Q4 2021 · 13F-HR
Claybrook Capital, LLCholdings as filed
Filed 2022-01-20 · accession 0001729848-22-000001
$212,978
Reported value
131
Positions
2021-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $17,643 | 8.28% | 37,147 | Common | NONE |
| 670656107 | NRK | NUVEEN NEW YORK AMT QLT MUNI | $10,927 | 5.13% | 792,367 | Common | NONE |
| 46090E103 | QQQ | INVESCO QQQ TR | $9,651 | 4.53% | 24,259 | Common | NONE |
| 67066X107 | NAN | NUVEEN NEW YORK QLT MUN INC | $7,189 | 3.38% | 486,078 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $6,185 | 2.90% | 1,855 | Common | NONE |
| 02209S103 | MO | ALTRIA GROUP INC | $4,987 | 2.34% | 105,226 | Common | NONE |
| 09255E102 | MYN | BLACKROCK MUNIYIELD N Y QUAL | $4,708 | 2.21% | 334,110 | Common | NONE |
| 72200T103 | — | PIMCO NEW YORK MUN INCOME FD | $4,176 | 1.96% | 386,487 | Common | NONE |
| 09255C106 | — | BLACKROCK MUNIHLDGS NY QLTY | $3,981 | 1.87% | 278,561 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $3,931 | 1.85% | 13,146 | Common | NONE |
| 72200W106 | PML | PIMCO MUN INCOME FD II | $3,922 | 1.84% | 268,457 | Common | NONE |
| 670657105 | XNEAX | NUVEEN AMT FREE QLTY MUN INC | $3,878 | 1.82% | 248,583 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $3,869 | 1.82% | 11,505 | Common | NONE |
| 29670E107 | EPRT | ESSENTIAL PPTYS RLTY TR INC | $3,817 | 1.79% | 132,412 | Common | NONE |
| 46133G107 | IQI | INVESCO QUALITY MUN INCOME T | $3,323 | 1.56% | 244,543 | Common | NONE |
| 922042742 | VT | VANGUARD INTL EQUITY INDEX F | $3,207 | 1.51% | 29,850 | Common | NONE |
| 72200Y102 | PNI | PIMCO NEW YORK MUN FD II | $3,039 | 1.43% | 267,713 | Common | NONE |
| 09253R105 | XMVFX | BLACKROCK MUNIVEST FD INC | $2,790 | 1.31% | 291,550 | Common | NONE |
| 20825C104 | COP | CONOCOPHILLIPS | $2,724 | 1.28% | 37,742 | Common | NONE |
| 92189F643 | MOAT | VANECK ETF TRUST | $2,706 | 1.27% | 35,550 | Common | NONE |
| 097023105 | BA | BOEING CO | $2,657 | 1.25% | 13,200 | Common | NONE |
| 74347R107 | SSO | PROSHARES TR | $2,635 | 1.24% | 18,000 | Common | NONE |
| 67071L106 | NVG | NUVEEN AMT FREE MUN CR INC F | $2,580 | 1.21% | 143,897 | Common | NONE |
| 79466L302 | CRM | SALESFORCE COM INC | $2,540 | 1.19% | 9,995 | Common | NONE |
| 67070X101 | NZF | NUVEEN MUNICIPAL CREDIT INC | $2,534 | 1.19% | 148,183 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $2,365 | 1.11% | 13,320 | Common | NONE |
| 33734X192 | SKYY | FIRST TR EXCHANGE TRADED FD | $2,356 | 1.11% | 22,589 | Common | NONE |
| 46131T101 | VTN | INVESCO TR INVT GRADE NEW YO | $2,287 | 1.07% | 170,381 | Common | NONE |
| 48251K100 | KREF | KKR REAL ESTATE FIN TR INC | $2,259 | 1.06% | 108,454 | Common | NONE |
| 58933Y105 | MRK | MERCK & CO INC | $2,254 | 1.06% | 29,409 | Common | NONE |
| 009158106 | APD | AIR PRODS & CHEMS INC | $2,168 | 1.02% | 7,125 | Common | NONE |
