Q4 2024 · 13F-HR
PenderFund Capital Management Ltd.holdings as filed
Filed 2025-02-14 · accession 0001706164-25-000001
$465.4M
Reported value
129
Positions
2024-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 32076VAD5 | AGCN 0.375 01/15/27 | FIRST MAJESTIC SILVER CORP | $46.2M | 9.93% | 37,650,000 | Common | SOLE |
| 80100R408 | SANG | SANGOMA TECHNOLOGIES CORP | $35.5M | 7.63% | 3,548,733 | Common | SOLE |
| 761330AB5 | RVNC 1.75 02/15/27 | REVANCE THERAPEUTICS INC | $34.5M | 7.42% | 24,950,000 | Common | SOLE |
| 26441CBY0 | DUK 4.125 04/15/26 | DUKE ENERGY CORP NEW | $32.9M | 7.06% | 22,000,000 | Common | SOLE |
| 784730AB9 | SSRMCN 2.5 04/01/39 | SSR MINING IN | $30.4M | 6.52% | 21,987,000 | Common | SOLE |
| 003260106 | PPLT | ABRDN PLATINUM ETF TRUST | $29.8M | 6.41% | 250,000 | Common | SOLE |
| 29446YAC0 | EQXCN 4.75 10/15/28 | EQUINOX GOLD CORP | $25.4M | 5.47% | 15,999,000 | Common | SOLE |
| 698884103 | PAR | PAR TECHNOLOGY CORP | $24.7M | 5.31% | 236,509 | Common | SOLE |
| G17977110 | BUR | BURFORD CAP LTD | $14.1M | 3.04% | 771,713 | Common | SOLE |
| 05988JAD5 | BAND 0.5 04/01/28 | BANDWIDTH INC | $13.3M | 2.85% | 11,500,000 | Common | SOLE |
| 08862EAB5 | BYND 0 03/15/27 | BEYOND MEAT INC | $13.1M | 2.81% | 58,050,000 | Common | SOLE |
| 225447AD3 | WOLF 1.75 05/01/26 | WOLFSPEED INC | $12.7M | 2.74% | 9,929,000 | Common | SOLE |
| 14161WAB1 | — | CARDLYTICS INC | $11.7M | 2.52% | 9,018,000 | Common | SOLE |
| 95766R104 | WIW | WESTERN AST INFL LKD OPP & I | $11.3M | 2.43% | 953,094 | Common | SOLE |
| 25609L105 | DCBO | DOCEBO INC | $9.8M | 2.10% | 151,920 | Common | SOLE |
| 53229C107 | LSPD | LIGHTSPEED COMMERCE INC | $8.2M | 1.77% | 374,800 | Common | SOLE |
| 98954M200 | Z | ZILLOW GROUP INC | $8.0M | 1.71% | 74,947 | Common | SOLE |
| 55955DAB6 | MGNI 0.25 03/15/26 | MAGNITE INC | $5.7M | 1.22% | 4,225,000 | Common | SOLE |
| 67066V101 | NAD | NUVEEN QUALITY MUNCP INCOME | $5.6M | 1.21% | 335,000 | Common | SOLE |
| 56600D107 | MRVI | MARAVAI LIFESCIENCES HLDGS I | $4.5M | 0.98% | 580,300 | Common | SOLE |
| 29975EAD1 | EB 0.75 09/15/26 | EVENTBRITE INC | $4.5M | 0.96% | 3,500,000 | Common | SOLE |
| 34984V209 | FET | FORUM ENERGY TECHNOLOGIES IN | $4.4M | 0.95% | 199,122 | Common | SOLE |
| 670657105 | XNEAX | NUVEEN AMT FREE QLTY MUN INC | $4.3M | 0.92% | 265,000 | Common | SOLE |
| 12685JAE5 | CABO 0 03/15/26 | CABLE ONE INC | $4.3M | 0.91% | 3,175,000 | Common | SOLE |
| 60855R100 | MOH | MOLINA HEALTHCARE INC | $4.2M | 0.90% | 10,031 | Common | SOLE |
| 46333XAH1 | IRWD 1.5 06/15/26 | IRONWOOD PHARMACEUTICALS IN | $4.0M | 0.85% | 3,000,000 | Common | SOLE |
| G21810109 | CLVT | CLARIVATE PLC | $3.9M | 0.83% | 531,100 | Common | SOLE |
| 489398107 | KW | KENNEDY-WILSON HOLDINGS INC | $3.8M | 0.82% | 265,362 | Common | SOLE |
| 48251W104 | KKR | KKR & CO INC | $3.7M | 0.79% | 17,320 | Common | SOLE |
