Q1 2024 · 13F-HR
PenderFund Capital Management Ltd.holdings as filed
Filed 2024-05-15 · accession 0001706164-24-000002
$378.2M
Reported value
116
Positions
2024-03-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 29664WAB1 | ESPR 4 11/15/25 | ESPERION THERAPEUTICS INC NE | $46.7M | 12.3% | 40,429,000 | Common | SOLE |
| 32076VAD5 | AGCN 0.375 01/15/27 | FIRST MAJESTIC SILVER CORP | $33.2M | 8.78% | 31,250,000 | Common | SOLE |
| 05988JAD5 | BAND 0.5 04/01/28 | BANDWIDTH INC | $26.3M | 6.95% | 26,700,000 | Common | SOLE |
| 784730AB9 | SSRMCN 2.5 04/01/39 | SSR MINING IN | $23.1M | 6.10% | 18,987,000 | Common | SOLE |
| 80100R408 | SANG | SANGOMA TECHNOLOGIES CORP | $21.7M | 5.73% | 3,308,133 | Common | SOLE |
| 670002AD6 | NVAX 5 12/15/27 | NOVAVAX INC | $21.0M | 5.56% | 24,000,000 | Common | SOLE |
| G17977110 | BUR | BURFORD CAP LTD | $16.9M | 4.46% | 779,413 | Common | SOLE |
| 698884103 | PAR | PAR TECHNOLOGY CORP | $16.8M | 4.44% | 273,139 | Common | SOLE |
| 95766A101 | XEMDX | WESTERN ASSET EMERGING MKTS | $13.4M | 3.53% | 3,141 | Common | SOLE |
| 67066V101 | NAD | NUVEEN QUALITY MUNCP INCOME | $13.2M | 3.49% | 850,000 | Common | SOLE |
| 67070X101 | NZF | NUVEEN MUNICIPAL CREDIT INC | $12.5M | 3.29% | 751,000 | Common | SOLE |
| 12685JAG0 | CABO 1.125 03/15/28 | CABLE ONE INC | $8.7M | 2.30% | 8,500,000 | Common | SOLE |
| 25609L105 | DCBO | DOCEBO INC | $7.8M | 2.06% | 117,820 | Common | SOLE |
| 05366Y201 | AVNW | AVIAT NETWORKS INC | $6.7M | 1.78% | 129,524 | Common | SOLE |
| 670657105 | XNEAX | NUVEEN AMT FREE QLTY MUN INC | $6.6M | 1.74% | 440,000 | Common | SOLE |
| 08862EAB5 | BYND 0 03/15/27 | BEYOND MEAT INC | $5.6M | 1.48% | 17,250,000 | Common | SOLE |
| 34984V209 | FET | FORUM ENERGY TECHNOLOGIES IN | $5.4M | 1.42% | 199,122 | Common | SOLE |
| 48251W104 | KKR | KKR & CO INC | $5.4M | 1.42% | 39,320 | Common | SOLE |
| 45841N107 | IBKR | INTERACTIVE BROKERS GROUP IN | $5.3M | 1.41% | 35,138 | Common | SOLE |
| 55955DAB6 | MGNI 0.25 03/15/26 | MAGNITE INC | $5.1M | 1.35% | 4,225,000 | Common | SOLE |
| 95766R104 | WIW | WESTERN AST INFL LKD OPP & I | $5.0M | 1.33% | 429,452 | Common | SOLE |
| 88262P102 | TPL | TEXAS PACIFIC LAND CORPORATI | $4.5M | 1.19% | 5,721 | Common | SOLE |
| 98954M200 | Z | ZILLOW GROUP INC | $4.4M | 1.15% | 65,947 | Common | SOLE |
| 29975EAD1 | EB 0.75 09/15/26 | EVENTBRITE INC | $4.0M | 1.06% | 3,500,000 | Common | SOLE |
| 617477104 | EDD | MORGAN STANLEY EMERGING MKTS | $3.3M | 0.86% | 506,611 | Common | SOLE |
| 489398107 | KW | KENNEDY-WILSON HOLDINGS INC | $3.1M | 0.81% | 264,660 | Common | SOLE |
