Q1 2022 · 13F-HR
Claybrook Capital, LLCholdings as filed
Filed 2022-05-06 · accession 0001729848-22-000002
$201,856
Reported value
129
Positions
2022-03-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $16,831 | 8.34% | 37,266 | Common | NONE |
| 670656107 | NRK | NUVEEN NEW YORK AMT QLT MUNI | $9,619 | 4.77% | 792,367 | Common | NONE |
| 46090E103 | QQQ | INVESCO QQQ TR | $8,594 | 4.26% | 23,704 | Common | NONE |
| 67066X107 | NAN | NUVEEN NEW YORK QLT MUN INC | $6,110 | 3.03% | 486,078 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $6,067 | 3.01% | 1,861 | Common | NONE |
| 02209S103 | MO | ALTRIA GROUP INC | $5,498 | 2.72% | 105,226 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $4,639 | 2.30% | 13,146 | Common | NONE |
| 09255E102 | MYN | BLACKROCK MUNIYIELD N Y QUAL | $4,043 | 2.00% | 334,110 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $3,879 | 1.92% | 12,580 | Common | NONE |
| 72200T103 | — | PIMCO NEW YORK MUN INCOME FD | $3,619 | 1.79% | 386,487 | Common | NONE |
| 09255C106 | — | BLACKROCK MUNIHLDGS NY QLTY | $3,571 | 1.77% | 278,561 | Common | NONE |
| 29670E107 | EPRT | ESSENTIAL PPTYS RLTY TR INC | $3,350 | 1.66% | 132,412 | Common | NONE |
| 670657105 | XNEAX | NUVEEN AMT FREE QLTY MUN INC | $3,266 | 1.62% | 248,583 | Common | NONE |
| 72200W106 | PML | PIMCO MUN INCOME FD II | $3,087 | 1.53% | 268,457 | Common | NONE |
| 922042742 | VT | VANGUARD INTL EQUITY INDEX F | $3,028 | 1.50% | 29,897 | Common | NONE |
| 46133G107 | IQI | INVESCO QUALITY MUN INCOME T | $2,771 | 1.37% | 244,543 | Common | NONE |
| 74347R107 | SSO | PROSHARES TR | $2,723 | 1.35% | 41,500 | Common | NONE |
| 92189F643 | MOAT | VANECK ETF TRUST | $2,656 | 1.32% | 35,550 | Common | NONE |
| 72200Y102 | PNI | PIMCO NEW YORK MUN FD II | $2,543 | 1.26% | 267,713 | Common | NONE |
| 097023105 | BA | BOEING CO | $2,528 | 1.25% | 13,200 | Common | NONE |
| 09253R105 | XMVFX | BLACKROCK MUNIVEST FD INC | $2,379 | 1.18% | 291,550 | Common | NONE |
| 58933Y105 | MRK | MERCK & CO INC | $2,372 | 1.18% | 28,909 | Common | NONE |
| 302635206 | FSK | FS KKR CAP CORP | $2,346 | 1.16% | 102,814 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $2,326 | 1.15% | 13,320 | Common | NONE |
| 48251K100 | KREF | KKR REAL ESTATE FIN TR INC | $2,249 | 1.11% | 109,146 | Common | NONE |
| 79466L302 | CRM | SALESFORCE COM INC | $2,196 | 1.09% | 10,345 | Common | NONE |
| 075887109 | BDX | BECTON DICKINSON & CO | $2,188 | 1.08% | 8,225 | Common | NONE |
| 67070X101 | NZF | NUVEEN MUNICIPAL CREDIT INC | $2,165 | 1.07% | 148,183 | Common | NONE |
| 67071L106 | NVG | NUVEEN AMT FREE MUN CR INC F | $2,128 | 1.05% | 143,897 | Common | NONE |
| 85571B105 | STWD | STARWOOD PPTY TR INC | $2,096 | 1.04% | 86,737 | Common | NONE |
