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Vivaldi Capital Management LP

Q3 2024 · 13F-HR

Vivaldi Capital Management LPholdings as filed

Filed 2024-11-14 · accession 0001682021-24-000010

$344.4M
Reported value
226
Positions
2024-09-30
Period end
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Holdings as filed

CUSIPTickerIssuerValue% port.SharesClassVoting
78464A854SPYMSPDR SER TR$17.9M5.19%264,726CommonSOLE
037833100AAPLAPPLE INC$13.5M3.91%57,825CommonSOLE
78463X889SPDWSPDR INDEX SHS FDS$12.5M3.62%331,963CommonSOLE
808524201SCHXSCHWAB STRATEGIC TR$11.4M3.31%168,121CommonSOLE
808524862SCHOSCHWAB STRATEGIC TR$11.0M3.19%224,420CommonSOLE
464287457SHYISHARES TR$10.6M3.08%127,726CommonSOLE
464285204IAUISHARES GOLD TR$9.6M2.77%192,213CommonSOLE
808524805SCHFSCHWAB STRATEGIC TR$9.4M2.72%227,780CommonSOLE
78462F103SPYSPDR S&P 500 ETF TR$8.8M2.57%15,421CommonSOLE
594918104MSFTMICROSOFT CORP$8.4M2.45%19,632CommonSOLE
922908769VTIVANGUARD INDEX FDS$7.6M2.21%26,825CommonSOLE
808524607SCHASCHWAB STRATEGIC TR$7.2M2.09%139,667CommonSOLE
88160R101TSLATESLA INC$6.7M1.95%25,607CommonSOLE
36467J108GLPIGAMING & LEISURE PPTYS INC$6.3M1.83%122,792CommonSOLE
78464A847SPMDSPDR SER TR$5.8M1.70%106,809CommonSOLE
78463V107GLDSPDR GOLD TR$5.7M1.66%23,547CommonSOLE
464287200IVVISHARES TR$5.4M1.57%9,396CommonSOLE
78468R853SPSMSPDR SER TR$5.4M1.56%117,998CommonSOLE
67066G104NVDANVIDIA CORPORATION$5.3M1.53%43,390CommonSOLE
464287150ITOTISHARES TR$5.3M1.53%41,946CommonSOLE
808524102SCHBSCHWAB STRATEGIC TR$4.9M1.41%73,023CommonSOLE
922908363VOOVANGUARD INDEX FDS$4.4M1.28%8,365CommonSOLE
464287168DVYISHARES TR$4.2M1.23%31,365CommonSOLE
464288257ACWIISHARES TR$4.0M1.17%33,638CommonSOLE
921943858VEAVANGUARD TAX-MANAGED FDS$3.9M1.15%74,759CommonSOLE
33739Q200LMBSFIRST TR EXCHANGE-TRADED FD$3.8M1.10%76,720CommonSOLE
922908744VTVVANGUARD INDEX FDS$3.6M1.06%20,851CommonSOLE
78468R101SPTSSPDR SER TR$3.3M0.95%111,195CommonSOLE
808524508SCHMSCHWAB STRATEGIC TR$3.2M0.93%38,341CommonSOLE
808524706SCHESCHWAB STRATEGIC TR$3.2M0.92%108,454CommonSOLE
023135106AMZNAMAZON COM INC$3.1M0.89%16,375CommonSOLE
03464Y108AOMRANGEL OAK MORTGAGE REIT INC$2.9M0.83%275,688CommonSOLE
02079K107GOOGALPHABET INC$2.8M0.80%16,477CommonSOLE
19260Q107COINCOINBASE GLOBAL INC$2.5M0.71%13,796CommonSOLE
922908629VOVANGUARD INDEX FDS$2.4M0.70%9,171CommonSOLE
922908751VBVANGUARD INDEX FDS$2.3M0.67%9,686CommonSOLE
532457108LLYELI LILLY & CO$2.3M0.67%2,586CommonSOLE
808524755FNDFSCHWAB STRATEGIC TR$2.3M0.65%60,227CommonSOLE
084670702BRK/BBERKSHIRE HATHAWAY INC DEL$2.2M0.64%4,772CommonSOLE
02079K305GOOGLALPHABET INC$2.1M0.60%12,508CommonSOLE
40637H109HALOHALOZYME THERAPEUTICS INC$2.0M0.58%34,978CommonSOLE
