Q3 2023 · 13F-HR
McGowan Group Asset Management, Inc.holdings as filed
Filed 2023-11-13 · accession 0001633227-23-000004
$633.4M
Reported value
125
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 370990228 | — | GENERAL MNY MKT FUND | $77.5M | 12.2% | 7,750,292 | Common | SOLE |
| 01879R106 | XAWFX | ALLIANCEBERSTEIN GLOBAL HIGH INCOME FD INC | $43.0M | 6.79% | 4,434,108 | Common | SOLE |
| 67075G103 | JGH | NUVEEN GLOBAL HIGH INCOME FD SHS | $41.5M | 6.55% | 3,625,486 | Common | SOLE |
| 258622109 | DSL | DOUBLELINE INCOME SOLUTIONS FD | $41.0M | 6.48% | 3,501,893 | Common | SOLE |
| 09255P107 | HYT | BLACKROCK CORPORATE HIGH YIELD FD VI INC C | $29.2M | 4.61% | 3,381,559 | Common | SOLE |
| 19248A109 | UTF | COHEN & STEERS INFRASTRUCTURE FD INC COM | $24.5M | 3.86% | 1,249,542 | Common | SOLE |
| 723787107 | PXDEUR | PIONEER NAT RES CO COM | $21.8M | 3.44% | 95,052 | Common | SOLE |
| 670100205 | NVO | NOVO NORDISK AS ADR | $21.0M | 3.31% | 230,798 | Common | SOLE |
| 91529Y106 | UNM | UNUM GROUP | $20.8M | 3.28% | 421,968 | Common | SOLE |
| 04010L103 | ARCC | ARES CAP CORP COM | $20.3M | 3.21% | 1,044,158 | Common | SOLE |
| 37954Y343 | MLPA | GLOBAL X FDS MLP ETF | $19.8M | 3.13% | 444,169 | Common | SOLE |
| 92840M102 | VST | VISTRA CORP | $19.0M | 2.99% | 571,709 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO INC NEW COM | $17.9M | 2.83% | 173,825 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $16.4M | 2.59% | 110,150 | Common | SOLE |
| 27828G107 | XEVTX | EATON VANCE TAX ADVANTAGED DIVID INCOME FU | $15.4M | 2.44% | 729,208 | Common | SOLE |
| 25179M103 | DVN | DEVON ENERGY CORP NEW COM | $14.1M | 2.22% | 294,733 | Common | SOLE |
| 16411Q101 | CQP | CHENIERE ENERGY PARTNERS L P COM UNIT REPT | $12.9M | 2.03% | 237,781 | Common | SOLE |
| 532457108 | LLY | ELI LILLY & CO COM | $12.0M | 1.89% | 22,303 | Common | SOLE |
| 29273V100 | ET | ENERGY TRANSFER LP COM UNITS | $11.8M | 1.86% | 838,816 | Common | SOLE |
| 464287457 | SHY | ISHARES TR 1-3 YR TREAS BD ETF | $10.8M | 1.70% | 133,201 | Common | SOLE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L P COM UNIT | $10.0M | 1.58% | 365,989 | Common | SOLE |
| 05605H100 | BWXT | BWX TECHNOLOGIES INC COM | $9.3M | 1.47% | 124,370 | Common | SOLE |
| 128125101 | CSQ | CALAMOS STRATEGIC TOTAL RETURN FD COM SH B | $7.5M | 1.19% | 536,093 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP COM | $7.5M | 1.18% | 63,363 | Common | SOLE |
| 27828S101 | ETG | EATON VANCE TAX ADVANTAGED GLO GLOBAL DIVI | $7.1M | 1.11% | 458,626 | Common | SOLE |
| 92826C839 | V | VISA INC COM CL A | $5.8M | 0.91% | 25,106 | Common | SOLE |
| 18469P209 | EMO | CLEARBRIDGE ENERGY MLP OPPORTUNITY | $4.7M | 0.75% | 149,162 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP COM | $4.5M | 0.70% | 14,116 | Common | SOLE |
| 882508104 | TXN | TEXAS INSTRUMENTS INC | $4.4M | 0.69% | 27,642 | Common | SOLE |
| 184692200 | — | CLEARBRIDGE ENERGY MLP FD INC COM | $4.3M | 0.68% | 121,791 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORP NEW COM | $4.2M | 0.66% | 24,854 | Common | SOLE |
