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Vivaldi Capital Management LP

Q1 2024 · 13F-HR

Vivaldi Capital Management LPholdings as filed

Filed 2024-05-15 · accession 0001682021-24-000005

$342.8M
Reported value
220
Positions
2024-03-31
Period end
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Holdings as filed

CUSIPTickerIssuerValue% port.SharesClassVoting
78464A854SPYMSPDR SER TR$20.3M5.91%330,870CommonNONE
808524862SCHOSCHWAB STRATEGIC TR$12.7M3.70%264,687CommonNONE
78463X889SPDWSPDR INDEX SHS FDS$12.6M3.69%351,406CommonNONE
464287457SHYISHARES TR$12.3M3.58%150,956CommonNONE
037833100AAPLAPPLE INC$11.1M3.22%60,396CommonNONE
808524201SCHXSCHWAB STRATEGIC TR$10.0M2.92%161,879CommonNONE
808524805SCHFSCHWAB STRATEGIC TR$8.4M2.46%215,363CommonNONE
78462F103SPYSPDR S&P 500 ETF TR$7.8M2.26%14,899CommonNONE
594918104MSFTMICROSOFT CORP$7.7M2.25%18,565CommonNONE
922908769VTIVANGUARD INDEX FDS$7.0M2.05%27,284CommonNONE
464287200IVVISHARES TR$6.8M1.98%12,962CommonNONE
464285204IAUISHARES GOLD TR$6.7M1.94%148,985CommonNONE
78464A847SPMDSPDR SER TR$5.8M1.69%110,288CommonNONE
464287150ITOTISHARES TR$5.7M1.65%49,492CommonNONE
36467J108GLPIGAMING & LEISURE PPTYS INC$5.4M1.59%122,788CommonNONE
78468R853SPSMSPDR SER TR$5.2M1.51%122,201CommonNONE
78463V107GLDSPDR GOLD TR$5.1M1.49%23,353CommonNONE
808524102SCHBSCHWAB STRATEGIC TR$4.4M1.27%72,116CommonNONE
922908363VOOVANGUARD INDEX FDS$4.2M1.24%8,868CommonNONE
88160R101TSLATESLA INC$4.2M1.23%25,070CommonNONE
464288257ACWIISHARES TR$4.0M1.17%36,408CommonNONE
03464Y108AOMRANGEL OAK MORTGAGE REIT INC$3.9M1.14%338,474CommonNONE
464287168DVYISHARES TR$3.8M1.12%30,823CommonNONE
921943858VEAVANGUARD TAX-MANAGED FDS$3.8M1.10%75,004CommonNONE
78468R101SPTSSPDR SER TR$3.6M1.06%126,030CommonNONE
922908744VTVVANGUARD INDEX FDS$3.5M1.01%21,524CommonNONE
67066G104NVDANVIDIA CORPORATION$3.5M1.01%3,864CommonNONE
72201R833MINTPIMCO ETF TR$3.5M1.01%34,463CommonNONE
808524607SCHASCHWAB STRATEGIC TR$3.0M0.87%62,148CommonNONE
33739Q200LMBSFIRST TR EXCHANGE-TRADED FD$2.9M0.84%60,093CommonNONE
808524706SCHESCHWAB STRATEGIC TR$2.8M0.82%106,746CommonNONE
02079K107GOOGALPHABET INC$2.8M0.81%16,316CommonNONE
19260Q107COINCOINBASE GLOBAL INC$2.8M0.81%13,828CommonNONE
808524508SCHMSCHWAB STRATEGIC TR$2.7M0.80%34,422CommonNONE
09257R101BGBBLACKSTONE STRATEGIC CRED 20$2.6M0.77%220,305CommonNONE
023135106AMZNAMAZON COM INC$2.6M0.75%13,738CommonNONE
922908629VOVANGUARD INDEX FDS$2.3M0.68%9,457CommonNONE
808524755FNDFSCHWAB STRATEGIC TR$2.3M0.66%62,678CommonNONE
922908751VBVANGUARD INDEX FDS$2.2M0.64%9,928CommonNONE
808524847SCHHSCHWAB STRATEGIC TR$2.0M0.58%101,769CommonNONE
02079K305GOOGLALPHABET INC$1.8M0.54%10,917CommonNONE
