Q3 2024 · 13F-HR
PenderFund Capital Management Ltd.holdings as filed
Filed 2024-11-14 · accession 0001706164-24-000007
$434.2M
Reported value
137
Positions
2024-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 29664WAB1 | ESPR 4 11/15/25 | ESPERION THERAPEUTICS INC NE | $52.9M | 12.2% | 40,429,000 | Common | SOLE |
| 32076VAD5 | AGCN 0.375 01/15/27 | FIRST MAJESTIC SILVER CORP | $44.9M | 10.3% | 37,650,000 | Common | SOLE |
| 29446YAC0 | EQXCN 4.75 10/15/28 | EQUINOX GOLD CORP | $28.6M | 6.59% | 16,939,000 | Common | SOLE |
| 761330AB5 | RVNC 1.75 02/15/27 | REVANCE THERAPEUTICS INC | $24.9M | 5.73% | 21,450,000 | Common | SOLE |
| 784730AB9 | SSRMCN 2.5 04/01/39 | SSR MINING IN | $24.0M | 5.54% | 18,987,000 | Common | SOLE |
| 80100R408 | SANG | SANGOMA TECHNOLOGIES CORP | $23.5M | 5.42% | 3,140,233 | Common | SOLE |
| 05988JAD5 | BAND 0.5 04/01/28 | BANDWIDTH INC | $22.6M | 5.20% | 21,250,000 | Common | SOLE |
| 698884103 | PAR | PAR TECHNOLOGY CORP | $18.2M | 4.19% | 258,009 | Common | SOLE |
| 003260106 | PPLT | ABRDN PLATINUM ETF TRUST | $15.2M | 3.50% | 125,000 | Common | SOLE |
| G17977110 | BUR | BURFORD CAP LTD | $13.8M | 3.19% | 771,713 | Common | SOLE |
| 95766R104 | WIW | WESTERN AST INFL LKD OPP & I | $11.4M | 2.62% | 953,094 | Common | SOLE |
| 67066V101 | NAD | NUVEEN QUALITY MUNCP INCOME | $9.8M | 2.26% | 585,000 | Common | SOLE |
| 08862EAB5 | BYND 0 03/15/27 | BEYOND MEAT INC | $9.1M | 2.09% | 39,550,000 | Common | SOLE |
| 670657105 | XNEAX | NUVEEN AMT FREE QLTY MUN INC | $8.3M | 1.92% | 515,000 | Common | SOLE |
| 25609L105 | DCBO | DOCEBO INC | $7.0M | 1.62% | 117,820 | Common | SOLE |
| 67070X101 | NZF | NUVEEN MUNICIPAL CREDIT INC | $6.5M | 1.49% | 365,500 | Common | SOLE |
| 98954M200 | Z | ZILLOW GROUP INC | $6.5M | 1.49% | 74,947 | Common | SOLE |
| 14161WAB1 | — | CARDLYTICS INC | $5.6M | 1.29% | 4,500,000 | Common | SOLE |
| 12685JAG0 | CABO 1.125 03/15/28 | CABLE ONE INC | $5.5M | 1.26% | 5,000,000 | Common | SOLE |
| 55955DAB6 | MGNI 0.25 03/15/26 | MAGNITE INC | $5.3M | 1.23% | 4,225,000 | Common | SOLE |
| G21810109 | CLVT | CLARIVATE PLC | $4.8M | 1.11% | 502,800 | Common | SOLE |
| 848577AB8 | SAVE 1 05/15/26 | SPIRIT AIRLS INC | $4.6M | 1.07% | 10,850,000 | Common | SOLE |
| 48251W104 | KKR | KKR & CO INC | $4.4M | 1.01% | 24,720 | Common | SOLE |
| 34984V209 | FET | FORUM ENERGY TECHNOLOGIES IN | $4.2M | 0.96% | 199,122 | Common | SOLE |
| 296006109 | ERO | ERO COPPER CORP | $4.1M | 0.95% | 137,700 | Common | SOLE |
| 29975EAD1 | EB 0.75 09/15/26 | EVENTBRITE INC | $4.1M | 0.95% | 3,500,000 | Common | SOLE |
| 489398107 | KW | KENNEDY-WILSON HOLDINGS INC | $4.0M | 0.91% | 264,660 | Common | SOLE |
| 12685JAE5 | CABO 0 03/15/26 | CABLE ONE INC | $4.0M | 0.91% | 3,175,000 | Common | SOLE |
| 45841N107 | IBKR | INTERACTIVE BROKERS GROUP IN | $3.8M | 0.87% | 20,038 | Common | SOLE |
| 88262P102 | TPL | TEXAS PACIFIC LAND CORPORATI | $3.7M | 0.86% | 3,121 | Common | SOLE |
| 46333XAH1 | IRWD 1.5 06/15/26 | IRONWOOD PHARMACEUTICALS INC | $3.6M | 0.83% | 3,000,000 | Common | SOLE |