| 25278X109 | FANG | DIAMONDBACK ENERGY INC | $4.0M | 0.63% | 25,700 | Common | SOLE |
| 703481101 | PTEN | PATTERSON-UTI ENERGY INC COM | $3.6M | 0.56% | 257,540 | Common | SOLE |
| 037833100 | AAPL | APPLE INC COM | $3.3M | 0.52% | 19,162 | Common | SOLE |
| 742718109 | PG | PROCTER & GAMBLE CO COM | $3.0M | 0.47% | 20,529 | Common | SOLE |
| 73972CAN4 | — | PRAIRIELAND DETENTION CENTER PROJ - PUB FAC CORP TEXAS PROJ REV TAXABLE | $3.0M | 0.47% | 4,985,000 | Common | SOLE |
| 48661E108 | — | KAYNE ANDERSON NEXTGEN ENERGY & INFRAST | $2.8M | 0.44% | 393,556 | Common | SOLE |
| 72177MJQ1 | — | PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER A | $2.8M | 0.44% | 3,095,000 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $2.4M | 0.38% | 19,157 | Common | SOLE |
| 293594107 | ENVX | ENOVIX CORP | $2.2M | 0.34% | 173,243 | Common | SOLE |
| 45781V101 | IIPR | INNOVATIVE INDL PPTYS INC | $2.2M | 0.34% | 28,429 | Common | SOLE |
| 16411R208 | LNG | CHENIERE ENERGY INC COM NEW | $1.8M | 0.29% | 10,951 | Common | SOLE |
| 29355A107 | ENPH | ENPHASE ENERGY INC | $1.7M | 0.27% | 14,402 | Common | SOLE |
| 74442EAX8 | — | PUBLIC FIN AUTH WIS ED REV TRIAD EDUCATION SERVICES INC | $1.4M | 0.23% | 1,575,000 | Common | SOLE |
| 912797FV4 | — | UNITED STS TREAS BILLS 0.000 12/21/23 B/E DTD 06/22/23 | $1.2M | 0.20% | 1,250,000 | Common | SOLE |
| 653656108 | NICE | NICE SYSTEMS LTD | $1.2M | 0.18% | 6,783 | Common | SOLE |
| 307149AM6 | — | FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE | $1.1M | 0.18% | 1,725,000 | Common | SOLE |
| 012653101 | ALB | ALBEMARLE CORP | $1.0M | 0.16% | 6,049 | Common | SOLE |
| 57636Q104 | MA | MASTERCARD INC CL A | $987,982 | 0.16% | 2,495 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON COM | $983,755 | 0.16% | 6,316 | Common | SOLE |
| 91829B103 | VOC | VOC ENERGY TR TR UNIT | $969,785 | 0.15% | 98,756 | Common | SOLE |
| 83417M104 | SEDG | SOLAREDGE TECHNOLOGIES INC | $858,004 | 0.14% | 6,625 | Common | SOLE |
| 912797FA0 | — | UNITED STS TREAS BILLS 0.000 10/12/23 B/E DTD 04/13/23 | $848,759 | 0.13% | 850,000 | Common | SOLE |
| 244199105 | DE | DEERE & CO | $847,022 | 0.13% | 2,244 | Common | SOLE |
| 00162Q452 | AMLP | ALPS ETF TR ALERIAN MLP ETF | $827,839 | 0.13% | 19,617 | Common | SOLE |
| 235851102 | DHR | DANAHER CORP COM | $824,684 | 0.13% | 3,324 | Common | SOLE |
| 9128285U0 | — | UNITED STATES TREAS NTS 2.625 12/31/23 B/E DTD 12/31/18 | $819,266 | 0.13% | 825,000 | Common | SOLE |
| G1151C101 | ACN | ACCENTURE PLC IRELAND CLASS SHS ISIN | $807,444 | 0.13% | 2,629 | Common | SOLE |
| 879105104 | THQ | TEKLA HEALTHCARE OPPORTUNITIES FD SHS | $787,676 | 0.12% | 46,388 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL CL B NEW | $740,184 | 0.12% | 2,113 | Common | SOLE |
| 04271T100 | ARRY | ARRAY TECHNOLOGIES INC | $737,418 | 0.12% | 33,232 | Common | SOLE |
| 899062BQ5 | — | TULANE UNIV LA RFDG-TULANE UNIV-C 0.523 02/15/36 B/E DTD 05/31/07 CLB | $686,964 | 0.11% | 740,000 | Common | SOLE |
