Matisse Capital — Q1 2024 13F-HR

← Matisse Capital

Q1 2024 · 13F-HR

Matisse Capitalholdings as filed

Filed 2024-04-30 · accession 0001668256-24-000006

$207.9M

Reported value

190

Positions

2024-03-31

Period end

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Holdings as filed

CUSIP	Ticker	Issuer	Value	% port.	Shares	Class	Voting
594918104	MSFT	MICROSOFT CORP	$7.8M	3.75%	18,546	Common	SOLE
037833100	AAPL	APPLE INC	$7.7M	3.71%	44,945	Common	SOLE
46434V621	DGRO	ISHARES TR	$7.6M	3.66%	130,927	Common	SOLE
82489T104	SWAVUSD	SHOCKWAVE MED INC	$7.5M	3.62%	23,140	Common	SOLE
04351P101	ASNDUSD	ASCENDIS PHARMA A/S	$5.4M	2.58%	35,540	Common	SOLE
512807108	LRCXEUR	LAM RESEARCH CORP	$3.7M	1.77%	3,792	Common	SOLE
09662W109	DMB	BNY MELLON MUN BD INFRASTRUC	$3.6M	1.72%	344,983	Common	SOLE
25065A502	DMA	DESTRA MULTI-ALTERNATIVE FD	$3.1M	1.49%	395,307	Common	SOLE
43010E404	HFRO	HIGHLAND OPPORTUNITIES	$2.9M	1.39%	410,000	Common	SOLE
09260K101	BSTZ	BLACKROCK SCIENCE & TECHNOLO	$2.7M	1.31%	140,000	Common	SOLE
023135106	AMZN	AMAZON COM INC	$2.7M	1.31%	15,048	Common	SOLE
65340G205	NXDT	NEXPOINT DIVERSIFIED REL ET	$2.7M	1.30%	410,542	Common	SOLE
43010T104	HGLB	HIGHLAND GLOBAL ALLOCATION F	$2.6M	1.25%	340,000	Common	SOLE
27901F109	XTEAX	ECOFIN SUSTAINABLE AND SOCIA	$2.6M	1.25%	220,000	Common	SOLE
874036106	TWN	TAIWAN FD INC	$2.6M	1.24%	65,000	Common	SOLE
921937819	BIV	VANGUARD BD INDEX FDS	$2.6M	1.23%	33,990	Common	SOLE
101507101	STEW	SRH TOTAL RETURN FUND INC	$2.6M	1.23%	170,000	Common	SOLE
18914E106	GLO	CLOUGH GLOBAL OPPORTUNITIES	$2.5M	1.22%	500,000	Common	SOLE
02079K305	GOOGL	ALPHABET INC	$2.5M	1.22%	16,756	Common	SOLE
155123102	CET	CENTRAL SECS CORP	$2.5M	1.21%	60,000	Common	SOLE
89147L886	TYG	TORTOISE ENERGY INFRA CORP	$2.5M	1.19%	80,000	Common	SOLE
42804T106	—	HERZFELD CARIBBEAN BASIN FD	$2.1M	1.03%	832,794	Common	SOLE
592834105	MXE	MEXICO EQUITY & INCOME FD	$2.1M	1.02%	183,212	Common	SOLE
592835102	MXF	MEXICO FD INC	$2.1M	0.99%	107,424	Common	SOLE
30290Y101	FSCO	FS CREDIT OPPORTUNITIES CORP	$1.9M	0.94%	328,000	Common	SOLE
72200M108	XPCKX	PIMCO CALIF MUN INCOME FD II	$1.9M	0.91%	328,504	Common	SOLE
64133Q108	NBXG	NEUBERGER BERMAN NEXT GENERA	$1.9M	0.90%	160,000	Common	SOLE
24610T108	VFL	ABRDN NATL MUN INCOME FD	$1.8M	0.88%	177,120	Common	SOLE
81784E101	SEVN	SEVEN HILLS REALTY TRUST	$1.8M	0.88%	142,000	Common	SOLE
922908595	VBK	VANGUARD INDEX FDS	$1.7M	0.84%	6,711	Common	SOLE
95766R104	WIW	WESTERN AST INFL LKD OPP & I	$1.7M	0.83%	199,617	Common	SOLE
617477104	EDD	MORGAN STANLEY EMERGING MKTS	$1.7M	0.82%	360,825	Common	SOLE
76882G107	OPP	RIVERNORTH DOUBLELINE STRATE	$1.7M	0.81%	195,000	Common	SOLE
67064R102	NPV	NUVEEN VIRGINIA QLTY MUNCPL	$1.7M	0.80%	150,143	Common	SOLE
