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Vivaldi Capital Management LP

Q2 2024 · 13F-HR

Vivaldi Capital Management LPholdings as filed

Filed 2024-08-14 · accession 0001682021-24-000008

$351.1M
Reported value
229
Positions
2024-06-30
Period end
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Holdings as filed

CUSIPTickerIssuerValue% port.SharesClassVoting
78464A854SPYMSPDR SER TR$21.1M6.02%330,290CommonNONE
037833100AAPLAPPLE INC$12.9M3.67%61,255CommonNONE
78463X889SPDWSPDR INDEX SHS FDS$12.4M3.54%354,438CommonNONE
808524862SCHOSCHWAB STRATEGIC TR$12.2M3.48%254,126CommonNONE
464287457SHYISHARES TR$11.9M3.38%145,369CommonNONE
808524201SCHXSCHWAB STRATEGIC TR$10.7M3.04%166,113CommonNONE
594918104MSFTMICROSOFT CORP$8.7M2.49%19,531CommonNONE
808524805SCHFSCHWAB STRATEGIC TR$8.5M2.41%220,012CommonNONE
78462F103SPYSPDR S&P 500 ETF TR$8.1M2.31%14,914CommonNONE
922908769VTIVANGUARD INDEX FDS$7.2M2.05%26,971CommonNONE
464287200IVVISHARES TR$7.1M2.02%12,965CommonNONE
464285204IAUISHARES GOLD TR$6.5M1.84%147,143CommonNONE
464287150ITOTISHARES TR$5.8M1.66%49,046CommonNONE
78464A847SPMDSPDR SER TR$5.6M1.61%110,008CommonNONE
36467J108GLPIGAMING & LEISURE PPTYS INC$5.6M1.58%122,787CommonNONE
67066G104NVDANVIDIA CORPORATION$5.3M1.50%42,639CommonNONE
78468R853SPSMSPDR SER TR$5.0M1.44%121,405CommonNONE
88160R101TSLATESLA INC$5.0M1.43%25,378CommonNONE
78463V107GLDSPDR GOLD TR$5.0M1.43%23,353CommonNONE
808524102SCHBSCHWAB STRATEGIC TR$4.7M1.33%74,188CommonNONE
922908363VOOVANGUARD INDEX FDS$4.4M1.26%8,879CommonNONE
03464Y108AOMRANGEL OAK MORTGAGE REIT INC$4.3M1.22%327,978CommonNONE
72201R833MINTPIMCO ETF TR$4.1M1.16%40,572CommonNONE
464288257ACWIISHARES TR$4.0M1.15%35,965CommonNONE
464287168DVYISHARES TR$3.7M1.06%30,851CommonNONE
921943858VEAVANGUARD TAX-MANAGED FDS$3.7M1.06%75,201CommonNONE
78468R101SPTSSPDR SER TR$3.6M1.02%124,637CommonNONE
922908744VTVVANGUARD INDEX FDS$3.4M0.96%21,100CommonNONE
808524607SCHASCHWAB STRATEGIC TR$3.1M0.88%64,913CommonNONE
19260Q107COINCOINBASE GLOBAL INC$3.1M0.87%13,808CommonNONE
02079K107GOOGALPHABET INC$3.0M0.86%16,421CommonNONE
33739Q200LMBSFIRST TR EXCHANGE-TRADED FD$2.9M0.82%59,981CommonNONE
808524706SCHESCHWAB STRATEGIC TR$2.8M0.80%106,258CommonNONE
808524508SCHMSCHWAB STRATEGIC TR$2.8M0.80%35,940CommonNONE
023135106AMZNAMAZON COM INC$2.7M0.76%13,825CommonNONE
532457108LLYELI LILLY & CO$2.3M0.66%2,577CommonNONE
922908629VOVANGUARD INDEX FDS$2.3M0.65%9,461CommonNONE
09257R101BGBBLACKSTONE STRATEGIC CRED 20$2.3M0.65%191,462CommonNONE
02079K305GOOGLALPHABET INC$2.2M0.62%11,941CommonNONE
922908751VBVANGUARD INDEX FDS$2.2M0.62%9,919CommonNONE
808524755FNDFSCHWAB STRATEGIC TR$2.1M0.61%61,358CommonNONE
40637H109HALOHALOZYME THERAPEUTICS INC$1.8M0.52%35,078CommonNONE