| 11271J107 | BN | BROOKFIELD CORP | $1.7M | 0.39% | 23,740 | Common | SOLE |
| 595017104 | MCHP | MICROCHIP TECHNOLOGY INC. | $1.3M | 0.29% | 11,660 | Common | SOLE |
| 44891N208 | IAC | IAC INC | $1.2M | 0.27% | 16,100 | Common | SOLE |
| 00430HAC6 | — | ACCELERATE DIAGNOSTICS INC | $1.1M | 0.26% | 2,045,144 | Common | SOLE |
| 67079A102 | — | NUVEI CORPORATION | $1.1M | 0.26% | 24,600 | Common | SOLE |
| G0751N103 | ABYEUR | ATLANTICA SUSTAINABLE INFR P | $1.1M | 0.24% | 35,680 | Common | SOLE |
| 36168Q104 | GFL | GFL ENVIRONMENTAL INC | $1.0M | 0.24% | 19,000 | Common | SOLE |
| 056752108 | BIDU | BAIDU INC | $1.0M | 0.23% | 7,100 | Common | SOLE |
| 44267T102 | HHH | HOWARD HUGHES HOLDINGS INC | $1.0M | 0.23% | 9,600 | Common | SOLE |
| 666807102 | NOC | NORTHROP GRUMMAN CORP | $999,864 | 0.23% | 1,400 | Common | SOLE |
| 29404K106 | ENVUSD | ENVESTNET INC | $999,347 | 0.23% | 11,800 | Common | SOLE |
| 77634L105 | RCM1USD | R1 RCM INC | $998,456 | 0.23% | 52,100 | Common | SOLE |
| 73939C106 | — | POWERSCHOOL HOLDINGS INC | $963,426 | 0.22% | 31,230 | Common | SOLE |
| 46564T107 | ITIEUR | ITERIS INC NEW | $961,787 | 0.22% | 99,600 | Common | SOLE |
| G5S86M118 | LPAAU | LAUNCH ONE ACQUISITION CORP | $847,580 | 0.20% | 60,000 | Common | SOLE |
| 30034T103 | G2C | EVERI HLDGS INC | $801,481 | 0.18% | 45,100 | Common | SOLE |
| 00191G103 | — | ARC DOCUMENT SOLUTIONS INC | $799,517 | 0.18% | 174,900 | Common | SOLE |
| 858912108 | SRCLEUR | STERICYCLE INC | $791,995 | 0.18% | 9,600 | Common | SOLE |
| 71375U101 | PRFTUSD | PERFICIENT INC | $787,366 | 0.18% | 7,713 | Common | SOLE |
| 855244109 | SBUX | STARBUCKS CORP | $781,873 | 0.18% | 5,930 | Common | SOLE |
| 845467109 | SWN1EUR | SOUTHWESTERN ENERGY CO | $770,235 | 0.18% | 80,100 | Common | SOLE |
| 71639T106 | PETQEUR | PETIQ INC | $736,583 | 0.17% | 17,700 | Common | SOLE |
| 563420108 | — | MANITEX INTL INC | $732,495 | 0.17% | 96,200 | Common | SOLE |
| 457790103 | — | INSTRUCTURE HLDGS INC | $722,999 | 0.17% | 22,700 | Common | SOLE |
| 05875B106 | TRWHUSD | BALLYS CORPORATION | $713,891 | 0.16% | 30,600 | Common | SOLE |
| 95766Q106 | XWIAX | WESTERN ASST INFLTN LKD INM | $713,072 | 0.16% | 61,666 | Common | SOLE |
| 00258W108 | — | THE AARONS COMPANY INC | $666,519 | 0.15% | 49,530 | Common | SOLE |
| G3075P101 | ESGRUSD | ENSTAR GROUP LIMITED | $652,402 | 0.15% | 1,500 | Common | SOLE |
| G52443119 | KVAC | KEEN VISION ACQUISITION CORP | $611,199 | 0.14% | 42,000 | Common | SOLE |
| 81948W104 | SHCRUSD | SHARECARE IN | $606,871 | 0.14% | 316,000 | Common | SOLE |
| 87968A104 | TELLEUR | TELLURIAN INC NEW | $600,517 | 0.14% | 458,700 | Common | SOLE |
| G38258102 | — | GENERATION ASIA I ACQUISITIO | $596,582 | 0.14% | 39,385 | Common | SOLE |
| 868873100 | SU6 | SURMODICS INC | $582,173 | 0.13% | 11,100 | Common | SOLE |
| 15673X200 | — | CEPTON INC | $566,597 | 0.13% | 134,276 | Common | SOLE |
| M85548101 | SSYS | STRATASYS LTD | $525,304 | 0.12% | 46,740 | Common | SOLE |
| 05105P107 | AUGX | AUGMEDIX INC | $512,739 | 0.12% | 161,327 | Common | SOLE |
