Q3 2023 · 13F-HR
Matisse Capitalholdings as filed
Filed 2023-10-13 · accession 0001668256-23-000006
$141.7M
Reported value
169
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 46434V621 | DGRO | ISHARES TR | $6.7M | 4.75% | 135,972 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $6.3M | 4.41% | 36,509 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $4.8M | 3.36% | 15,058 | Common | SOLE |
| 82489T104 | SWAVUSD | SHOCKWAVE MED INC | $4.4M | 3.12% | 22,175 | Common | SOLE |
| 30290Y101 | FSCO | FS CREDIT OPPORTUNITIES CORP | $3.4M | 2.37% | 620,000 | Common | SOLE |
| 04351P101 | ASNDUSD | ASCENDIS PHARMA A/S | $2.5M | 1.74% | 26,255 | Common | SOLE |
| 921937819 | BIV | VANGUARD BD INDEX FDS | $2.3M | 1.63% | 31,878 | Common | SOLE |
| 81784E101 | SEVN | SEVEN HILLS REALTY TRUST | $2.2M | 1.54% | 200,000 | Common | SOLE |
| 184692200 | — | CLEARBRIDGE MLP AND MIDSTRM | $2.0M | 1.44% | 58,000 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET INC | $1.9M | 1.36% | 14,755 | Common | SOLE |
| 64133Q108 | NBXG | NEUBERGER BERMAN NEXT GENERA | $1.7M | 1.18% | 160,000 | Common | SOLE |
| 25065A502 | DMA | DESTRA MULTI-ALTERNATIVE FD | $1.6M | 1.13% | 268,000 | Common | SOLE |
| 592835102 | MXF | MEXICO FD INC | $1.5M | 1.05% | 90,000 | Common | SOLE |
| 09260Q108 | BTX | BLACKROCK INNOVATION AND GRW | $1.5M | 1.03% | 210,000 | Common | SOLE |
| 512807108 | LRCXEUR | LAM RESEARCH CORP | $1.4M | 1.01% | 2,272 | Common | SOLE |
| 112830104 | RA | BROOKFIELD REAL ASSETS INCOM | $1.4M | 0.99% | 115,000 | Common | SOLE |
| 003009107 | — | ABRDN ASIA PACIFIC INCOME FU | $1.4M | 0.99% | 570,000 | Common | SOLE |
| 95790K109 | WDI | WESTERN ASSET DIVERSIFIED IN | $1.4M | 0.97% | 103,516 | Common | SOLE |
| 43010E404 | HFRO | HIGHLAND OPPORTUNITIES | $1.4M | 0.96% | 170,000 | Common | SOLE |
| 43010T104 | HGLB | HIGHLAND GLOBAL ALLOCATION F | $1.4M | 0.96% | 170,000 | Common | SOLE |
| 874036106 | TWN | TAIWAN FD INC | $1.3M | 0.95% | 45,000 | Common | SOLE |
| 670735109 | JLS | NUVEEN MORTGAGE AND INCOME F | $1.3M | 0.94% | 84,000 | Common | SOLE |
| 09260K101 | BSTZ | BLACKROCK SCIENCE & TECHNOLO | $1.3M | 0.93% | 80,000 | Common | SOLE |
| 65340G205 | NXDT | NEXPOINT DIVERSIFIED REL ET | $1.3M | 0.92% | 150,000 | Common | SOLE |
| 24610T108 | VFL | ABRDN NATL MUN INCOME FD | $1.3M | 0.90% | 148,420 | Common | SOLE |
| 76882G107 | OPP | RIVERNORTH DOUBLELINE STRATE | $1.3M | 0.89% | 160,000 | Common | SOLE |
| 67070X101 | NZF | NUVEEN MUNICIPAL CREDIT INC | $1.3M | 0.89% | 120,447 | Common | SOLE |
| 592834105 | MXE | MEXICO EQUITY & INCOME FD | $1.2M | 0.88% | 132,000 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $1.2M | 0.87% | 10,474 | Common | SOLE |
| 59318E102 | CMU | MFS HIGH YIELD MUN TR | $1.2M | 0.85% | 385,623 | Common | SOLE |
| 67080D103 | NPCT | NUVEEN CORE PLUS IMPACT FUND | $1.2M | 0.84% | 130,000 | Common | SOLE |
| 464288281 | EMB | ISHARES TR | $1.2M | 0.83% | 14,300 | Common | SOLE |