084670702BRK/BBERKSHIRE HATHAWAY INC DEL$1.8M0.51%4,429CommonNONE
808524730FNDESCHWAB STRATEGIC TR$1.7M0.48%57,393CommonNONE
46432F842IEFAISHARES TR$1.7M0.48%23,329CommonNONE
922042742VTVANGUARD INTL EQUITY INDEX F$1.7M0.48%15,011CommonNONE
78463X509SPEMSPDR INDEX SHS FDS$1.7M0.47%44,172CommonNONE
09253X102XMUIXBLACKROCK MUNICIPAL INCOME$1.6M0.44%125,853CommonNONE
464288406IMCVISHARES TR$1.5M0.43%21,585CommonNONE
67071L106NVGNUVEEN AMT FREE MUN CR INC F$1.4M0.40%113,084CommonNONE
922908553VNQVANGUARD INDEX FDS$1.4M0.40%16,776CommonNONE
67070X101NZFNUVEEN MUNICIPAL CREDIT INC$1.4M0.40%113,028CommonNONE
81762P102NOWSERVICENOW INC$1.4M0.40%1,773CommonNONE
00287Y109ABBVABBVIE INC$1.4M0.39%8,030CommonNONE
808524847SCHHSCHWAB STRATEGIC TR$1.4M0.39%68,847CommonNONE
09253T101XMVTXBLACKROCK MUNIVEST FD II INC$1.4M0.39%124,391CommonNONE
72200W106PMLPIMCO MUN INCOME FD II$1.4M0.39%161,134CommonNONE
092508100BTZBLACKROCK CR ALLOCATION INCO$1.4M0.39%126,899CommonNONE
921908844VIGVANGUARD SPECIALIZED FUNDS$1.4M0.39%7,435CommonNONE
69346H100ISDPGIM HIGH YIELD BOND FUND IN$1.4M0.39%105,098CommonNONE
09254F100MQYBLACKROCK MUNIYILD QULT FD I$1.4M0.39%110,193CommonNONE
09253W104XMYDXBLACKROCK MUNIYIELD FD INC$1.3M0.38%124,153CommonNONE
464288158SUBISHARES TR$1.3M0.38%12,760CommonNONE
464287762IYHISHARES TR$1.3M0.37%21,418CommonNONE
883556102TMOTHERMO FISHER SCIENTIFIC INC$1.3M0.36%2,304CommonNONE
464287655IWMISHARES TR$1.3M0.36%6,226CommonNONE
30303M102METAMETA PLATFORMS INC$1.3M0.36%2,504CommonNONE
23325P104DNPDNP SELECT INCOME FD INC$1.3M0.36%152,219CommonNONE
46625H100JPMJPMORGAN CHASE & CO$1.2M0.35%6,132CommonNONE
464287499IWRISHARES TR$1.2M0.35%14,988CommonNONE
233368109KTFDWS MUN INCOME TR NEW$1.2M0.34%127,706CommonNONE
46435G326IDEVISHARES TR$1.2M0.33%17,843CommonNONE
91324P102UNHUNITEDHEALTH GROUP INC$1.2M0.33%2,287CommonNONE
69354N106PRAAPRA GROUP INC$1.2M0.33%58,636CommonNONE
369604301GEGENERAL ELECTRIC CO$1.1M0.32%7,147CommonNONE
06760L100BGHBARINGS GLOBAL SHORT DURATIO$1.1M0.32%78,224CommonNONE
097023105BABOEING CO$1.1M0.32%6,207CommonNONE
46133G107IQIINVESCO QUALITY MUN INCOME T$1.1M0.32%112,789CommonNONE
67072T108JFRNUVEEN FLOATING RATE INCOME$1.1M0.32%128,428CommonNONE
95766M105MMUWESTERN ASSET MANAGED MUNS F$1.1M0.31%106,370CommonNONE
01864U106AFBALLIANCEBERNSTEIN NATL MUN I$1.1M0.31%98,821CommonNONE
464287721IYWISHARES TR$1.1M0.31%7,203CommonNONE
67073D102XJQCXNUVEEN CR STRATEGIES INCOME$1.1M0.31%194,512CommonNONE
25862D105DLYDOUBLELINE YIELD OPPORTUNITI$1.1M0.30%67,349CommonNONE
025072877AVUVAMERICAN CENTY ETF TR$1.0M0.30%11,601CommonNONE
315948109FBTCFIDELITY WISE ORIGIN BITCOIN$1.0M0.29%19,695CommonNONE
025072802AVDVAMERICAN CENTY ETF TR$1.0M0.29%15,904CommonNONE
68389X105ORCLORACLE CORP$1.0M0.29%7,209CommonNONE
52635N103LENZLENZ THERAPEUTICS INC$1.0M0.29%58,752CommonNONE
