Q4 2023 · 13F-HR
HGC Investment Management Inc.holdings as filed
Filed 2024-02-14 · accession 0001711200-24-000001
$344.6M
Reported value
98
Positions
2023-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| G33033104 | KDK | ARES ACQUISITION CORP II | $51.0M | 14.8% | 4,881,504 | Common | SOLE |
| G0131Y126 | ANSCU | AGRICULTURE & NATURAL SOLUTI | $30.2M | 8.76% | 2,975,000 | Common | SOLE |
| G6363K106 | — | NABORS ENERGY TRANSITION C-A | $28.1M | 8.14% | 2,702,996 | Common | SOLE |
| G79407105 | — | SCREAMING EAGLE ACQ -CLASS A | $26.6M | 7.70% | 2,504,944 | Common | SOLE |
| G4790U102 | USAR | INFLECTION POINT ACQUIS-CL A | $25.1M | 7.27% | 2,425,000 | Common | SOLE |
| G4375F108 | HYAC | HAYMAKER ACQUISITION CORP 4 | $20.5M | 5.94% | 1,995,000 | Common | SOLE |
| 723787107 | PXDEUR | PIONEER NATURAL RESOURCES CO | $14.1M | 4.10% | 62,790 | Common | SOLE |
| G52443101 | KVACU | KEEN VISION ACQUISITION CORP | $12.4M | 3.61% | 1,200,000 | Common | SOLE |
| 82836N107 | — | SILVERBOX CORP III-A | $11.7M | 3.41% | 1,135,535 | Common | SOLE |
| G83752108 | SVIIF | SPRING VALLEY ACQUISITION-A | $10.8M | 3.14% | 1,001,876 | Common | SOLE |
| 848637104 | SPLKCHF | SPLUNK INC CMN | $9.9M | 2.87% | 65,000 | Common | SOLE |
| G8316B126 | SPKLU | SPARK I ACQUISITION CORP | $9.7M | 2.81% | 950,000 | Common | SOLE |
| 296424104 | ESHA | ESH ACQUISITION CORP-A | $9.6M | 2.79% | 937,369 | Common | SOLE |
| G49667101 | ISRLF | ISRAEL ACQUISITIONS CORP-A | $8.1M | 2.34% | 750,200 | Common | SOLE |
| G9460A104 | — | VECTOR ACQUISITION CORP II-A | $6.6M | 1.93% | 626,430 | Common | SOLE |
| 45253H101 | IMGNEUR | Immunogen Inc | $5.6M | 1.63% | 188,929 | Common | SOLE |
| G0232F109 | ALCYF | ALCHEMY INVESTMENTS ACQUISIT | $5.4M | 1.56% | 515,764 | Common | SOLE |
| G69454109 | — | PATRIA LATIN AMERICAN OPPORT | $5.0M | 1.45% | 450,000 | Common | SOLE |
| G1676M139 | — | BUKIT JALIL GLOBAL ACQUISITI | $4.7M | 1.37% | 450,000 | Common | SOLE |
| 12521H107 | — | CF ACQUISITION CORP VII-CL A | $4.3M | 1.26% | 400,000 | Common | SOLE |
| G49219101 | IVCAF | INVESTCORP INDIA ACQUISITI-A | $4.3M | 1.25% | 391,369 | Common | SOLE |
| G87077106 | — | 10X CAPITAL VENTURE ACQUIS-A | $4.3M | 1.25% | 400,000 | Common | SOLE |
| G12729102 | — | BOWEN ACQUISITION CORP | $4.2M | 1.21% | 402,127 | Common | SOLE |
| 74841A105 | QETA | QUETTA ACQUISITION CORP | $3.6M | 1.06% | 360,000 | Common | SOLE |
| G0223V105 | ATMC | ALPHATIME ACQUISITION CORP | $3.2M | 0.93% | 300,000 | Common | SOLE |
| G3937F127 | — | GLOBAL LIGHTS ACQUISITION CO | $3.1M | 0.89% | 300,000 | Common | SOLE |
| G01490138 | — | AI TRANSPORTATION ACQUISITIO | $2.6M | 0.76% | 255,000 | Common | SOLE |
| G0283A108 | AMCI | ALPHAVEST ACQUISITION CORP | $2.1M | 0.62% | 200,000 | Common | SOLE |
| G01341117 | AFJKU | AIMEI HEALTH TECH CO LTD | $2.1M | 0.61% | 205,000 | Common | SOLE |
| G8708L104 | CTOR | TENX KEANE ACQUISITI-CLASS A | $2.1M | 0.60% | 190,000 | Common | SOLE |
| 07323B118 | BAYAR | BAYVIEW ACQUISITION CORP-A | $2.0M | 0.58% | 200,000 | Common | SOLE |
