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Vivaldi Capital Management LP

Q4 2023 · 13F-HR

Vivaldi Capital Management LPholdings as filed

Filed 2024-02-14 · accession 0001682021-24-000003

$333.5M
Reported value
219
Positions
2023-12-31
Period end
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Holdings as filed

CUSIPTickerIssuerValue% port.SharesClassVoting
78464A854SPYMSPDR SER TR$19.4M5.81%333,425CommonSOLE
808524862SCHOSCHWAB STRATEGIC TR$12.6M3.78%261,615CommonSOLE
464287457SHYISHARES TR$12.1M3.64%148,846CommonSOLE
78463X889SPDWSPDR INDEX SHS FDS$11.9M3.57%356,598CommonSOLE
037833100AAPLAPPLE INC$11.9M3.56%64,085CommonSOLE
808524201SCHXSCHWAB STRATEGIC TR$8.9M2.67%151,735CommonSOLE
594918104MSFTMICROSOFT CORP$8.1M2.43%19,908CommonSOLE
808524805SCHFSCHWAB STRATEGIC TR$6.9M2.08%191,049CommonSOLE
922908769VTIVANGUARD INDEX FDS$6.7M2.02%27,499CommonSOLE
78462F103SPYSPDR S&P 500 ETF TR$6.7M2.00%13,491CommonSOLE
464287200IVVISHARES TR$6.4M1.92%12,895CommonSOLE
464287150ITOTISHARES TR$5.5M1.64%50,453CommonSOLE
36467J108GLPIGAMING & LEISURE PPTYS INC$5.4M1.63%120,835CommonSOLE
78464A847SPMDSPDR SER TR$5.4M1.62%111,356CommonSOLE
464285204IAUISHARES GOLD TR$5.1M1.52%134,076CommonSOLE
78468R853SPSMSPDR SER TR$5.0M1.50%123,517CommonSOLE
88160R101TSLATESLA INC$4.9M1.46%26,403CommonSOLE
72201R833MINTPIMCO ETF TR$4.6M1.38%45,856CommonSOLE
808524102SCHBSCHWAB STRATEGIC TR$4.3M1.29%75,004CommonSOLE
78463V107GLDSPDR GOLD TR$4.3M1.29%23,358CommonSOLE
922908363VOOVANGUARD INDEX FDS$4.0M1.21%8,919CommonSOLE
464288257ACWIISHARES TR$3.7M1.12%36,036CommonSOLE
78468R101SPTSSPDR SER TR$3.7M1.10%126,701CommonSOLE
464287168DVYISHARES TR$3.6M1.08%31,915CommonSOLE
921943858VEAVANGUARD TAX-MANAGED FDS$3.5M1.06%75,641CommonSOLE
03464Y108AOMRANGEL OAK MORTGAGE REIT INC$3.5M1.04%338,474CommonSOLE
67066G104NVDANVIDIA CORPORATION$3.2M0.95%4,405CommonSOLE
922908744VTVVANGUARD INDEX FDS$3.2M0.95%20,861CommonSOLE
09257R101BGBBLACKSTONE STRATEGIC CRED 20$2.9M0.87%250,817CommonSOLE
33739Q200LMBSFIRST TR EXCHANGE-TRADED FD$2.9M0.86%60,035CommonSOLE
19260Q107COINCOINBASE GLOBAL INC$2.7M0.81%19,143CommonSOLE
808524607SCHASCHWAB STRATEGIC TR$2.7M0.80%57,963CommonSOLE
023135106AMZNAMAZON COM INC$2.5M0.76%14,979CommonSOLE
808524508SCHMSCHWAB STRATEGIC TR$2.4M0.72%32,015CommonSOLE
808524706SCHESCHWAB STRATEGIC TR$2.4M0.71%97,614CommonSOLE
922908629VOVANGUARD INDEX FDS$2.2M0.66%9,494CommonSOLE
68389X105ORCLORACLE CORP$2.2M0.66%19,236CommonSOLE
922908751VBVANGUARD INDEX FDS$2.1M0.63%9,923CommonSOLE
464288158SUBISHARES TR$2.1M0.62%19,865CommonSOLE
808524755FNDFSCHWAB STRATEGIC TR$2.0M0.60%60,255CommonSOLE
808524847SCHHSCHWAB STRATEGIC TR$2.0M0.59%100,849CommonSOLE
