Q3 2023 · 13F-HR
HGC Investment Management Inc.holdings as filed
Filed 2023-11-14 · accession 0001711200-23-000008
$305.7M
Reported value
140
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| G33033112 | — | ARES ACQUISITION CORP II | $41.1M | 13.4% | 3,954,504 | Common | SOLE |
| G6363K122 | — | NABORS ENERGY TRANSITION COR | $27.7M | 9.07% | 2,702,996 | Common | SOLE |
| G79407105 | — | SCREAMING EAGLE ACQ -CLASS A | $26.2M | 8.57% | 2,504,944 | Common | SOLE |
| G4790U128 | — | INFLECTION POINT ACQUISITION | $25.0M | 8.16% | 2,425,000 | Common | SOLE |
| G4375F124 | HYAC/U | HAYMAKER ACQUISITION CORP 4 | $20.5M | 6.70% | 1,995,000 | Common | SOLE |
| G52443101 | KVACU | KEEN VISION ACQUISITION CORP | $12.3M | 4.03% | 1,200,000 | Common | SOLE |
| G2476C107 | CDAQF | COMPASS DIGITAL ACQUISITION | $12.0M | 3.92% | 1,136,000 | Common | SOLE |
| 82836N206 | — | SILVERBOX CORP III | $11.3M | 3.70% | 1,099,000 | Common | SOLE |
| G33033104 | KDK | ARES ACQUISITION CORP II | $9.5M | 3.11% | 927,000 | Common | SOLE |
| 296424104 | ESHA | ESH ACQUISITION CORP-A | $9.5M | 3.10% | 937,369 | Common | SOLE |
| 02156V109 | OKLO | ALTC ACQUISITION CORP-CL A | $8.3M | 2.71% | 799,000 | Common | SOLE |
| G49667101 | ISRLF | ISRAEL ACQUISITIONS CORP-A | $7.9M | 2.59% | 750,200 | Common | SOLE |
| 000380204 | — | ABCAM PLC-SPON ADR | $7.5M | 2.45% | 330,958 | Common | SOLE |
| G9460A104 | — | VECTOR ACQUISITION CORP II-A | $6.5M | 2.13% | 626,430 | Common | SOLE |
| G83752108 | SVIIF | SPRING VALLEY ACQUISITION-A | $5.6M | 1.82% | 517,018 | Common | SOLE |
| G0232F117 | ALCUF | ALCHEMY INVESTMENTS ACQUISIT | $5.4M | 1.76% | 515,764 | Common | SOLE |
| G83752124 | SVIUF | SPRING VALLEY ACQUISITION CO | $5.3M | 1.73% | 484,858 | Common | SOLE |
| G4923T105 | IVCBF | INVESTCORP EUROPE ACQUISI-A | $4.8M | 1.57% | 442,192 | Common | SOLE |
| G1676M139 | — | BUKIT JALIL GLOBAL ACQUISITI | $4.7M | 1.53% | 450,000 | Common | SOLE |
| 64829B100 | — | NEW RELIC INC | $4.3M | 1.41% | 50,265 | Common | SOLE |
| G87077106 | — | 10X CAPITAL VENTURE ACQUIS-A | $4.3M | 1.40% | 400,000 | Common | SOLE |
| 12521H107 | — | CF ACQUISITION CORP VII-CL A | $4.3M | 1.40% | 400,000 | Common | SOLE |
| G49219101 | IVCAF | INVESTCORP INDIA ACQUISITI-A | $4.2M | 1.38% | 391,369 | Common | SOLE |
| G12729102 | — | BOWEN ACQUISITION CORP | $4.2M | 1.36% | 402,127 | Common | SOLE |
| G0223V113 | ATMCU | ALPHATIME ACQUISITION CORP | $3.2M | 1.05% | 300,000 | Common | SOLE |
| 079174207 | — | BELLEVUE LIFE SCIENCES ACQUI | $3.2M | 1.05% | 300,000 | Common | SOLE |