46432F842IEFAISHARES TR$1.8M0.53%23,329CommonSOLE
808524730FNDESCHWAB STRATEGIC TR$1.8M0.53%56,221CommonSOLE
78463X509SPEMSPDR INDEX SHS FDS$1.8M0.52%43,587CommonSOLE
922042742VTVANGUARD INTL EQUITY INDEX F$1.8M0.52%14,859CommonSOLE
922908553VNQVANGUARD INDEX FDS$1.8M0.51%18,202CommonSOLE
00287Y109ABBVABBVIE INC$1.6M0.47%8,248CommonSOLE
464288406IMCVISHARES TR$1.6M0.47%21,208CommonSOLE
808524847SCHHSCHWAB STRATEGIC TR$1.6M0.47%69,840CommonSOLE
23325P104DNPDNP SELECT INCOME FD INC$1.5M0.44%152,219CommonSOLE
30303M102METAMETA PLATFORMS INC$1.5M0.42%2,541CommonSOLE
808524797SCHDSCHWAB STRATEGIC TR$1.4M0.42%17,065CommonSOLE
883556102TMOTHERMO FISHER SCIENTIFIC INC$1.4M0.42%2,321CommonSOLE
91324P102UNHUNITEDHEALTH GROUP INC$1.4M0.41%2,438CommonSOLE
921908844VIGVANGUARD SPECIALIZED FUNDS$1.4M0.41%7,158CommonSOLE
52635N103LENZLENZ THERAPEUTICS INC$1.4M0.41%58,752CommonSOLE
464287762IYHISHARES TR$1.4M0.40%21,109CommonSOLE
46625H100JPMJPMORGAN CHASE & CO.$1.4M0.40%6,492CommonSOLE
464287655IWMISHARES TR$1.4M0.40%6,180CommonSOLE
464288158SUBISHARES TR$1.4M0.39%12,760CommonSOLE
369604301GEGE AEROSPACE$1.3M0.39%7,087CommonSOLE
464287499IWRISHARES TR$1.3M0.38%14,988CommonSOLE
69354N106PRAAPRA GROUP INC$1.3M0.38%58,636CommonSOLE
46435G326IDEVISHARES TR$1.2M0.36%17,623CommonSOLE
68389X105ORCLORACLE CORP$1.2M0.35%7,052CommonSOLE
931142103WMTWALMART INC$1.2M0.34%14,383CommonSOLE
81369Y803XLKSELECT SECTOR SPDR TR$1.2M0.34%5,133CommonSOLE
464287721IYWISHARES TR$1.1M0.32%7,366CommonSOLE
025072802AVDVAMERICAN CENTY ETF TR$1.1M0.32%15,494CommonSOLE
315948109FBTCFIDELITY WISE ORIGIN BITCOIN$1.1M0.32%19,695CommonSOLE
92204A702VGTVANGUARD WORLD FD$1.1M0.32%1,864CommonSOLE
025072877AVUVAMERICAN CENTY ETF TR$1.1M0.32%11,345CommonSOLE
81369Y209XLVSELECT SECTOR SPDR TR$1.1M0.31%6,985CommonSOLE
75734B100RDDTREDDIT INC$1.0M0.30%15,665CommonSOLE
620076307MSIMOTOROLA SOLUTIONS INC$1.0M0.30%2,276CommonSOLE
002824100ABTABBOTT LABS$1.0M0.29%8,832CommonSOLE
742718109PGPROCTER AND GAMBLE CO$982,5880.29%5,673CommonSOLE
097023105BABOEING CO$941,2800.27%6,191CommonSOLE
464287101OEFISHARES TR$938,4930.27%3,391CommonSOLE
58933Y105MRKMERCK & CO INC$935,5770.27%8,239CommonSOLE
437076102HDHOME DEPOT INC$919,8040.27%2,270CommonSOLE
922042858VWOVANGUARD INTL EQUITY INDEX F$900,1280.26%18,811CommonSOLE
81369Y605XLFSELECT SECTOR SPDR TR$872,1390.25%19,244CommonSOLE
22160K105COSTCOSTCO WHSL CORP NEW$835,9880.24%943CommonSOLE
30231G102XOMEXXON MOBIL CORP$813,9760.24%6,944CommonSOLE
464287614IWFISHARES TR$806,4400.23%2,148CommonSOLE
464287465EFAISHARES TR$802,2840.23%9,593CommonSOLE
464288182AAXJISHARES TR$765,7500.22%9,761CommonSOLE
464287598IWDISHARES TR$732,8980.21%3,861CommonSOLE
464287556IBBISHARES TR$697,0980.20%4,788CommonSOLE
