $249,462 | 0.04% | 23,336 | Common | SOLE |
| 58463J304 | MPT | MEDICAL PROPERTIES TR INC | $249,150 | 0.04% | 26,906 | Common | SOLE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS COM | $240,228 | 0.04% | 6,459 | Common | SOLE |
| 9128283D0 | — | UNITED STATES TREAS NTS 2.250 10/31/24 B/E DTD 10/31/17 | $240,225 | 0.04% | 250,000 | Common | SOLE |
| 464288224 | ICLN | ISHARES TR GLOBAL CLEAN ENERGY ETF | $238,758 | 0.04% | 12,976 | Common | SOLE |
| 969457100 | WMB | WILLIAMS COS INC COM | $236,691 | 0.04% | 7,254 | Common | SOLE |
| 136635109 | CSIQ | CANADIAN SOLAR INC | $235,854 | 0.04% | 6,096 | Common | SOLE |
| 382550101 | GT | GOODYEAR TIRE & RUBBER CO COM | $232,286 | 0.04% | 16,980 | Common | SOLE |
| 670837103 | OGE | OGE ENERGY CORP | $226,227 | 0.04% | 6,300 | Common | SOLE |
| 9128282N9 | — | UNITED STATES TREAS NTS 2.125 07/31/24 B/EDTD 07/31/17 | $218,214 | 0.03% | 226,000 | Common | SOLE |
| 88880NAW9 | — | TOBACCO SETTLEMENT FING CORP VA RFDG-FIRST SUB-SER C | $217,568 | 0.03% | 830,000 | Common | SOLE |
| 458140100 | INTC | INTEL CORP COM | $210,539 | 0.03% | 6,296 | Common | SOLE |
| 375558103 | GILD | GILEAD SCIENCES INC | $210,153 | 0.03% | 2,727 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.