58933Y105MRKMERCK & CO INC$1.0M0.29%8,184CommonNONE
81369Y803XLKSELECT SECTOR SPDR TR$1.0M0.29%4,430CommonNONE
931142103WMTWALMART INC$947,2500.27%13,990CommonNONE
742718109PGPROCTER AND GAMBLE CO$909,1190.26%5,512CommonNONE
464287101OEFISHARES TR$897,8270.26%3,397CommonNONE
002824100ABTABBOTT LABS$885,0010.25%8,517CommonNONE
620076307MSIMOTOROLA SOLUTIONS INC$876,4920.25%2,270CommonNONE
92204A702VGTVANGUARD WORLD FD$870,6510.25%1,510CommonNONE
922042858VWOVANGUARD INTL EQUITY INDEX F$849,5500.24%19,414CommonNONE
30231G102XOMEXXON MOBIL CORP$796,7460.23%6,921CommonNONE
464287614IWFISHARES TR$795,6630.23%2,183CommonNONE
464287465EFAISHARES TR$754,5730.21%9,633CommonNONE
437076102HDHOME DEPOT INC$740,4600.21%2,151CommonNONE
22160K105COSTCOSTCO WHSL CORP NEW$676,5920.19%796CommonNONE
464287598IWDISHARES TR$671,9150.19%3,851CommonNONE
464287556IBBISHARES TR$656,3630.19%4,782CommonNONE
09248E102XBFZXBLACKROCK CALIF MUN INCOME T$648,5670.18%54,183CommonNONE
06690B107PNSTQPINSTRIPES HOLDINGS INC$599,4860.17%217,995CommonNONE
23331A109DHID R HORTON INC$576,1220.16%4,088CommonNONE
81369Y605XLFSELECT SECTOR SPDR TR$575,9110.16%14,009CommonNONE
031162100AMGNAMGEN INC$570,8460.16%1,827CommonNONE
464288182AAXJISHARES TR$570,6570.16%7,928CommonNONE
464287804IJRISHARES TR$564,6530.16%5,294CommonNONE
64110L106NFLXNETFLIX INC$556,7760.16%825CommonNONE
11135F101AVGOBROADCOM INC$539,4580.15%336CommonNONE
12572Q105CMECME GROUP INC$533,9660.15%2,716CommonNONE
191216100KOCOCA COLA CO$532,6870.15%8,369CommonNONE
27828A100XEVMXEATON VANCE CALIF MUN BD FD$532,1010.15%55,952CommonNONE
808524771FNDXSCHWAB STRATEGIC TR$526,4880.15%7,860CommonNONE
17275R102CSCOCISCO SYS INC$525,6510.15%11,064CommonNONE
27826F101CEVEATON VANCE CALIF MUN INCOM$525,3730.15%48,288CommonNONE
92204A405VFHVANGUARD WORLD FD$525,1690.15%5,258CommonNONE
464287234EEMISHARES TR$508,2840.14%11,934CommonNONE
922908611VBRVANGUARD INDEX FDS$502,1120.14%2,751CommonNONE
33737A108GRIDFIRST TR EXCHANGE TRADED FD$501,2700.14%4,337CommonNONE
902973304USBUS BANCORP DEL$496,9650.14%12,518CommonNONE
617446448MSMORGAN STANLEY$495,6690.14%5,100CommonNONE
922042775VEUVANGUARD INTL EQUITY INDEX F$477,5850.14%8,144CommonNONE
81369Y209XLVSELECT SECTOR SPDR TR$467,1290.13%3,205CommonNONE
81369Y506XLESELECT SECTOR SPDR TR$453,5280.13%4,976CommonNONE
46132H106VCVINVESCO CALIF VALUE MUN INCO$446,9820.13%42,897CommonNONE
00214Q104ARKKARK ETF TR$439,8790.13%10,009CommonNONE
92826C839VVISA INC$431,2380.12%1,643CommonNONE
665859104NTRSNORTHERN TR CORP$424,0990.12%5,050CommonNONE
20030N101CMCSACOMCAST CORP NEW$422,2660.12%10,783CommonNONE
78467X109DIASPDR DOW JONES INDL AVERAGE$416,5530.12%1,065CommonNONE
922908736VUGVANGUARD INDEX FDS$415,8990.12%1,112CommonNONE
