Q2 2024 · 13F-HR
PenderFund Capital Management Ltd.holdings as filed
Filed 2024-08-14 · accession 0001706164-24-000003
$363.9M
Reported value
126
Positions
2024-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 29664WAB1 | ESPR 4 11/15/25 | ESPERION THERAPEUTICS INC NE | $51.9M | 14.3% | 40,429,000 | Common | SOLE |
| 32076VAD5 | AGCN 0.375 01/15/27 | FIRST MAJESTIC SILVER CORP | $43.3M | 11.9% | 38,250,000 | Common | SOLE |
| 05988JAD5 | BAND 0.5 04/01/28 | BANDWIDTH INC | $27.8M | 7.64% | 26,700,000 | Common | SOLE |
| 784730AB9 | SSRMCN 2.5 04/01/39 | SSR MINING IN | $23.6M | 6.49% | 18,987,000 | Common | SOLE |
| 80100R408 | SANG | SANGOMA TECHNOLOGIES CORP | $21.2M | 5.82% | 3,132,633 | Common | SOLE |
| 698884103 | PAR | PAR TECHNOLOGY CORP | $17.3M | 4.75% | 268,309 | Common | SOLE |
| G17977110 | BUR | BURFORD CAP LTD | $13.8M | 3.79% | 771,713 | Common | SOLE |
| 761330AB5 | RVNC 1.75 02/15/27 | REVANCE THERAPEUTICS INC | $11.4M | 3.14% | 12,500,000 | Common | SOLE |
| 12685JAG0 | CABO 1.125 03/15/28 | CABLE ONE INC | $10.3M | 2.82% | 10,000,000 | Common | SOLE |
| 67066V101 | NAD | NUVEEN QUALITY MUNCP INCOME | $10.0M | 2.74% | 619,900 | Common | SOLE |
| 003260106 | PPLT | ABRDN PLATINUM ETF TRUST | $9.4M | 2.58% | 75,000 | Common | SOLE |
| 670657105 | XNEAX | NUVEEN AMT FREE QLTY MUN INC | $8.1M | 2.22% | 515,000 | Common | SOLE |
| 25609L105 | DCBO | DOCEBO INC | $6.2M | 1.71% | 117,820 | Common | SOLE |
| 67070X101 | NZF | NUVEEN MUNICIPAL CREDIT INC | $6.2M | 1.70% | 365,500 | Common | SOLE |
| 14161WAB1 | — | CARDLYTICS INC | $5.7M | 1.58% | 4,500,000 | Common | SOLE |
| 08862EAB5 | BYND 0 03/15/27 | BEYOND MEAT INC | $5.7M | 1.56% | 19,550,000 | Common | SOLE |
| 55955DAB6 | MGNI 0.25 03/15/26 | MAGNITE INC | $5.3M | 1.45% | 4,225,000 | Common | SOLE |
| 45841N107 | IBKR | INTERACTIVE BROKERS GROUP IN | $5.1M | 1.41% | 30,638 | Common | SOLE |
| 95766R104 | WIW | WESTERN AST INFL LKD OPP & I | $5.1M | 1.41% | 439,485 | Common | SOLE |
| 05366Y201 | AVNW | AVIAT NETWORKS INC | $5.1M | 1.40% | 129,524 | Common | SOLE |
| 98954M200 | Z | ZILLOW GROUP INC | $4.8M | 1.31% | 74,947 | Common | SOLE |
| 34984V209 | FET | FORUM ENERGY TECHNOLOGIES IN | $4.6M | 1.26% | 199,122 | Common | SOLE |
| 48251W104 | KKR | KKR & CO INC | $4.5M | 1.24% | 31,420 | Common | SOLE |
| 29975EAD1 | EB 0.75 09/15/26 | EVENTBRITE INC | $4.1M | 1.13% | 3,500,000 | Common | SOLE |
| G21810109 | CLVT | CLARIVATE PLC ORD SHS | $3.9M | 1.08% | 502,800 | Common | SOLE |
| 12685JAE5 | CABO 0 03/15/26 | CABLE ONE INC | $3.8M | 1.05% | 3,175,000 | Common | SOLE |
| 88262P102 | TPL | TEXAS PACIFIC LAND CORPORATI | $3.5M | 0.97% | 3,521 | Common | SOLE |
| 489398107 | KW | KENNEDY-WILSON HOLDINGS INC | $3.5M | 0.97% | 264,660 | Common | SOLE |