02079K107GOOGALPHABET INC$1.9M0.58%13,234CommonSOLE
532457108LLYELI LILLY & CO$1.9M0.58%2,605CommonSOLE
09253X102XMUIXBLACKROCK MUNICIPAL INCOME$1.9M0.57%162,754CommonSOLE
09253W104XMYDXBLACKROCK MUNIYIELD FD INC$1.8M0.55%166,777CommonSOLE
72200W106PMLPIMCO MUN INCOME FD II$1.8M0.53%211,755CommonSOLE
09253T101XMVTXBLACKROCK MUNIVEST FD II INC$1.8M0.53%163,382CommonSOLE
09254F100MQYBLACKROCK MUNIYILD QULT FD I$1.8M0.53%144,594CommonSOLE
69346H100ISDPGIM HIGH YIELD BOND FUND IN$1.8M0.52%138,068CommonSOLE
67070X101NZFNUVEEN MUNICIPAL CREDIT INC$1.7M0.52%148,424CommonSOLE
67071L106NVGNUVEEN AMT FREE MUN CR INC F$1.7M0.52%148,152CommonSOLE
00287Y109ABBVABBVIE INC$1.7M0.51%9,761CommonSOLE
084670702BRK/BBERKSHIRE HATHAWAY INC DEL$1.7M0.50%4,262CommonSOLE
02079K305GOOGLALPHABET INC$1.7M0.50%11,447CommonSOLE
46432F842IEFAISHARES TR$1.6M0.47%22,759CommonSOLE
922042742VTVANGUARD INTL EQUITY INDEX F$1.5M0.46%14,796CommonSOLE
808524730FNDESCHWAB STRATEGIC TR$1.5M0.45%56,132CommonSOLE
233368109KTFDWS MUN INCOME TR NEW$1.5M0.44%165,487CommonSOLE
67072T108JFRNUVEEN FLOATING RATE INCOME$1.5M0.44%168,593CommonSOLE
06760L100BGHBARINGS GLOBAL SHORT DURATIO$1.4M0.43%102,663CommonSOLE
46133G107IQIINVESCO QUALITY MUN INCOME T$1.4M0.43%149,099CommonSOLE
95766M105MMUWESTERN ASSET MANAGED MUNS F$1.4M0.43%139,959CommonSOLE
01864U106AFBALLIANCEBERNSTEIN NATL MUN I$1.4M0.42%131,025CommonSOLE
922908553VNQVANGUARD INDEX FDS$1.4M0.42%16,997CommonSOLE
464288406IMCVISHARES TR$1.4M0.42%21,087CommonSOLE
46625H100JPMJPMORGAN CHASE & CO$1.4M0.41%7,933CommonSOLE
921908844VIGVANGUARD SPECIALIZED FUNDS$1.4M0.41%7,920CommonSOLE
097023105BABOEING CO$1.4M0.41%6,670CommonSOLE
69354N106PRAAPRA GROUP INC$1.3M0.40%58,663CommonSOLE
25862D105DLYDOUBLELINE YIELD OPPORTUNITI$1.3M0.40%85,521CommonSOLE
67073D102XJQCXNUVEEN CR STRATEGIES INCOME$1.3M0.40%244,515CommonSOLE
23325P104DNPDNP SELECT INCOME FD INC$1.3M0.39%152,219CommonSOLE
01879R106XAWFXALLIANCEBERNSTEIN GLOBAL HIG$1.3M0.39%125,355CommonSOLE
30303M102METAMETA PLATFORMS INC$1.2M0.36%2,645CommonSOLE
40637H109HALOHALOZYME THERAPEUTICS INC$1.2M0.36%35,078CommonSOLE
464287499IWRISHARES TR$1.2M0.35%15,116CommonSOLE
464287655IWMISHARES TR$1.2M0.35%6,007CommonSOLE
78463X509SPEMSPDR INDEX SHS FDS$1.1M0.34%32,787CommonSOLE
91324P102UNHUNITEDHEALTH GROUP INC$1.1M0.33%2,160CommonSOLE
46435G326IDEVISHARES TR$1.1M0.33%17,837CommonSOLE
883556102TMOTHERMO FISHER SCIENTIFIC INC$1.1M0.33%2,025CommonSOLE
464287762IYHISHARES TR$1.1M0.33%3,636CommonSOLE
002824100ABTABBOTT LABS$1.1M0.32%9,565CommonSOLE
369604301GEGENERAL ELECTRIC CO$1.0M0.31%7,187CommonSOLE
58933Y105MRKMERCK & CO INC$1.0M0.30%8,084CommonSOLE