| 33734X192 | SKYY | FIRST TR EXCHANGE TRADED FD | $2,046 | 1.01% | 22,598 | Common | NONE |
| 46131T101 | VTN | INVESCO TR INVT GRADE NEW YO | $1,975 | 0.98% | 170,381 | Common | NONE |
| 49456B101 | KMI | KINDER MORGAN INC DEL | $1,967 | 0.97% | 104,000 | Common | NONE |
| 20825C104 | COP | CONOCOPHILLIPS | $1,940 | 0.96% | 19,400 | Common | NONE |
| 92556H206 | 0VVB | PARAMOUNT GLOBAL | $1,924 | 0.95% | 50,898 | Common | NONE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB CO | $1,842 | 0.91% | 25,220 | Common | NONE |
| 67073B106 | JPC | NUVEEN PFD & INCOME OPPORTUN | $1,787 | 0.89% | 208,330 | Common | NONE |
| 009158106 | APD | AIR PRODS & CHEMS INC | $1,756 | 0.87% | 7,025 | Common | NONE |
| 78463V107 | GLD | SPDR GOLD TR | $1,751 | 0.87% | 9,695 | Common | NONE |
| 29273V100 | ET | ENERGY TRANSFER L P | $1,729 | 0.86% | 154,500 | Common | NONE |
| 75574U101 | RC | READY CAPITAL CORP | $1,706 | 0.85% | 113,299 | Common | NONE |
| 81369Y886 | XLU | SELECT SECTOR SPDR TR | $1,698 | 0.84% | 22,800 | Common | NONE |
| 03762U105 | ARI | APOLLO COML REAL EST FIN INC | $1,596 | 0.79% | 114,575 | Common | NONE |
| 53656F599 | HEGD | LISTED FD TR | $1,552 | 0.77% | 83,000 | Common | NONE |
| 67401P108 | — | OAKTREE SPECIALTY LENDING CO | $1,525 | 0.76% | 206,925 | Common | NONE |
| 59318E102 | CMU | MFS HIGH YIELD MUN TR | $1,481 | 0.73% | 382,584 | Common | NONE |
| 89677Y100 | TPVG | TRIPLEPOINT VENTURE GROWTH B | $1,413 | 0.70% | 80,950 | Common | NONE |
| 74347B425 | SH1USD | PROSHARES TR | $1,364 | 0.68% | 96,800 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC | $1,262 | 0.63% | 5,675 | Common | NONE |
| 517097101 | LGO | LARGO INC | $1,261 | 0.62% | 99,295 | Common | NONE |
| 37954Y780 | SNSR | GLOBAL X FDS | $1,254 | 0.62% | 37,693 | Common | NONE |
| 921943858 | VEA | VANGUARD TAX-MANAGED INTL FD | $1,244 | 0.62% | 25,899 | Common | NONE |
| 11135B100 | — | BROADMARK RLTY CAP INC | $1,218 | 0.60% | 140,772 | Common | NONE |
| 98400T106 | — | XAI OCTAGON FLOATING RATE & | $1,195 | 0.59% | 141,133 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $1,174 | 0.58% | 422 | Common | NONE |
| 26922A842 | JETS | ETF SER SOLUTIONS | $1,170 | 0.58% | 53,750 | Common | NONE |
| 922042858 | VWO | VANGUARD INTL EQUITY INDEX F | $1,167 | 0.58% | 25,303 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC | $1,165 | 0.58% | 417 | Common | NONE |
| 288578107 | EARN | ELLINGTON RESIDENTIAL MTG RE | $1,134 | 0.56% | 112,361 | Common | NONE |
| 398433102 | GFF | GRIFFON CORP | $1,133 | 0.56% | 56,551 | Common | NONE |
| 00162Q478 | DTEC | ALPS ETF TR | $1,128 | 0.56% | 26,405 | Common | NONE |
| 46138G631 | QQQJ | INVESCO EXCH TRADED FD TR II | $1,104 | 0.55% | 38,031 | Common | NONE |
| 505743104 | LADR | LADDER CAP CORP | $1,049 | 0.52% | 88,349 | Common | NONE |