| 003260106 | PPLT | ABRDN PLATINUM ETF TRUST | $2.8M | 0.75% | 25,000 | Common | SOLE |
| 14161WAB1 | — | CARDLYTICS INC | $2.5M | 0.66% | 2,000,000 | Common | SOLE |
| 28225C806 | EGAN | EGAIN CORP | $2.0M | 0.54% | 231,617 | Common | SOLE |
| 761330AB5 | RVNC 1.75 02/15/27 | REVANCE THERAPEUTICS INC | $2.0M | 0.53% | 2,000,000 | Common | SOLE |
| 70614W100 | PTON | PELOTON INTERACTIVE INC | $2.0M | 0.52% | 337,090 | Common | SOLE |
| 00430HAC6 | — | ACCELERATE DIAGNOSTICS INC | $1.5M | 0.39% | 1,995,263 | Common | SOLE |
| 14574X104 | TASTUSD | CARROLS RESTAURANT GROUP INC | $1.4M | 0.37% | 109,157 | Common | SOLE |
| 12685JAE5 | CABO 0 03/15/26 | CABLE ONE INC | $1.4M | 0.37% | 1,175,000 | Common | SOLE |
| 89612W102 | — | TRICON RESIDENTIAL INC | $1.4M | 0.37% | 91,600 | Common | SOLE |
| 11271J107 | BN | BROOKFIELD CORP | $1.4M | 0.36% | 23,940 | Common | SOLE |
| 638517102 | NWLIEUR | NATIONAL WESTN LIFE GROUP IN | $1.2M | 0.32% | 1,800 | Common | SOLE |
| 483548103 | KAMNUSD | KAMAN CORP | $1.2M | 0.31% | 18,700 | Common | SOLE |
| 23753F107 | DSKEUSD | DASEKE INC | $1.1M | 0.28% | 94,100 | Common | SOLE |
| 92347D100 | VERYUSD | VERICITY INC | $1.0M | 0.27% | 67,385 | Common | SOLE |
| 552676108 | MDC1USD | M D C HLDGS INC | $1.0M | 0.27% | 12,105 | Common | SOLE |
| 420877201 | HAYNUSD | HAYNES INTL INC | $1.0M | 0.27% | 12,600 | Common | SOLE |
| 89386L100 | TGAN | TRANSPHORM INC | $964,372 | 0.26% | 145,000 | Common | SOLE |
| 15678U128 | CERE1EUR | CEREVEL THERAPEUTICS HLDNG I | $961,915 | 0.25% | 16,800 | Common | SOLE |
| 575385109 | DOORUSD | MASONITE INTL CORP | $925,889 | 0.24% | 5,200 | Common | SOLE |
| 855244109 | SBUX | STARBUCKS CORP | $882,639 | 0.23% | 7,130 | Common | SOLE |
| 595017104 | MCHP | MICROCHIP TECHNOLOGY INC. | $870,059 | 0.23% | 7,160 | Common | SOLE |
| 056752108 | BIDU | BAIDU INC | $827,121 | 0.22% | 5,800 | Common | SOLE |
| G21810109 | CLVT | CLARIVATE PLC ORD | $763,881 | 0.20% | 75,900 | Common | SOLE |
| 44891N208 | IAC | IAC INC | $758,643 | 0.20% | 10,500 | Common | SOLE |
| 723787107 | PXDEUR | PIONEER NAT RES CO | $746,696 | 0.20% | 2,100 | Common | SOLE |
| 666807102 | NOC | NORTHROP GRUMMAN CORP | $745,624 | 0.20% | 1,150 | Common | SOLE |
| 656811106 | NOA | NORTH AMERN CONSTR GROUP LTD | $734,326 | 0.19% | 24,380 | Common | SOLE |
| M8737E108 | — | TARO PHARMACEUTICAL INDS LTD | $734,101 | 0.19% | 12,800 | Common | SOLE |
| 96684W100 | — | WHOLE EARTH BRANDS INC | $728,178 | 0.19% | 111,300 | Common | SOLE |
| 433537107 | — | HIRERIGHT HOLDINGS CORPORATI | $722,921 | 0.19% | 37,400 | Common | SOLE |