| 67061W104 | NAZ | NUVEEN ARIZONA QLTY MUN INC | $1.2M | 0.83% | 122,133 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $1.2M | 0.82% | 9,148 | Common | SOLE |
| 18469Q207 | — | CLEARBRIDGE MLP AND MIDSTRM | $1.1M | 0.81% | 35,567 | Common | SOLE |
| 67071L106 | NVG | NUVEEN AMT FREE MUN CR INC F | $1.1M | 0.80% | 110,000 | Common | SOLE |
| 921943858 | VEA | VANGUARD TAX-MANAGED FDS | $1.1M | 0.80% | 25,838 | Common | SOLE |
| 10537L104 | BWG | BRANDYWINEGBL GBL INCM OPP F | $1.1M | 0.80% | 150,000 | Common | SOLE |
| 09254V105 | MIY | BLACKROCK MUNIYIELD MICH QU | $1.1M | 0.78% | 110,749 | Common | SOLE |
| 72369J102 | XPHDX | PIONEER FLOATING RATE FUND I | $1.1M | 0.77% | 121,814 | Common | SOLE |
| G29183103 | ETN | EATON CORP PLC | $1.1M | 0.77% | 5,145 | Common | SOLE |
| 617477104 | EDD | MORGAN STANLEY EMERGING MKTS | $1.1M | 0.76% | 254,202 | Common | SOLE |
| 88160R101 | TSLA | TESLA INC | $1.1M | 0.76% | 4,319 | Common | SOLE |
| 92829B101 | VGI | VIRTUS GLOBAL MULTI-SECTOR I | $1.1M | 0.75% | 145,000 | Common | SOLE |
| 723760104 | XMIOX | PIONEER MUN HIGH INCOME OPPO | $1.1M | 0.74% | 110,000 | Common | SOLE |
| 00766T100 | ACM | AECOM | $1.0M | 0.74% | 12,611 | Common | SOLE |
| 09254X101 | MUJ | BLACKROCK MUNIHLDGS NJ QLTY | $1.0M | 0.72% | 100,700 | Common | SOLE |
| 95790B109 | DMO | WESTERN ASSET MTG DEFINED OP | $1.0M | 0.71% | 93,538 | Common | SOLE |
| 92826C839 | V | VISA INC | $991,343 | 0.70% | 4,310 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $989,492 | 0.70% | 3,296 | Common | SOLE |
| 27826F101 | CEV | EATON VANCE CALIF MUN INCOM | $981,750 | 0.69% | 107,178 | Common | SOLE |
| 35472T101 | FTF | FRANKLIN LTD DURATION INCOME | $972,378 | 0.69% | 159,668 | Common | SOLE |
| 03464A100 | FINS | ANGEL OAK FINL STRATEGIES IN | $963,200 | 0.68% | 80,000 | Common | SOLE |
| 27827Y109 | XENWX | EATON VANCE NEW YORK MUN BD | $947,439 | 0.67% | 114,287 | Common | SOLE |
| 25434V740 | DFEV | DIMENSIONAL ETF TRUST | $913,662 | 0.64% | 38,600 | Common | SOLE |
| 95766R104 | WIW | WESTERN AST INFL LKD OPP & I | $909,415 | 0.64% | 110,500 | Common | SOLE |
| 56064Q107 | MEGI | MAINSTAY CBRE GBL INFRA MEG | $882,758 | 0.62% | 74,937 | Common | SOLE |
| 33733G109 | — | FIRST TR SPECIALTY FIN & FIN | $817,939 | 0.58% | 242,712 | Common | SOLE |
| 922908611 | VBR | VANGUARD INDEX FDS | $804,787 | 0.57% | 5,046 | Common | SOLE |
| 59318B108 | CXH | MFS INVT GRADE MUN TR | $803,513 | 0.57% | 113,651 | Common | SOLE |
| 85208M102 | SFM | SPROUTS FMRS MKT INC | $789,660 | 0.56% | 18,450 | Common | SOLE |
| 855244109 | SBUX | STARBUCKS CORP | $768,950 | 0.54% | 8,425 | Common | SOLE |
| 464287556 | IBB | ISHARES TR | $762,234 | 0.54% | 6,233 | Common | SOLE |
| 61744H105 | MSD | MORGAN STANLEY EMKT DBT FD I | $760,219 | 0.54% | 117,137 | Common | SOLE |
| 31428X106 | FDX | FEDEX CORP | $753,168 | 0.53% | 2,843 | Common | SOLE |
| 09254L107 | MUC | BLACKROCK MUNIHLDNGS CALI QL | $751,416 | 0.53% | 78,600 | Common | SOLE |