| 708062104 | PNNT | PENNANTPARK INVT CORP | $1,045 | 0.52% | 134,312 | Common | NONE |
| 92189F411 | BIZD | VANECK ETF TRUST | $1,030 | 0.51% | 57,498 | Common | NONE |
| 04013V108 | ACRE | ARES COML REAL ESTATE CORP | $992 | 0.49% | 63,925 | Common | NONE |
| 38147U107 | GSBD | GOLDMAN SACHS BDC INC | $926 | 0.46% | 47,200 | Common | NONE |
| 72201Y101 | PDI | PIMCO DYNAMIC INCOME FD | $911 | 0.45% | 37,383 | Common | NONE |
| 09257W100 | BXMT | BLACKSTONE MTG TR INC | $888 | 0.44% | 27,943 | Common | NONE |
| 09248L106 | XBNYX | BLACKROCK N Y MUN INCOME TRU | $863 | 0.43% | 70,821 | Common | NONE |
| 38741L107 | GPMT | GRANITE PT MTG TR INC | $842 | 0.42% | 75,760 | Common | NONE |
| 04010L103 | ARCC | ARES CAPITAL CORP | $814 | 0.40% | 38,832 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $760 | 0.38% | 14,685 | Common | NONE |
| 70931T103 | PMT | PENNYMAC MTG INVT TR | $741 | 0.37% | 43,850 | Common | NONE |
| 28852N109 | EFC | ELLINGTON FINANCIAL INC | $734 | 0.36% | 41,325 | Common | NONE |
| 26923G822 | PFFA | ETFIS SER TR I | $694 | 0.34% | 28,840 | Common | NONE |
| 26817Q886 | DX | DYNEX CAP INC | $691 | 0.34% | 42,670 | Common | NONE |
| 83413U100 | SLRC | SLR INVESTMENT CORP | $687 | 0.34% | 37,908 | Common | NONE |
| 670651108 | XNCMX | NUVEEN CALIFORNIA AMT QLT MU | $667 | 0.33% | 49,160 | Common | NONE |
| 42809H107 | HES | HESS CORP | $642 | 0.32% | 6,000 | Common | NONE |
| 78464A763 | SDY | SPDR SER TR | $641 | 0.32% | 5,000 | Common | NONE |
| 92838X102 | — | VIRTUS ALLIANZGI CONVERTIBLE | $638 | 0.32% | 126,918 | Common | NONE |
| 64828T201 | RITM | NEW RESIDENTIAL INVT CORP | $617 | 0.31% | 56,160 | Common | NONE |
| 921937827 | BSV | VANGUARD BD INDEX FDS | $592 | 0.29% | 7,600 | Common | NONE |
| 427096508 | HTGC | HERCULES CAPITAL INC | $589 | 0.29% | 32,620 | Common | NONE |
| 92912T100 | XIGDX | VOYA GLBL EQTY DIV & PREM OP | $588 | 0.29% | 100,402 | Common | NONE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $560 | 0.28% | 10,991 | Common | NONE |
| 83012A109 | TSLX | SIXTH STREET SPECIALTY LENDI | $551 | 0.27% | 23,660 | Common | NONE |
| 03761U502 | MFIC | APOLLO INVT CORP | $540 | 0.27% | 40,837 | Common | NONE |
| 92826C839 | V | VISA INC | $495 | 0.25% | 2,233 | Common | NONE |
| 05684B107 | BCSF | BAIN CAP SPECIALTY FIN INC | $495 | 0.25% | 31,750 | Common | NONE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $486 | 0.24% | 3,000 | Common | NONE |
| 09257R101 | BGB | BLACKSTONE STRATEGIC CREDIT | $470 | 0.23% | 35,988 | Common | NONE |
| 458140100 | INTC | INTEL CORP | $466 | 0.23% | 9,398 | Common | NONE |
| 92556H305 | PARA 5.75 04/01/24 A | PARAMOUNT GLOBAL | $464 | 0.23% | 8,350 | Common | NONE |
| 55336V100 | MPLX | MPLX LP | $452 | 0.22% | 13,616 | Common | NONE |
