Q3 2022 · 13F-HR
Claybrook Capital, LLCholdings as filed
Filed 2022-10-20 · accession 0001729848-22-000004
$157,607
Reported value
135
Positions
2022-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $13,387 | 8.49% | 37,479 | Common | NONE |
| 46090E103 | QQQ | INVESCO QQQ TR | $8,162 | 5.18% | 30,540 | Common | NONE |
| 670656107 | NRK | NUVEEN NEW YORK AMT QLT MUNI | $7,781 | 4.94% | 792,367 | Common | NONE |
| 67066X107 | NAN | NUVEEN NEW YORK QLT MUN INC | $5,089 | 3.23% | 486,078 | Common | NONE |
| 02209S103 | MO | ALTRIA GROUP INC | $4,396 | 2.79% | 108,868 | Common | NONE |
| 29670E107 | EPRT | ESSENTIAL PPTYS RLTY TR INC | $4,239 | 2.69% | 217,923 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $4,234 | 2.69% | 37,470 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $3,510 | 2.23% | 13,146 | Common | NONE |
| 09255E102 | MYN | BLACKROCK MUNIYIELD N Y QUAL | $3,284 | 2.08% | 348,250 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $2,907 | 1.84% | 12,480 | Common | NONE |
| 09255C106 | — | BLACKROCK MUNIHLDGS NY QLTY | $2,863 | 1.82% | 292,141 | Common | NONE |
| 72200W106 | PML | PIMCO MUN INCOME FD II | $2,670 | 1.69% | 280,187 | Common | NONE |
| 670657105 | XNEAX | NUVEEN AMT FREE QLTY MUN INC | $2,635 | 1.67% | 248,583 | Common | NONE |
| 922042742 | VT | VANGUARD INTL EQUITY INDEX F | $2,368 | 1.50% | 30,016 | Common | NONE |
| 46133G107 | IQI | INVESCO QUALITY MUN INCOME T | $2,233 | 1.42% | 244,543 | Common | NONE |
| 72200Y102 | PNI | PIMCO NEW YORK MUN FD II | $2,202 | 1.40% | 281,593 | Common | NONE |
| 48251K100 | KREF | KKR REAL ESTATE FIN TR INC | $2,192 | 1.39% | 134,921 | Common | NONE |
| 92189F643 | MOAT | VANECK ETF TRUST | $2,118 | 1.34% | 35,300 | Common | NONE |
| 85571B105 | STWD | STARWOOD PPTY TR INC | $2,098 | 1.33% | 115,172 | Common | NONE |
| 09253R105 | XMVFX | BLACKROCK MUNIVEST FD INC | $2,073 | 1.32% | 312,220 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $1,869 | 1.19% | 13,521 | Common | NONE |
| 67071L106 | NVG | NUVEEN AMT FREE MUN CR INC F | $1,869 | 1.19% | 160,147 | Common | NONE |
| 075887109 | BDX | BECTON DICKINSON & CO | $1,833 | 1.16% | 8,225 | Common | NONE |
| 29273V100 | ET | ENERGY TRANSFER L P | $1,809 | 1.15% | 164,005 | Common | NONE |
| 67073B106 | JPC | NUVEEN PFD & INCOME OPPORTUN | $1,775 | 1.13% | 255,450 | Common | NONE |
| 302635206 | FSK | FS KKR CAP CORP | $1,743 | 1.11% | 102,814 | Common | NONE |
| 49456B101 | KMI | KINDER MORGAN INC DEL | $1,731 | 1.10% | 104,000 | Common | NONE |
| 505743104 | LADR | LADDER CAP CORP | $1,694 | 1.07% | 189,104 | Common | NONE |
| 67070X101 | NZF | NUVEEN MUNICIPAL CREDIT INC | $1,685 | 1.07% | 148,183 | Common | NONE |
| 398433102 | GFF | GRIFFON CORP | $1,669 | 1.06% | 56,551 | Common | NONE |
| 72200T103 | — | PIMCO NEW YORK MUN INCOME FD | $1,661 | 1.05% | 193,813 | Common | NONE |
| 009158106 | APD | AIR PRODS & CHEMS INC | $1,635 | 1.04% | 7,025 | Common | NONE |