| 12637A103 | — | CSI COMPRESSCO LP | $720,854 | 0.19% | 228,400 | Common | SOLE |
| 025676206 | AELUSD | AMERICAN EQTY INVT LIFE HLD | $720,405 | 0.19% | 9,460 | Common | SOLE |
| Y2187A150 | EGLEUSD | EAGLE BULK SHIPPING INC | $717,228 | 0.19% | 8,476 | Common | SOLE |
| M85548101 | SSYS | STRATASYS LTD | $642,816 | 0.17% | 40,840 | Common | SOLE |
| 027745108 | AMNBUSD | AMERICAN NATL BANKSHARES INC | $639,623 | 0.17% | 9,887 | Common | SOLE |
| 33767E202 | FSV | FIRSTSERVICE CORP NEW | $609,960 | 0.16% | 2,720 | Common | SOLE |
| 87190U100 | — | TDCX INC | $601,161 | 0.16% | 61,898 | Common | SOLE |
| 29978A104 | EVBGEUR | EVERBRIDGE INC | $594,455 | 0.16% | 12,600 | Common | SOLE |
| 855668109 | — | STARRETT L S CO | $578,990 | 0.15% | 26,900 | Common | SOLE |
| 95766Q106 | XWIAX | WESTERN ASST INFLTN LKD INM | $568,973 | 0.15% | 51,666 | Common | SOLE |
| G3728V109 | GANGBUSD | GAN LTD | $539,084 | 0.14% | 313,370 | Common | SOLE |
| 209034107 | CNSLEUR | CONSOLIDATED COMM HLDGS INC | $521,968 | 0.14% | 89,200 | Common | SOLE |
| G1995D109 | CRTAF | CARTICA ACQUISITION CORP | $487,232 | 0.13% | 32,700 | Common | SOLE |
| 78467J100 | SSNC | SS&C TECHNOLOGIES HLDGS INC | $480,430 | 0.13% | 5,510 | Common | SOLE |
| 256677105 | DG | DOLLAR GEN CORP NEW | $477,744 | 0.13% | 2,260 | Common | SOLE |
| 680710100 | — | OLINK HLDG AB | $471,950 | 0.12% | 14,820 | Common | SOLE |
| 192025104 | — | CODORUS VY BANCORP INC | $465,526 | 0.12% | 15,100 | Common | SOLE |
| L6673X107 | NGMSUSD | NEOGAMES S A | $463,280 | 0.12% | 11,810 | Common | SOLE |
| 44364H100 | — | HUDSON ACQUISITION I CORP | $462,331 | 0.12% | 32,200 | Common | SOLE |
| 85571B105 | STWD | STARWOOD PPTY TR INC | $459,885 | 0.12% | 16,700 | Common | SOLE |
| 296006109 | ERO | ERO COPPER CORP | $457,100 | 0.12% | 17,500 | Common | SOLE |
| 00848J104 | — | AGILITI INC | $366,005 | 0.10% | 26,700 | Common | SOLE |
| 00501A101 | — | ACRI CAPITAL ACQUISITION COR | $360,988 | 0.10% | 23,710 | Common | SOLE |
| G4790U102 | USAR | INFLECTION PT ACQUISITN CRP | $354,553 | 0.09% | 25,000 | Common | SOLE |
| G1890L107 | CPRI | CAPRI HOLDINGS LIMITED | $327,668 | 0.09% | 5,340 | Common | SOLE |
| G2283U126 | — | COLOMBIER ACQUISITION CORP I | $296,376 | 0.08% | 20,000 | Common | SOLE |
| 515069201 | — | LANDOS BIOPHARMA INC | $270,842 | 0.07% | 9,300 | Common | SOLE |
| G6053N105 | MSSAF | METAL SKY STAR ACQUISITION C | $248,980 | 0.07% | 16,500 | Common | SOLE |
| 148806102 | CTLTEUR | CATALENT INC | $244,686 | 0.06% | 3,200 | Common | SOLE |
| 928377100 | VSTOEUR | VISTA OUTDOOR INC | $244,212 | 0.06% | 5,500 | Common | SOLE |