| G71704129 | — | PONO CAPITAL THREE INC | $2.7M | 0.89% | 255,000 | Common | SOLE |
| G0283A124 | — | ALPHAVEST ACQUISITION CORP | $2.2M | 0.70% | 200,000 | Common | SOLE |
| G8708L138 | — | TENX KEANE ACQUISITION | $2.1M | 0.68% | 190,000 | Common | SOLE |
| 15719Y204 | — | CETUS CAPITAL ACQUISITION CO | $1.9M | 0.61% | 175,000 | Common | SOLE |
| 89278D109 | TBMC | TRAILBLAZER MERGER CORP I | $1.7M | 0.56% | 165,000 | Common | SOLE |
| G69454109 | — | PATRIA LATIN AMERICAN OPPORT | $1.6M | 0.54% | 150,000 | Common | SOLE |
| G5870E132 | — | MARS ACQUISITION CORP | $1.3M | 0.44% | 125,000 | Common | SOLE |
| G1890L107 | CPRI | CAPRI HOLDINGS LTD | $1.3M | 0.43% | 25,000 | Common | SOLE |
| G27740110 | DIST | DISTOKEN ACQUISITION CORP | $1.3M | 0.43% | 125,000 | Common | SOLE |
| G0412A102 | — | APOLLO STRATEGIC GROWTH-CL A | $1.3M | 0.43% | 123,832 | Common | SOLE |
| 67190B203 | OAKUU | OAK WOODS ACQUISITION CORP | $1.3M | 0.42% | 120,000 | Common | SOLE |
| 35088F206 | FORLU | FOUR LEAF ACQUISITION CORP | $1.2M | 0.38% | 110,000 | Common | SOLE |
| G7573M106 | — | RIGEL RESOURCE ACQUISIT-CL A | $1.1M | 0.36% | 100,000 | Common | SOLE |
| 38287A101 | — | GORES HOLDING IX INC-CL A | $719,549 | 0.24% | 69,254 | Common | SOLE |
| G89229101 | — | TMT ACQUISITION CORP | $663,000 | 0.22% | 60,000 | Common | SOLE |
| 233276203 | DMYYU | DMY SQUARED TECHNOLOGY GROUP | $526,000 | 0.17% | 50,000 | Common | SOLE |
| 65445K200 | — | 99 ACQUISITION GROUP INC | $518,000 | 0.17% | 50,000 | Common | SOLE |
| 29076N206 | EMGA | EMAGIN CORPORATION | $497,500 | 0.16% | 250,000 | Common | SOLE |
| 31660B101 | — | FIESTA RESTAURANT GROUP INC | $423,000 | 0.14% | 50,000 | Common | SOLE |
| 82836N107 | — | SILVERBOX CORP III-A | $373,753 | 0.12% | 36,535 | Common | SOLE |
| G8956E109 | — | TORTOISEECOFIN ACQUISITION-A | $197,024 | 0.06% | 18,800 | Common | SOLE |
| 296424112 | ESHAR | ESH ACQUISITION CORP - RIGHT | $196,847 | 0.06% | 937,369 | Common | SOLE |
| G83752132 | SVIRF | SPRING VALLEY ACQUISIT-RIGHT | $151,623 | 0.05% | 1,083,018 | Common | SOLE |
| 04684M114 | — | ACAQ/WS US 31 Jul 28 C11.5 | $144,000 | 0.05% | 400,000 | Common | SOLE |
| 44364H118 | — | HUDSON ACQUISITION I CORP-RT | $126,000 | 0.04% | 525,000 | Common | SOLE |
| 09174P113 | BTMWW | BTMWW US 03 Jul 28 C11.5 | $125,083 | 0.04% | 658,678 | Common | SOLE |
| G02532110 | AMBWQ | AMBI/WS US 06 Mar 28 C11.5 | $99,091 | 0.03% | 201,200 | Common | SOLE |
| G87077114 | — | VCXB/WS US 31 Dec 27 C11.5 | $90,000 | 0.03% | 500,000 | Common | SOLE |