| 368036109 | — | GATOS SILVER INC | $501,716 | 0.12% | 24,600 | Common | SOLE |
| 418100103 | HCP2EUR | HASHICORP INC | $499,154 | 0.11% | 10,900 | Common | SOLE |
| 013091103 | ACI | ALBERTSONS COS INC | $479,871 | 0.11% | 19,200 | Common | SOLE |
| 85571B105 | STWD | STARWOOD PPTY TR INC | $460,301 | 0.11% | 16,700 | Common | SOLE |
| 72814N104 | AGS | PLAYAGS INC | $431,323 | 0.10% | 28,000 | Common | SOLE |
| 928377100 | VSTOEUR | VISTA OUTDOOR INC | $415,964 | 0.10% | 7,850 | Common | SOLE |
| G43658114 | — | HCM II ACQUISITION CORP | $405,329 | 0.09% | 30,000 | Common | SOLE |
| 420877201 | HAYNUSD | HAYNES INTL INC | $402,624 | 0.09% | 5,000 | Common | SOLE |
| 92240M108 | VGREUR | VECTOR GROUP LTD | $401,553 | 0.09% | 19,900 | Common | SOLE |
| G7258M108 | — | PROPERTYGURU GROUP LTD | $400,498 | 0.09% | 44,800 | Common | SOLE |
| 00832E103 | AFBI | AFFINITY BANCSHARES INC | $400,374 | 0.09% | 13,827 | Common | SOLE |
| 42234Q102 | HTLFEUR | HEARTLAND FINL USA INC | $398,756 | 0.09% | 5,200 | Common | SOLE |
| G9R16L100 | VMCAF | VALUENCE MERGER CORP I | $395,916 | 0.09% | 25,400 | Common | SOLE |
| 413160102 | HLIT | HARMONIC INC | $394,104 | 0.09% | 20,000 | Common | SOLE |
| G4790U102 | USAR | INFLECTION PT ACQUISITN CRP | $363,133 | 0.08% | 25,000 | Common | SOLE |
| G8431T127 | SIMAU | SIM ACQUISITION CORP. I | $339,465 | 0.08% | 25,000 | Common | SOLE |
| G93Y09123 | VCICU | VINE HILL CAP INVT CORP. | $338,112 | 0.08% | 25,000 | Common | SOLE |
| 018522300 | AEBA | ALLETE INC | $328,156 | 0.08% | 3,780 | Common | SOLE |
| 947890109 | WBS | WEBSTER FINL CORP | $327,796 | 0.08% | 5,200 | Common | SOLE |
| 03842W105 | AQUC | AQUARON ACQUISITION CORP | $320,482 | 0.07% | 21,700 | Common | SOLE |
| 05465P101 | AXNX* | AXONICS INC | $320,044 | 0.07% | 3,400 | Common | SOLE |
| 428291108 | HXL | HEXCEL CORP NEW | $317,764 | 0.07% | 3,800 | Common | SOLE |
| 83200N103 | SMARGBP | SMARTSHEET INC | $299,487 | 0.07% | 4,000 | Common | SOLE |
| 577096100 | MTTR* | MATTERPORT INC | $287,260 | 0.07% | 47,200 | Common | SOLE |
| 784933103 | SGRP | SPAR GROUP INC | $285,624 | 0.07% | 86,200 | Common | SOLE |
| G19305112 | RENEF | CARTESIAN GROWTH CORP II | $285,183 | 0.07% | 18,400 | Common | SOLE |
| G2283U126 | — | COLOMBIER ACQUISITION CORP I | $281,039 | 0.06% | 20,000 | Common | SOLE |
| 42809H107 | HES | HESS CORP | $275,494 | 0.06% | 1,500 | Common | SOLE |
| 466313103 | JBL | JABIL INC | $259,303 | 0.06% | 1,600 | Common | SOLE |
| G6053N105 | MSSAF | METAL SKY STAR ACQUISITION C | $253,726 | 0.06% | 16,500 | Common | SOLE |
| 60855R100 | MOH | MOLINA HEALTHCARE INC | $233,000 | 0.05% | 500 | Common | SOLE |
| 48203R104 | JNP | JUNIPER NETWORKS INC | $231,961 | 0.05% | 4,400 | Common | SOLE |
| P31076105 | CPA | COPA HOLDINGS SA | $228,445 | 0.05% | 1,800 | Common | SOLE |
| 761330109 | RVNCEUR | REVANCE THERAPEUTICS INC | $211,278 | 0.05% | 30,100 | Common | SOLE |
| G4619M109 | HSPOF | HORIZON SPACE ACQUSTN I CORP | $204,613 | 0.05% | 13,500 | Common | SOLE |