| 14843C105 | CSTL | CASTLE BIOSCIENCES INC | $450 | 0.22% | 10,026 | Common | NONE |
| 94987B105 | XEADX | ALLSPRING INCOME OPPORTUNIT | $444 | 0.22% | 56,161 | Common | NONE |
| 610335101 | MRCC | MONROE CAP CORP | $429 | 0.21% | 39,753 | Common | NONE |
| 30231G102 | XOM | EXXON MOBIL CORP | $428 | 0.21% | 5,181 | Common | NONE |
| 46435G342 | REM | ISHARES TR | $409 | 0.20% | 12,521 | Common | NONE |
| 38173M102 | GBDC | GOLUB CAP BDC INC | $366 | 0.18% | 24,060 | Common | NONE |
| 18913Y103 | GLV | CLOUGH GLOBAL DIVID & INCOME | $352 | 0.17% | 38,270 | Common | NONE |
| 486606106 | KYN | KAYNE ANDERSON ENERGY INFRST | $349 | 0.17% | 37,846 | Common | NONE |
| 18914C100 | XGLQX | CLOUGH GLOBAL EQUITY FD | $341 | 0.17% | 29,090 | Common | NONE |
| 74915M100 | QVCAUSD | QURATE RETAIL INC | $341 | 0.17% | 71,618 | Common | NONE |
| 92189F452 | MORT | VANECK ETF TRUST | $325 | 0.16% | 19,030 | Common | NONE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $325 | 0.16% | 1,834 | Common | NONE |
| 21036P108 | STZ | CONSTELLATION BRANDS INC | $318 | 0.16% | 1,379 | Common | NONE |
| 12811L107 | CHW | CALAMOS GBL DYN INCOME FUND | $305 | 0.15% | 34,403 | Common | NONE |
| 00287Y109 | ABBV | ABBVIE INC | $295 | 0.15% | 1,817 | Common | NONE |
| 90274E174 | PFFL | UBS AG LONDON BRANCH | $294 | 0.15% | 18,658 | Common | NONE |
| 649604501 | — | NEW YORK MTG TR INC | $292 | 0.14% | 80,026 | Common | NONE |
| 040413106 | ANETEUR | ARISTA NETWORKS INC | $278 | 0.14% | 2,000 | Common | NONE |
| 92537N108 | VRT | VERTIV HOLDINGS CO | $277 | 0.14% | 19,760 | Common | NONE |
| 36472T109 | TDAY | GANNETT CO INC | $272 | 0.13% | 60,338 | Common | NONE |
| 74623V103 | PCT | PURECYCLE TECHNOLOGIES INC | $261 | 0.13% | 32,650 | Common | NONE |
| 032108607 | BLOK | AMPLIFY ETF TR | $256 | 0.13% | 7,500 | Common | NONE |
| 194162103 | CL | COLGATE PALMOLIVE CO | $250 | 0.12% | 3,300 | Common | NONE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $249 | 0.12% | 1,628 | Common | NONE |
| 38983D300 | — | GREAT AJAX CORP | $240 | 0.12% | 20,502 | Common | NONE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L | $227 | 0.11% | 8,805 | Common | NONE |
| 88160R101 | TSLA | TESLA INC | $226 | 0.11% | 210 | Common | NONE |
| 37954Y624 | DRIV | GLOBAL X FDS | $226 | 0.11% | 8,202 | Common | NONE |
| 464287465 | EFA | ISHARES TR | $219 | 0.11% | 2,981 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $210 | 0.10% | 1,543 | Common | NONE |
| 03464A100 | FINS | ANGEL OAK FINL STRATEGIES IN | $177 | 0.09% | 11,200 | Common | NONE |
| 691543102 | — | OXFORD LANE CAP CORP | $151 | 0.07% | 20,816 | Common | NONE |
| 26943B100 | — | FIRST EAGLE ALTR CAP BDC INC | $126 | 0.06% | 28,566 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.