| G29201111 | ECXWW | ECXWW US 21 Dec 27 C11.5 | $88,100 | 0.03% | 1,957,785 | Common | SOLE |
| 693691115 | PSQH/WS | PSQH/WS US 31 Dec 28 C11.5 | $67,686 | 0.02% | 48,695 | Common | SOLE |
| G8956E117 | — | TRTL/WS US 22 Jul 28 C11.5 | $67,507 | 0.02% | 397,100 | Common | SOLE |
| 11125B110 | — | BROAD CAPITAL ACQUIS-RIGHT | $65,000 | 0.02% | 325,000 | Common | SOLE |
| 04845A116 | — | ACABW US 02 Jun 28 C11.5 | $61,760 | 0.02% | 882,280 | Common | SOLE |
| 12520C117 | — | CFFEW US 31 Dec 27 C11.5 | $50,000 | 0.02% | 200,000 | Common | SOLE |
| 26145B114 | DFLIW | DFLIW US 07 Oct 27 C11.5 | $48,501 | 0.02% | 401,833 | Common | SOLE |
| 58759A116 | — | MPRAW US 28 Dec 26 C11.5 | $42,000 | 0.01% | 200,000 | Common | SOLE |
| 69882P110 | PPYAW | PPYAW US 31 Dec 28 C11.5 | $39,225 | 0.01% | 672,816 | Common | SOLE |
| 03842W113 | AQUNR | AQUARON ACQUISITION CORP-RTS | $38,654 | 0.01% | 140,000 | Common | SOLE |
| 04282M110 | — | ARRWW US 02 Mar 26 C11.5 | $34,170 | 0.01% | 189,833 | Common | SOLE |
| 46125A118 | — | LUNRW US 13 Feb 28 C11.5 | $33,163 | 0.01% | 114,354 | Common | SOLE |
| 89278D125 | TBMCR | TRAILBLAZER MERGER CORP-RTS | $29,700 | 0.01% | 165,000 | Common | SOLE |
| G20707116 | CCGWW | CCGWW US 03 Mar 28 C11.5 | $29,210 | 0.01% | 146,051 | Common | SOLE |
| G8028L131 | — | LGSTW US 04 Nov 26 C11.5 | $28,770 | 0.01% | 575,390 | Common | SOLE |
| G0888J124 | — | BFAC/WS US 26 May 28 C11.5 | $27,603 | 0.01% | 250,935 | Common | SOLE |
| 84465L113 | PORTW | PORT/WS US 24 May 28 C11.5 | $27,440 | 0.01% | 508,146 | Common | SOLE |
| G4809M125 | — | IOACW US 01 Jul 28 C11.5 | $25,720 | 0.01% | 400,000 | Common | SOLE |
| G49219127 | IVAWF | IVCAW US 28 Jun 27 C11.5 | $24,198 | 0.01% | 345,684 | Common | SOLE |
| G27740136 | — | DISTOKEN ACQUISITION CORP | $23,750 | 0.01% | 125,000 | Common | SOLE |
| 56608A113 | — | GATEW US 31 Aug 28 C11.5 | $20,193 | 0.01% | 403,850 | Common | SOLE |
| 040450124 | — | ARISZ ACQUISITION CORP-RTS | $17,520 | 0.01% | 150,000 | Common | SOLE |
| 20460L112 | SPWRW | CSLRW US 31 Dec 27 C11.5 | $17,232 | 0.01% | 105,200 | Common | SOLE |
| 66718N129 | NVACR | NORTHVIEW ACQUISITION CO-RTS | $17,000 | 0.01% | 100,000 | Common | SOLE |
| G44525114 | — | PRLHW US 15 Dec 26 C11.5 | $16,125 | 0.01% | 250,000 | Common | SOLE |
| G3218G117 | — | EVE/WS US 12 May 28 C11.5 | $15,922 | 0.01% | 397,067 | Common | SOLE |
| 17143W119 | — | CCVI/WS US 31 Dec 27 C11.5 | $15,584 | 0.01% | 97,400 | Common | SOLE |
| G6301J112 | — | MCAAW US 30 Sep 26 C11.5 | $14,100 | 0.00% | 100,000 | Common | SOLE |