| G8473T100 | STE | STERIS PLC | $745,370 | 0.53% | 3,397 | Common | SOLE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $744,617 | 0.53% | 1,318 | Common | SOLE |
| 892356106 | TSCO | TRACTOR SUPPLY CO | $742,757 | 0.52% | 3,658 | Common | SOLE |
| 27901F109 | XTEAX | ECOFIN SUSTAINABLE AND SOCIA | $742,449 | 0.52% | 61,974 | Common | SOLE |
| 09260E105 | BMEZ | BLACKROCK HEALTH SCIENCES TE | $739,175 | 0.52% | 51,296 | Common | SOLE |
| 654106103 | NKE | NIKE INC | $732,449 | 0.52% | 7,660 | Common | SOLE |
| 464287234 | EEM | ISHARES TR | $720,746 | 0.51% | 18,992 | Common | SOLE |
| 33733U108 | FCT | FIRST TR SR FLTG RATE INCOME | $697,400 | 0.49% | 69,740 | Common | SOLE |
| 67061E104 | NMT | NUVEEN MASSACHUSETS QLT MUN | $688,570 | 0.49% | 72,634 | Common | SOLE |
| 922042718 | VSS | VANGUARD INTL EQUITY INDEX F | $671,290 | 0.47% | 6,321 | Common | SOLE |
| 95766A101 | XEMDX | WESTERN ASSET EMERGING MKTS | $666,880 | 0.47% | 80,347 | Common | SOLE |
| 89147L886 | TYG | TORTOISE ENERGY INFRA CORP | $665,394 | 0.47% | 23,024 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $664,337 | 0.47% | 4,581 | Common | SOLE |
| 83406F102 | SOFI | SOFI TECHNOLOGIES INC | $664,129 | 0.47% | 83,120 | Common | SOLE |
| 64110D104 | NTAP | NETAPP INC | $660,080 | 0.47% | 8,699 | Common | SOLE |
| 09248L106 | XBNYX | BLACKROCK N Y MUN INCOME TRU | $659,941 | 0.47% | 72,521 | Common | SOLE |
| 64123C101 | — | NEUBERGER BRMAN CLIFRN MUNI | $652,464 | 0.46% | 66,646 | Common | SOLE |
| 036752103 | ELV | ELEVANCE HEALTH INC | $647,470 | 0.46% | 1,487 | Common | SOLE |
| 09257D102 | BGX | BLACKSTONE LONG SHORT CR INC | $636,673 | 0.45% | 54,650 | Common | SOLE |
| 42804T106 | — | HERZFELD CARIBBEAN BASIN FD | $633,755 | 0.45% | 189,747 | Common | SOLE |
| 67077M108 | NTR | NUTRIEN LTD | $633,411 | 0.45% | 10,256 | Common | SOLE |
| 808513105 | SCHW | SCHWAB CHARLES CORP | $608,292 | 0.43% | 11,080 | Common | SOLE |
| 09247X101 | BLKCHF | BLACKROCK INC | $605,761 | 0.43% | 937 | Common | SOLE |
| 032654105 | ADI | ANALOG DEVICES INC | $598,107 | 0.42% | 3,416 | Common | SOLE |
| 92189H300 | EMLC | VANECK ETF TRUST | $594,363 | 0.42% | 24,900 | Common | SOLE |
| 126650100 | CVS | CVS HEALTH CORP | $585,860 | 0.41% | 8,391 | Common | SOLE |
| 731068102 | PII | POLARIS INC | $578,810 | 0.41% | 5,558 | Common | SOLE |
| 03044L105 | — | AMERICAN WELL CORP | $572,797 | 0.40% | 489,570 | Common | SOLE |
| 931142103 | WMT | WALMART INC | $565,992 | 0.40% | 3,539 | Common | SOLE |
| 46132K109 | VPV | INVESCO PA VALUE MUN INC TR | $541,940 | 0.38% | 60,552 | Common | SOLE |
| 97717W281 | DGS | WISDOMTREE TR | $532,823 | 0.38% | 11,518 | Common | SOLE |
| 747525103 | QCOM | QUALCOMM INC | $524,981 | 0.37% | 4,727 | Common | SOLE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $524,581 | 0.37% | 1,325 | Common | SOLE |
| G51502105 | JCI | JOHNSON CTLS INTL PLC | $516,403 | 0.36% | 9,705 | Common | SOLE |
| 37253A103 | THRM | GENTHERM INC | $512,540 | 0.36% | 9,446 | Common | SOLE |