| 302635206 | FSK | FS KKR CAP CORP | $2,138 | 1.00% | 102,125 | Common | NONE |
| 075887109 | BDX | BECTON DICKINSON & CO | $2,094 | 0.98% | 8,325 | Common | NONE |
| 67073B106 | JPC | NUVEEN PFD & INCOME OPPORTUN | $2,033 | 0.95% | 208,330 | Common | NONE |
| 85571B105 | STWD | STARWOOD PPTY TR INC | $2,000 | 0.94% | 82,313 | Common | NONE |
| 53656F599 | HEGD | LISTED FD TR | $1,756 | 0.82% | 90,000 | Common | NONE |
| 59318E102 | CMU | MFS HIGH YIELD MUN TR | $1,729 | 0.81% | 382,584 | Common | NONE |
| 49456B101 | KMI | KINDER MORGAN INC DEL | $1,661 | 0.78% | 104,745 | Common | NONE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB CO | $1,641 | 0.77% | 26,320 | Common | NONE |
| 30303M102 | META | FACEBOOK INC | $1,614 | 0.76% | 4,800 | Common | NONE |
| 398433102 | GFF | GRIFFON CORP | $1,611 | 0.76% | 56,551 | Common | NONE |
| 92556H206 | 0VVB | VIACOMCBS INC | $1,544 | 0.72% | 51,148 | Common | NONE |
| 03762U105 | ARI | APOLLO COML REAL EST FIN INC | $1,484 | 0.70% | 112,755 | Common | NONE |
| 37954Y780 | SNSR | GLOBAL X FDS | $1,471 | 0.69% | 37,595 | Common | NONE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $1,425 | 0.67% | 25,675 | Common | NONE |
| 75574U101 | RC | READY CAPITAL CORP | $1,420 | 0.67% | 90,820 | Common | NONE |
| 89677Y100 | TPVG | TRIPLEPOINT VENTURE GROWTH B | $1,362 | 0.64% | 75,818 | Common | NONE |
| 78463V107 | GLD | SPDR GOLD TR | $1,341 | 0.63% | 7,845 | Common | NONE |
| 921943858 | VEA | VANGUARD TAX-MANAGED INTL FD | $1,320 | 0.62% | 25,856 | Common | NONE |
| 00162Q478 | DTEC | ALPS ETF TR | $1,277 | 0.60% | 26,405 | Common | NONE |
| 46138G631 | QQQJ | INVESCO EXCH TRADED FD TR II | $1,275 | 0.60% | 37,994 | Common | NONE |
| 922042858 | VWO | VANGUARD INTL EQUITY INDEX F | $1,248 | 0.59% | 25,237 | Common | NONE |
| 67401P108 | — | OAKTREE SPECIALTY LENDING CO | $1,241 | 0.58% | 166,410 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $1,223 | 0.57% | 422 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC | $1,207 | 0.57% | 417 | Common | NONE |
| 98400T106 | — | XAI OCTAGON FLOATING RATE & | $1,159 | 0.54% | 129,933 | Common | NONE |
| 11135B100 | — | BROADMARK RLTY CAP INC | $1,139 | 0.53% | 120,772 | Common | NONE |
| 26922A842 | JETS | ETF SER SOLUTIONS | $1,134 | 0.53% | 53,750 | Common | NONE |
| 505743104 | LADR | LADDER CAP CORP | $1,059 | 0.50% | 88,349 | Common | NONE |
| 464286749 | EWL | ISHARES INC | $1,055 | 0.50% | 20,000 | Common | NONE |
| 09248L106 | XBNYX | BLACKROCK N Y MUN INCOME TRU | $1,047 | 0.49% | 70,821 | Common | NONE |
| 464288687 | PFF | ISHARES TR | $1,040 | 0.49% | 26,380 | Common | NONE |
| 92189F411 | BIZD | VANECK ETF TRUST | $990 | 0.46% | 57,498 | Common | NONE |
| 72201Y101 | PDI | PIMCO DYNAMIC INCOME FD | $969 | 0.45% | 37,383 | Common | NONE |