| 172062101 | CINF | CINCINNATI FINANCIAL CORP | $637,574 | 0.10% | 6,233 | Common | SOLE |
| 718172109 | PM | PHILIP MORRIS INTL INC COM | $634,874 | 0.10% | 6,858 | Common | SOLE |
| 032095101 | APH | AMPHENOL CORP NEW CL A | $623,045 | 0.10% | 7,418 | Common | SOLE |
| 912828B66 | — | UNITED STATES TREAS NTS 2.750 02/15/24 B/E DTD 02/15/14 | $593,952 | 0.09% | 600,000 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC COM | $572,484 | 0.09% | 3,379 | Common | SOLE |
| 02209S103 | MO | ALTRIA GROUP INC | $563,541 | 0.09% | 13,402 | Common | SOLE |
| 666807102 | NOC | NORTHROP GRUMMAN CORP NEW | $550,238 | 0.09% | 1,250 | Common | SOLE |
| 931142103 | WMT | WAL MART STORES INC COM | $533,260 | 0.08% | 3,334 | Common | SOLE |
| 67079K100 | SMR | NUSCALE PWR CORP | $515,867 | 0.08% | 105,279 | Common | SOLE |
| 136635109 | CSIQ | CANADIAN SOLAR INC | $507,089 | 0.08% | 20,605 | Common | SOLE |
| 590660106 | MTR | MESA RTY TR UNIT BEN INT | $497,511 | 0.08% | 32,731 | Common | SOLE |
| 912828XX3 | — | UNITED STATES TREAS NTS 2.000 06/30/24 B/E DTD 06/30/17 | $487,225 | 0.08% | 500,000 | Common | SOLE |
| 345370860 | F | FORD MOTOR CO DEL COM PAR | $486,330 | 0.08% | 39,157 | Common | SOLE |
| 92189F106 | GDX | VANECK VECTORS ETF TR GOLD MINERS ETF | $473,077 | 0.07% | 17,580 | Common | SOLE |
| 125523100 | CI | CIGNA CORP | $467,011 | 0.07% | 1,633 | Common | SOLE |
| 68389X105 | ORCL | ORACLE CORP COM | $466,743 | 0.07% | 4,407 | Common | SOLE |
| 9128284Z0 | — | UNITED STATES TREAS NTS 2.750 08/31/25 B/E DTD 08/31/18 | $464,310 | 0.07% | 485,000 | Common | SOLE |
| 91282CFN6 | — | UNITED STS TREAS NTS 4.250 09/30/24 B/E DTD 09/30/22 | $457,592 | 0.07% | 463,000 | Common | SOLE |
| 91282CER8 | — | UNITED STS TREAS NTS 2.500 05/31/24 B/E DTD 05/31/22 | $454,994 | 0.07% | 464,000 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC COM | $436,259 | 0.07% | 865 | Common | SOLE |
| 482480100 | KLAC | KLA CORP | $431,140 | 0.07% | 940 | Common | SOLE |
| 609207105 | MDLZ | MONDELEZ INTL INC CL A | $418,484 | 0.07% | 6,030 | Common | SOLE |
| 72177MJR9 | — | PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER B | $400,833 | 0.06% | 450,000 | Common | SOLE |
| 038222105 | AMAT | APPLIED MATERIALS INC | $396,329 | 0.06% | 2,863 | Common | SOLE |
| 912828XT2 | — | UNITED STATES TREAS NTS 2.000 05/31/24 B/E DTD 05/31/17 | $390,892 | 0.06% | 400,000 | Common | SOLE |
| 14316J108 | CG | CARLYLE GROUP INC COM | $370,932 | 0.06% | 12,299 | Common | SOLE |
| 149123101 | CAT | CATERPILLAR INC | $367,623 | 0.06% | 1,347 | Common | SOLE |
| 20825C104 | COP | CONOCOPHILLIPS COM | $365,138 | 0.06% | 3,048 | Common | SOLE |
| 231561101 | CW | CURTISS WRIGHT CORP | $361,916 | 0.06% | 1,850 | Common | SOLE |
| 71425H100 | PVL | PERMIANVILLE RTY TR TR UNIT | $356,226 | 0.06% | 140,247 | Common | SOLE |