92204A405VFHVANGUARD WORLD FD$669,9010.19%6,095CommonSOLE
81369Y704XLISELECT SECTOR SPDR TR$663,7910.19%4,901CommonSOLE
464286608EZUISHARES INC$650,0020.19%12,445CommonSOLE
81369Y886XLUSELECT SECTOR SPDR TR$633,6380.18%7,844CommonSOLE
11135F101AVGOBROADCOM INC$630,2220.18%3,653CommonSOLE
464287804IJRISHARES TR$627,8460.18%5,368CommonSOLE
191216100KOCOCA COLA CO$617,9960.18%8,600CommonSOLE
031162100AMGNAMGEN INC$604,1440.18%1,875CommonSOLE
902973304USBUS BANCORP DEL$594,5360.17%13,001CommonSOLE
64110L106NFLXNETFLIX INC$587,9850.17%829CommonSOLE
92204A504VHTVANGUARD WORLD FD$585,2830.17%2,074CommonSOLE
17275R102CSCOCISCO SYS INC$577,3250.17%10,848CommonSOLE
12572Q105CMECME GROUP INC$575,6760.17%2,609CommonSOLE
464287234EEMISHARES TR$565,6070.16%12,333CommonSOLE
922908611VBRVANGUARD INDEX FDS$552,4450.16%2,751CommonSOLE
33737A108GRIDFIRST TR EXCHANGE TRADED FD$551,8830.16%4,337CommonSOLE
09248E102XBFZXBLACKROCK CALIF MUN INCOME T$535,1040.16%44,260CommonSOLE
21037T109CEGCONSTELLATION ENERGY CORP$531,7410.15%2,045CommonSOLE
808524771FNDXSCHWAB STRATEGIC TR$527,3390.15%7,349CommonSOLE
617446448MSMORGAN STANLEY$521,8250.15%5,006CommonSOLE
922042775VEUVANGUARD INTL EQUITY INDEX F$507,8840.15%8,062CommonSOLE
81369Y506XLESELECT SECTOR SPDR TR$467,6180.14%5,326CommonSOLE
00214Q104ARKKARK ETF TR$459,0270.13%9,658CommonSOLE
20030N101CMCSACOMCAST CORP NEW$456,7240.13%10,934CommonSOLE
92826C839VVISA INC$455,3170.13%1,656CommonSOLE
580135101MCDMCDONALDS CORP$455,2070.13%1,495CommonSOLE
665859104NTRSNORTHERN TR CORP$454,6520.13%5,050CommonSOLE
78467X109DIASPDR DOW JONES INDL AVERAGE$450,6230.13%1,065CommonSOLE
907818108UNPUNION PAC CORP$444,6500.13%1,804CommonSOLE
064058100BKBANK NEW YORK MELLON CORP$437,0530.13%6,082CommonSOLE
27828A100XEVMXEATON VANCE CALIF MUN BD FD$430,0330.12%44,563CommonSOLE
27826F101CEVEATON VANCE CALIF MUN INCOM$429,4240.12%39,505CommonSOLE
464287507IJHISHARES TR$427,8600.12%6,866CommonSOLE
922908736VUGVANGUARD INDEX FDS$426,9300.12%1,112CommonSOLE
78463X202FEZSPDR INDEX SHS FDS$416,7090.12%7,827CommonSOLE
03769M106APOAPOLLO GLOBAL MGMT INC$413,5770.12%3,311CommonSOLE
717081103PFEPFIZER INC$408,3140.12%14,109CommonSOLE
71844V201PECOPHILLIPS EDISON & CO INC$406,8910.12%10,790CommonSOLE
882508104TXNTEXAS INSTRS INC$405,9100.12%1,965CommonSOLE
92204A603VISVANGUARD WORLD FD$402,0680.12%1,546CommonSOLE
02209S103MOALTRIA GROUP INC$394,3860.11%7,727CommonSOLE
G16252101BIPBROOKFIELD INFRAST PARTNERS$394,2000.11%11,250CommonSOLE
254687106DISDISNEY WALT CO$392,5580.11%4,081CommonSOLE
57636Q104MAMASTERCARD INCORPORATED$385,1640.11%780CommonSOLE
46132H106VCVINVESCO CALIF VALUE MUN INCO$382,6020.11%35,133CommonSOLE
65339F101NEENEXTERA ENERGY INC$381,3990.11%4,512CommonSOLE
