Now live: Pro — the full 13F research suite for serious investorsSee pricing →
Matisse Capital

Q4 2023 · 13F-HR

Matisse Capitalholdings as filed

Filed 2024-02-08 · accession 0001668256-24-000001

$187.7M
Reported value
196
Positions
2023-12-31
Period end
View analyzed profile →PRO

Holdings as filed

CUSIPTickerIssuerValue% port.SharesClassVoting
037833100AAPLAPPLE INC$8.7M4.65%45,302CommonSOLE
46434V621DGROISHARES TR$7.3M3.87%134,848CommonSOLE
594918104MSFTMICROSOFT CORP$7.0M3.72%18,585CommonSOLE
82489T104SWAVUSDSHOCKWAVE MED INC$4.4M2.36%23,247CommonSOLE
04351P101ASNDUSDASCENDIS PHARMA A/S$4.4M2.32%34,635CommonSOLE
512807108LRCXEURLAM RESEARCH CORP$3.0M1.61%3,855CommonSOLE
921937819BIVVANGUARD BD INDEX FDS$2.6M1.38%33,990CommonSOLE
42804T106HERZFELD CARIBBEAN BASIN FD$2.5M1.33%899,494CommonSOLE
25065A502DMADESTRA MULTI-ALTERNATIVE FD$2.5M1.31%395,307CommonSOLE
02079K305GOOGLALPHABET INC$2.3M1.25%16,781CommonSOLE
023135106AMZNAMAZON COM INC$2.3M1.22%15,034CommonSOLE
43010T104HGLBHIGHLAND GLOBAL ALLOCATION F$2.3M1.21%289,000CommonSOLE
09260K101BSTZBLACKROCK SCIENCE & TECHNOLO$2.3M1.20%135,000CommonSOLE
874036106TWNTAIWAN FD INC$2.2M1.18%63,851CommonSOLE
43010E404HFROHIGHLAND OPPORTUNITIES$2.2M1.17%285,000CommonSOLE
101507101STEWSRH TOTAL RETURN FUND INC$2.1M1.15%155,000CommonSOLE
27901F109XTEAXECOFIN SUSTAINABLE AND SOCIA$2.1M1.12%180,000CommonSOLE
65340G205NXDTNEXPOINT DIVERSIFIED REL ET$2.1M1.11%261,012CommonSOLE
592834105MXEMEXICO EQUITY & INCOME FD$2.1M1.09%183,212CommonSOLE
64129H104NMLNEUBERGER BERMAN ENERGY INFR$2.0M1.08%295,359CommonSOLE
500634209KFKOREA FD INC$2.0M1.07%86,005CommonSOLE
30290Y101FSCOFS CREDIT OPPORTUNITIES CORP$1.9M1.00%329,852CommonSOLE
81784E101SEVNSEVEN HILLS REALTY TRUST$1.8M0.97%141,000CommonSOLE
24610T108VFLABRDN NATL MUN INCOME FD$1.8M0.96%177,120CommonSOLE
64133Q108NBXGNEUBERGER BERMAN NEXT GENERA$1.7M0.93%160,000CommonSOLE
592835102MXFMEXICO FD INC$1.7M0.92%90,000CommonSOLE
89147L886TYGTORTOISE ENERGY INFRA CORP$1.7M0.90%58,814CommonSOLE
76882G107OPPRIVERNORTH DOUBLELINE STRATE$1.6M0.87%195,000CommonSOLE
67064R102NPVNUVEEN VIRGINIA QLTY MUNCPL$1.6M0.86%150,143CommonSOLE
67061W104NAZNUVEEN ARIZONA QLTY MUN INC$1.6M0.85%148,851CommonSOLE
72200M108XPCKXPIMCO CALIF MUN INCOME FD II$1.6M0.83%268,583CommonSOLE
05588W108LEOBNY MELLON STRATEGIC MUNS IN$1.5M0.83%264,388CommonSOLE
09260Q108BTXBLACKROCK INNOVATION AND GRW$1.5M0.82%211,000CommonSOLE
18914E106GLOCLOUGH GLOBAL OPPORTUNITIES$1.5M0.80%319,331CommonSOLE
112830104RABROOKFIELD REAL ASSETS INCOM$1.5M0.79%115,000CommonSOLE