| 46625H100 | JPM | JP MORGAN CHASE & CO COM | $344,375 | 0.05% | 2,375 | Common | SOLE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS COM | $332,805 | 0.05% | 10,269 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $331,432 | 0.05% | 1,104 | Common | SOLE |
| 307149AN4 | — | FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE-REF | $324,529 | 0.05% | 540,000 | Common | SOLE |
| 95790C107 | GDO | WESTERN ASSET GLOBAL CORP DEFINED OPPTNTY | $316,022 | 0.05% | 26,669 | Common | SOLE |
| 74347G432 | — | PROSHARES TRUST ULTRA PRO SHORT QQQ | $302,980 | 0.05% | 14,823 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP | $302,747 | 0.05% | 1,149 | Common | SOLE |
| 842587107 | SO | SOUTHERN CO COM | $299,481 | 0.05% | 4,627 | Common | SOLE |
| 26441C204 | DUK | DUKE ENERGY CORP NEW COM | $293,797 | 0.05% | 3,329 | Common | SOLE |
| 00724F101 | ADBE | ADOBE SYS INC COM | $293,193 | 0.05% | 575 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET INC CAP STK CL A | $287,369 | 0.05% | 2,196 | Common | SOLE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS CORP COM | $286,773 | 0.05% | 2,044 | Common | SOLE |
| 654106103 | NKE | NIKE INC CLASS B | $284,705 | 0.04% | 2,977 | Common | SOLE |
| 747525103 | QCOM | QUALCOMM INC | $276,825 | 0.04% | 2,493 | Common | SOLE |
| 89147X104 | — | TORTOISE PWR & ENERGY INFRASTRUCTURE FUND | $276,521 | 0.04% | 20,698 | Common | SOLE |
| 464287663 | IUSV | ISHARES TR CORE S&P U S VALUE ETF | $267,638 | 0.04% | 3,587 | Common | SOLE |
| 452308109 | ITW | ILLINOIS TOOL WORKS INC | $264,256 | 0.04% | 1,147 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYSTEMS INC | $263,567 | 0.04% | 4,903 | Common | SOLE |
| 82706TAD3 | — | SILICON VLY CA TOBACCO SECURITIZATION AUTH TABACCO SETTLEM CAP APPREC | $263,410 | 0.04% | 3,500,000 | Common | SOLE |
| 75513E101 | RTX | RAYTHEON TECHNOLOGIES CORP | $258,132 | 0.04% | 3,587 | Common | SOLE |
| 88579Y101 | MMM | 3M CO COM | $257,773 | 0.04% | 2,753 | Common | SOLE |
| 381430230 | GSST | GOLDMAN SACHS ETF TR TR ACCESS ULTRA SHORT | $247,768 | 0.04% | 4,961 | Common | SOLE |
| 969457100 | WMB | WILLIAMS COS INC COM | $247,100 | 0.04% | 7,335 | Common | SOLE |
| 9128282N9 | — | UNITED STATES TREAS NTS 2.125 07/31/24 B/EDTD 07/31/17 | $244,165 | 0.04% | 251,000 | Common | SOLE |
| 718546104 | PSX | PHILLIPS 66 | $242,528 | 0.04% | 2,019 | Common | SOLE |
| 548661107 | LOW | LOWES COMPANY INC | $242,223 | 0.04% | 1,165 | Common | SOLE |
| 9128283D0 | — | UNITED STATES TREAS NTS 2.250 10/31/24 B/E DTD 10/31/17 | $241,680 | 0.04% | 250,000 | Common | SOLE |
| 110122108 | BMY | BRISTOL MYERS SQUIBB CO COM | $236,828 | 0.04% | 4,080 | Common | SOLE |
| 458140100 | INTC | INTEL CORP COM | $220,055 | 0.03% | 6,190 | Common | SOLE |
| 565849106 | MRO* | MARATHON OIL CORP COM | $219,767 | 0.03% | 8,216 | Common | SOLE |
| 670837103 | OGE | OGE ENERGY CORP | $212,344 | 0.03% | 6,371 | Common | SOLE |
| 382550101 | GT | GOODYEAR TIRE & RUBBER CO COM | $211,061 | 0.03% | 16,980 | Common | SOLE |
| 88160R101 | TSLA | TESLA MTRS INC COM | $201,177 | 0.03% | 804 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.