| 46131T101 | VTN | INVESCO TR INVT GRADE NEW YO | $1,629 | 1.03% | 170,381 | Common | NONE |
| 097023105 | BA | BOEING CO | $1,610 | 1.02% | 13,300 | Common | NONE |
| 78463V107 | GLD | SPDR GOLD TR | $1,538 | 0.98% | 9,945 | Common | NONE |
| 67401P108 | — | OAKTREE SPECIALTY LENDING CO | $1,413 | 0.90% | 235,575 | Common | NONE |
| 72210E105 | — | PIMCO NEW YORK MUN INCOME FD | $1,397 | 0.89% | 203,587 | Common | NONE |
| 20825C104 | COP | CONOCOPHILLIPS | $1,208 | 0.77% | 11,800 | Common | NONE |
| 98400T106 | — | XAI OCTAGON FLOATING RATE & | $1,175 | 0.75% | 197,768 | Common | NONE |
| 59318E102 | CMU | MFS HIGH YIELD MUN TR | $1,152 | 0.73% | 382,584 | Common | NONE |
| 75574U101 | RC | READY CAPITAL CORP | $1,149 | 0.73% | 113,299 | Common | NONE |
| 53656F599 | HEGD | LISTED FD TR | $1,094 | 0.69% | 65,000 | Common | NONE |
| 88579Y101 | MMM | 3M CO | $1,083 | 0.69% | 9,800 | Common | NONE |
| 89677Y100 | TPVG | TRIPLEPOINT VENTURE GROWTH B | $1,043 | 0.66% | 96,070 | Common | NONE |
| 92556H206 | 0VVB | PARAMOUNT GLOBAL | $967 | 0.61% | 50,800 | Common | NONE |
| 921943858 | VEA | VANGUARD TAX-MANAGED FDS | $956 | 0.61% | 26,304 | Common | NONE |
| 03762U105 | ARI | APOLLO COML REAL EST FIN INC | $951 | 0.60% | 114,575 | Common | NONE |
| 922042858 | VWO | VANGUARD INTL EQUITY INDEX F | $941 | 0.60% | 25,791 | Common | NONE |
| 04010L103 | ARCC | ARES CAPITAL CORP | $906 | 0.57% | 53,662 | Common | NONE |
| 26923G822 | PFFA | ETFIS SER TR I | $874 | 0.55% | 45,880 | Common | NONE |
| 46138G631 | QQQJ | INVESCO EXCH TRADED FD TR II | $845 | 0.54% | 38,150 | Common | NONE |
| 33734X192 | SKYY | FIRST TR EXCHANGE TRADED FD | $815 | 0.52% | 13,490 | Common | NONE |
| 26922A842 | JETS | ETF SER SOLUTIONS | $807 | 0.51% | 53,750 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $807 | 0.51% | 8,440 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC | $802 | 0.51% | 8,340 | Common | NONE |
| 92189F411 | BIZD | VANECK ETF TRUST | $780 | 0.49% | 57,498 | Common | NONE |
| 79466L302 | CRM | SALESFORCE INC | $769 | 0.49% | 5,345 | Common | NONE |
| 708062104 | PNNT | PENNANTPARK INVT CORP | $754 | 0.48% | 138,082 | Common | NONE |
| 72201Y101 | PDI | PIMCO DYNAMIC INCOME FD | $724 | 0.46% | 37,383 | Common | NONE |
| 11135B100 | — | BROADMARK RLTY CAP INC | $719 | 0.46% | 140,772 | Common | NONE |
| 921937827 | BSV | VANGUARD BD INDEX FDS | $718 | 0.46% | 9,600 | Common | NONE |
| 670651108 | XNCMX | NUVEEN CALIFORNIA AMT QLT MU | $695 | 0.44% | 58,810 | Common | NONE |
| 288578107 | EARN | ELLINGTON RESIDENTIAL MTG RE | $693 | 0.44% | 112,361 | Common | NONE |
| 09248L106 | XBNYX | BLACKROCK N Y MUN INCOME TRU | $693 | 0.44% | 70,821 | Common | NONE |
| 38147U107 | GSBD | GOLDMAN SACHS BDC INC | $682 | 0.43% | 47,200 | Common | NONE |
| 04013V108 | ACRE | ARES COML REAL ESTATE CORP | $668 | 0.42% | 63,925 | Common | NONE |
