Q3 2021 · 13F-HR
AJ WEALTH STRATEGIES, LLCholdings as filed
Filed 2021-10-20 · accession 0001744073-21-000008
$1.9M
Reported value
295
Positions
2021-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 808524201 | SCHX | SCHWAB STRATEGIC TR | $248,195 | 13.4% | 2,385,805 | Common | SOLE |
| 464287226 | AGG | ISHARES TR | $181,620 | 9.81% | 1,581,643 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $140,554 | 7.59% | 392,654 | Common | SOLE |
| 808524805 | SCHF | SCHWAB STRATEGIC TR | $120,134 | 6.49% | 3,104,237 | Common | SOLE |
| 922908363 | VOO | VANGUARD INDEX FDS | $117,362 | 6.34% | 297,571 | Common | SOLE |
| 46429B697 | USMV | ISHARES TR | $90,707 | 4.90% | 1,234,108 | Common | SOLE |
| 78468R408 | SJNK | SPDR SER TR | $75,690 | 4.09% | 2,763,412 | Common | SOLE |
| 808524508 | SCHM | SCHWAB STRATEGIC TR | $74,290 | 4.01% | 969,083 | Common | SOLE |
| 808524607 | SCHA | SCHWAB STRATEGIC TR | $67,396 | 3.64% | 673,288 | Common | SOLE |
| 46432F339 | QUAL | ISHARES TR | $56,872 | 3.07% | 431,729 | Common | SOLE |
| 46435G342 | REM | ISHARES TR | $48,561 | 2.62% | 1,342,195 | Common | SOLE |
| 090043100 | BILL | BILL COM HLDGS INC | $29,227 | 1.58% | 109,485 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $25,989 | 1.40% | 60,561 | Common | SOLE |
| 922908769 | VTI | VANGUARD INDEX FDS | $20,259 | 1.09% | 91,234 | Common | SOLE |
| 464288588 | MBB | ISHARES TR | $17,955 | 0.97% | 166,038 | Common | SOLE |
| 921937819 | BIV | VANGUARD BD INDEX FDS | $16,613 | 0.90% | 185,739 | Common | SOLE |
| 78464A763 | SDY | SPDR SER TR | $14,809 | 0.80% | 125,981 | Common | SOLE |
| 46432F859 | ISTB | ISHARES TR | $13,788 | 0.74% | 269,979 | Common | SOLE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $13,086 | 0.71% | 85,197 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $12,657 | 0.68% | 3,853 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $12,654 | 0.68% | 4,748 | Common | SOLE |
| 46641Q837 | JPST | J P MORGAN EXCHANGE-TRADED F | $12,109 | 0.65% | 238,738 | Common | SOLE |
| 30303M102 | META | FACEBOOK INC | $11,794 | 0.64% | 34,752 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $11,143 | 0.60% | 39,524 | Common | SOLE |
| 46090A879 | VRIG | INVESCO ACTIVELY MANAGED ETF | $10,915 | 0.59% | 434,587 | Common | SOLE |
| 72201R718 | LDUR | PIMCO ETF TR | $10,901 | 0.59% | 107,060 | Common | SOLE |
| 47103U886 | VNLA | JANUS DETROIT STR TR | $10,895 | 0.59% | 217,126 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $10,635 | 0.57% | 64,968 | Common | SOLE |
| 92206C870 | VCIT | VANGUARD SCOTTSDALE FDS | $10,353 | 0.56% | 109,657 | Common | SOLE |
| 808524797 | SCHD | SCHWAB STRATEGIC TR | $8,803 | 0.48% | 118,570 | Common | SOLE |
| 46137V548 | PID | INVESCO EXCHANGE TRADED FD T | $8,721 | 0.47% | 496,344 | Common | SOLE |
| 46137V621 | PGF | INVESCO EXCHANGE TRADED FD T | $8,455 | 0.46% | 446,167 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $8,155 | 0.44% | 57,631 | Common | SOLE |
| 46138J809 | BSJL | INVESCO EXCH TRD SLF IDX FD | $7,984 | 0.43% | 347,273 | Common | SOLE |
| 218352102 | CORT | CORCEPT THERAPEUTICS INC | $7,794 | 0.42% | 396,029 | Common | SOLE |
| 78467V848 | TOTL | SSGA ACTIVE ETF TR | $7,420 | 0.40% | 153,561 | Common | SOLE |
| 00436Q106 | ACEL | ACCEL ENTERTAINMENT INC | $6,893 | 0.37% | 567,824 | Common | SOLE |
| 46138J874 | — | INVESCO EXCH TRD SLF IDX FD | $6,768 | 0.37% | 291,230 | Common | SOLE |