| 617477104 | EDD | MORGAN STANLEY EMERGING MKTS | $3.2M | 0.89% | 516,690 | Common | SOLE |
| 11271J107 | BN | BROOKFIELD CORP | $1.4M | 0.37% | 23,940 | Common | SOLE |
| 29978A104 | EVBGEUR | EVERBRIDGE INC | $1.2M | 0.34% | 26,000 | Common | SOLE |
| 67079A102 | — | NUVEI CORPORATION | $1.1M | 0.30% | 24,600 | Common | SOLE |
| 595017104 | MCHP | MICROCHIP TECHNOLOGY INC. | $896,264 | 0.25% | 7,160 | Common | SOLE |
| 24345A507 | — | DECISIONPOINT SYS INC NEW | $895,645 | 0.25% | 64,185 | Common | SOLE |
| 00430HAC6 | — | ACCELERATE DIAGNOSTICS INC | $842,777 | 0.23% | 2,045,144 | Common | SOLE |
| 36168Q104 | GFL | GFL ENVIRONMENTAL INC | $831,168 | 0.23% | 15,600 | Common | SOLE |
| 96684W100 | — | WHOLE EARTH BRANDS INC | $813,804 | 0.22% | 122,400 | Common | SOLE |
| 92347D100 | VERYUSD | VERICITY INC | $796,961 | 0.22% | 50,967 | Common | SOLE |
| 29260Y109 | 0C3 | ENDEAVOR GROUP HLDGS INC | $787,640 | 0.22% | 21,300 | Common | SOLE |
| G0751N103 | ABYEUR | ATLANTICA SUSTAINABLE INFR P | $768,134 | 0.21% | 25,580 | Common | SOLE |
| 638517102 | NWLIEUR | NATIONAL WESTN LIFE GROUP IN | $747,823 | 0.21% | 1,100 | Common | SOLE |
| 845467109 | SWN1EUR | SOUTHWESTERN ENERGY CO | $737,479 | 0.20% | 80,100 | Common | SOLE |
| 056752108 | BIDU | BAIDU INC | $686,192 | 0.19% | 5,800 | Common | SOLE |
| 666807102 | NOC | NORTHROP GRUMMAN CORP | $685,862 | 0.19% | 1,150 | Common | SOLE |
| 049904105 | ATRIUSD | ATRION CORP | $680,842 | 0.19% | 1,100 | Common | SOLE |
| 95766Q106 | XWIAX | WESTERN ASST INFLTN LKD INM | $675,741 | 0.19% | 61,666 | Common | SOLE |
| 44891N208 | IAC | IAC INC | $672,978 | 0.18% | 10,500 | Common | SOLE |
| 868873100 | SU6 | SURMODICS INC | $609,636 | 0.17% | 10,600 | Common | SOLE |
| G52443119 | KVAC | KEEN VISION ACQUISITION CORP | $607,964 | 0.17% | 42,000 | Common | SOLE |
| G38258102 | — | GENERATION ASIA I ACQUISITIO | $606,157 | 0.17% | 39,385 | Common | SOLE |
| 858912108 | SRCLEUR | STERICYCLE INC | $580,531 | 0.16% | 7,300 | Common | SOLE |
| 420877201 | HAYNUSD | HAYNES INTL INC | $578,193 | 0.16% | 7,200 | Common | SOLE |
| 656811106 | NOA | NORTH AMERN CONSTR GROUP LTD | $574,556 | 0.16% | 21,780 | Common | SOLE |
| 577096100 | MTTR* | MATTERPORT INC | $574,216 | 0.16% | 93,900 | Common | SOLE |
| 42234Q102 | HTLFEUR | HEARTLAND FINL USA INC | $553,369 | 0.15% | 9,100 | Common | SOLE |
| M85548101 | SSYS | STRATASYS LTD | $536,479 | 0.15% | 46,740 | Common | SOLE |
| 292562105 | WIREEUR | ENCORE WIRE CORP | $515,453 | 0.14% | 1,300 | Common | SOLE |
| 855244109 | SBUX | STARBUCKS CORP | $514,408 | 0.14% | 4,830 | Common | SOLE |
| 192025104 | — | CODORUS VY BANCORP INC | $496,608 | 0.14% | 15,100 | Common | SOLE |
| 15678U128 | CERE1EUR | CEREVEL THERAPEUTICS HLDNG I | $481,080 | 0.13% | 8,600 | Common | SOLE |
| 73939C106 | — | POWERSCHOOL HOLDINGS INC | $460,379 | 0.13% | 15,030 | Common | SOLE |