| 428291108 | HXL | HEXCEL CORP NEW | $2.8M | 0.61% | 31,348 | Common | SOLE |
| 45841N107 | IBKR | INTERACTIVE BROKERS GROUP IN | $2.5M | 0.55% | 10,038 | Common | SOLE |
| 88262P102 | TPL | TEXAS PACIFIC LAND CORPORATI | $2.4M | 0.51% | 1,500 | Common | SOLE |
| 296006109 | ERO | ERO COPPER CORP | $2.4M | 0.51% | 122,656 | Common | SOLE |
| 86745KAF1 | NOVA 0.25 12/01/26 | SUNNOVA ENERGY INTL INC. | $2.2M | 0.46% | 2,500,000 | Common | SOLE |
| 11271J107 | BN | BROOKFIELD CORP | $2.0M | 0.42% | 23,740 | Common | SOLE |
| 595017104 | MCHP | MICROCHIP TECHNOLOGY INC. | $1.3M | 0.29% | 16,360 | Common | SOLE |
| 570535104 | MKL | MARKEL GROUP INC | $1.3M | 0.27% | 504 | Common | SOLE |
| 00430HAC6 | — | ACCELERATE DIAGNOSTICS INC | $1.2M | 0.25% | 2,045,144 | Common | SOLE |
| 44267T102 | HHH | HOWARD HUGHES HOLDINGS INC | $1.1M | 0.23% | 9,600 | Common | SOLE |
| 44891N208 | IAC | IAC INC | $998,387 | 0.21% | 16,100 | Common | SOLE |
| 83200N103 | SMARGBP | SMARTSHE | $958,259 | 0.21% | 11,900 | Common | SOLE |
| 036752103 | ELV | ELEVANCE HEALTH INC | $954,496 | 0.21% | 1,800 | Common | SOLE |
| 666807102 | NOC | NORTHROP GRUMMAN CORP | $944,413 | 0.20% | 1,400 | Common | SOLE |
| 372303206 | GMAB | GENMAB A/S | $932,987 | 0.20% | 31,100 | Common | SOLE |
| 067806109 | BUSD | BARNES GROUP INC | $910,314 | 0.20% | 13,400 | Common | SOLE |
| G5S86M100 | LPAA | LAUNCH ONE ACQUISITION CORP | $865,920 | 0.19% | 60,000 | Common | SOLE |
| 05368M106 | PPHMEUR | AVID BIOSERVICES INC | $836,561 | 0.18% | 47,200 | Common | SOLE |
| G3075P101 | ESGRUSD | ENSTAR GROUP LIMITED | $834,026 | 0.18% | 1,800 | Common | SOLE |
| 98983V106 | ZUOUSD | ZUORA INC | $809,883 | 0.17% | 56,796 | Common | SOLE |
| 563420108 | — | MANITEX INTL INC | $800,657 | 0.17% | 96,200 | Common | SOLE |
| 10921T101 | BCOVUSD | BRIGHTCOVE INC | $795,318 | 0.17% | 126,900 | Common | SOLE |
| 05875B106 | TRWHUSD | BALLYS CORPORATION | $785,150 | 0.17% | 30,600 | Common | SOLE |
| 855244109 | SBUX | STARBUCKS CORP | $777,822 | 0.17% | 5,930 | Common | SOLE |
| 00922R105 | ATSG* | AIR TRANSPORT SERVICES GRP I | $767,413 | 0.16% | 24,300 | Common | SOLE |
| 30034T103 | G2C | EVERI HLDGS INC | $767,322 | 0.16% | 39,600 | Common | SOLE |
| 69526K105 | PTVEUSD | PACTIV EVERGREEN INC | $733,697 | 0.16% | 29,200 | Common | SOLE |
| 81374A105 | 07S | SECUREWORKS CORP | $709,353 | 0.15% | 58,400 | Common | SOLE |
| 95766Q106 | XWIAX | WESTERN ASST INFLTN LKD INM | $709,134 | 0.15% | 61,666 | Common | SOLE |
| 913837100 | — | UNIVERSAL STAINLESS & ALLOY | $687,834 | 0.15% | 10,900 | Common | SOLE |
| 227483104 | CCRN | CROSS CTRY HEALTHCARE INC | $667,181 | 0.14% | 25,700 | Common | SOLE |
| 457679108 | — | INNOVID CORP | $657,375 | 0.14% | 148,000 | Common | SOLE |
| 60938K304 | — | MONEYLION INC | $595,449 | 0.13% | 4,800 | Common | SOLE |
