Q4 2022 · 13F-HR
Claybrook Capital, LLCholdings as filed
Filed 2023-01-24 · accession 0001951757-23-000049
$162.7M
Reported value
132
Positions
2022-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $14.6M | 8.95% | 38,104 | Common | NONE |
| 670656107 | NRK | NUVEEN NEW YORK AMT QLT MUNI | $8.1M | 5.00% | 792,367 | Common | NONE |
| 46090E103 | QQQ | INVESCO QQQ TR | $6.9M | 4.27% | 26,086 | Common | NONE |
| 67066X107 | NAN | NUVEEN NEW YORK QLT MUN INC | $5.2M | 3.20% | 486,078 | Common | NONE |
| 29670E107 | EPRT | ESSENTIAL PPTYS RLTY TR INC | $5.1M | 3.14% | 217,923 | Common | NONE |
| 02209S103 | MO | ALTRIA GROUP INC | $5.0M | 3.10% | 110,193 | Common | NONE |
| 09255E102 | MYN | BLACKROCK MUNIYIELD N Y QUAL | $3.4M | 2.10% | 348,250 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $3.2M | 1.98% | 10,455 | Common | NONE |
| 72200T103 | — | PIMCO NEW YORK MUN INCOME FD | $3.1M | 1.93% | 397,400 | Common | NONE |
| 09255C106 | — | BLACKROCK MUNIHLDGS NY QLTY | $3.0M | 1.84% | 292,141 | Common | NONE |
| 74347B714 | — | PROSHARES TR | $2.8M | 1.75% | 193,000 | Common | NONE |
| 670657105 | XNEAX | NUVEEN AMT FREE QLTY MUN INC | $2.8M | 1.74% | 248,583 | Common | NONE |
| 922042742 | VT | VANGUARD INTL EQUITY INDEX F | $2.6M | 1.60% | 30,154 | Common | NONE |
| 72200W106 | PML | PIMCO MUN INCOME FD II | $2.5M | 1.56% | 280,187 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $2.5M | 1.52% | 29,370 | Common | NONE |
| 46133G107 | IQI | INVESCO QUALITY MUN INCOME T | $2.3M | 1.42% | 244,543 | Common | NONE |
| 92189F643 | MOAT | VANECK ETF TRUST | $2.3M | 1.41% | 35,300 | Common | NONE |
| 72200Y102 | PNI | PIMCO NEW YORK MUN FD II | $2.2M | 1.38% | 281,593 | Common | NONE |
| 09253R105 | XMVFX | BLACKROCK MUNIVEST FD INC | $2.2M | 1.34% | 312,220 | Common | NONE |
| 29273V100 | ET | ENERGY TRANSFER L P | $2.2M | 1.33% | 181,845 | Common | NONE |
| 85571B105 | STWD | STARWOOD PPTY TR INC | $2.1M | 1.31% | 116,402 | Common | NONE |
| 075887109 | BDX | BECTON DICKINSON & CO | $2.1M | 1.29% | 8,225 | Common | NONE |
| 009158106 | APD | AIR PRODS & CHEMS INC | $2.1M | 1.27% | 6,725 | Common | NONE |
| 097023105 | BA | BOEING CO | $2.1M | 1.26% | 10,780 | Common | NONE |
| 67073B106 | JPC | NUVEEN PFD & INCOME OPPORTUN | $2.0M | 1.25% | 278,750 | Common | NONE |
| 398433102 | GFF | GRIFFON CORP | $2.0M | 1.24% | 56,551 | Common | NONE |
| 302635206 | FSK | FS KKR CAP CORP | $2.0M | 1.20% | 111,913 | Common | NONE |
| 67071L106 | NVG | NUVEEN AMT FREE MUN CR INC F | $1.9M | 1.19% | 160,147 | Common | NONE |
| 505743104 | LADR | LADDER CAP CORP | $1.9M | 1.17% | 189,104 | Common | NONE |
| 48251K100 | KREF | KKR REAL ESTATE FIN TR INC | $1.9M | 1.16% | 134,921 | Common | NONE |
| 49456B101 | KMI | KINDER MORGAN INC DEL | $1.9M | 1.16% | 104,000 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $1.8M | 1.11% | 7,535 | Common | NONE |