05588W108	LEO	BNY MELLON STRATEGIC MUNS IN	$1.6M	0.79%	270,000	Common	SOLE
64129H104	NML	NEUBERGER BERMAN ENERGY INFR	$1.6M	0.79%	223,121	Common	SOLE
67061W104	NAZ	NUVEEN ARIZONA QLTY MUN INC	$1.6M	0.79%	148,851	Common	SOLE
G29183103	ETN	EATON CORP PLC	$1.6M	0.77%	5,145	Common	SOLE
30303M102	META	META PLATFORMS INC	$1.6M	0.77%	3,296	Common	SOLE
617468103	XCAFX	MORGAN STANLEY CHINA A SH FD	$1.6M	0.77%	132,247	Common	SOLE
18913Y103	GLV	CLOUGH GLOBAL DIVID & INCOME	$1.6M	0.75%	278,867	Common	SOLE
09260Q108	BTX	BLACKROCK INNOVATION AND GRW	$1.5M	0.74%	190,000	Common	SOLE
112830104	RA	BROOKFIELD REAL ASSETS INCOM	$1.5M	0.71%	115,000	Common	SOLE
67070X101	NZF	NUVEEN MUNICIPAL CREDIT INC	$1.5M	0.71%	120,447	Common	SOLE
64124P101	NBH	NEUBERGER BERMAN MUN FD INC	$1.4M	0.68%	135,900	Common	SOLE
036752103	ELV	ELEVANCE HEALTH INC	$1.4M	0.67%	2,687	Common	SOLE
922908611	VBR	VANGUARD INDEX FDS	$1.4M	0.67%	7,216	Common	SOLE
35472T101	FTF	FRANKLIN LTD DURATION INCOME	$1.4M	0.66%	219,397	Common	SOLE
67080D103	NPCT	NUVEEN CORE PLUS IMPACT FUND	$1.3M	0.65%	130,000	Common	SOLE
67071L106	NVG	NUVEEN AMT FREE MUN CR INC F	$1.3M	0.64%	110,000	Common	SOLE
67080R102	NPFD	NUVEEN VRIABL RAT PFD & INM	$1.3M	0.62%	72,395	Common	SOLE
464288281	EMB	ISHARES TR	$1.3M	0.62%	14,300	Common	SOLE
09254V105	MIY	BLACKROCK MUNIYIELD MICH QU	$1.3M	0.61%	110,749	Common	SOLE
10537L104	BWG	BRANDYWINEGBL GBL INCM OPP F	$1.3M	0.61%	149,900	Common	SOLE
67066G104	NVDA	NVIDIA CORPORATION	$1.2M	0.60%	1,375	Common	SOLE
00766T100	ACM	AECOM	$1.2M	0.59%	12,611	Common	SOLE
30231G102	XOM	EXXON MOBIL CORP	$1.2M	0.59%	10,474	Common	SOLE
92826C839	V	VISA INC	$1.2M	0.58%	4,310	Common	SOLE
25434V781	DISV	DIMENSIONAL ETF TRUST	$1.2M	0.58%	44,100	Common	SOLE
338479108	FLC	FLAHERTY & CRUMRINE TOTAL RE	$1.2M	0.58%	77,505	Common	SOLE
85208M102	SFM	SPROUTS FMRS MKT INC	$1.2M	0.57%	18,450	Common	SOLE
33848E106	PFO	FLAHERTY & CRUMRINE PFD INCO	$1.2M	0.57%	140,611	Common	SOLE
880192109	TEI	TEMPLETON EMERGING MKTS INCO	$1.2M	0.57%	218,151	Common	SOLE
09254X101	MUJ	BLACKROCK MUNIHLDGS NJ QLTY	$1.2M	0.56%	100,700	Common	SOLE
097023105	BA	BOEING CO	$1.1M	0.54%	5,867	Common	SOLE
25434V740	DFEV	DIMENSIONAL ETF TRUST	$1.0M	0.50%	40,360	Common	SOLE
36246K103	GRX	GABELLI HLTHCARE & WELLNESS	$1.0M	0.50%	101,196	Common	SOLE
22160K105	COST	COSTCO WHSL CORP NEW	$965,658	0.46%	1,318	Common	SOLE
892356106	TSCO	TRACTOR SUPPLY CO	$957,372	0.46%	3,658	Common	SOLE
59318E102	CMU	MFS HIGH YIELD MUN TR	$952,573	0.46%	286,058	Common	SOLE
46131J103	VKQ	INVESCO MUNICIPAL TRUST	$943,907	0.45%	97,310	Common	SOLE
464287234	EEM	ISHARES TR	$942,827	0.45%	22,951	Common	SOLE
46625H100	JPM	JPMORGAN CHASE & CO	$917,574	0.44%	4,581	Common	SOLE