| 296006109 | ERO | ERO COPPER CORP | $456,144 | 0.13% | 15,600 | Common | SOLE |
| 85571B105 | STWD | STARWOOD PPTY TR INC | $432,711 | 0.12% | 16,700 | Common | SOLE |
| 13005U101 | — | CALIFORNIA BANCORP INC | $414,724 | 0.11% | 14,100 | Common | SOLE |
| 71375U101 | PRFTUSD | PERFICIENT INC | $409,266 | 0.11% | 4,000 | Common | SOLE |
| 256677105 | DG | DOLLAR GEN CORP NEW | $408,828 | 0.11% | 2,260 | Common | SOLE |
| 418100103 | HCP2EUR | HASHICORP INC | $405,589 | 0.11% | 8,800 | Common | SOLE |
| M97628107 | — | WALKME LTD | $399,434 | 0.11% | 20,900 | Common | SOLE |
| 428567101 | HB6 | HIBBETT INC | $393,715 | 0.11% | 3,300 | Common | SOLE |
| 82710M100 | SILKUSD | SILK RD MED INC COM | $388,417 | 0.11% | 10,500 | Common | SOLE |
| G4790U102 | USAR | INFLECTION PT ACQUISITN CRP | $362,533 | 0.10% | 25,000 | Common | SOLE |
| 03842W105 | AQUC | AQUARON ACQUISITION CORP | $325,366 | 0.09% | 21,700 | Common | SOLE |
| 72814N104 | AGS | PLAYAGS INC | $324,091 | 0.09% | 20,600 | Common | SOLE |
| 69036R863 | OSG1EUR | OVERSEAS SHIPHOLDING GROUP I | $322,510 | 0.09% | 27,800 | Common | SOLE |
| 018522300 | AEBA | ALLETE INC | $322,426 | 0.09% | 3,780 | Common | SOLE |
| 13124Q106 | — | CALLIDITAS THERAPEUTICS AB | $320,042 | 0.09% | 6,000 | Common | SOLE |
| 013091103 | ACI | ALBERTSONS COS INC | $313,420 | 0.09% | 11,600 | Common | SOLE |
| 05465P101 | AXNX* | AXONICS INC | $312,712 | 0.09% | 3,400 | Common | SOLE |
| 42809H107 | HES | HESS CORP | $302,722 | 0.08% | 1,500 | Common | SOLE |
| 016259202 | — | ALIMERA SCIENCES INC | $298,930 | 0.08% | 39,300 | Common | SOLE |
| 90346E103 | SLCAUSD | U S SILICA HLDGS INC | $298,023 | 0.08% | 14,100 | Common | SOLE |
| 00832E103 | AFBI | AFFINITY BANCSHARES INC | $295,827 | 0.08% | 10,200 | Common | SOLE |
| G2283U126 | — | COLOMBIER ACQUISITION CORP I | $284,965 | 0.08% | 20,000 | Common | SOLE |
| 928377100 | VSTOEUR | VISTA OUTDOOR INC | $283,289 | 0.08% | 5,500 | Common | SOLE |
| 680710100 | — | OLINK HLDG AB | $278,863 | 0.08% | 8,000 | Common | SOLE |
| 00974B107 | — | AKILI INC | $270,567 | 0.07% | 454,970 | Common | SOLE |
| G6053N105 | MSSAF | METAL SKY STAR ACQUISITION C | $255,863 | 0.07% | 16,500 | Common | SOLE |
| 148806102 | CTLTEUR | CATALENT INC | $246,161 | 0.07% | 3,200 | Common | SOLE |
| 22677T102 | — | FOCUS IMPACT BH3 ACQUISITION | $234,077 | 0.06% | 16,066 | Common | SOLE |
| 28225C806 | EGAN | EGAIN CORP | $233,075 | 0.06% | 27,000 | Common | SOLE |
| 48203R104 | JNP | JUNIPER NETWORKS INC | $219,468 | 0.06% | 4,400 | Common | SOLE |
| G4619M109 | HSPOF | HORIZON SPACE ACQUSTN I CORP | $204,079 | 0.06% | 13,500 | Common | SOLE |
| 580589109 | MGRC | MCGRATH RENTCORP | $199,699 | 0.05% | 1,370 | Common | SOLE |
| 25703A203 | — | DOMA HOLDINGS INC | $196,142 | 0.05% | 23,620 | Common | SOLE |