| 708062104 | PNNT | PENNANTPARK INVT CORP | $931 | 0.44% | 134,312 | Common | NONE |
| 38147U107 | GSBD | GOLDMAN SACHS BDC INC | $904 | 0.42% | 47,200 | Common | NONE |
| 288578107 | EARN | ELLINGTON RESIDENTIAL MTG RE | $899 | 0.42% | 86,536 | Common | NONE |
| 38741L107 | GPMT | GRANITE PT MTG TR INC | $887 | 0.42% | 75,760 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $872 | 0.41% | 14,760 | Common | NONE |
| 29273V100 | ET | ENERGY TRANSFER L P | $860 | 0.40% | 104,500 | Common | NONE |
| 09257W100 | BXMT | BLACKSTONE MTG TR INC | $856 | 0.40% | 27,943 | Common | NONE |
| 04010L103 | ARCC | ARES CAPITAL CORP | $837 | 0.39% | 39,519 | Common | NONE |
| 670651108 | XNCMX | NUVEEN CALIFORNIA AMT QLT MU | $778 | 0.37% | 49,160 | Common | NONE |
| 70931T103 | PMT | PENNYMAC MTG INVT TR | $760 | 0.36% | 43,850 | Common | NONE |
| 26923G822 | PFFA | ETFIS SER TR I | $724 | 0.34% | 28,840 | Common | NONE |
| 26817Q886 | DX | DYNEX CAP INC | $713 | 0.33% | 42,670 | Common | NONE |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $703 | 0.33% | 18,000 | Common | NONE |
| 83413U100 | SLRC | SLR INVESTMENT CORP | $699 | 0.33% | 37,908 | Common | NONE |
| 04013V108 | ACRE | ARES COML REAL ESTATE CORP | $679 | 0.32% | 46,675 | Common | NONE |
| 78464A763 | SDY | SPDR SER TR | $646 | 0.30% | 5,000 | Common | NONE |
| 74347B201 | TBT | PROSHARES TR | $644 | 0.30% | 38,100 | Common | NONE |
| 92838X102 | — | VIRTUS ALLIANZGI CONVERTIBLE | $638 | 0.30% | 109,425 | Common | NONE |
| 921937827 | BSV | VANGUARD BD INDEX FDS | $614 | 0.29% | 7,600 | Common | NONE |
| 64828T201 | RITM | NEW RESIDENTIAL INVT CORP | $601 | 0.28% | 56,160 | Common | NONE |
| 040413106 | ANETEUR | ARISTA NETWORKS INC | $575 | 0.27% | 4,000 | Common | NONE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $571 | 0.27% | 10,991 | Common | NONE |
| 83012A109 | TSLX | SIXTH STREET SPECIALTY LENDN | $553 | 0.26% | 23,660 | Common | NONE |
| 74915M100 | QVCAUSD | QURATE RETAIL INC | $544 | 0.26% | 71,618 | Common | NONE |
| 427096508 | HTGC | HERCULES CAPITAL INC | $541 | 0.25% | 32,620 | Common | NONE |
| 03761U502 | MFIC | APOLLO INVT CORP | $522 | 0.25% | 40,837 | Common | NONE |
| 92912T100 | XIGDX | VOYA GLBL EQTY DIV & PREM OP | $522 | 0.25% | 84,000 | Common | NONE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $515 | 0.24% | 3,000 | Common | NONE |
| 75513E101 | RTX | RAYTHEON TECHNOLOGIES CORP | $500 | 0.23% | 5,813 | Common | NONE |
| 92537N108 | VRT | VERTIV HOLDINGS CO | $493 | 0.23% | 19,760 | Common | NONE |
| 09257R101 | BGB | BLACKSTONE STRATEGIC CREDIT | $485 | 0.23% | 35,988 | Common | NONE |
| 05684B107 | BCSF | BAIN CAP SPECIALTY FIN INC | $483 | 0.23% | 31,750 | Common | NONE |
| 92826C839 | V | VISA INC | $482 | 0.23% | 2,222 | Common | NONE |