09662W109DMBBNY MELLON MUN BD INFRASTRUC$1.4M0.77%140,000CommonSOLE
18913Y103GLVCLOUGH GLOBAL DIVID & INCOME$1.4M0.76%278,767CommonSOLE
67070X101NZFNUVEEN MUNICIPAL CREDIT INC$1.4M0.76%120,447CommonSOLE
036752103ELVELEVANCE HEALTH INC$1.4M0.73%2,887CommonSOLE
67080R102NPFDNUVEEN VRIABL RAT PFD & INM$1.4M0.72%83,090CommonSOLE
64124P101NBHNEUBERGER BERMAN MUN FD INC$1.3M0.70%127,508CommonSOLE
67080D103NPCTNUVEEN CORE PLUS IMPACT FUND$1.3M0.70%130,000CommonSOLE
67071L106NVGNUVEEN AMT FREE MUN CR INC F$1.3M0.69%110,000CommonSOLE
10537L104BWGBRANDYWINEGBL GBL INCM OPP F$1.3M0.69%155,021CommonSOLE
723760104XMIOXPIONEER MUN HIGH INCOME OPPO$1.3M0.68%121,552CommonSOLE
464288281EMBISHARES TR$1.3M0.68%14,300CommonSOLE
09254V105MIYBLACKROCK MUNIYIELD MICH QU$1.3M0.67%110,749CommonSOLE
G29183103ETNEATON CORP PLC$1.2M0.66%5,145CommonSOLE
30303M102METAMETA PLATFORMS INC$1.2M0.62%3,303CommonSOLE
00766T100ACMAECOM$1.2M0.62%12,611CommonSOLE
09254X101MUJBLACKROCK MUNIHLDGS NJ QLTY$1.1M0.61%100,700CommonSOLE
92829B101VGIVIRTUS GLOBAL MULTI-SECTOR I$1.1M0.60%145,000CommonSOLE
92826C839VVISA INC$1.1M0.60%4,327CommonSOLE
67066G104NVDANVIDIA CORPORATION$1.1M0.60%2,272CommonSOLE
880192109TEITEMPLETON EMERGING MKTS INCO$1.1M0.59%218,151CommonSOLE
27826F101CEVEATON VANCE CALIF MUN INCOM$1.1M0.59%107,178CommonSOLE
88160R101TSLATESLA INC$1.1M0.56%4,243CommonSOLE
33848E106PFOFLAHERTY & CRUMRINE PFD INCO$1.1M0.56%132,281CommonSOLE
30231G102XOMEXXON MOBIL CORP$1.0M0.56%10,474CommonSOLE
654106103NKENIKE INC$1.0M0.55%9,566CommonSOLE
25434V740DFEVDIMENSIONAL ETF TRUST$1.0M0.54%40,360CommonSOLE
35472T101FTFFRANKLIN LTD DURATION INCOME$993,1350.53%159,668CommonSOLE
56064Q107MEGIMAINSTAY CBRE GBL INFRA MEG$972,6820.52%74,937CommonSOLE
95766R104WIWWESTERN AST INFL LKD OPP & I$958,0350.51%110,500CommonSOLE
59318E102CMUMFS HIGH YIELD MUN TR$946,8520.50%286,058CommonSOLE
486606106KYNKAYNE ANDERSON ENERGY INFRST$924,6310.49%105,311CommonSOLE
922908611VBRVANGUARD INDEX FDS$908,1290.48%5,046CommonSOLE
33733G109FIRST TR SPECIALTY FIN & FIN$888,5170.47%248,189CommonSOLE
85208M102SFMSPROUTS FMRS MKT INC$887,6300.47%18,450CommonSOLE
83406F102SOFISOFI TECHNOLOGIES INC$884,4060.47%88,885CommonSOLE
09254L107MUCBLACKROCK MUNIHLDNGS CALI QL$874,8180.47%78,600CommonSOLE
22160K105COSTCOSTCO WHSL CORP NEW$873,9720.47%1,324CommonSOLE
808513105SCHWSCHWAB CHARLES CORP$863,4400.46%12,550CommonSOLE
25434V781DISVDIMENSIONAL ETF TRUST$830,2770.44%32,200CommonSOLE
67073B106JPCNUVEEN PFD & INCOME OPPORTUN$828,8570.44%122,612CommonSOLE