| 15719Y105 | — | CETUS CAPITAL ACQUISITION CO | $1.8M | 0.53% | 175,000 | Common | SOLE |
| 89278D109 | TBMC | TRAILBLAZER MERGER CORP I | $1.7M | 0.50% | 165,000 | Common | SOLE |
| 67190B203 | OAKUU | OAK WOODS ACQUISITION CORP | $1.3M | 0.39% | 120,000 | Common | SOLE |
| G5870E108 | — | MARS ACQUISITION CORP | $1.3M | 0.39% | 125,000 | Common | SOLE |
| 35088F206 | FORLU | FOUR LEAF ACQUISITION CORP | $1.2M | 0.34% | 110,000 | Common | SOLE |
| G7573M106 | — | RIGEL RESOURCE ACQUISIT-CL A | $1.1M | 0.32% | 100,000 | Common | SOLE |
| 38287A101 | — | GORES HOLDING IX INC-CL A | $727,167 | 0.21% | 69,254 | Common | SOLE |
| G89229101 | — | TMT ACQUISITION CORP | $648,000 | 0.19% | 60,000 | Common | SOLE |
| 65445K200 | — | 99 ACQUISITION GROUP INC | $515,500 | 0.15% | 50,000 | Common | SOLE |
| G83752132 | SVIRF | SPRING VALLEY ACQUISIT-RIGHT | $181,031 | 0.05% | 1,293,076 | Common | SOLE |
| 00792J100 | AAGR | African Agriculture Holdings Inc. | $176,438 | 0.05% | 168,036 | Common | SOLE |
| G6363K114 | — | NETDW US 05 Sep 28 C11.5 | $123,695 | 0.04% | 951,498 | Common | SOLE |
| G33033120 | KDKRW | AACT/WS US 12 Jun 28 C11.5 | $103,010 | 0.03% | 677,252 | Common | SOLE |
| G02532110 | AMBWQ | AMBI/WS US 06 Mar 28 C11.5 | $78,991 | 0.02% | 201,200 | Common | SOLE |
| G29201111 | ECXWW | ECXWW US 21 Dec 27 C11.5 | $58,734 | 0.02% | 1,957,785 | Common | SOLE |
| G4375F116 | — | HYAC/WS US 12 Sep 28 C11.5 | $54,453 | 0.02% | 347,500 | Common | SOLE |
| 693691115 | PSQH/WS | PSQH/WS US 31 Dec 28 C11.5 | $34,764 | 0.01% | 42,395 | Common | SOLE |
| 040450124 | — | ARISZ ACQUISITION CORP-RTS | $31,500 | 0.01% | 150,000 | Common | SOLE |
| 15719Y121 | — | CETUS CAPITAL ACQUISITION CO | $30,555 | 0.01% | 175,000 | Common | SOLE |
| G0223V139 | ATMCR | ALPHATIME ACQUISITION-RIGHT | $30,300 | 0.01% | 300,000 | Common | SOLE |
| G83752116 | — | SVIIW US 16 Feb 23 C11.5 | $29,091 | 0.01% | 242,429 | Common | SOLE |
| G5870E124 | — | MARS ACQUISITION CORP-RIGHTS | $27,500 | 0.01% | 125,000 | Common | SOLE |
| G8708L112 | — | TENX KEANE ACQUISITION-RTS | $26,885 | 0.01% | 190,000 | Common | SOLE |
| 03842W113 | AQUNR | AQUARON ACQUISITION CORP-RTS | $25,200 | 0.01% | 140,000 | Common | SOLE |
| 07323B100 | BAYA | BAYVIEW ACQUISITION CORP | $24,000 | 0.01% | 200,000 | Common | SOLE |
| G0283A116 | ATMVR | ALPHAVEST ACQUISITION CO-RT | $24,000 | 0.01% | 200,000 | Common | SOLE |
| G8028L131 | — | LGSTW US 04 Nov 26 C11.5 | $23,016 | 0.01% | 575,390 | Common | SOLE |
| 89278D125 | TBMCR | TRAILBLAZER MERGER CORP-RTS | $18,150 | 0.01% | 165,000 | Common | SOLE |
| G0232F133 | ALCWF | ALCYW US 26 Jun 28 C11.5 | $16,182 | 0.00% | 107,882 | Common | SOLE |
| 040450116 | — | ARIZW US 16 Nov 26 C11.5 | $15,015 | 0.00% | 150,000 | Common | SOLE |
| G27740136 | — | DISTOKEN ACQUISITION CORP | $13,763 | 0.00% | 125,000 | Common | SOLE |
| 82836N115 | — | SBXC/WS US 28 Apr 28 C11.5 | $13,323 | 0.00% | 166,333 | Common | SOLE |
| G0223V121 | ATMCW | ATMCW US 17 Jan 28 C11.5 | $8,880 | 0.00% | 300,000 | Common | SOLE |