| 26817Q886 | DX | DYNEX CAP INC | $659 | 0.42% | 56,570 | Common | NONE |
| 42809H107 | HES | HESS CORP | $654 | 0.41% | 6,000 | Common | NONE |
| 00162Q452 | AMLP | ALPS ETF TR | $653 | 0.41% | 17,870 | Common | NONE |
| 09257W100 | BXMT | BLACKSTONE MTG TR INC | $652 | 0.41% | 27,943 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $640 | 0.41% | 14,635 | Common | NONE |
| 78464A763 | SDY | SPDR SER TR | $558 | 0.35% | 5,000 | Common | NONE |
| 517097101 | LGO | LARGO INC | $523 | 0.33% | 99,295 | Common | NONE |
| 70931T103 | PMT | PENNYMAC MTG INVT TR | $517 | 0.33% | 43,850 | Common | NONE |
| 83413U100 | SLRC | SLR INVESTMENT CORP | $510 | 0.32% | 41,393 | Common | NONE |
| 92912T100 | XIGDX | VOYA GLBL EQTY DIV & PREM OP | $502 | 0.32% | 100,402 | Common | NONE |
| 38741L107 | GPMT | GRANITE PT MTG TR INC | $488 | 0.31% | 75,760 | Common | NONE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $474 | 0.30% | 12,492 | Common | NONE |
| 80349A208 | SAR | SARATOGA INVT CORP | $471 | 0.30% | 22,655 | Common | NONE |
| 28852N109 | EFC | ELLINGTON FINANCIAL INC | $470 | 0.30% | 41,325 | Common | NONE |
| 500754106 | KHC | KRAFT HEINZ CO | $467 | 0.30% | 14,000 | Common | NONE |
| 756158101 | UTG | REAVES UTIL INCOME FD | $463 | 0.29% | 17,015 | Common | NONE |
| 03761U502 | MFIC | MIDCAP FINANCIAL INVSTMNT CO | $451 | 0.29% | 44,137 | Common | NONE |
| 30231G102 | XOM | EXXON MOBIL CORP | $444 | 0.28% | 5,081 | Common | NONE |
| 64828T201 | RITM | RITHM CAPITAL CORP | $431 | 0.27% | 58,820 | Common | NONE |
| 723787107 | PXDEUR | PIONEER NAT RES CO | $412 | 0.26% | 1,902 | Common | NONE |
| 55336V100 | MPLX | MPLX LP | $409 | 0.26% | 13,616 | Common | NONE |
| 92838X102 | — | VIRTUS CONVERTIBLE & INCOME | $406 | 0.26% | 126,918 | Common | NONE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $405 | 0.26% | 3,000 | Common | NONE |
| 486606106 | KYN | KAYNE ANDERSON ENERGY INFRST | $397 | 0.25% | 48,956 | Common | NONE |
| 92826C839 | V | VISA INC | $397 | 0.25% | 2,233 | Common | NONE |
| 83012A109 | TSLX | SIXTH STREET SPECIALTY LENDI | $387 | 0.25% | 23,660 | Common | NONE |
| 09257R101 | BGB | BLACKSTONE STRATEGIC CREDIT | $383 | 0.24% | 35,988 | Common | NONE |
| 05684B107 | BCSF | BAIN CAP SPECIALTY FIN INC | $381 | 0.24% | 31,750 | Common | NONE |
| 427096508 | HTGC | HERCULES CAPITAL INC | $378 | 0.24% | 32,620 | Common | NONE |
| 94987B105 | XEADX | ALLSPRING INCOME OPPORTUNIT | $348 | 0.22% | 56,161 | Common | NONE |
| 67075A106 | XJPIX | NUVEEN PFD & INCOME TERM FD | $345 | 0.22% | 18,705 | Common | NONE |
| 226344208 | — | CRESTWOOD EQUITY PARTNERS LP | $323 | 0.20% | 11,637 | Common | NONE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $300 | 0.19% | 1,834 | Common | NONE |
| 38173M102 | GBDC | GOLUB CAP BDC INC | $298 | 0.19% | 24,060 | Common | NONE |
| 21036P108 | STZ | CONSTELLATION BRANDS INC | $294 | 0.19% | 1,279 | Common | NONE |