| 67070X101 | NZF | NUVEEN MUNICIPAL CREDIT INC | $1.8M | 1.10% | 148,183 | Common | NONE |
| 46131T101 | VTN | INVESCO TR INVT GRADE NEW YO | $1.7M | 1.06% | 170,381 | Common | NONE |
| 78463V107 | GLD | SPDR GOLD TR | $1.7M | 1.04% | 9,945 | Common | NONE |
| 67401P108 | — | OAKTREE SPECIALTY LENDING CO | $1.7M | 1.03% | 242,975 | Common | NONE |
| 75574U101 | RC | READY CAPITAL CORP | $1.3M | 0.78% | 113,299 | Common | NONE |
| 98400T106 | — | XAI OCTAGON FLOATING RATE & | $1.2M | 0.77% | 197,768 | Common | NONE |
| 03762U105 | ARI | APOLLO COML REAL EST FIN INC | $1.2M | 0.76% | 114,575 | Common | NONE |
| 20825C104 | COP | CONOCOPHILLIPS | $1.2M | 0.75% | 10,300 | Common | NONE |
| 59318E102 | CMU | MFS HIGH YIELD MUN TR | $1.2M | 0.74% | 382,584 | Common | NONE |
| 89677Y100 | TPVG | TRIPLEPOINT VENTURE GROWTH B | $1.2M | 0.73% | 114,640 | Common | NONE |
| 921943858 | VEA | VANGUARD TAX-MANAGED FDS | $1.1M | 0.69% | 26,597 | Common | NONE |
| 53656F599 | HEGD | LISTED FD TR | $1.1M | 0.69% | 65,000 | Common | NONE |
| 04010L103 | ARCC | ARES CAPITAL CORP | $1.1M | 0.65% | 57,562 | Common | NONE |
| 88579Y101 | MMM | 3M CO | $1.1M | 0.65% | 8,800 | Common | NONE |
| 922042858 | VWO | VANGUARD INTL EQUITY INDEX F | $1.0M | 0.63% | 26,174 | Common | NONE |
| 46138G631 | QQQJ | INVESCO EXCH TRADED FD TR II | $915,072 | 0.56% | 38,272 | Common | NONE |
| 26922A842 | JETS | ETF SER SOLUTIONS | $900,970 | 0.55% | 52,750 | Common | NONE |
| 756158101 | UTG | REAVES UTIL INCOME FD | $860,115 | 0.53% | 30,425 | Common | NONE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $856,101 | 0.53% | 21,728 | Common | NONE |
| 42809H107 | HES | HESS CORP | $850,920 | 0.52% | 6,000 | Common | NONE |
| 26923G822 | PFFA | ETFIS SER TR I | $832,263 | 0.51% | 45,880 | Common | NONE |
| 92189F411 | BIZD | VANECK ETF TRUST | $813,597 | 0.50% | 57,498 | Common | NONE |
| 80349A208 | SAR | SARATOGA INVT CORP | $812,213 | 0.50% | 31,864 | Common | NONE |
| 708062104 | PNNT | PENNANTPARK INVT CORP | $793,972 | 0.49% | 138,082 | Common | NONE |
| 33734X192 | SKYY | FIRST TR EXCHANGE TRADED FD | $777,132 | 0.48% | 13,490 | Common | NONE |
| 670651108 | XNCMX | NUVEEN CALIFORNIA AMT QLT MU | $723,363 | 0.44% | 58,810 | Common | NONE |
| 921937827 | BSV | VANGUARD BD INDEX FDS | $722,688 | 0.44% | 9,600 | Common | NONE |
| 26817Q886 | DX | DYNEX CAP INC | $719,570 | 0.44% | 56,570 | Common | NONE |
| 09248L106 | XBNYX | BLACKROCK N Y MUN INCOME TRU | $713,167 | 0.44% | 70,821 | Common | NONE |
| 04013V108 | ACRE | ARES COML REAL ESTATE CORP | $707,417 | 0.43% | 68,748 | Common | NONE |
| 72201Y101 | PDI | PIMCO DYNAMIC INCOME FD | $690,838 | 0.42% | 37,383 | Common | NONE |
| 00162Q452 | AMLP | ALPS ETF TR | $680,311 | 0.42% | 17,870 | Common | NONE |
| 79466L302 | CRM | SALESFORCE INC | $675,546 | 0.42% | 5,095 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $669,666 | 0.41% | 7,590 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC | $664,588 | 0.41% | 7,490 | Common | NONE |