| 458140100 | INTC | INTEL CORP | $481 | 0.23% | 9,348 | Common | NONE |
| 610335101 | MRCC | MONROE CAP CORP | $446 | 0.21% | 39,753 | Common | NONE |
| 42809H107 | HES | HESS CORP | $444 | 0.21% | 6,000 | Common | NONE |
| 46435G342 | REM | ISHARES TR | $432 | 0.20% | 12,521 | Common | NONE |
| 14843C105 | CSTL | CASTLE BIOSCIENCES INC | $430 | 0.20% | 10,026 | Common | NONE |
| 94987B105 | XEADX | WELLS FARGO ADVANTAGE INCOME | $422 | 0.20% | 46,050 | Common | NONE |
| 81369Y407 | XLY | SELECT SECTOR SPDR TR | $420 | 0.20% | 2,052 | Common | NONE |
| 55336V100 | MPLX | MPLX LP | $403 | 0.19% | 13,616 | Common | NONE |
| 21036P108 | STZ | CONSTELLATION BRANDS INC | $384 | 0.18% | 1,529 | Common | NONE |
| 38173M102 | GBDC | GOLUB CAP BDC INC | $371 | 0.17% | 24,060 | Common | NONE |
| 28852N109 | EFC | ELLINGTON FINANCIAL INC | $364 | 0.17% | 21,325 | Common | NONE |
| 90274D374 | AMUB | UBS AG LONDON BRANCH | $356 | 0.17% | 18,658 | Common | NONE |
| 92189F452 | MORT | VANECK ETF TRUST | $342 | 0.16% | 19,030 | Common | NONE |
| 36472T109 | TDAY | GANNETT CO INC | $322 | 0.15% | 60,338 | Common | NONE |
| 18913Y103 | GLV | CLOUGH GLOBAL DIVID & INCOME | $320 | 0.15% | 29,870 | Common | NONE |
| 30231G102 | XOM | EXXON MOBIL CORP | $317 | 0.15% | 5,181 | Common | NONE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $314 | 0.15% | 1,834 | Common | NONE |
| 74623V103 | PCT | PURECYCLE TECHNOLOGIES INC | $312 | 0.15% | 32,650 | Common | NONE |
| 032108607 | BLOK | AMPLIFY ETF TR | $301 | 0.14% | 7,500 | Common | NONE |
| 649604501 | — | NEW YORK MTG TR INC | $298 | 0.14% | 80,026 | Common | NONE |
| 486606106 | KYN | KAYNE ANDERSON ENERGY INFRST | $295 | 0.14% | 37,846 | Common | NONE |
| 12811L107 | CHW | CALAMOS GBL DYN INCOME FUND | $292 | 0.14% | 29,265 | Common | NONE |
| 18914C100 | XGLQX | CLOUGH GLOBAL EQUITY FD | $292 | 0.14% | 22,215 | Common | NONE |
| 194162103 | CL | COLGATE PALMOLIVE CO | $285 | 0.13% | 3,340 | Common | NONE |
| 38983D300 | — | GREAT AJAX CORP | $270 | 0.13% | 20,502 | Common | NONE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $266 | 0.12% | 1,628 | Common | NONE |
| 37954Y624 | DRIV | GLOBAL X FDS | $250 | 0.12% | 8,191 | Common | NONE |
| 00287Y109 | ABBV | ABBVIE INC | $246 | 0.12% | 1,817 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $244 | 0.11% | 1,543 | Common | NONE |
| 464287465 | EFA | ISHARES TR | $235 | 0.11% | 2,981 | Common | NONE |
| 002824100 | ABT | ABBOTT LABS | $225 | 0.11% | 1,600 | Common | NONE |
| 88160R101 | TSLA | TESLA INC | $222 | 0.10% | 210 | Common | NONE |
| 03464A100 | FINS | ANGEL OAK FINL STRATEGIES IN | $191 | 0.09% | 11,200 | Common | NONE |
| 691543102 | — | OXFORD LANE CAP CORP | $160 | 0.08% | 20,816 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.