| G45667105 | 46H | HOLLYSYS AUTOMATION TCHNGY L | $232,151 | 0.06% | 6,700 | Common | SOLE |
| 292766102 | ERFGBP | ENERPLUS CORP | $231,685 | 0.06% | 8,700 | Common | SOLE |
| 580589109 | MGRC | MCGRATH RENTCORP | $228,942 | 0.06% | 1,370 | Common | SOLE |
| 98955G103 | — | ZEROFOX HLDGS INC | $192,283 | 0.05% | 126,744 | Common | SOLE |
| 419879101 | HAN | HAWAIIAN HOLDINGS INC | $180,562 | 0.05% | 10,000 | Common | SOLE |
| 75629F109 | RAH | SOCIETAL CDMO INC | $180,524 | 0.05% | 123,400 | Common | SOLE |
| 48203R104 | JNP | JUNIPER NETWORKS INC | $145,579 | 0.04% | 2,900 | Common | SOLE |
| 00809J101 | — | AETHERIUM ACQUISITION CORP | $143,451 | 0.04% | 9,498 | Common | SOLE |
| 13123X508 | CPE* | CALLON PETE CO DEL | $133,110 | 0.04% | 2,748 | Common | SOLE |
| 03676C100 | ATEX | ANTERIX INC | $104,711 | 0.03% | 2,300 | Common | SOLE |
| 05534B760 | BCE | BCE INC | $81,308 | 0.02% | 1,758 | Common | SOLE |
| 65340P106 | NXE | NEXGEN ENERGY LTD | $56,862 | 0.02% | 5,400 | Common | SOLE |
| 14070T102 | CSTRUSD | CAPSTAR FINL HLDGS INC | $55,569 | 0.01% | 2,041 | Common | SOLE |
| 92838J103 | — | VISION SENSING ACQUISITION C | $52,061 | 0.01% | 3,447 | Common | SOLE |
| 104833306 | BRAG | BRAGG GAMING GROUP INC | $39,792 | 0.01% | 4,800 | Common | SOLE |
| 89601Y101 | — | IRIS ACQUISITION CORP | $28,933 | 0.01% | 2,000 | Common | SOLE |
| 318136108 | — | FINTECH ECOSYSTEM DEVE | $25,643 | 0.01% | 1,721 | Common | SOLE |
| 02157M108 | AEAE | ALTENERGY ACQUISITION CORP | $23,303 | 0.01% | 1,536 | Common | SOLE |
| 459867107 | IMAQ | INTERNATIONAL MEDIA ACQUISIT | $15,109 | 0.00% | 981 | Common | SOLE |
| 18915E105 | — | CLOVER LEAF CAPITAL CORP | $14,288 | 0.00% | 879 | Common | SOLE |
| 82836N107 | — | SILVERBOX CORP III | $14,196 | 0.00% | 1,000 | Common | SOLE |
| 26431Q106 | — | DUET ACQUISITION CORP | $4,547 | 0.00% | 305 | Common | SOLE |
| 868153107 | SDPIUSD | SUPERIOR DRILLING PRODS INC | $371 | 0.00% | 300 | Common | SOLE |
| 92259N112 | VLDXW | VELO3D INC | $329 | 0.00% | 5,000 | Common | SOLE |
| G5380J118 | LANV/WS | LANVIN GROUP HOLDINGS LIMITE | $169 | 0.00% | 2,500 | Common | SOLE |
| G50737124 | JWSWF | JAWS MUSTANG ACQUISITION COR | $73 | 0.00% | 250 | Common | SOLE |
| 82836N115 | — | SILVERBOX CORP III | $63 | 0.00% | 332 | Common | SOLE |
| G5870E108 | — | MARS ACQUISITION CORP | $29 | 0.00% | 2 | Common | SOLE |
| Q9225T116 | DCFWQ | TRITIUM DCFC LIMITED | $18 | 0.00% | 333 | Common | SOLE |
| 74738V105 | — | QOMOLANGMA ACQUISITION CORP | $15 | 0.00% | 1 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.