| 610335101 | MRCC | MONROE CAP CORP | $288 | 0.18% | 39,753 | Common | NONE |
| 37954Y780 | SNSR | GLOBAL X FDS | $272 | 0.17% | 10,952 | Common | NONE |
| 74623V103 | PCT | PURECYCLE TECHNOLOGIES INC | $268 | 0.17% | 33,150 | Common | NONE |
| 691543102 | — | OXFORD LANE CAP CORP | $266 | 0.17% | 51,371 | Common | NONE |
| 46435G342 | REM | ISHARES TR | $262 | 0.17% | 12,521 | Common | NONE |
| 14843C105 | CSTL | CASTLE BIOSCIENCES INC | $261 | 0.17% | 10,026 | Common | NONE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L | $260 | 0.16% | 10,920 | Common | NONE |
| 92556H305 | PARA 5.75 04/01/24 A | PARAMOUNT GLOBAL | $258 | 0.16% | 8,350 | Common | NONE |
| 69121K104 | OBDC | OWL ROCK CAPITAL CORPORATION | $256 | 0.16% | 24,640 | Common | NONE |
| 38983D300 | — | GREAT AJAX CORP | $255 | 0.16% | 33,902 | Common | NONE |
| 18913Y103 | GLV | CLOUGH GLOBAL DIVID & INCOME | $254 | 0.16% | 38,270 | Common | NONE |
| 00162Q478 | DTEC | ALPS ETF TR | $253 | 0.16% | 8,050 | Common | NONE |
| 91823B109 | UWMC | UWM HOLDINGS CORPORATION | $244 | 0.15% | 83,148 | Common | NONE |
| 00287Y109 | ABBV | ABBVIE INC | $244 | 0.15% | 1,817 | Common | NONE |
| 458140100 | INTC | INTEL CORP | $242 | 0.15% | 9,398 | Common | NONE |
| 194162103 | CL | COLGATE PALMOLIVE CO | $232 | 0.15% | 3,300 | Common | NONE |
| 647551100 | NMFC | NEW MTN FIN CORP | $229 | 0.15% | 19,880 | Common | NONE |
| 040413106 | ANETEUR | ARISTA NETWORKS INC | $226 | 0.14% | 2,000 | Common | NONE |
| 90274E174 | PFFL | UBS AG LONDON BRANCH | $217 | 0.14% | 18,658 | Common | NONE |
| 92189F452 | MORT | VANECK ETF TRUST | $210 | 0.13% | 19,030 | Common | NONE |
| 12811L107 | CHW | CALAMOS GBL DYN INCOME FUND | $209 | 0.13% | 34,403 | Common | NONE |
| 06759L103 | BBDC | BARINGS BDC INC | $209 | 0.13% | 25,255 | Common | NONE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $206 | 0.13% | 1,628 | Common | NONE |
| 18914C100 | XGLQX | CLOUGH GLOBAL EQUITY FD | $200 | 0.13% | 29,090 | Common | NONE |
| 92537N108 | VRT | VERTIV HOLDINGS CO | $192 | 0.12% | 19,760 | Common | NONE |
| 649604501 | — | NEW YORK MTG TR INC | $187 | 0.12% | 80,026 | Common | NONE |
| 26943B100 | — | FIRST EAGLE ALTR CAP BDC INC | $181 | 0.11% | 63,276 | Common | NONE |
| 038923108 | ABR | ARBOR REALTY TRUST INC | $162 | 0.10% | 14,050 | Common | NONE |
| 03464A100 | FINS | ANGEL OAK FINL STRATEGIES IN | $150 | 0.10% | 11,200 | Common | NONE |
| 74915M100 | QVCAUSD | QURATE RETAIL INC | $144 | 0.09% | 71,618 | Common | NONE |
| 27828H105 | XEVVX | EATON VANCE LTD DURATION INC | $133 | 0.08% | 14,440 | Common | NONE |
| 09255P107 | HYT | BLACKROCK CORPOR HI YLD FD I | $99 | 0.06% | 11,575 | Common | NONE |
| 36472T109 | TDAY | GANNETT CO INC | $92 | 0.06% | 60,338 | Common | NONE |
| 72201J104 | PFN | PIMCO INCOME STRATEGY FD II | $85 | 0.05% | 12,270 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.