| 902973304 | USB | US BANCORP DEL | $512,099 | 0.36% | 15,490 | Common | SOLE |
| 437076102 | HD | HOME DEPOT INC | $502,794 | 0.35% | 1,664 | Common | SOLE |
| 25434V781 | DISV | DIMENSIONAL ETF TRUST | $501,758 | 0.35% | 21,100 | Common | SOLE |
| 244199105 | DE | DEERE & CO | $483,046 | 0.34% | 1,280 | Common | SOLE |
| 548661107 | LOW | LOWES COS INC | $477,616 | 0.34% | 2,298 | Common | SOLE |
| 67080R102 | NPFD | NUVEEN VRIABL RAT PFD & INM | $474,848 | 0.34% | 30,303 | Common | SOLE |
| 92204A405 | VFH | VANGUARD WORLD FDS | $471,559 | 0.33% | 5,871 | Common | SOLE |
| 907818108 | UNP | UNION PAC CORP | $466,516 | 0.33% | 2,291 | Common | SOLE |
| 64124K102 | XNBOX | NEUBERGER BERMAN N Y MUN FD | $446,445 | 0.32% | 50,964 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $435,564 | 0.31% | 8,102 | Common | SOLE |
| 31423P108 | FMN | FEDERATED HERMES PREM MUNI I | $427,153 | 0.30% | 44,588 | Common | SOLE |
| G1151C101 | ACN | ACCENTURE PLC IRELAND | $425,654 | 0.30% | 1,386 | Common | SOLE |
| 337319107 | — | FIRST TR ABRDN GBL OPP INCM | $421,868 | 0.30% | 74,012 | Common | SOLE |
| 46120E602 | ISRG | INTUITIVE SURGICAL INC | $415,929 | 0.29% | 1,423 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORP NEW | $394,546 | 0.28% | 2,340 | Common | SOLE |
| 458140100 | INTC | INTEL CORP | $383,869 | 0.27% | 10,798 | Common | SOLE |
| 366651107 | IT | GARTNER INC | $371,099 | 0.26% | 1,080 | Common | SOLE |
| 337738108 | FISV | FISERV INC | $366,894 | 0.26% | 3,248 | Common | SOLE |
| 577125826 | MINV | MATTHEWS ASIA FDS | $359,576 | 0.25% | 16,100 | Common | SOLE |
| 33741Q107 | FTHY | FIRST TR HIGH YIELD OPPRT 20 | $358,002 | 0.25% | 26,877 | Common | SOLE |
| 464287598 | IWD | ISHARES TR | $353,741 | 0.25% | 2,330 | Common | SOLE |
| 670972108 | XNQPX | NUVEEN PENNSYLVANIA QLT MUN | $352,645 | 0.25% | 34,675 | Common | SOLE |
| 95766P108 | — | WESTERN ASSET MUN PARTNERS F | $332,582 | 0.23% | 31,435 | Common | SOLE |
| 92936U109 | WPC | WP CAREY INC | $327,887 | 0.23% | 6,063 | Common | SOLE |
| 46131T101 | VTN | INVESCO TR INVT GRADE NEW YO | $326,083 | 0.23% | 35,794 | Common | SOLE |
| 092481100 | BHV | BLACKROCK VA MUN BD TR | $324,570 | 0.23% | 34,900 | Common | SOLE |
| 922908363 | VOO | VANGUARD INDEX FDS | $315,338 | 0.22% | 803 | Common | SOLE |
| 48661E108 | — | KAYNE ANDERSON NEXTGEN ENRGY | $307,719 | 0.22% | 43,219 | Common | SOLE |
| 577125818 | MEM | MATTHEWS ASIA FDS | $307,593 | 0.22% | 11,700 | Common | SOLE |
| 874039100 | TSM | TAIWAN SEMICONDUCTOR MFG LTD | $306,149 | 0.22% | 3,523 | Common | SOLE |
| 35473P611 | FLIA | FRANKLIN TEMPLETON ETF TR | $302,952 | 0.21% | 15,600 | Common | SOLE |
| 780915104 | RMT | ROYCE MICRO-CAP TR INC | $302,377 | 0.21% | 36,519 | Common | SOLE |
| 25434V864 | DFSD | DIMENSIONAL ETF TRUST | $301,470 | 0.21% | 6,500 | Common | SOLE |
| 92206C409 | VCSH | VANGUARD SCOTTSDALE FDS | $300,600 | 0.21% | 4,000 | Common | SOLE |
| 46641Q159 | JPIE | J P MORGAN EXCHANGE TRADED F | $297,480 | 0.21% | 6,700 | Common | SOLE |