61745C105IIFMORGAN STANLEY INDIA INVT FD$814,7870.43%37,950CommonSOLE
855244109SBUXSTARBUCKS CORP$799,2830.43%8,325CommonSOLE
892356106TSCOTRACTOR SUPPLY CO$786,5800.42%3,658CommonSOLE
46625H100JPMJPMORGAN CHASE & CO$782,6300.42%4,601CommonSOLE
64110D104NTAPNETAPP INC$766,9040.41%8,699CommonSOLE
09248L106XBNYXBLACKROCK N Y MUN INCOME TRU$763,6460.41%72,521CommonSOLE
67061E104NMTNUVEEN MASSACHUSETS QLT MUN$763,3830.41%72,634CommonSOLE
09247X101BLKCHFBLACKROCK INC$760,6570.41%937CommonSOLE
89148K200XNDPXTORTOISE ENERGY INDEPENDENC$758,9170.40%26,480CommonSOLE
72200Y102PNIPIMCO NEW YORK MUN FD II$755,2580.40%99,507CommonSOLE
09260E105BMEZBLACKROCK HEALTH SCIENCES TE$751,4860.40%51,296CommonSOLE
G8473T100STESTERIS PLC$746,8300.40%3,397CommonSOLE
72369J102XPHDXPIONEER FLOATING RATE FUND I$742,3570.40%80,955CommonSOLE
548661107LOWLOWES COS INC$733,9700.39%3,298CommonSOLE
03044L105AMERICAN WELL CORP$733,1840.39%492,070CommonSOLE
31428X106FDXFEDEX CORP$719,1940.38%2,843CommonSOLE
00326W106ASGIABRDN GLOBAL INFRA INCOME FU$708,2890.38%39,481CommonSOLE
670972108XNQPXNUVEEN PENNSYLVANIA QLT MUN$694,7310.37%59,994CommonSOLE
747525103QCOMQUALCOMM INC$686,1250.37%4,744CommonSOLE
902973304USBUS BANCORP DEL$679,0630.36%15,690CommonSOLE
032654105ADIANALOG DEVICES INC$678,2810.36%3,416CommonSOLE
126650100CVSCVS HEALTH CORP$662,5530.35%8,391CommonSOLE
59318B108CXHMFS INVT GRADE MUN TR$658,0450.35%86,928CommonSOLE
617477104EDDMORGAN STANLEY EMERGING MKTS$656,4780.35%140,875CommonSOLE
92189H300EMLCVANECK ETF TRUST$631,2150.34%24,900CommonSOLE
47109U104JOFJAPAN SMALLER CAPITALIZATION$631,0100.34%83,137CommonSOLE
09257D102BGXBLACKSTONE LONG SHORT CR INC$625,7430.33%54,650CommonSOLE
69346N107PDXPIMCO DYNAMIC INCOME STRATEG$614,4000.33%30,000CommonSOLE
46132K109VPVINVESCO PA VALUE MUN INC TR$605,5200.32%60,552CommonSOLE
338479108FLCFLAHERTY & CRUMRINE TOTAL RE$600,7110.32%41,286CommonSOLE
921943858VEAVANGUARD TAX-MANAGED FDS$588,6430.31%12,289CommonSOLE
084670702BRK/BBERKSHIRE HATHAWAY INC DEL$588,1320.31%1,649CommonSOLE
464287234EEMISHARES TR$580,2710.31%14,431CommonSOLE
437076102HDHOME DEPOT INC$579,0850.31%1,671CommonSOLE
67077M108NTRNUTRIEN LTD$577,7200.31%10,256CommonSOLE
97717W281DGSWISDOMTREE TR$574,9790.31%11,518CommonSOLE
67072T108JFRNUVEEN FLOATING RATE INCOME$567,1390.30%68,995CommonSOLE
57636Q104MAMASTERCARD INCORPORATED$566,4050.30%1,328CommonSOLE
907818108UNPUNION PAC CORP$564,4350.30%2,298CommonSOLE
G51502105JCIJOHNSON CTLS INTL PLC$559,3960.30%9,705CommonSOLE
931142103WMTWALMART INC$559,3420.30%3,548CommonSOLE