64110D104	NTAP	NETAPP INC	$913,134	0.44%	8,699	Common	SOLE
808513105	SCHW	SCHWAB CHARLES CORP	$907,867	0.44%	12,550	Common	SOLE
654106103	NKE	NIKE INC	$898,449	0.43%	9,560	Common	SOLE
89148K200	XNDPX	TORTOISE ENERGY INDEPENDENC	$892,906	0.43%	26,480	Common	SOLE
61745C105	IIF	MORGAN STANLEY INDIA INVT FD	$870,573	0.42%	37,950	Common	SOLE
09254L107	MUC	BLACKROCK MUNIHLDNGS CALI QL	$865,386	0.42%	78,600	Common	SOLE
548661107	LOW	LOWES COS INC	$840,100	0.40%	3,298	Common	SOLE
31428X106	FDX	FEDEX CORP	$823,731	0.40%	2,843	Common	SOLE
747525103	QCOM	QUALCOMM INC	$803,159	0.39%	4,744	Common	SOLE
67061E104	NMT	NUVEEN MASSACHUSETS QLT MUN	$793,163	0.38%	72,634	Common	SOLE
09247X101	BLKCHF	BLACKROCK INC	$781,177	0.38%	937	Common	SOLE
33733G109	—	FIRST TR SPECIALTY FIN & FIN	$773,668	0.37%	205,217	Common	SOLE
09248L106	XBNYX	BLACKROCK N Y MUN INCOME TRU	$768,723	0.37%	72,521	Common	SOLE
G8473T100	STE	STERIS PLC	$763,714	0.37%	3,397	Common	SOLE
855244109	SBUX	STARBUCKS CORP	$761,005	0.37%	8,327	Common	SOLE
88160R101	TSLA	TESLA INC	$747,459	0.36%	4,252	Common	SOLE
72200Y102	PNI	PIMCO NEW YORK MUN FD II	$738,342	0.36%	99,507	Common	SOLE
72201E105	—	PIMCO NEW YORK MUN INCOME FD	$730,128	0.35%	124,383	Common	SOLE
G3156P103	ASA	ASA GOLD AND PRECIOUS MTLS L	$714,916	0.34%	46,544	Common	SOLE
084670702	BRK/B	BERKSHIRE HATHAWAY INC DEL	$689,653	0.33%	1,640	Common	SOLE
032654105	ADI	ANALOG DEVICES INC	$675,651	0.32%	3,416	Common	SOLE
902973304	USB	US BANCORP DEL	$674,523	0.32%	15,090	Common	SOLE
126650100	CVS	CVS HEALTH CORP	$669,266	0.32%	8,391	Common	SOLE
931142103	WMT	WALMART INC	$668,910	0.32%	11,117	Common	SOLE
47109U104	JOF	JAPAN SMALLER CAPITALIZATION	$663,433	0.32%	83,137	Common	SOLE
59318B108	CXH	MFS INVT GRADE MUN TR	$662,391	0.32%	86,928	Common	SOLE
83406F102	SOFI	SOFI TECHNOLOGIES INC	$654,518	0.31%	89,660	Common	SOLE
57636Q104	MA	MASTERCARD INCORPORATED	$639,525	0.31%	1,328	Common	SOLE
437076102	HD	HOME DEPOT INC	$638,310	0.31%	1,664	Common	SOLE
G51502105	JCI	JOHNSON CTLS INTL PLC	$633,931	0.30%	9,705	Common	SOLE
46132K109	VPV	INVESCO PA VALUE MUN INC TR	$620,658	0.30%	60,552	Common	SOLE
46435G326	IDEV	ISHARES TR	$616,589	0.30%	9,185	Common	SOLE
92189H300	EMLC	VANECK ETF TRUST	$610,299	0.29%	24,900	Common	SOLE
921943858	VEA	VANGUARD TAX-MANAGED FDS	$610,268	0.29%	12,164	Common	SOLE
92204A405	VFH	VANGUARD WORLD FD	$601,132	0.29%	5,871	Common	SOLE
97717W281	DGS	WISDOMTREE TR	$585,805	0.28%	11,518	Common	SOLE
907818108	UNP	UNION PAC CORP	$563,426	0.27%	2,291	Common	SOLE
67077M108	NTR	NUTRIEN LTD	$557,003	0.27%	10,256	Common	SOLE
731068102	PII	POLARIS INC	$556,467	0.27%	5,558	Common	SOLE
539830109	LMT	LOCKHEED MARTIN CORP	$537,070	0.26%	1,181	Common	SOLE
00301W105	AEF	ABRDN EMRG MKTS EQTY INCM FD	$532,704	0.26%	105,486	Common	SOLE