025072877AVUVAMERICAN CENTY ETF TR$986,2680.30%11,402CommonSOLE
464287101OEFISHARES TR$942,9620.28%4,008CommonSOLE
025072802AVDVAMERICAN CENTY ETF TR$926,0110.28%15,387CommonSOLE
464287721IYWISHARES TR$910,4540.27%6,946CommonSOLE
742718109PGPROCTER AND GAMBLE CO$910,1450.27%5,824CommonSOLE
478160104JNJJOHNSON & JOHNSON$910,0300.27%5,816CommonSOLE
81369Y803XLKSELECT SECTOR SPDR TR$894,4490.27%4,411CommonSOLE
69344A107PULSPGIM ETF TR$867,1680.26%17,515CommonSOLE
437076102HDHOME DEPOT INC$857,1430.26%2,397CommonSOLE
931142103WMTWALMART INC$792,5190.24%4,686CommonSOLE
464287804IJRISHARES TR$789,2200.24%7,588CommonSOLE
30231G102XOMEXXON MOBIL CORP$785,9930.24%7,756CommonSOLE
17275R102CSCOCISCO SYS INC$781,2840.23%15,739CommonSOLE
922042858VWOVANGUARD INTL EQUITY INDEX F$774,7870.23%19,341CommonSOLE
620076307MSIMOTOROLA SOLUTIONS INC$741,6620.22%2,323CommonSOLE
464287465EFAISHARES TR$723,8210.22%9,746CommonSOLE
464287614IWFISHARES TR$705,2910.21%2,182CommonSOLE
06690B107PNSTQBANYAN ACQUISITION CORPORATI$704,1240.21%217,995CommonSOLE
922042775VEUVANGUARD INTL EQUITY INDEX F$666,2780.20%12,101CommonSOLE
92204A702VGTVANGUARD WORLD FDS$651,8410.20%1,283CommonSOLE
33740J203MARBFIRST TR EXCH TRADED FD III$648,9220.19%32,790CommonSOLE
22160K105COSTCOSTCO WHSL CORP NEW$635,6830.19%890CommonSOLE
464287598IWDISHARES TR$634,8790.19%3,835CommonSOLE
09248E102XBFZXBLACKROCK CALIF MUN INCOME T$633,5930.19%54,153CommonSOLE
464287556IBBISHARES TR$629,7470.19%4,760CommonSOLE
23331A109DHID R HORTON INC$591,6900.18%4,156CommonSOLE
33740F714DJUNFIRST TR EXCHNG TRADED FD VI$580,8870.17%14,929CommonSOLE
031162100AMGNAMGEN INC$568,7600.17%1,958CommonSOLE
191216100KOCOCA COLA CO$544,2990.16%9,171CommonSOLE
20030N101CMCSACOMCAST CORP NEW$540,0630.16%12,905CommonSOLE
717081103PFEPFIZER INC$537,3230.16%19,923CommonSOLE
11135F101AVGOBROADCOM INC$536,9580.16%429CommonSOLE
27828A100XEVMXEATON VANCE CALIF MUN BD FD$523,3440.16%55,913CommonSOLE
81369Y605XLFSELECT SECTOR SPDR TR$522,1200.16%13,481CommonSOLE
27826F101CEVEATON VANCE CALIF MUN INCOM$517,5480.16%48,596CommonSOLE
902973304USBUS BANCORP DEL$509,0680.15%12,749CommonSOLE
808524771FNDXSCHWAB STRATEGIC TR$508,5890.15%8,105CommonSOLE
92826C839VVISA INC$497,8370.15%1,805CommonSOLE
907818108UNPUNION PAC CORP$495,3950.15%2,017CommonSOLE
G96629103WTWWILLIS TOWERS WATSON PLC LTD$489,9860.15%1,809CommonSOLE
580135101MCDMCDONALDS CORP$489,5290.15%1,705CommonSOLE
922908611VBRVANGUARD INDEX FDS$483,0590.14%2,751CommonSOLE
254687106DISDISNEY WALT CO$476,0860.14%4,310CommonSOLE
12572Q105CMECME GROUP INC$470,4510.14%2,268CommonSOLE
464287234EEMISHARES TR$467,3210.14%11,940CommonSOLE