| 11135B100 | — | BROADMARK RLTY CAP INC | $653,680 | 0.40% | 183,618 | Common | NONE |
| 38147U107 | GSBD | GOLDMAN SACHS BDC INC | $647,584 | 0.40% | 47,200 | Common | NONE |
| 78464A763 | SDY | SPDR SER TR | $625,550 | 0.38% | 5,000 | Common | NONE |
| 09257W100 | BXMT | BLACKSTONE MTG TR INC | $591,553 | 0.36% | 27,943 | Common | NONE |
| 83413U100 | SLRC | SLR INVESTMENT CORP | $575,777 | 0.35% | 41,393 | Common | NONE |
| 92912T100 | XIGDX | VOYA GLBL EQTY DIV & PREM OP | $543,175 | 0.33% | 100,402 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $538,020 | 0.33% | 10,500 | Common | NONE |
| 517097101 | LGO | LARGO INC | $534,207 | 0.33% | 99,295 | Common | NONE |
| 500754106 | KHC | KRAFT HEINZ CO | $529,230 | 0.33% | 13,000 | Common | NONE |
| 03761U502 | MFIC | MIDCAP FINANCIAL INVSTMNT CO | $503,162 | 0.31% | 44,137 | Common | NONE |
| 64828T201 | RITM | RITHM CAPITAL CORP | $480,559 | 0.30% | 58,820 | Common | NONE |
| 09255P107 | HYT | BLACKROCK CORPOR HI YLD FD I | $465,816 | 0.29% | 53,297 | Common | NONE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $455,550 | 0.28% | 3,000 | Common | NONE |
| 55336V100 | MPLX | MPLX LP | $447,149 | 0.27% | 13,616 | Common | NONE |
| 723787107 | PXDEUR | PIONEER NAT RES CO | $434,398 | 0.27% | 1,902 | Common | NONE |
| 92838X102 | — | VIRTUS CONVERTIBLE & INCOME | $431,521 | 0.27% | 126,918 | Common | NONE |
| 427096508 | HTGC | HERCULES CAPITAL INC | $431,236 | 0.27% | 32,620 | Common | NONE |
| 38983D300 | — | GREAT AJAX CORP | $424,502 | 0.26% | 58,552 | Common | NONE |
| 83012A109 | TSLX | SIXTH STREET SPECIALTY LENDI | $421,148 | 0.26% | 23,660 | Common | NONE |
| 486606106 | KYN | KAYNE ANDERSON ENERGY INFRST | $419,063 | 0.26% | 48,956 | Common | NONE |
| 038923108 | ABR | ARBOR REALTY TRUST INC | $418,848 | 0.26% | 31,755 | Common | NONE |
| 38741L107 | GPMT | GRANITE PT MTG TR INC | $406,074 | 0.25% | 75,760 | Common | NONE |
| 92556H206 | 0VVB | PARAMOUNT GLOBAL | $393,304 | 0.24% | 23,300 | Common | NONE |
| 67075A106 | XJPIX | NUVEEN PFD & INCOME TERM FD | $391,109 | 0.24% | 21,050 | Common | NONE |
| 09257R101 | BGB | BLACKSTONE STRATEGIC CREDIT | $380,753 | 0.23% | 35,988 | Common | NONE |
| 05684B107 | BCSF | BAIN CAP SPECIALTY FIN INC | $377,825 | 0.23% | 31,750 | Common | NONE |
| 94987B105 | XEADX | ALLSPRING INCOME OPPORTUNIT | $358,869 | 0.22% | 56,161 | Common | NONE |
| 81784E101 | SEVN | SEVEN HILLS REALTY TRUST | $349,374 | 0.21% | 38,435 | Common | NONE |
| 610335101 | MRCC | MONROE CAP CORP | $339,491 | 0.21% | 39,753 | Common | NONE |
| 38173M102 | GBDC | GOLUB CAP BDC INC | $316,630 | 0.19% | 24,060 | Common | NONE |
| 37954Y780 | SNSR | GLOBAL X FDS | $316,609 | 0.19% | 10,952 | Common | NONE |
| 226344208 | — | CRESTWOOD EQUITY PARTNERS LP | $304,773 | 0.19% | 11,637 | Common | NONE |
| 70931T103 | PMT | PENNYMAC MTG INVT TR | $289,926 | 0.18% | 23,400 | Common | NONE |