644465106	GF	NEW GERMANY FD INC	$531,318	0.26%	61,001	Common	SOLE
534187109	LNC	LINCOLN NATL CORP IND	$526,845	0.25%	16,500	Common	SOLE
244199105	DE	DEERE & CO	$526,569	0.25%	1,282	Common	SOLE
92829B101	VGI	VIRTUS GLOBAL MULTI-SECTOR I	$519,976	0.25%	67,882	Common	SOLE
337738108	FISV	FISERV INC	$519,095	0.25%	3,248	Common	SOLE
46133G107	IQI	INVESCO QUALITY MUN INCOME T	$503,718	0.24%	52,037	Common	SOLE
458140100	INTC	INTEL CORP	$484,236	0.23%	10,963	Common	SOLE
337319107	—	FIRST TR ABRDN GBL OPP INCM	$482,391	0.23%	73,145	Common	SOLE
874039100	TSM	TAIWAN SEMICONDUCTOR MFG LTD	$479,304	0.23%	3,523	Common	SOLE
18914C100	XGLQX	CLOUGH GLOBAL EQUITY FD	$478,375	0.23%	73,483	Common	SOLE
500634209	KF	KOREA FD INC	$477,067	0.23%	18,760	Common	SOLE
87911K100	HQL	ABRDN LIFE SCIENCES INVESTOR	$467,959	0.23%	34,333	Common	SOLE
91324P102	UNH	UNITEDHEALTH GROUP INC	$460,071	0.22%	930	Common	SOLE
269451100	XXGRFXX	EAGLE CAP GROWTH FD INC	$458,946	0.22%	48,158	Common	SOLE
577125826	MINV	MATTHEWS ASIA FDS	$451,961	0.22%	17,928	Common	SOLE
092481100	BHV	BLACKROCK VA MUN BD TR	$449,356	0.22%	41,000	Common	SOLE
670972108	XNQPX	NUVEEN PENNSYLVANIA QLT MUN	$409,859	0.20%	34,675	Common	SOLE
17275R102	CSCO	CISCO SYS INC	$407,365	0.20%	8,162	Common	SOLE
33738E109	—	FIRST TR HIGH INCOME LONG /	$404,737	0.19%	33,926	Common	SOLE
03044L105	—	AMERICAN WELL CORP	$398,921	0.19%	492,070	Common	SOLE
00306J109	XJEQX	ABRDN JAPAN EQUITY FUND INC	$360,424	0.17%	57,853	Common	SOLE
464287598	IWD	ISHARES TR	$358,764	0.17%	2,003	Common	SOLE
922908363	VOO	VANGUARD INDEX FDS	$356,679	0.17%	742	Common	SOLE
67060Q108	XNOMX	NUVEEN MISSOURI QLT MUN INC	$354,381	0.17%	34,880	Common	SOLE
577125818	MEM	MATTHEWS ASIA FDS	$344,505	0.17%	11,700	Common	SOLE
166764100	CVX	CHEVRON CORP NEW	$341,712	0.16%	2,166	Common	SOLE
298768102	EEA	EUROPEAN EQUITY FD INC	$329,599	0.16%	36,992	Common	SOLE
153436100	CEE	CENTRAL & EASTERN EUROPE FD	$323,632	0.16%	33,995	Common	SOLE
369550108	GD	GENERAL DYNAMICS CORP	$323,451	0.16%	1,145	Common	SOLE
78462F103	SPY	SPDR S&P 500 ETF TR	$317,535	0.15%	607	Common	SOLE
35473P611	FLIA	FRANKLIN TEMPLETON ETF TR	$315,588	0.15%	15,600	Common	SOLE
925050106	VRNA	VERONA PHARMA PLC	$312,146	0.15%	19,400	Common	SOLE
95766M105	MMU	WESTERN ASSET MANAGED MUNS F	$309,843	0.15%	29,650	Common	SOLE
95766Q106	XWIAX	WESTERN ASST INFLTN LKD INM	$309,344	0.15%	38,003	Common	SOLE
92206C409	VCSH	VANGUARD SCOTTSDALE FDS	$309,240	0.15%	4,000	Common	SOLE
00181T107	GOLD	A-MARK PRECIOUS METALS INC	$306,900	0.15%	10,000	Common	SOLE
25434V864	DFSD	DIMENSIONAL ETF TRUST	$305,760	0.15%	6,500	Common	SOLE
46641Q159	JPIE	J P MORGAN EXCHANGE TRADED F	$305,252	0.15%	6,700	Common	SOLE