00214Q104ARKKARK ETF TR$460,7130.14%9,622CommonSOLE
617446448MSMORGAN STANLEY$448,9880.13%5,347CommonSOLE
092508100BTZBLACKROCK CR ALLOCATION INCO$445,5920.13%41,489CommonSOLE
33737A108GRIDFIRST TR EXCHANGE TRADED FD$444,6730.13%4,337CommonSOLE
013091103ACIALBERTSONS COS INC$437,7010.13%20,588CommonSOLE
665859104NTRSNORTHERN TR CORP$421,9790.13%5,447CommonSOLE
46132H106VCVINVESCO CALIF VALUE MUN INCO$419,2060.13%43,217CommonSOLE
64110L106NFLXNETFLIX INC$416,4450.12%751CommonSOLE
713448108PEPPEPSICO INC$411,8980.12%2,439CommonSOLE
81369Y506XLESELECT SECTOR SPDR TR$408,1450.12%4,895CommonSOLE
78467X109DIASPDR DOW JONES INDL AVERAGE$407,7030.12%1,065CommonSOLE
57636Q104MAMASTERCARD INCORPORATED$405,6650.12%881CommonSOLE
71844V201PECOPHILLIPS EDISON & CO INC$376,3430.11%10,918CommonSOLE
78463X202FEZSPDR INDEX SHS FDS$373,6380.11%7,802CommonSOLE
81369Y704XLISELECT SECTOR SPDR TR$370,1330.11%3,193CommonSOLE
81369Y209XLVSELECT SECTOR SPDR TR$369,0070.11%2,583CommonSOLE
922908736VUGVANGUARD INDEX FDS$367,8380.11%1,112CommonSOLE
464288182AAXJISHARES TR$365,6670.11%5,686CommonSOLE
03769M106APOAPOLLO GLOBAL MGMT INC$362,7910.11%3,302CommonSOLE
166764100CVXCHEVRON CORP NEW$354,7350.11%2,355CommonSOLE
72200M108XPCKXPIMCO CALIF MUN INCOME FD II$347,3740.10%60,413CommonSOLE
02209S103MOALTRIA GROUP INC$346,0580.10%8,602CommonSOLE
G16252101BIPBROOKFIELD INFRAST PARTNERS$334,1250.10%11,250CommonSOLE
11133T103BRBROADRIDGE FINL SOLUTIONS IN$333,6970.10%1,724CommonSOLE
060505104BACBANK AMERICA CORP$327,0090.10%9,985CommonSOLE
064058100BKBANK NEW YORK MELLON CORP$324,1480.10%6,015CommonSOLE
464287507IJHISHARES TR$322,5480.10%1,169CommonSOLE
25434V724DFUVDIMENSIONAL ETF TRUST$320,7370.10%8,592CommonSOLE
550424105LUMINAR TECHNOLOGIES INC$317,1990.10%125,375CommonSOLE
G1151C101ACNACCENTURE PLC IRELAND$314,5560.09%867CommonSOLE
87612E106TGTTARGET CORP$309,1690.09%2,116CommonSOLE
M96088105URGNUROGEN PHARMA LTD$308,6440.09%16,461CommonSOLE
09254L107MUCBLACKROCK MUNIHLDNGS CALI QL$307,3920.09%27,668CommonSOLE
464288679SHVISHARES TR$306,1830.09%2,777CommonSOLE
92343V104VZVERIZON COMMUNICATIONS INC$306,0310.09%7,626CommonSOLE
92204A405VFHVANGUARD WORLD FDS$302,0120.09%3,217CommonSOLE
92189F643MOATVANECK ETF TRUST$301,5720.09%3,563CommonSOLE
749685103RPMRPM INTL INC$300,9010.09%2,772CommonSOLE
00724F101ADBEADOBE INC$298,5370.09%496CommonSOLE
46090E103QQQINVESCO QQQ TR$295,2840.09%689CommonSOLE
231021106CMICUMMINS INC$295,2200.09%1,160CommonSOLE
33740F839DNOVFIRST TR EXCHNG TRADED FD VI$288,0950.09%7,315CommonSOLE
46435G425ESGUISHARES TR$287,8610.09%2,647CommonSOLE
701094104PHPARKER-HANNIFIN CORP$282,9310.08%553CommonSOLE
23804L103DDOGDATADOG INC$277,5810.08%2,108CommonSOLE