254687106DISDISNEY WALT CO$404,2120.12%4,071CommonNONE
81369Y704XLISELECT SECTOR SPDR TR$403,7550.11%3,313CommonNONE
013091103ACIALBERTSONS COS INC$403,6510.11%20,438CommonNONE
907818108UNPUNION PAC CORP$398,8960.11%1,763CommonNONE
03769M106APOAPOLLO GLOBAL MGMT INC$392,2290.11%3,322CommonNONE
060505104BACBANK AMERICA CORP$391,6070.11%9,847CommonNONE
78463X202FEZSPDR INDEX SHS FDS$390,3340.11%7,802CommonNONE
464286608EZUISHARES INC$386,4990.11%7,916CommonNONE
717081103PFEPFIZER INC$385,5640.11%13,780CommonNONE
92204A504VHTVANGUARD WORLD FD$383,8380.11%1,443CommonNONE
33740J203MARBFIRST TR EXCH TRADED FD III$379,0890.11%19,351CommonNONE
02209S103MOALTRIA GROUP INC$376,9260.11%8,275CommonNONE
882508104TXNTEXAS INSTRS INC$371,9410.11%1,912CommonNONE
464287507IJHISHARES TR$370,4900.11%6,331CommonNONE
064058100BKBANK NEW YORK MELLON CORP$363,5920.10%6,071CommonNONE
72200M108XPCKXPIMCO CALIF MUN INCOME FD II$353,5940.10%60,443CommonNONE
71844V201PECOPHILLIPS EDISON & CO INC$352,9410.10%10,790CommonNONE
512807108LRCXEURLAM RESEARCH CORP$345,0110.10%324CommonNONE
M96088105URGNUROGEN PHARMA LTD$337,6810.10%20,124CommonNONE
11133T103BRBROADRIDGE FINL SOLUTIONS IN$337,4610.10%1,713CommonNONE
86800U104SMCIUSDSUPER MICRO COMPUTER INC$336,7530.10%411CommonNONE
713448108PEPPEPSICO INC$334,9730.10%2,031CommonNONE
580135101MCDMCDONALDS CORP$334,0920.10%1,311CommonNONE
25434V724DFUVDIMENSIONAL ETF TRUST$333,9450.10%8,504CommonNONE
46090E103QQQINVESCO QQQ TR$331,4180.09%692CommonNONE
23804L103DDOGDATADOG INC$329,4130.09%2,540CommonNONE
57636Q104MAMASTERCARD INCORPORATED$329,1050.09%746CommonNONE
478160104JNJJOHNSON & JOHNSON$324,4750.09%2,220CommonNONE
231021106CMICUMMINS INC$321,2390.09%1,160CommonNONE
65339F101NEENEXTERA ENERGY INC$320,2030.09%4,522CommonNONE
46435G425ESGUISHARES TR$315,8400.09%2,647CommonNONE
G16252101BIPBROOKFIELD INFRAST PARTNERS$308,7000.09%11,250CommonNONE
09254L107MUCBLACKROCK MUNIHLDNGS CALI QL$307,2670.09%27,682CommonNONE
46434V381XTISHARES TR$306,5590.09%5,211CommonNONE
33740F839DNOVFIRST TR EXCHNG TRADED FD VI$302,9890.09%7,315CommonNONE
45378A106IRTINDEPENDENCE RLTY TR INC$302,8380.09%16,160CommonNONE
464287226AGGISHARES TR$302,3730.09%3,115CommonNONE
31428X106FDXFEDEX CORP$298,6410.09%996CommonNONE
749685103RPMRPM INTL INC$295,5820.08%2,745CommonNONE
87612E106TGTTARGET CORP$292,2310.08%1,974CommonNONE
701094104PHPARKER-HANNIFIN CORP$289,3230.08%572CommonNONE
92189F643MOATVANECK ETF TRUST$287,8920.08%3,324CommonNONE
166764100CVXCHEVRON CORP NEW$284,5110.08%1,819CommonNONE
81369Y407XLYSELECT SECTOR SPDR TR$275,7890.08%1,512CommonNONE
92343V104VZVERIZON COMMUNICATIONS INC$263,2350.07%6,383CommonNONE
37954Y467EBIZGLOBAL X FDS$257,6500.07%10,853CommonNONE
00214Q302ARKGARK ETF TR$256,2370.07%10,913CommonNONE