| 45827K119 | INTEW | INTEW US 14 Dec 28 C11.5 | $8,763 | 0.00% | 125,000 | Common | SOLE |
| 66718N129 | NVACR | NORTHVIEW ACQUISITION CO-RTS | $8,720 | 0.00% | 100,000 | Common | SOLE |
| G20707116 | CCGWW | CCGWW US 03 Mar 28 C11.5 | $8,179 | 0.00% | 146,051 | Common | SOLE |
| G1261Q115 | BLUAW | BLUA/WS US 04 Jan 26 C11.5 | $6,617 | 0.00% | 166,666 | Common | SOLE |
| G19305120 | REEWF | RENEW US 12 Jul 28 C11.5 | $6,500 | 0.00% | 50,000 | Common | SOLE |
| G49667119 | ISLWF | ISRLW US 28 Feb 28 C11.5 | $6,451 | 0.00% | 100,800 | Common | SOLE |
| G52131136 | KACRF | KAIROUS ACQUISITION CORP-RTS | $5,000 | 0.00% | 50,000 | Common | SOLE |
| 09174P113 | BTMWW | BTMWW US 03 Jul 28 C11.5 | $4,158 | 0.00% | 28,678 | Common | SOLE |
| 233276112 | DMYYW | DMYY/WS US 21 Nov 27 C11.5 | $3,750 | 0.00% | 25,000 | Common | SOLE |
| G69768110 | — | PGSS/WS US 28 Dec 26 C11.5 | $3,701 | 0.00% | 46,200 | Common | SOLE |
| 459867115 | IMAQW | IMAQW US 31 Dec 28 C11.5 | $3,194 | 0.00% | 210,100 | Common | SOLE |
| 212873111 | CNXXW | CONXW US 30 Oct 27 C11.5 | $3,185 | 0.00% | 10,407 | Common | SOLE |
| 15719Y113 | — | CETUW US 24 Mar 28 C11.5 | $2,503 | 0.00% | 175,000 | Common | SOLE |
| G0440J125 | — | APXIW US 19 Aug 28 C11.5 | $2,500 | 0.00% | 50,000 | Common | SOLE |
| G27740102 | DISTW | DISTW US 30 Mar 28 C11.5 | $2,500 | 0.00% | 125,000 | Common | SOLE |
| M0740A116 | DRTSW | DRTSW US 07 Mar 27 C0 | $1,213 | 0.00% | 6,296 | Common | SOLE |
| G5000D111 | IXQWF | IXAQW US 24 Nov 26 C11.5 | $1,000 | 0.00% | 50,000 | Common | SOLE |
| G26735129 | — | WNNR/WS US 23 Mar 28 C11.5 | $961 | 0.00% | 3,600 | Common | SOLE |
| 09263B108 | — | BLACKSKY TECHNOLOGY INC | $848 | 0.00% | 606 | Common | SOLE |
| G9503X111 | WALDW | WALDW US 27 Jul 27 C11.5 | $646 | 0.00% | 666 | Common | SOLE |
| 82537G112 | SUACW | SUAC/WS US 17 Nov 26 C11.5 | $625 | 0.00% | 25,000 | Common | SOLE |
| 66718N111 | — | NVACW US 02 Aug 27 C11.5 | $625 | 0.00% | 50,000 | Common | SOLE |
| 69291C114 | — | PPHPW US 16 Aug 28 C11.5 | $350 | 0.00% | 50,000 | Common | SOLE |
| G52131128 | — | KACLW US 15 Sep 26 C11.5 | $232 | 0.00% | 24,900 | Common | SOLE |
| 00792J118 | AAGRW | AAGRW US 31 Dec 27 C11.5 | $195 | 0.00% | 10,000 | Common | SOLE |
| G9845F117 | LSBWF | YSBPW US 15 Mar 28 C11.5 | $190 | 0.00% | 5,000 | Common | SOLE |
| G7641C114 | — | ROSS/WS US 12 Feb 26 C11.5 | $93 | 0.00% | 1,666 | Common | SOLE |
| 74954L112 | — | RFACW US 01 May 28 C11.5 | $90 | 0.00% | 4,500 | Common | SOLE |
| G5251K129 | — | KCGI/WS US 13 Aug 28 C11.5 | $77 | 0.00% | 774 | Common | SOLE |
| 89601Y119 | — | IRAAW US 05 Mar 26 C11.5 | $38 | 0.00% | 1,250 | Common | SOLE |
| G7573M114 | — | RRAC/WS US 05 Nov 26 C11.5 | $24 | 0.00% | 200 | Common | SOLE |
| 048453112 | — | ACAHW US 31 Dec 27 C11.5 | $9 | 0.00% | 333 | Common | SOLE |
| 81948W112 | — | SHCRW US 01 Jul 26 C11.5 | $8 | 0.00% | 333 | Common | SOLE |
| 60938K114 | — | ML/WS US 01 Jun 27 C11.5 | $1 | 0.00% | 6 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.