007903107AMDADVANCED MICRO DEVICES INC$277,2090.08%1,616CommonSOLE
512807108LRCXEURLAM RESEARCH CORP$273,1330.08%306CommonSOLE
464288513HYGISHARES TR$271,5170.08%3,546CommonSOLE
65339F101NEENEXTERA ENERGY INC$268,7360.08%4,864CommonSOLE
464287226AGGISHARES TR$263,7410.08%2,726CommonSOLE
78468R739SHMSPDR SER TR$255,9170.08%5,390CommonSOLE
110122108BMYBRISTOL-MYERS SQUIBB CO$253,6820.08%5,208CommonSOLE
58155Q103MCKMCKESSON CORP$252,8900.08%501CommonSOLE
464287408IVEISHARES TR$249,3440.07%1,431CommonSOLE
244199105DEDEERE & CO$247,2840.07%652CommonSOLE
464286608EZUISHARES INC$245,0930.07%5,246CommonSOLE
81369Y407XLYSELECT SECTOR SPDR TR$242,7620.07%1,378CommonSOLE
36251C103GMS1EURGMS INC$242,2510.07%2,835CommonSOLE
921937835BNDVANGUARD BD INDEX FDS$239,6950.07%3,340CommonSOLE
464288273SCZISHARES TR$239,6450.07%4,046CommonSOLE
45378A106IRTINDEPENDENCE RLTY TR INC$233,6320.07%16,281CommonSOLE
89469A104THSTREEHOUSE FOODS INC$231,5700.07%5,532CommonSOLE
884903808TRI4EURTHOMSON REUTERS CORP.$228,6750.07%1,500CommonSOLE
02072L508AAVMEA SERIES TRUST$222,8410.07%9,367CommonSOLE
609207105MDLZMONDELEZ INTL INC$220,1150.07%3,058CommonSOLE
882508104TXNTEXAS INSTRS INC$216,7670.06%1,382CommonSOLE
79466L302CRMSALESFORCE INC$215,0800.06%765CommonSOLE
132061508GMOMCAMBRIA ETF TR$214,0910.06%7,863CommonSOLE
92206C870VCITVANGUARD SCOTTSDALE FDS$213,9520.06%2,695CommonSOLE
464288414MUBISHARES TR$213,7860.06%1,990CommonSOLE
35473P660FLAXFRANKLIN TEMPLETON ETF TR$210,1140.06%10,172CommonSOLE
09857L108BKNGBOOKING HOLDINGS INC$209,8660.06%56CommonSOLE
464287309IVWISHARES TR$208,7120.06%2,592CommonSOLE
922042874VGKVANGUARD INTL EQUITY INDEX F$206,9320.06%3,302CommonSOLE
743315103PGRPROGRESSIVE CORP$205,5680.06%1,129CommonSOLE
92204A504VHTVANGUARD WORLD FDS$204,3760.06%782CommonSOLE
205887102CAGCONAGRA BRANDS INC$201,1820.06%7,372CommonSOLE
55087P104LYFTLYFT INC$195,6330.06%16,128CommonSOLE
00206R102TAT&T INC$195,3810.06%11,561CommonSOLE
670657105XNEAXNUVEEN AMT FREE QLTY MUN INC$188,1650.06%17,247CommonSOLE
67066V101NADNUVEEN QUALITY MUNCP INCOME$182,4250.05%16,230CommonSOLE
464288224ICLNISHARES TR$159,9800.05%11,330CommonSOLE
09254E103MYIBLACKROCK MUNIYIELD QUALITY$156,1500.05%13,880CommonSOLE
697900108PAASPAN AMERN SILVER CORP$138,6120.04%11,306CommonSOLE
258622109DSLDOUBLELINE INCOME SOLUTIONS$126,9570.04%10,100CommonSOLE
83406F102SOFISOFI TECHNOLOGIES INC$126,6200.04%15,788CommonSOLE
486606106KYNKAYNE ANDERSON ENERGY INFRST$109,6050.03%12,730CommonSOLE
45339J105INDAPTUS THERAPEUTICS INC$40,0370.01%24,000CommonSOLE
363225202GALTGALECTIN THERAPEUTICS INC$32,5510.01%19,261CommonSOLE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.