33740J203MARBFIRST TR EXCHANGE-TRADED FD$380,7280.11%19,238CommonSOLE
013091103ACIALBERTSONS COS INC$377,6940.11%20,438CommonSOLE
713448108PEPPEPSICO INC$375,3740.11%2,207CommonSOLE
231021106CMICUMMINS INC$375,2730.11%1,159CommonSOLE
464288513HYGISHARES TR$373,2340.11%4,648CommonSOLE
464287580IYCISHARES TR$369,5240.11%4,202CommonSOLE
11133T103BRBROADRIDGE FINL SOLUTIONS IN$368,3460.11%1,713CommonSOLE
478160104JNJJOHNSON & JOHNSON$366,4180.11%2,261CommonSOLE
46434V407SHYGISHARES TR$363,7730.11%8,378CommonSOLE
701094104PHPARKER-HANNIFIN CORP$362,0330.11%573CommonSOLE
25434V724DFUVDIMENSIONAL ETF TRUST$355,0930.10%8,517CommonSOLE
46090E103QQQINVESCO QQQ TR$354,5530.10%726CommonSOLE
46434G822EWJISHARES INC$341,8180.10%4,778CommonSOLE
46435G425ESGUISHARES TR$333,9980.10%2,647CommonSOLE
749685103RPMRPM INTL INC$332,1450.10%2,745CommonSOLE
45378A106IRTINDEPENDENCE RLTY TR INC$331,2800.10%16,160CommonSOLE
92204A884VOXVANGUARD WORLD FD$324,6560.09%2,233CommonSOLE
92189F643MOATVANECK ETF TRUST$322,2620.09%3,324CommonSOLE
30161N101EXCEXELON CORP$313,0460.09%7,720CommonSOLE
33740F839DNOVFIRST TR EXCHNG TRADED FD VI$308,4740.09%7,315CommonSOLE
87612E106TGTTARGET CORP$308,2910.09%1,978CommonSOLE
464287226AGGISHARES TR$304,3160.09%3,005CommonSOLE
72200M108XPCKXPIMCO CALIF MUN INCOME FD II$302,8150.09%48,219CommonSOLE
46434V381XTISHARES TR$302,0210.09%4,961CommonSOLE
743315103PGRPROGRESSIVE CORP$300,7060.09%1,185CommonSOLE
81369Y407XLYSELECT SECTOR SPDR TR$298,5510.09%1,490CommonSOLE
23804L103DDOGDATADOG INC$292,5980.08%2,543CommonSOLE
92343V104VZVERIZON COMMUNICATIONS INC$291,2410.08%6,485CommonSOLE
025816109AXPAMERICAN EXPRESS CO$285,0310.08%1,051CommonSOLE
37954Y467EBIZGLOBAL X FDS$281,2180.08%10,241CommonSOLE
92189F106GDXVANECK ETF TRUST$274,9970.08%6,906CommonSOLE
464288273SCZISHARES TR$273,9140.08%4,046CommonSOLE
166764100CVXCHEVRON CORP NEW$271,2710.08%1,842CommonSOLE
244199105DEDEERE & CO$270,0130.08%647CommonSOLE
00724F101ADBEADOBE INC$267,1740.08%516CommonSOLE
G1151C101ACNACCENTURE PLC IRELAND$266,8770.08%755CommonSOLE
09254L107MUCBLACKROCK MUNIHLDNGS CALI QL$266,2820.08%23,115CommonSOLE
512807108LRCXEURLAM RESEARCH CORP$264,4100.08%324CommonSOLE
88579Y101MMM3M CO$263,2840.08%1,926CommonSOLE
81369Y852XLCSELECT SECTOR SPDR TR$260,6230.08%2,883CommonSOLE
19762B707INCOCOLUMBIA ETF TR II$257,0130.07%3,340CommonSOLE
M96088105URGNUROGEN PHARMA LTD$255,5750.07%20,124CommonSOLE
92204A207VDCVANGUARD WORLD FD$254,9660.07%1,167CommonSOLE
36251C103GMS1EURGMS INC$254,5020.07%2,810CommonSOLE
464287408IVEISHARES TR$253,9970.07%1,288CommonSOLE
33734X192SKYYFIRST TR EXCHANGE TRADED FD$253,8090.07%2,482CommonSOLE
81369Y308XLPSELECT SECTOR SPDR TR$253,3990.07%3,053CommonSOLE