| 09255E102 | MYN | BLACKROCK MUNIYIELD N Y QUAL | $292,947 | 0.21% | 33,064 | Common | SOLE |
| 153436100 | CEE | CENTRAL & EASTERN EUROPE FD | $292,357 | 0.21% | 33,995 | Common | SOLE |
| 25434V872 | DFCF | DIMENSIONAL ETF TRUST | $290,664 | 0.21% | 7,200 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $283,520 | 0.20% | 1,820 | Common | SOLE |
| 922042858 | VWO | VANGUARD INTL EQUITY INDEX F | $278,391 | 0.20% | 7,100 | Common | SOLE |
| 641876800 | — | NEW AMER HIGH INCOME FD INC | $250,672 | 0.18% | 38,684 | Common | SOLE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $243,878 | 0.17% | 1,672 | Common | SOLE |
| 25434V708 | DFAC | DIMENSIONAL ETF TRUST | $242,286 | 0.17% | 9,248 | Common | SOLE |
| 18914E106 | GLO | CLOUGH GLOBAL OPPORTUNITIES | $241,670 | 0.17% | 54,553 | Common | SOLE |
| 18914C100 | XGLQX | CLOUGH GLOBAL EQUITY FD | $241,558 | 0.17% | 44,080 | Common | SOLE |
| 269451100 | XXGRFXX | EAGLE CAP GROWTH FD INC | $240,274 | 0.17% | 27,862 | Common | SOLE |
| 922908736 | VUG | VANGUARD INDEX FDS | $233,642 | 0.16% | 858 | Common | SOLE |
| 666807102 | NOC | NORTHROP GRUMMAN CORP | $226,698 | 0.16% | 515 | Common | SOLE |
| 58470H101 | MED | MEDIFAST INC | $220,808 | 0.16% | 2,950 | Common | SOLE |
| 46132H106 | VCV | INVESCO CALIF VALUE MUN INCO | $219,922 | 0.16% | 26,088 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $218,810 | 0.15% | 512 | Common | SOLE |
| 67072T108 | JFR | NUVEEN FLOATING RATE INCOME | $218,764 | 0.15% | 26,646 | Common | SOLE |
| 18913Y103 | GLV | CLOUGH GLOBAL DIVID & INCOME | $216,841 | 0.15% | 43,630 | Common | SOLE |
| 25434V302 | DFAE | DIMENSIONAL ETF TRUST | $216,717 | 0.15% | 9,602 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $214,210 | 0.15% | 598 | Common | SOLE |
| 05589T104 | — | BNY MELLON MUN INCOME INC | $211,616 | 0.15% | 37,322 | Common | SOLE |
| 922908769 | VTI | VANGUARD INDEX FDS | $211,348 | 0.15% | 995 | Common | SOLE |
| 464287614 | IWF | ISHARES TR | $200,024 | 0.14% | 752 | Common | SOLE |
| 72369H106 | XPHTX | PIONEER HIGH INCOME FUND INC | $181,599 | 0.13% | 27,064 | Common | SOLE |
| 780910105 | RVT | ROYCE VALUE TR INC | $172,226 | 0.12% | 13,382 | Common | SOLE |
| 23342Q101 | — | DWS STRATEGIC MUN INCOME TR | $171,744 | 0.12% | 22,808 | Common | SOLE |
| 27828A100 | XEVMX | EATON VANCE CALIF MUN BD FD | $147,540 | 0.10% | 18,170 | Common | SOLE |
| 292671708 | UUUU | ENERGY FUELS INC | $133,559 | 0.09% | 16,248 | Common | SOLE |
| 33848E106 | PFO | FLAHERTY & CRUMRINE PFD INCO | $129,828 | 0.09% | 17,450 | Common | SOLE |
| 72200M108 | XPCKX | PIMCO CALIF MUN INCOME FD II | $87,388 | 0.06% | 17,408 | Common | SOLE |
| 723763108 | XMHIX | PIONEER MUNICIPAL HIGH INCOM | $82,191 | 0.06% | 11,368 | Common | SOLE |
| Y95308105 | WVE | WAVE LIFE SCIENCES LTD | $69,075 | 0.05% | 12,013 | Common | SOLE |
| 66987E206 | NG | NOVAGOLD RES INC | $38,400 | 0.03% | 10,000 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.