458140100INTCINTEL CORP$550,8910.29%10,963CommonSOLE
92204A405VFHVANGUARD WORLD FDS$541,6580.29%5,871CommonSOLE
00301W105AEFABRDN EMRG MKTS EQTY INCM FD$539,0330.29%105,486CommonSOLE
617468103XCAFXMORGAN STANLEY CHINA A SH FD$537,5640.29%42,195CommonSOLE
539830109LMTLOCKHEED MARTIN CORP$534,9950.29%1,180CommonSOLE
731068102PIIPOLARIS INC$526,7320.28%5,558CommonSOLE
244199105DEDEERE & CO$512,6330.27%1,282CommonSOLE
91324P102UNHUNITEDHEALTH GROUP INC$491,7230.26%934CommonSOLE
31423P108FMNFEDERATED HERMES PREM MUNI I$490,0220.26%44,588CommonSOLE
337319107FIRST TR ABRDN GBL OPP INCM$465,5350.25%74,012CommonSOLE
092481100BHVBLACKROCK VA MUN BD TR$445,0960.24%41,000CommonSOLE
534187109LNCLINCOLN NATL CORP IND$445,0050.24%16,500CommonSOLE
337738108FISVFISERV INC$431,4640.23%3,248CommonSOLE
577125826MINVMATTHEWS ASIA FDS$419,6940.22%17,928CommonSOLE
17275R102CSCOCISCO SYS INC$414,2130.22%8,199CommonSOLE
33738E109FIRST TR HIGH INCOME LONG /$410,1650.22%33,926CommonSOLE
009066101ABNBAIRBNB INC$408,4200.22%3,000CommonSOLE
18914C100XGLQXCLOUGH GLOBAL EQUITY FD$401,4310.21%67,752CommonSOLE
95766M105MMUWESTERN ASSET MANAGED MUNS F$374,9780.20%36,871CommonSOLE
33741Q107FTHYFIRST TR HIGH YIELD OPPRT 20$374,3970.20%26,877CommonSOLE
46131T101VTNINVESCO TR INVT GRADE NEW YO$372,6160.20%35,794CommonSOLE
874039100TSMTAIWAN SEMICONDUCTOR MFG LTD$366,3920.20%3,523CommonSOLE
33733U108FCTFIRST TR SR FLTG RATE INCOME$363,1290.19%35,989CommonSOLE
09255E102MYNBLACKROCK MUNIYIELD N Y QUAL$341,5510.18%33,064CommonSOLE
00306J109XJEQXABRDN JAPAN EQUITY FUND INC$332,0760.18%57,853CommonSOLE
153436100CEECENTRAL & EASTERN EUROPE FD$331,4510.18%33,995CommonSOLE
464287598IWDISHARES TR$330,7880.18%2,001CommonSOLE
577125818MEMMATTHEWS ASIA FDS$330,7400.18%11,700CommonSOLE
166764100CVXCHEVRON CORP NEW$324,2770.17%2,174CommonSOLE
92912T100XIGDXVOYA GLBL EQTY DIV & PREM OP$323,0500.17%65,000CommonSOLE
35473P611FLIAFRANKLIN TEMPLETON ETF TR$318,0840.17%15,600CommonSOLE
922908363VOOVANGUARD INDEX FDS$314,0590.17%719CommonSOLE
92206C409VCSHVANGUARD SCOTTSDALE FDS$309,4800.16%4,000CommonSOLE
46641Q159JPIEJ P MORGAN EXCHANGE TRADED F$305,5870.16%6,700CommonSOLE
25434V864DFSDDIMENSIONAL ETF TRUST$305,5650.16%6,500CommonSOLE
25434V872DFCFDIMENSIONAL ETF TRUST$305,2800.16%7,200CommonSOLE
00181T107GOLDA-MARK PRECIOUS METALS INC$302,5000.16%10,000CommonSOLE
369550108GDGENERAL DYNAMICS CORP$297,3220.16%1,145CommonSOLE
922042858VWOVANGUARD INTL EQUITY INDEX F$295,7560.16%7,196CommonSOLE
478160104JNJJOHNSON & JOHNSON$294,7260.16%1,880CommonSOLE