| 09263B116 | BKSY/WS | BKSY/WS US 09 Sep 26 C11.5 | $14,000 | 0.00% | 175,000 | Common | SOLE |
| 34417L117 | — | FIACW US 28 Oct 26 C11.5 | $14,000 | 0.00% | 175,000 | Common | SOLE |
| G49667119 | ISLWF | ISRLW US 28 Feb 28 C11.5 | $13,860 | 0.00% | 100,800 | Common | SOLE |
| G11217125 | — | BIOSW US 19 Jul 28 C11.5 | $11,200 | 0.00% | 200,000 | Common | SOLE |
| G4365A127 | — | HCMAW US 31 Dec 27 C11.5 | $9,342 | 0.00% | 543,156 | Common | SOLE |
| 46125A100 | LUNR | INTUITIVE MACHINES INC | $8,621 | 0.00% | 2,362 | Common | SOLE |
| G1261Q115 | BLUAW | BLUA/WS US 04 Jan 26 C11.5 | $8,050 | 0.00% | 166,666 | Common | SOLE |
| G19305120 | REEWF | RENEW US 12 Jul 28 C11.5 | $8,000 | 0.00% | 50,000 | Common | SOLE |
| G3R95N111 | ZEOWW | ESACW US 20 Oct 26 C11.5 | $7,779 | 0.00% | 216,097 | Common | SOLE |
| 12521H115 | — | CFFSW US 15 Mar 26 C11.5 | $7,467 | 0.00% | 133,333 | Common | SOLE |
| G2R18K113 | CSTWF | CSTA/WS US 31 Dec 27 C11.5 | $7,339 | 0.00% | 272,826 | Common | SOLE |
| G6448C129 | — | NCACW US 12 Apr 28 C11.5 | $6,800 | 0.00% | 250,000 | Common | SOLE |
| G5259L129 | — | KRNLW US 31 Jan 27 C11.5 | $6,694 | 0.00% | 112,500 | Common | SOLE |
| 670865112 | — | OCAXW US 31 Dec 27 C11.5 | $6,250 | 0.00% | 125,000 | Common | SOLE |
| 09216A116 | — | BMAC/WS US 15 Oct 27 C11.5 | $5,689 | 0.00% | 121,050 | Common | SOLE |
| G69768110 | — | PGSS/WS US 28 Dec 26 C11.5 | $5,544 | 0.00% | 46,200 | Common | SOLE |
| G7207P129 | ASBPW | PWUPW US 18 Feb 27 C11.5 | $5,070 | 0.00% | 100,000 | Common | SOLE |
| 36118W110 | — | FHLTW US 09 Sep 26 C11.5 | $4,800 | 0.00% | 187,500 | Common | SOLE |
| 45635R116 | — | ITAQW US 31 Dec 28 C11.5 | $4,785 | 0.00% | 75,000 | Common | SOLE |
| 61240F116 | — | MTRYW US 01 Oct 26 C11.5 | $4,592 | 0.00% | 160,000 | Common | SOLE |
| G50737124 | JWSWF | JWSM/WS US 30 Jan 26 C11.5 | $4,531 | 0.00% | 113,280 | Common | SOLE |
| 30069X110 | — | XFINW US 21 Oct 26 C11.5 | $4,500 | 0.00% | 100,000 | Common | SOLE |
| 45827K119 | INTEW | INTEW US 14 Dec 28 C11.5 | $4,325 | 0.00% | 125,000 | Common | SOLE |
| 459867115 | IMAQW | IMAQW US 31 Dec 28 C11.5 | $4,202 | 0.00% | 210,100 | Common | SOLE |
| G52131136 | KACRF | KAIROUS ACQUISITION CORP-RTS | $4,015 | 0.00% | 50,000 | Common | SOLE |
| G27740102 | DISTW | DISTW US 30 Mar 28 C11.5 | $3,750 | 0.00% | 125,000 | Common | SOLE |
| G2426E120 | — | TRONW US 17 Jun 26 C11.5 | $3,333 | 0.00% | 33,333 | Common | SOLE |
| 040450116 | — | ARIZW US 16 Nov 26 C11.5 | $3,000 | 0.00% | 150,000 | Common | SOLE |