| 74316X101 | PFIEEUR | PROFIRE ENERGY INC | $590,518 | 0.13% | 161,736 | Common | SOLE |
| 018522300 | AEBA | ALLETE INC | $583,427 | 0.13% | 6,280 | Common | SOLE |
| 86614U100 | 7SU | SUMMIT MATLS INC | $581,190 | 0.12% | 8,000 | Common | SOLE |
| 72814N104 | AGS | PLAYAGS INC | $576,921 | 0.12% | 34,900 | Common | SOLE |
| 006351308 | AEUSD | ADAMS RES & ENERGY INC | $561,556 | 0.12% | 10,496 | Common | SOLE |
| G9R16L100 | VMCAF | VALUENCE MERGER CORP I | $554,145 | 0.12% | 33,435 | Common | SOLE |
| M85548101 | SSYS | STRATASYS LTD | $458,952 | 0.10% | 35,940 | Common | SOLE |
| G43658106 | IMSR | HCM II ACQUISITION CORP | $432,097 | 0.09% | 30,000 | Common | SOLE |
| 947890109 | WBS | WEBSTER FINL CORP | $425,693 | 0.09% | 5,363 | Common | SOLE |
| 290846401 | EMKRUSD | EMCORE CORP | $393,705 | 0.08% | 91,297 | Common | SOLE |
| 413160102 | HLIT | HARMONIC INC | $391,018 | 0.08% | 20,561 | Common | SOLE |
| 418100103 | HCP2EUR | HASHICORP INC | $388,484 | 0.08% | 7,900 | Common | SOLE |
| 76131N101 | ROICUSD | RETAIL OPPORTUNITY INVTS COR | $377,242 | 0.08% | 15,100 | Common | SOLE |
| 703395103 | PDCOEUR | PATTERSON COS INC | $363,632 | 0.08% | 8,200 | Common | SOLE |
| G8431T101 | SIMA | SIM ACQUISITION CORP. I | $360,620 | 0.08% | 25,000 | Common | SOLE |
| G93Y09107 | — | VINE HILL CAP INVT CORP. | $360,081 | 0.08% | 25,000 | Common | SOLE |
| 42234Q102 | HTLFEUR | HEARTLAND FINL USA INC | $352,808 | 0.08% | 4,000 | Common | SOLE |
| 03842W105 | AQUC | AQUARON ACQUISITION CORP | $351,964 | 0.08% | 21,901 | Common | SOLE |
| 74052F108 | — | PREMIER FINANCIAL CORP | $351,090 | 0.08% | 9,500 | Common | SOLE |
| 466313103 | JBL | JABIL INC | $345,231 | 0.07% | 1,669 | Common | SOLE |
| 00832E103 | AFBI | AFFINITY BANCSHARES INC | $288,295 | 0.06% | 9,200 | Common | SOLE |
| 88145X108 | TBNKUSD | TERRITORIAL BANCORP INC | $283,924 | 0.06% | 20,300 | Common | SOLE |
| 42809H107 | HES | HESS CORP | $281,834 | 0.06% | 1,500 | Common | SOLE |
| 91854V206 | — | VACASA INC | $273,288 | 0.06% | 38,800 | Common | SOLE |
| 828363101 | SIL1EUR | SILVERCREST METALS INC | $270,545 | 0.06% | 21,100 | Common | SOLE |
| 48203R104 | JNP | JUNIPER NETWORKS INC | $246,968 | 0.05% | 4,600 | Common | SOLE |
| 50216C108 | LYTS | LSI INDS INC OHIO | $244,845 | 0.05% | 8,771 | Common | SOLE |
| P31076105 | CPA | COPA HOLDINGS | $235,466 | 0.05% | 1,864 | Common | SOLE |
| 05591L107 | — | BM TECHNOLOGIES INC | $233,813 | 0.05% | 33,400 | Common | SOLE |
| 233276104 | DMYY | DMY SQUARED TECHNOLOGY GROUP | $202,103 | 0.04% | 13,264 | Common | SOLE |
| 35909D109 | FYBR | FRONTIER COMMUNICATIONS PARE | $199,518 | 0.04% | 4,000 | Common | SOLE |
| 31620R303 | FNF | FIDELITY NATIONAL FINANCIAL FNF GROUP | $182,217 | 0.04% | 2,258 | Common | SOLE |
| 784933103 | SGRP | SPAR GROUP INC | $164,577 | 0.04% | 60,900 | Common | SOLE |