| G44525106 | — | PEARL HOLDINGS ACQUISITN COR | $196,029 | 0.05% | 12,479 | Common | SOLE |
| 233276104 | DMYY | DMY SQUARED TECHNOLOGY GROUP | $192,484 | 0.04% | 13,264 | Common | SOLE |
| 256746108 | DLTR | DOLLAR TREE INC | $190,209 | 0.04% | 2,000 | Common | SOLE |
| 50216C108 | LYTS | LSI INDS INC OHIO | $183,473 | 0.04% | 8,400 | Common | SOLE |
| 31620R303 | FNF | FIDELITY NATIONAL FINANCIAL FNF GROUP | $176,259 | 0.04% | 2,100 | Common | SOLE |
| 66718N103 | — | NORTHVIEW ACQUISITION CORP | $171,189 | 0.04% | 10,610 | Common | SOLE |
| 171604101 | CHUYUSD | CHUYS HLDGS INC | $146,687 | 0.03% | 2,900 | Common | SOLE |
| G4036C114 | — | GRAF GLOBAL CORP | $138,829 | 0.03% | 10,000 | Common | SOLE |
| G4491L104 | CEPN | CANTOR EQUITY PARTNERS INC | $135,515 | 0.03% | 10,000 | Common | SOLE |
| G2061X102 | CBRRF | CHAIN BRIDGE I | $108,153 | 0.02% | 7,102 | Common | SOLE |
| 03676C100 | ATEX | ANTERIX INC | $101,867 | 0.02% | 2,000 | Common | SOLE |
| 74319B502 | PROF | PROFOUND MED CORP | $101,144 | 0.02% | 9,400 | Common | SOLE |
| 617477104 | EDD | MORGAN STANLEY EMERGING MKTS | $96,424 | 0.02% | 14,146 | Common | SOLE |
| 74841A105 | QETA | QUETTA ACQUISITION CORP | $87,219 | 0.02% | 6,195 | Common | SOLE |
| 53229C107 | LSPD | LIGHTSPEED COMMERCE INC | $82,510 | 0.02% | 3,700 | Common | SOLE |
| 88546E105 | TWKSEUR | THOUGHTWORKS HOLDING INC | $82,052 | 0.02% | 13,726 | Common | SOLE |
| 04845A108 | — | ATLANTIC COASTAL AQSTN CORP | $78,661 | 0.02% | 5,193 | Common | SOLE |
| 65340P106 | NXE | NEXGEN ENERGY LTD | $70,560 | 0.02% | 8,000 | Common | SOLE |
| 00768Y453 | MSOS | ADVISORSHARES TR | $69,819 | 0.02% | 7,200 | Common | SOLE |
| G93A7H120 | VACHU | VOYAGER ACQUISITION CORP | $67,622 | 0.02% | 5,000 | Common | SOLE |
| G3728V109 | GANGBUSD | GAN LTD | $65,711 | 0.02% | 27,450 | Common | SOLE |
| 37637K108 | GTLB | GITLAB INC | $62,735 | 0.01% | 900 | Common | SOLE |
| G11728105 | — | BLEUACACIA LTD | $55,709 | 0.01% | 3,721 | Common | SOLE |
| 88145X108 | TBNKUSD | TERRITORIAL BANCORP INC | $41,187 | 0.01% | 2,917 | Common | SOLE |
| 848577102 | SAVEEUR | SPIRIT AIRLS INC | $40,074 | 0.01% | 12,346 | Common | SOLE |
| G79471101 | — | SDCL EDGE ACQUISITION CORP | $15,377 | 0.00% | 1,000 | Common | SOLE |
| 05150A104 | — | AULT DISRUPTIVE TECHS CORP | $7,614 | 0.00% | 504 | Common | SOLE |
| 26431Q106 | — | DUET ACQUISITION CORP | $4,898 | 0.00% | 305 | Common | SOLE |
| G8656T109 | TLGYF | TLGY ACQUISITION CORPORATION | $2,762 | 0.00% | 177 | Common | SOLE |
| G6755Q109 | — | ONYX ACQUISITION CO I | $1,531 | 0.00% | 100 | Common | SOLE |
| 38287A101 | — | GORES HOLDINGS IX INC | $1,518 | 0.00% | 106 | Common | SOLE |
| 95766A101 | XEMDX | WESTERN ASSET EMERGING MKTS | $386 | 0.00% | 28 | Common | SOLE |
| G5380J118 | LANV/WS | LANVIN GROUP HOLDINGS LIMITE | $86 | 0.00% | 2,500 | Common | SOLE |
| 82836N115 | — | SILVER | $45 | 0.00% | 333 | Common | SOLE |
| G50737124 | JWSWF | JAWS MUSTANG ACQUISITION COR | $11 | 0.00% | 250 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.