36246K103GRXGABELLI HLTHCARE & WELLNESS$283,8090.15%30,419CommonSOLE
12812C106CPZCALAMOS LNG SHR EQT DYNAMIC$280,4890.15%19,411CommonSOLE
78462F103SPYSPDR S&P 500 ETF TR$275,4040.15%579CommonSOLE
641876800NEW AMER HIGH INCOME FD INC$272,3350.15%38,684CommonSOLE
67060Q108XNOMXNUVEEN MISSOURI QLT MUN INC$271,4470.14%27,050CommonSOLE
25434V708DFACDIMENSIONAL ETF TRUST$271,2590.14%9,280CommonSOLE
84741T104SPESPECIAL OPPORTUNITIES FD INC$270,2420.14%22,786CommonSOLE
922042718VSSVANGUARD INTL EQUITY INDEX F$268,8250.14%2,337CommonSOLE
452308109ITWILLINOIS TOOL WKS INC$261,9400.14%1,000CommonSOLE
46132H106VCVINVESCO CALIF VALUE MUN INCO$255,6620.14%26,088CommonSOLE
922908736VUGVANGUARD INDEX FDS$249,9480.13%804CommonSOLE
76883Y107RFMZRIVERNORTH FLEXIBLE MUNI INC$249,8170.13%19,070CommonSOLE
46435G326IDEVISHARES TR$248,2740.13%3,900CommonSOLE
742718109PGPROCTER AND GAMBLE CO$247,3600.13%1,688CommonSOLE
670734102NMSNUVEEN MINN QUALITY MUN INM$246,3360.13%22,435CommonSOLE
46090E103QQQINVESCO QQQ TR$244,9950.13%598CommonSOLE
269451100XXGRFXXEAGLE CAP GROWTH FD INC$243,7160.13%25,790CommonSOLE
05589T104BNY MELLON MUN INCOME INC$242,5930.13%37,322CommonSOLE
666807102NOCNORTHROP GRUMMAN CORP$241,0920.13%515CommonSOLE
25434V807DFIVDIMENSIONAL ETF TRUST$240,5200.13%7,000CommonSOLE
922908769VTIVANGUARD INDEX FDS$236,0340.13%995CommonSOLE
25434V302DFAEDIMENSIONAL ETF TRUST$234,9760.13%9,746CommonSOLE
76882M104RMMZRIVERNORTH MANAGED DUR MUN I$234,6250.13%14,992CommonSOLE
464287614IWFISHARES TR$227,9840.12%752CommonSOLE
922042742VTVANGUARD INTL EQUITY INDEX F$213,2700.11%2,073CommonSOLE
097023105BABOEING CO$210,8740.11%809CommonSOLE
717081103PFEPFIZER INC$204,5820.11%7,106CommonSOLE
464287200IVVISHARES TR$203,9480.11%427CommonSOLE
922908751VBVANGUARD INDEX FDS$201,8100.11%946CommonSOLE
808524409SCHVSCHWAB STRATEGIC TR$201,0480.11%2,868CommonSOLE
23342Q101DWS STRATEGIC MUN INCOME TR$197,2890.11%22,808CommonSOLE
338480106PFDFLAHERTY & CRUMRINE PFD INCO$196,5920.10%19,898CommonSOLE
27828A100XEVMXEATON VANCE CALIF MUN BD FD$166,2560.09%18,170CommonSOLE
419879101HANHAWAIIAN HOLDINGS INC$142,0000.08%10,000CommonSOLE
87911K100HQLABRDN LIFE SCIENCES INVESTOR$134,6000.07%10,000CommonSOLE
292671708UUUUENERGY FUELS INC$118,6570.06%16,503CommonSOLE
723763108XMHIXPIONEER MUNICIPAL HIGH INCOM$98,1060.05%11,368CommonSOLE
94987C103EODALLSPRING GLOBAL DIVIDEND OP$89,8860.05%20,711CommonSOLE
Y95308105WVEWAVE LIFE SCIENCES LTD$60,6660.03%12,013CommonSOLE
66987E206NGNOVAGOLD RES INC$37,4000.02%10,000CommonSOLE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.