| 209034107 | CNSLEUR | CONSOLIDATED COMM HLDGS INC | $195,029 | 0.05% | 32,400 | Common | SOLE |
| 233276104 | DMYY | DMY SQUARED TECHNOLOGY GROUP | $194,523 | 0.05% | 13,264 | Common | SOLE |
| 81948W104 | SHCRUSD | SHARECARE INC | $192,074 | 0.05% | 104,000 | Common | SOLE |
| N0796A100 | ALLGF | ALLEGO N V | $188,993 | 0.05% | 82,231 | Common | SOLE |
| G3728V109 | GANGBUSD | GAN LTD | $173,880 | 0.05% | 86,170 | Common | SOLE |
| 419879101 | HAN | HAWAIIAN HOLDINGS INC | $170,049 | 0.05% | 10,000 | Common | SOLE |
| 00258W108 | — | THE AARONS COMPANY INC | $139,112 | 0.04% | 10,189 | Common | SOLE |
| G4036C114 | — | GRAF GLOBAL CORP | $136,816 | 0.04% | 10,000 | Common | SOLE |
| 03676C100 | ATEX | ANTERIX INC | $108,322 | 0.03% | 2,000 | Common | SOLE |
| 74841A105 | QETA | QUETTA ACQUISITION CORP | $87,717 | 0.02% | 6,195 | Common | SOLE |
| 74319B502 | PROF | PROFOUND MED CORP | $85,556 | 0.02% | 7,300 | Common | SOLE |
| 05534B760 | BCE | BCE INC | $77,897 | 0.02% | 1,758 | Common | SOLE |
| 00768Y453 | MSOS | ADVISORSHARES TR | $72,200 | 0.02% | 7,200 | Common | SOLE |
| 124420100 | BYNO | BYNORDIC ACQUISITION CORP | $68,098 | 0.02% | 4,409 | Common | SOLE |
| 81211K100 | SDA | SEALED AIR CORP NEW | $57,113 | 0.02% | 1,200 | Common | SOLE |
| 459867107 | IMAQ | INTERNATIONAL MEDIA ACQUISIT | $52,052 | 0.01% | 3,280 | Common | SOLE |
| 65340P106 | NXE | NEXGEN ENERGY LTD | $51,516 | 0.01% | 5,400 | Common | SOLE |
| 53229C107 | LSPD | LIGHTSPEED COMMERCE INC | $44,880 | 0.01% | 2,400 | Common | SOLE |
| 95766A101 | XEMDX | WESTERN ASSET EMERGING MKTS | $40,731 | 0.01% | 3,198 | Common | SOLE |
| 950415109 | — | WELSBACH TECH METALS ACQU CO | $31,861 | 0.01% | 2,100 | Common | SOLE |
| 18915E105 | — | CLOVER LEAF CAPITAL CORP | $14,671 | 0.00% | 879 | Common | SOLE |
| 82836N107 | — | SILVERBOX CORP III | $14,501 | 0.00% | 1,000 | Common | SOLE |
| 26431Q106 | — | DUET ACQUISITION CORP | $4,663 | 0.00% | 305 | Common | SOLE |
| G8656T109 | TLGYF | TLGY ACQUISITION CORPORATION | $2,762 | 0.00% | 177 | Common | SOLE |
| 674215207 | CHRD | CHORD ENERGY CORPORATION | $1,835 | 0.00% | 8 | Common | SOLE |
| 868153107 | SDPIUSD | SUPERIOR DRILLING PRODS INC | $534 | 0.00% | 300 | Common | SOLE |
| 74738V105 | — | QOMOLANGMA ACQUISITION CORP | $461 | 0.00% | 32 | Common | SOLE |
| G2476C107 | CDAQF | COMPASS DIGITAL ACQUISITN CO | $104 | 0.00% | 7 | Common | SOLE |
| G5380J118 | LANV/WS | LANVIN GROUP HOLDINGS LIMITE | $103 | 0.00% | 2,500 | Common | SOLE |
| 92259N112 | VLDXW | VELO3D INC | $96 | 0.00% | 5,000 | Common | SOLE |
| 82836N115 | — | SILVERBOX CORP III | $65 | 0.00% | 333 | Common | SOLE |
| G50737124 | JWSWF | JAWS MUSTANG ACQUISITION COR | $37 | 0.00% | 250 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.