| G4491L104 | CEPN | CANTOR EQUITY PARTNERS INC | $148,345 | 0.03% | 10,000 | Common | SOLE |
| G4036C106 | GRAF | GRAF GLOBAL CORP | $144,823 | 0.03% | 10,000 | Common | SOLE |
| 74841A105 | QETA | QUETTA ACQUISITION CORP | $94,215 | 0.02% | 6,195 | Common | SOLE |
| 74319B502 | PROF | PROFOUND MED CORP | $93,906 | 0.02% | 9,400 | Common | SOLE |
| 91829F104 | VOXXGUSD | VOXX INTL CORP | $93,101 | 0.02% | 8,800 | Common | SOLE |
| 05366Y201 | AVNW | AVIAT NETWORKS INC | $93,022 | 0.02% | 3,700 | Common | SOLE |
| 617477104 | EDD | MORGAN STANLEY EMERGING MKTS | $92,317 | 0.02% | 14,146 | Common | SOLE |
| 03676C100 | ATEX | ANTERIX INC | $87,713 | 0.02% | 2,000 | Common | SOLE |
| 65340P106 | NXE | NEXGEN ENERGY LTD | $76,640 | 0.02% | 8,000 | Common | SOLE |
| 37637K108 | GTLB | GITLAB INC | $73,056 | 0.02% | 900 | Common | SOLE |
| G93A7H104 | VACH | VOYAGER ACQUISITION CORP | $72,016 | 0.02% | 5,000 | Common | SOLE |
| M6191J100 | FROG | JFROG LTD | $63,672 | 0.01% | 1,500 | Common | SOLE |
| 82933R308 | — | SINGULAR GENOMICS SYSTEMS I | $59,337 | 0.01% | 2,105 | Common | SOLE |
| 343412102 | FLR | FLUOR CORP NEW | $12,407 | 0.00% | 175 | Common | SOLE |
| 03674X106 | AR | ANTERO RESOURCES CORP | $12,092 | 0.00% | 240 | Common | SOLE |
| G16234109 | — | BROOKFIELD BUSINESS PARTNERS | $10,707 | 0.00% | 316 | Common | SOLE |
| G3922B107 | G | GENPACT LIMITED | $10,619 | 0.00% | 172 | Common | SOLE |
| 25401T603 | DBRG | DIGITALBRIDGE GROUP INC | $10,329 | 0.00% | 637 | Common | SOLE |
| 256746108 | DLTR | DOLLAR TREE INC | $10,234 | 0.00% | 95 | Common | SOLE |
| 750917106 | RMBS | RAMBUS INC DEL | $9,878 | 0.00% | 130 | Common | SOLE |
| 92343E102 | VRSN | VERISIGN INC | $8,627 | 0.00% | 29 | Common | SOLE |
| 465741106 | ITRI | ITRON INC | $7,804 | 0.00% | 50 | Common | SOLE |
| 518439104 | EL | LAUDER ESTEE COS INC | $7,652 | 0.00% | 71 | Common | SOLE |
| 98379L100 | XPEL | XPEL INC | $7,521 | 0.00% | 131 | Common | SOLE |
| 55305B101 | MHO | M/I HOMES INC | $6,880 | 0.00% | 36 | Common | SOLE |
| G5S86M126 | LPAAW | LAUNCH ONE ACQUISITION CORP | $4,961 | 0.00% | 30,000 | Common | SOLE |
| G43658122 | IMSRW | HCM II ACQUISITION CORP | $2,909 | 0.00% | 15,000 | Common | SOLE |
| G93Y09115 | VCICW | VINE HILL CAP INVT CORP. | $2,875 | 0.00% | 12,500 | Common | SOLE |
| G8431T119 | SIMAW | SIM ACQUISITION C | $2,174 | 0.00% | 12,499 | Common | SOLE |
| 69882P102 | PPYA | PAPAYA GRWT OPPORTUNITY CORP | $1,617 | 0.00% | 100 | Common | SOLE |
| G4036C122 | GRAF/WS | GRAF GLOBAL CORP | $1,042 | 0.00% | 5,000 | Common | SOLE |
| 95766A101 | XEMDX | WESTERN ASSET EMERGING MKTS | $387 | 0.00% | 28 | Common | SOLE |
| G93A7H112 | VACHW | VOYAGER ACQUISITION CORP | $383 | 0.00% | 2,500 | Common | SOLE |
| G5380J118 | LANV/WS | LANVIN GROUP HOLDINGS LIMITE | $144 | 0.00% | 2,500 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.