532457108LLYELI LILLY & CO$1.8M0.54%2,419CommonNONE
09253X102XMUIXBLACKROCK MUNICIPAL INCOME$1.8M0.51%143,533CommonNONE
808524730FNDESCHWAB STRATEGIC TR$1.7M0.51%58,651CommonNONE
46432F842IEFAISHARES TR$1.7M0.51%23,225CommonNONE
922042742VTVANGUARD INTL EQUITY INDEX F$1.7M0.50%15,415CommonNONE
084670702BRK/BBERKSHIRE HATHAWAY INC DEL$1.7M0.49%4,102CommonNONE
78463X509SPEMSPDR INDEX SHS FDS$1.6M0.47%43,019CommonNONE
464288406IMCVISHARES TR$1.6M0.46%21,966CommonNONE
67070X101NZFNUVEEN MUNICIPAL CREDIT INC$1.6M0.46%130,138CommonNONE
67071L106NVGNUVEEN AMT FREE MUN CR INC F$1.6M0.45%130,134CommonNONE
69354N106PRAAPRA GROUP INC$1.6M0.45%58,636CommonNONE
09253W104XMYDXBLACKROCK MUNIYIELD FD INC$1.5M0.45%143,129CommonNONE
72200W106PMLPIMCO MUN INCOME FD II$1.5M0.45%185,509CommonNONE
09253T101XMVTXBLACKROCK MUNIVEST FD II INC$1.5M0.45%143,140CommonNONE
09254F100MQYBLACKROCK MUNIYILD QULT FD I$1.5M0.45%126,782CommonNONE
69346H100ISDPGIM HIGH YIELD BOND FUND IN$1.5M0.44%120,881CommonNONE
092508100BTZBLACKROCK CR ALLOCATION INCO$1.5M0.44%145,675CommonNONE
40637H109HALOHALOZYME THERAPEUTICS INC$1.5M0.44%35,078CommonNONE
922908553VNQVANGUARD INDEX FDS$1.4M0.42%17,190CommonNONE
233368109KTFDWS MUN INCOME TR NEW$1.4M0.40%145,690CommonNONE
23325P104DNPDNP SELECT INCOME FD INC$1.4M0.40%152,219CommonNONE
921908844VIGVANGUARD SPECIALIZED FUNDS$1.4M0.40%7,479CommonNONE
883556102TMOTHERMO FISHER SCIENTIFIC INC$1.3M0.39%2,272CommonNONE
464288158SUBISHARES TR$1.3M0.39%12,760CommonNONE
67072T108JFRNUVEEN FLOATING RATE INCOME$1.3M0.38%148,066CommonNONE
06760L100BGHBARINGS GLOBAL SHORT DURATIO$1.3M0.38%90,140CommonNONE
464287762IYHISHARES TR$1.3M0.37%21,318CommonNONE
464287655IWMISHARES TR$1.3M0.37%6,225CommonNONE
67073D102XJQCXNUVEEN CR STRATEGIES INCOME$1.3M0.37%223,805CommonNONE
00287Y109ABBVABBVIE INC$1.3M0.37%7,885CommonNONE
95766M105MMUWESTERN ASSET MANAGED MUNS F$1.3M0.36%122,614CommonNONE
01879R106XAWFXALLIANCEBERNSTEIN GLOBAL HIG$1.2M0.36%118,899CommonNONE
464287499IWRISHARES TR$1.2M0.36%15,109CommonNONE
46133G107IQIINVESCO QUALITY MUN INCOME T$1.2M0.36%129,927CommonNONE
01864U106AFBALLIANCEBERNSTEIN NATL MUN I$1.2M0.36%113,936CommonNONE
25862D105DLYDOUBLELINE YIELD OPPORTUNITI$1.2M0.36%77,438CommonNONE
46435G326IDEVISHARES TR$1.2M0.35%17,837CommonNONE
91324P102UNHUNITEDHEALTH GROUP INC$1.2M0.35%2,313CommonNONE
369604301GEGENERAL ELECTRIC CO$1.2M0.34%7,079CommonNONE
46625H100JPMJPMORGAN CHASE & CO$1.1M0.33%5,773CommonNONE
097023105BABOEING CO$1.1M0.32%6,215CommonNONE
025072877AVUVAMERICAN CENTY ETF TR$1.1M0.32%11,811CommonNONE
025072802AVDVAMERICAN CENTY ETF TR$1.1M0.31%16,008CommonNONE
30303M102METAMETA PLATFORMS INC$1.0M0.30%2,141CommonNONE