25434V872	DFCF	DIMENSIONAL ETF TRUST	$302,040	0.15%	7,200	Common	SOLE
12812C106	CPZ	CALAMOS LNG SHR EQT DYNAMIC	$299,512	0.14%	19,411	Common	SOLE
25434V708	DFAC	DIMENSIONAL ETF TRUST	$297,111	0.14%	9,299	Common	SOLE
922042858	VWO	VANGUARD INTL EQUITY INDEX F	$296,567	0.14%	7,100	Common	SOLE
478160104	JNJ	JOHNSON & JOHNSON	$295,080	0.14%	1,865	Common	SOLE
84741T104	SPE	SPECIAL OPPORTUNITIES FD INC	$288,015	0.14%	22,786	Common	SOLE
641876800	—	NEW AMER HIGH INCOME FD INC	$281,620	0.14%	38,684	Common	SOLE
922908736	VUG	VANGUARD INDEX FDS	$276,737	0.13%	804	Common	SOLE
922042718	VSS	VANGUARD INTL EQUITY INDEX F	$273,055	0.13%	2,337	Common	SOLE
742718109	PG	PROCTER AND GAMBLE CO	$271,282	0.13%	1,672	Common	SOLE
452308109	ITW	ILLINOIS TOOL WKS INC	$268,330	0.13%	1,000	Common	SOLE
46090E103	QQQ	INVESCO QQQ TR	$265,838	0.13%	599	Common	SOLE
59318D104	CXE	MFS HIGH INCOME MUN TR	$265,317	0.13%	73,090	Common	SOLE
46132H106	VCV	INVESCO CALIF VALUE MUN INCO	$259,836	0.12%	26,088	Common	SOLE
922908769	VTI	VANGUARD INDEX FDS	$258,601	0.12%	995	Common	SOLE
25434V807	DFIV	DIMENSIONAL ETF TRUST	$257,250	0.12%	7,000	Common	SOLE
464287614	IWF	ISHARES TR	$253,462	0.12%	752	Common	SOLE
670734102	NMS	NUVEEN MINN QUALITY MUN INM	$252,252	0.12%	22,435	Common	SOLE
666807102	NOC	NORTHROP GRUMMAN CORP	$246,510	0.12%	515	Common	SOLE
368802104	GAM	GENERAL AMERN INVS CO INC	$246,503	0.12%	5,300	Common	SOLE
89148H207	XTTPX	TORTOISE PIPELINE & ENERGY F	$245,150	0.12%	7,753	Common	SOLE
25434V302	DFAE	DIMENSIONAL ETF TRUST	$243,912	0.12%	9,867	Common	SOLE
723760104	XMIOX	PIONEER MUN HIGH INCOME OPPO	$242,192	0.12%	21,414	Common	SOLE
89148B200	NTG	TORTOISE MIDSTRM ENERGY FD I	$238,413	0.11%	6,220	Common	SOLE
922042742	VT	VANGUARD INTL EQUITY INDEX F	$229,067	0.11%	2,073	Common	SOLE
464287200	IVV	ISHARES TR	$224,487	0.11%	427	Common	SOLE
338480106	PFD	FLAHERTY & CRUMRINE PFD INCO	$224,274	0.11%	21,138	Common	SOLE
808524409	SCHV	SCHWAB STRATEGIC TR	$217,912	0.10%	2,868	Common	SOLE
289074106	ECF	ELLSWORTH GROWTH & INCOME FD	$212,549	0.10%	26,176	Common	SOLE
922908751	VB	VANGUARD INDEX FDS	$210,989	0.10%	923	Common	SOLE
74144T108	TROW	PRICE T ROWE GROUP INC	$206,045	0.10%	1,690	Common	SOLE
717081103	PFE	PFIZER INC	$202,492	0.10%	7,297	Common	SOLE
09662E109	DSM	BNY MELLON STRATEGIC MUN BD	$191,212	0.09%	32,630	Common	SOLE
419879101	HAN	HAWAIIAN HOLDINGS INC	$133,300	0.06%	10,000	Common	SOLE
94987C103	EOD	ALLSPRING GLOBAL DIVIDEND OP	$132,053	0.06%	27,511	Common	SOLE
292671708	UUUU	ENERGY FUELS INC	$103,804	0.05%	16,503	Common	SOLE
Y95308105	WVE	WAVE LIFE SCIENCES LTD	$85,843	0.04%	13,913	Common	SOLE
66987E206	NG	NOVAGOLD RES INC	$30,000	0.01%	10,000	Common	SOLE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.