35473P660FLAXFRANKLIN TEMPLETON ETF TR$251,9920.07%10,172CommonSOLE
33734X846CIBRFIRST TR EXCHANGE TRADED FD$247,2260.07%4,174CommonSOLE
33734X143FXHFIRST TR EXCHANGE TRADED FD$245,7610.07%2,197CommonSOLE
205887102CAGCONAGRA BRANDS INC$245,6240.07%7,553CommonSOLE
149123101CATCATERPILLAR INC$243,2770.07%622CommonSOLE
78468R739SHMSPDR SER TR$243,1550.07%5,051CommonSOLE
31428X106FDXFEDEX CORP$243,0280.07%888CommonSOLE
02072L508AAVMEA SERIES TRUST$241,6500.07%9,112CommonSOLE
235851102DHRDANAHER CORPORATION$239,0970.07%860CommonSOLE
92206C870VCITVANGUARD SCOTTSDALE FDS$239,0780.07%2,855CommonSOLE
007903107AMDADVANCED MICRO DEVICES INC$236,4390.07%1,441CommonSOLE
697900108PAASPAN AMERN SILVER CORP$233,4520.07%11,186CommonSOLE
89469A104THSTREEHOUSE FOODS INC$231,3520.07%5,511CommonSOLE
922042874VGKVANGUARD INTL EQUITY INDEX F$230,7370.07%3,245CommonSOLE
85208M102SFMSPROUTS FMRS MKT INC$227,9970.07%2,065CommonSOLE
46434G103IEMGISHARES INC$227,8940.07%3,970CommonSOLE
060505104BACBANK AMERICA CORP$223,0810.06%5,622CommonSOLE
33738R720ROBTFIRST TR EXCHANGE-TRADED FD$222,8040.06%5,088CommonSOLE
921937835BNDVANGUARD BD INDEX FDS$219,7350.06%2,926CommonSOLE
78464A581XHESPDR SER TR$219,1250.06%2,421CommonSOLE
132061508GMOMCAMBRIA ETF TR$218,8330.06%7,393CommonSOLE
33738R837FTXHFIRST TR EXCHANGE-TRADED FD$216,4500.06%7,506CommonSOLE
464287309IVWISHARES TR$215,0030.06%2,245CommonSOLE
718172109PMPHILIP MORRIS INTL INC$214,0280.06%1,763CommonSOLE
78467Y107MDYSPDR S&P MIDCAP 400 ETF TR$213,9800.06%376CommonSOLE
008474108AEMAGNICO EAGLE MINES LTD$212,7590.06%2,641CommonSOLE
389638107ETHEGRAYSCALE ETHEREUM TR ETH$211,1290.06%9,645CommonSOLE
55087P104LYFTLYFT INC$205,6320.06%16,128CommonSOLE
00206R102TAT&T INC$200,5960.06%9,118CommonSOLE
670657105XNEAXNUVEEN AMT FREE QLTY MUN INC$190,2870.06%15,897CommonSOLE
06690B107PNSTQPINSTRIPES HOLDINGS INC$167,1800.05%217,995CommonSOLE
09254E103MYIBLACKROCK MUNIYIELD QUALITY$166,5600.05%13,880CommonSOLE
464288224ICLNISHARES TR$166,4380.05%11,330CommonSOLE
67066V101NADNUVEEN QUALITY MUNCP INCOME$160,0730.05%12,930CommonSOLE
486606106KYNKAYNE ANDERSON ENERGY INFRST$140,0300.04%12,730CommonSOLE
09253X102XMUIXBLACKROCK MUNICIPAL INCOME$135,8770.04%10,801CommonSOLE
258622109DSLDOUBLELINE INCOME SOLUTIONS$131,0980.04%10,100CommonSOLE
83406F102SOFISOFI TECHNOLOGIES INC$124,0940.04%15,788CommonSOLE
02155H200ALTALTIMMUNE INC$122,8000.04%20,000CommonSOLE
550424105LUMINAR TECHNOLOGIES INC$112,4630.03%125,000CommonSOLE
363225202GALTGALECTIN THERAPEUTICS INC$66,0880.02%24,032CommonSOLE
45339J105INDAPTUS THERAPEUTICS INC$29,7600.01%24,000CommonSOLE
38964R104GRAYSCALE ETHEREUM MINI TR E$27,6400.01%11,328CommonSOLE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.