58933Y105MRKMERCK & CO INC$1.0M0.30%7,799CommonNONE
315948109FBTCFIDELITY WISE ORIGIN BITCOIN$992,0880.29%18,701CommonNONE
464287721IYWISHARES TR$944,3270.28%7,049CommonNONE
52635N103LENZLENZ THERAPEUTICS INC$924,1690.27%58,752CommonNONE
81369Y803XLKSELECT SECTOR SPDR TR$877,5020.26%4,269CommonNONE
742718109PGPROCTER AND GAMBLE CO$876,7670.26%5,255CommonNONE
002824100ABTABBOTT LABS$871,3320.25%8,319CommonNONE
464287101OEFISHARES TR$841,9120.25%3,397CommonNONE
922042858VWOVANGUARD INTL EQUITY INDEX F$841,7130.25%19,368CommonNONE
620076307MSIMOTOROLA SOLUTIONS INC$814,3850.24%2,244CommonNONE
931142103WMTWALMART INC$814,0790.24%13,460CommonNONE
68389X105ORCLORACLE CORP$813,3850.24%6,972CommonNONE
30231G102XOMEXXON MOBIL CORP$787,0290.23%6,672CommonNONE
464287465EFAISHARES TR$772,1980.23%9,612CommonNONE
92204A702VGTVANGUARD WORLD FD$752,7070.22%1,458CommonNONE
464287614IWFISHARES TR$734,7650.21%2,182CommonNONE
17275R102CSCOCISCO SYS INC$718,0160.21%14,940CommonNONE
437076102HDHOME DEPOT INC$706,0240.21%2,038CommonNONE
464287804IJRISHARES TR$695,4050.20%6,381CommonNONE
464287598IWDISHARES TR$679,8810.20%3,844CommonNONE
06690B107PNSTQPINSTRIPES HOLDINGS INC$653,9850.19%217,995CommonNONE
09248E102XBFZXBLACKROCK CALIF MUN INCOME T$636,5590.19%54,175CommonNONE
464287556IBBISHARES TR$624,5650.18%4,682CommonNONE
478160104JNJJOHNSON & JOHNSON$614,3310.18%4,098CommonNONE
22160K105COSTCOSTCO WHSL CORP NEW$614,0080.18%780CommonNONE
23331A109DHID R HORTON INC$609,7780.18%4,066CommonNONE
12572Q105CMECME GROUP INC$566,8030.17%2,719CommonNONE
81369Y605XLFSELECT SECTOR SPDR TR$565,4170.16%13,517CommonNONE
464288182AAXJISHARES TR$562,8090.16%7,928CommonNONE
031162100AMGNAMGEN INC$551,7570.16%1,779CommonNONE
808524771FNDXSCHWAB STRATEGIC TR$539,6790.16%8,109CommonNONE
902973304USBUS BANCORP DEL$532,2060.16%12,717CommonNONE
717081103PFEPFIZER INC$531,0140.15%18,958CommonNONE
27828A100XEVMXEATON VANCE CALIF MUN BD FD$528,0370.15%55,936CommonNONE
92204A405VFHVANGUARD WORLD FD$518,0060.15%5,102CommonNONE
922908611VBRVANGUARD INDEX FDS$517,7100.15%2,751CommonNONE
33737A108GRIDFIRST TR EXCHANGE TRADED FD$513,2410.15%4,337CommonNONE
27826F101CEVEATON VANCE CALIF MUN INCOM$507,8650.15%48,276CommonNONE
191216100KOCOCA COLA CO$506,7760.15%8,011CommonNONE
464287234EEMISHARES TR$506,6310.15%11,921CommonNONE
617446448MSMORGAN STANLEY$487,4690.14%4,960CommonNONE
922042775VEUVANGUARD INTL EQUITY INDEX F$483,1030.14%8,140CommonNONE
81369Y506XLESELECT SECTOR SPDR TR$465,3320.14%4,959CommonNONE
64110L106NFLXNETFLIX INC$459,9850.13%753CommonNONE
665859104NTRSNORTHERN TR CORP$437,3150.13%5,044CommonNONE
013091103ACIALBERTSONS COS INC$423,8840.12%20,438CommonNONE