81369Y852XLCSELECT SECTOR SPDR TR$254,8390.07%2,975CommonNONE
33734X192SKYYFIRST TR EXCHANGE TRADED FD$251,9130.07%2,637CommonNONE
33734X846CIBRFIRST TR EXCHANGE TRADED FD$250,3360.07%4,437CommonNONE
464288273SCZISHARES TR$249,3950.07%4,046CommonNONE
33734X143FXHFIRST TR EXCHANGE TRADED FD$244,0540.07%2,335CommonNONE
743315103PGRPROGRESSIVE CORP$243,4360.07%1,172CommonNONE
464288513HYGISHARES TR$239,8280.07%3,109CommonNONE
244199105DEDEERE & CO$239,1230.07%640CommonNONE
78468R739SHMSPDR SER TR$238,3570.07%5,051CommonNONE
00724F101ADBEADOBE INC$238,3270.07%429CommonNONE
92189F106GDXVANECK ETF TRUST$234,3210.07%6,906CommonNONE
464287408IVEISHARES TR$233,6840.07%1,284CommonNONE
02072L508AAVMEA SERIES TRUST$232,4890.07%9,367CommonNONE
464288679SHVISHARES TR$232,2590.07%2,102CommonNONE
46434G822EWJISHARES INC$231,8110.07%3,397CommonNONE
35473P660FLAXFRANKLIN TEMPLETON ETF TR$231,3290.07%10,172CommonNONE
007903107AMDADVANCED MICRO DEVICES INC$229,5270.07%1,415CommonNONE
33738R720ROBTFIRST TR EXCHANGE-TRADED FD$229,3980.07%5,418CommonNONE
55087P104LYFTLYFT INC$227,4050.06%16,128CommonNONE
36251C103GMS1EURGMS INC$226,5140.06%2,810CommonNONE
595112103MUMICRON TECHNOLOGY INC$226,3630.06%1,721CommonNONE
132061508GMOMCAMBRIA ETF TR$224,2210.06%7,863CommonNONE
92204A306VDEVANGUARD WORLD FD$223,7580.06%1,754CommonNONE
697900108PAASPAN AMERN SILVER CORP$222,3780.06%11,186CommonNONE
33738R837FTXHFIRST TR EXCHANGE-TRADED FD$219,2310.06%8,047CommonNONE
78464A581XHESPDR SER TR$219,1280.06%2,596CommonNONE
G1151C101ACNACCENTURE PLC IRELAND$218,7590.06%721CommonNONE
922042874VGKVANGUARD INTL EQUITY INDEX F$216,4960.06%3,242CommonNONE
205887102CAGCONAGRA BRANDS INC$215,1960.06%7,572CommonNONE
46434G103IEMGISHARES INC$212,4920.06%3,970CommonNONE
921937835BNDVANGUARD BD INDEX FDS$211,2920.06%2,933CommonNONE
92204A603VISVANGUARD WORLD FD$209,1110.06%889CommonNONE
464287309IVWISHARES TR$207,7920.06%2,245CommonNONE
89469A104THSTREEHOUSE FOODS INC$201,9230.06%5,511CommonNONE
457669307INSMINSMED INC$201,0000.06%3,000CommonNONE
670657105XNEAXNUVEEN AMT FREE QLTY MUN INC$197,6510.06%17,247CommonNONE
67066V101NADNUVEEN QUALITY MUNCP INCOME$192,8880.05%16,430CommonNONE
550424105LUMINAR TECHNOLOGIES INC$187,6880.05%125,965CommonNONE
09254E103MYIBLACKROCK MUNIYIELD QUALITY$155,1780.04%13,880CommonNONE
464288224ICLNISHARES TR$150,9160.04%11,330CommonNONE
02155H200ALTALTIMMUNE INC$133,0000.04%20,000CommonNONE
486606106KYNKAYNE ANDERSON ENERGY INFRST$131,5010.04%12,730CommonNONE
258622109DSLDOUBLELINE INCOME SOLUTIONS$126,4520.04%10,100CommonNONE
83406F102SOFISOFI TECHNOLOGIES INC$104,3590.03%15,788CommonNONE
363225202GALTGALECTIN THERAPEUTICS INC$54,3120.02%24,032CommonNONE
45339J105INDAPTUS THERAPEUTICS INC$50,8800.01%24,000CommonNONE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.