| G0440J125 | — | APXIW US 19 Aug 28 C11.5 | $1,980 | 0.00% | 50,000 | Common | SOLE |
| G6546R119 | — | NRACW US 31 Dec 27 C11.5 | $1,958 | 0.00% | 75,000 | Common | SOLE |
| 66718N111 | — | NVACW US 21 Oct 23 C11.5 | $1,850 | 0.00% | 50,000 | Common | SOLE |
| 69291C114 | — | PPHPW US 04 Dec 23 C11.5 | $1,760 | 0.00% | 50,000 | Common | SOLE |
| 212873111 | CNXXW | CONXW US 30 Oct 27 C11.5 | $1,561 | 0.00% | 10,407 | Common | SOLE |
| G5000D111 | IXQWF | IXAQW US 24 Nov 26 C11.5 | $1,505 | 0.00% | 50,000 | Common | SOLE |
| G0231L123 | — | ALORW US 30 Nov 28 C11.5 | $1,505 | 0.00% | 50,000 | Common | SOLE |
| 03832J114 | SFRTW | SFRWW US 31 Dec 27 C11.5 | $1,257 | 0.00% | 125,716 | Common | SOLE |
| G26735129 | — | WNNR/WS US 23 Mar 28 C11.5 | $1,135 | 0.00% | 3,600 | Common | SOLE |
| G4712C115 | — | ICNC/WS US 12 Oct 26 C11.5 | $900 | 0.00% | 300,100 | Common | SOLE |
| 34619V111 | — | FRXB/WS US 15 Jan 26 C11.5 | $840 | 0.00% | 40,000 | Common | SOLE |
| 09263B108 | — | BLACKSKY TECHNOLOGY INC | $709 | 0.00% | 606 | Common | SOLE |
| G87076116 | — | VCXAW US 31 Dec 27 C11.5 | $698 | 0.00% | 10,000 | Common | SOLE |
| G26507114 | — | CRECW US 20 Apr 28 C11.5 | $675 | 0.00% | 150,000 | Common | SOLE |
| 82537G112 | SUACW | SUAC/WS US 17 Nov 26 C11.5 | $625 | 0.00% | 25,000 | Common | SOLE |
| G9503X111 | WALDW | WALDW US 27 Jul 27 C11.5 | $598 | 0.00% | 666 | Common | SOLE |
| G52131128 | — | KACLW US 15 Sep 26 C11.5 | $498 | 0.00% | 24,900 | Common | SOLE |
| 04303A111 | — | ARTEW US 31 Dec 27 C11.5 | $383 | 0.00% | 12,500 | Common | SOLE |
| G9845F117 | LSBWF | YSBPW US 15 Mar 28 C11.5 | $206 | 0.00% | 5,000 | Common | SOLE |
| G7641C114 | — | ROSS/WS US 12 Feb 26 C11.5 | $186 | 0.00% | 1,666 | Common | SOLE |
| 74954L112 | — | RFACW US 01 May 28 C11.5 | $117 | 0.00% | 4,500 | Common | SOLE |
| G5251K129 | — | KCGI/WS US 13 Aug 28 C11.5 | $89 | 0.00% | 774 | Common | SOLE |
| 89601Y119 | — | IRAAW US 05 Mar 26 C11.5 | $50 | 0.00% | 1,250 | Common | SOLE |
| 12530D113 | — | CXAC/WS US 19 May 28 C11.5 | $43 | 0.00% | 1,150 | Common | SOLE |
| G7573M114 | — | RRAC/WS US 05 Nov 26 C11.5 | $33 | 0.00% | 200 | Common | SOLE |
| 81948W112 | — | SHCRW US 01 Jul 26 C11.5 | $10 | 0.00% | 333 | Common | SOLE |
| G5380L121 | — | LATGW US 25 Jan 28 C11.5 | $10 | 0.00% | 100,000 | Common | SOLE |
| 048453112 | — | ACAHW US 31 Dec 27 C11.5 | $9 | 0.00% | 333 | Common | SOLE |
| G1195N113 | — | BOAC/WS US 31 Jan 26 C11.5 | $3 | 0.00% | 400 | Common | SOLE |
| 60938K114 | — | ML/WS US 01 Jun 27 C11.5 | $0 | — | 6 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.