907818108UNPUNION PAC CORP$423,7960.12%1,713CommonNONE
254687106DISDISNEY WALT CO$423,6920.12%4,005CommonNONE
78467X109DIASPDR DOW JONES INDL AVERAGE$420,8670.12%1,065CommonNONE
46132H106VCVINVESCO CALIF VALUE MUN INCO$420,2600.12%42,884CommonNONE
00214Q104ARKKARK ETF TR$414,5050.12%9,658CommonNONE
78463X202FEZSPDR INDEX SHS FDS$413,9740.12%7,802CommonNONE
464286608EZUISHARES INC$410,4050.12%7,916CommonNONE
81369Y209XLVSELECT SECTOR SPDR TR$408,3700.12%2,844CommonNONE
81369Y704XLISELECT SECTOR SPDR TR$402,5530.12%3,203CommonNONE
20030N101CMCSACOMCAST CORP NEW$401,4770.12%10,213CommonNONE
92826C839VVISA INC$393,0360.11%1,400CommonNONE
92204A504VHTVANGUARD WORLD FD$388,8280.11%1,483CommonNONE
33740J203MARBFIRST TR EXCH TRADED FD III$386,6410.11%19,674CommonNONE
11135F101AVGOBROADCOM INC$385,1790.11%289CommonNONE
922908736VUGVANGUARD INDEX FDS$382,3170.11%1,112CommonNONE
464287507IJHISHARES TR$378,5900.11%6,330CommonNONE
03769M106APOAPOLLO GLOBAL MGMT INC$370,2460.11%3,304CommonNONE
02209S103MOALTRIA GROUP INC$364,8130.11%8,125CommonNONE
71844V201PECOPHILLIPS EDISON & CO INC$354,8830.10%10,790CommonNONE
72200M108XPCKXPIMCO CALIF MUN INCOME FD II$352,3400.10%60,436CommonNONE
060505104BACBANK AMERICA CORP$350,0160.10%9,103CommonNONE
713448108PEPPEPSICO INC$348,4330.10%1,938CommonNONE
064058100BKBANK NEW YORK MELLON CORP$347,1920.10%5,941CommonNONE
580135101MCDMCDONALDS CORP$346,7630.10%1,261CommonNONE
G16252101BIPBROOKFIELD INFRAST PARTNERS$345,9380.10%11,250CommonNONE
25434V724DFUVDIMENSIONAL ETF TRUST$344,4980.10%8,604CommonNONE
231021106CMICUMMINS INC$337,7280.10%1,131CommonNONE
11133T103BRBROADRIDGE FINL SOLUTIONS IN$332,2820.10%1,698CommonNONE
882508104TXNTEXAS INSTRS INC$328,6470.10%1,757CommonNONE
701094104PHPARKER-HANNIFIN CORP$313,6720.09%559CommonNONE
166764100CVXCHEVRON CORP NEW$309,7840.09%1,868CommonNONE
65339F101NEENEXTERA ENERGY INC$309,5490.09%4,195CommonNONE
749685103RPMRPM INTL INC$309,2940.09%2,741CommonNONE
87612E106TGTTARGET CORP$308,8050.09%1,893CommonNONE
46090E103QQQINVESCO QQQ TR$305,7890.09%692CommonNONE
46434V381XTISHARES TR$305,5440.09%5,278CommonNONE
46435G425ESGUISHARES TR$303,3990.09%2,647CommonNONE
23804L103DDOGDATADOG INC$302,8980.09%2,546CommonNONE
09254L107MUCBLACKROCK MUNIHLDNGS CALI QL$301,2780.09%27,678CommonNONE
464287226AGGISHARES TR$299,7880.09%3,115CommonNONE
33740F839DNOVFIRST TR EXCHNG TRADED FD VI$297,4180.09%7,315CommonNONE
92189F643MOATVANECK ETF TRUST$293,3430.09%3,324CommonNONE
00214Q302ARKGARK ETF TR$283,1880.08%11,373CommonNONE
57636Q104MAMASTERCARD INCORPORATED$281,9570.08%617CommonNONE
55087P104LYFTLYFT INC$277,0790.08%16,128CommonNONE
512807108LRCXEURLAM RESEARCH CORP$275,5410.08%301CommonNONE