| 69121K104 | OBDC | OWL ROCK CAPITAL CORPORATION | $284,592 | 0.17% | 24,640 | Common | NONE |
| 46435G342 | REM | ISHARES TR | $284,101 | 0.17% | 12,521 | Common | NONE |
| 288578107 | EARN | ELLINGTON RESIDENTIAL MTG RE | $275,676 | 0.17% | 40,186 | Common | NONE |
| 92537N108 | VRT | VERTIV HOLDINGS CO | $269,922 | 0.17% | 19,760 | Common | NONE |
| 26943B100 | — | FIRST EAGLE ALTR CAP BDC INC | $269,556 | 0.17% | 63,276 | Common | NONE |
| 00162Q478 | DTEC | ALPS ETF TR | $267,533 | 0.16% | 8,051 | Common | NONE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L | $263,390 | 0.16% | 10,920 | Common | NONE |
| 691543102 | — | OXFORD LANE CAP CORP | $260,451 | 0.16% | 51,371 | Common | NONE |
| 21036P108 | STZ | CONSTELLATION BRANDS INC | $247,741 | 0.15% | 1,069 | Common | NONE |
| 647551100 | NMFC | NEW MTN FIN CORP | $245,916 | 0.15% | 19,880 | Common | NONE |
| 18913Y103 | GLV | CLOUGH GLOBAL DIVID & INCOME | $244,928 | 0.15% | 38,270 | Common | NONE |
| 040413106 | ANETEUR | ARISTA NETWORKS INC | $242,700 | 0.15% | 2,000 | Common | NONE |
| 19249X108 | PTA | COHEN & STEERS TAX ADVAN PFD | $239,340 | 0.15% | 13,545 | Common | NONE |
| 14843C105 | CSTL | CASTLE BIOSCIENCES INC | $236,012 | 0.15% | 10,026 | Common | NONE |
| 92189F452 | MORT | VANECK ETF TRUST | $222,080 | 0.14% | 19,030 | Common | NONE |
| 67073D102 | XJQCX | NUVEEN CR STRATEGIES INCOME | $219,354 | 0.13% | 43,095 | Common | NONE |
| 28852N109 | EFC | ELLINGTON FINANCIAL INC | $216,846 | 0.13% | 17,530 | Common | NONE |
| 74623V103 | PCT | PURECYCLE TECHNOLOGIES INC | $213,954 | 0.13% | 31,650 | Common | NONE |
| 92556H305 | PARA 5.75 04/01/24 A | PARAMOUNT GLOBAL | $206,830 | 0.13% | 8,350 | Common | NONE |
| 06759L103 | BBDC | BARINGS BDC INC | $205,828 | 0.13% | 25,255 | Common | NONE |
| 649604501 | — | NEW YORK MTG TR INC | $204,867 | 0.13% | 80,026 | Common | NONE |
| 092533108 | BKCCUSD | BLACKROCK CAP INVT CORP | $200,038 | 0.12% | 55,259 | Common | NONE |
| 19248C105 | LDP | COHEN & STEERS LTD DURATION | $199,006 | 0.12% | 10,463 | Common | NONE |
| 43010E404 | HFRO | HIGHLAND INCOME FD | $194,670 | 0.12% | 18,900 | Common | NONE |
| 902677780 | — | UBS AG LONDON BRANCH | $194,336 | 0.12% | 18,658 | Common | NONE |
| 12811L107 | CHW | CALAMOS GBL DYN INCOME FUND | $191,969 | 0.12% | 34,403 | Common | NONE |
| 18914C100 | XGLQX | CLOUGH GLOBAL EQUITY FD | $189,376 | 0.12% | 29,090 | Common | NONE |
| 33718W103 | FPF | FIRST TR INTER DURATN PFD & | $174,351 | 0.11% | 10,335 | Common | NONE |
| 03464A100 | FINS | ANGEL OAK FINL STRATEGIES IN | $143,472 | 0.09% | 11,200 | Common | NONE |
| 27828H105 | XEVVX | EATON VANCE LTD DURATION INC | $135,592 | 0.08% | 14,440 | Common | NONE |
| 36472T109 | TDAY | GANNETT CO INC | $122,486 | 0.08% | 60,338 | Common | NONE |
| 72201J104 | PFN | PIMCO INCOME STRATEGY FD II | $86,749 | 0.05% | 12,270 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.