45378A106IRTINDEPENDENCE RLTY TR INC$272,2960.08%16,160CommonNONE
37954Y467EBIZGLOBAL X FDS$271,4150.08%11,197CommonNONE
36251C103GMS1EURGMS INC$265,0670.08%2,810CommonNONE
464288273SCZISHARES TR$257,4870.08%4,046CommonNONE
M96088105URGNUROGEN PHARMA LTD$256,3800.07%20,124CommonNONE
33734X143FXHFIRST TR EXCHANGE TRADED FD$255,4970.07%2,422CommonNONE
78468R739SHMSPDR SER TR$254,5700.07%5,390CommonNONE
31428X106FDXFEDEX CORP$254,0380.07%956CommonNONE
244199105DEDEERE & CO$253,7080.07%622CommonNONE
33734X192SKYYFIRST TR EXCHANGE TRADED FD$251,5350.07%2,698CommonNONE
92343V104VZVERIZON COMMUNICATIONS INC$250,0360.07%6,189CommonNONE
33734X846CIBRFIRST TR EXCHANGE TRADED FD$247,6750.07%4,547CommonNONE
92189F106GDXVANECK ETF TRUST$243,4370.07%6,906CommonNONE
81369Y407XLYSELECT SECTOR SPDR TR$243,1070.07%1,365CommonNONE
464288513HYGISHARES TR$239,0820.07%3,109CommonNONE
02072L508AAVMEA SERIES TRUST$237,4070.07%9,367CommonNONE
78464A581XHESPDR SER TR$236,3030.07%2,771CommonNONE
464287408IVEISHARES TR$235,8790.07%1,280CommonNONE
33738R720ROBTFIRST TR EXCHANGE-TRADED FD$235,4830.07%5,484CommonNONE
464288679SHVISHARES TR$233,8010.07%2,121CommonNONE
205887102CAGCONAGRA BRANDS INC$230,9530.07%7,419CommonNONE
35473P660FLAXFRANKLIN TEMPLETON ETF TR$230,9040.07%10,172CommonNONE
46434G822EWJISHARES INC$230,8260.07%3,397CommonNONE
33738R837FTXHFIRST TR EXCHANGE-TRADED FD$228,8450.07%8,539CommonNONE
697900108PAASPAN AMERN SILVER CORP$227,6350.07%11,186CommonNONE
743315103PGRPROGRESSIVE CORP$227,6270.07%1,055CommonNONE
132061508GMOMCAMBRIA ETF TR$226,7690.07%7,863CommonNONE
81369Y852XLCSELECT SECTOR SPDR TR$223,4500.07%2,732CommonNONE
922042874VGKVANGUARD INTL EQUITY INDEX F$222,2830.06%3,225CommonNONE
550424105LUMINAR TECHNOLOGIES INC$214,7210.06%125,568CommonNONE
46434G103IEMGISHARES INC$211,3230.06%3,964CommonNONE
92204A603VISVANGUARD WORLD FD$209,5950.06%862CommonNONE
921937835BNDVANGUARD BD INDEX FDS$209,1380.06%2,930CommonNONE
110122108BMYBRISTOL-MYERS SQUIBB CO$201,7810.06%4,490CommonNONE
670657105XNEAXNUVEEN AMT FREE QLTY MUN INC$186,7850.05%17,247CommonNONE
67066V101NADNUVEEN QUALITY MUNCP INCOME$184,1800.05%16,430CommonNONE
464288224ICLNISHARES TR$156,8070.05%11,330CommonNONE
09254E103MYIBLACKROCK MUNIYIELD QUALITY$155,1780.05%13,880CommonNONE
258622109DSLDOUBLELINE INCOME SOLUTIONS$128,0680.04%10,100CommonNONE
486606106KYNKAYNE ANDERSON ENERGY INFRST$125,1360.04%12,730CommonNONE
83406F102SOFISOFI TECHNOLOGIES INC$109,5690.03%15,788CommonNONE
363225202GALTGALECTIN THERAPEUTICS INC$72,8170.02%24,032CommonNONE
45339J105INDAPTUS THERAPEUTICS INC$51,6000.02%24,000CommonNONE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.