| 92189H201 | ITM | VANECK ETF TRUST | $6,754 | 0.36% | 131,817 | Common | SOLE |
| 83012A109 | TSLX | SIXTH STREET SPECIALTY LENDN | $6,609 | 0.36% | 297,576 | Common | SOLE |
| 79466L302 | CRM | SALESFORCE COM INC | $6,254 | 0.34% | 23,057 | Common | SOLE |
| 808524839 | SCHZ | SCHWAB STRATEGIC TR | $5,244 | 0.28% | 96,643 | Common | SOLE |
| 464288687 | PFF | ISHARES TR | $5,232 | 0.28% | 134,817 | Common | SOLE |
| 464287200 | IVV | ISHARES TR | $5,178 | 0.28% | 12,018 | Common | SOLE |
| 98980F104 | GTM | ZOOMINFO TECHNOLOGIES INC | $4,884 | 0.26% | 79,817 | Common | SOLE |
| 18914U100 | CLDR | CLOUDERA INC | $4,700 | 0.25% | 294,305 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET INC | $4,668 | 0.25% | 1,746 | Common | SOLE |
| 922908751 | VB | VANGUARD INDEX FDS | $4,663 | 0.25% | 21,324 | Common | SOLE |
| 808524300 | SCHG | SCHWAB STRATEGIC TR | $4,242 | 0.23% | 28,645 | Common | SOLE |
| 78467X109 | DIA | SPDR DOW JONES INDL AVERAGE | $3,996 | 0.22% | 11,811 | Common | SOLE |
| 46138T104 | FXC | INVESCO CURRENCYSHARES CDN D | $3,985 | 0.22% | 51,472 | Common | SOLE |
| 37954Y483 | QYLD | GLOBAL X FDS | $3,888 | 0.21% | 176,251 | Common | SOLE |
| 808524102 | SCHB | SCHWAB STRATEGIC TR | $3,800 | 0.21% | 36,586 | Common | SOLE |
| 81369Y886 | XLU | SELECT SECTOR SPDR TR | $3,622 | 0.20% | 56,696 | Common | SOLE |
| 75700L108 | RRR | RED ROCK RESORTS INC | $3,557 | 0.19% | 69,442 | Common | SOLE |
| 18453H106 | CCO | CLEAR CHANNEL OUTDOOR HLDGS | $3,453 | 0.19% | 1,274,327 | Common | SOLE |
| 09247F100 | — | BLACKROCK INCOME TR INC | $3,406 | 0.18% | 558,430 | Common | SOLE |
| 83067L109 | — | SKILLZ INC | $3,392 | 0.18% | 345,380 | Common | SOLE |
| 25179M103 | DVN | DEVON ENERGY CORP NEW | $3,290 | 0.18% | 92,655 | Common | SOLE |
| 37954Y459 | RYLD | GLOBAL X FDS | $3,280 | 0.18% | 131,766 | Common | SOLE |
| 464287614 | IWF | ISHARES TR | $3,276 | 0.18% | 11,956 | Common | SOLE |
| 98980L101 | ZNGA | ZOOM VIDEO COMMUNICATIONS IN | $3,130 | 0.17% | 11,969 | Common | SOLE |
| 565849106 | MRO* | MARATHON OIL CORP | $3,120 | 0.17% | 228,243 | Common | SOLE |
| 852234103 | XYZ | SQUARE INC | $2,870 | 0.15% | 11,968 | Common | SOLE |
| 04010L103 | ARCC | ARES CAPITAL CORP | $2,857 | 0.15% | 140,533 | Common | SOLE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $2,654 | 0.14% | 17,777 | Common | SOLE |
| 26210C104 | DBX | DROPBOX INC | $2,640 | 0.14% | 90,361 | Common | SOLE |
| 22788C105 | CRWD | CROWDSTRIKE HLDGS INC | $2,520 | 0.14% | 10,255 | Common | SOLE |
| 73754Y100 | PTB | POTBELLY CORP | $2,516 | 0.14% | 371,037 | Common | SOLE |
| 084670108 | BRK/A | BERKSHIRE HATHAWAY INC DEL | $2,468 | 0.13% | 6 | Common | SOLE |
| 25278X109 | FANG | DIAMONDBACK ENERGY INC | $2,440 | 0.13% | 25,776 | Common | SOLE |
| 921937827 | BSV | VANGUARD BD INDEX FDS | $2,417 | 0.13% | 29,502 | Common | SOLE |
| 922908637 | VV | VANGUARD INDEX FDS | $2,412 | 0.13% | 12,006 | Common | SOLE |
| 46431W705 | LQDH | ISHARES U S ETF TR | $2,388 | 0.13% | 24,921 | Common | SOLE |
| 15872M104 | APY1EUR | CHAMPIONX CORPORATION | $2,358 | 0.13% | 105,474 | Common | SOLE |
| 254687106 | DIS | DISNEY WALT CO | $2,334 | 0.13% | 13,796 | Common | SOLE |
| 922908736 | VUG | VANGUARD INDEX FDS | $2,261 | 0.12% | 7,791 | Common | SOLE |
| 808513105 | SCHW | SCHWAB CHARLES CORP | $2,137 | 0.12% | 29,336 | Common | SOLE |
| 46138E511 | PGX | INVESCO EXCH TRADED FD TR II | $2,104 | 0.11% | 140,000 | Common | SOLE |
| 78468R739 | SHM | SPDR SER TR | $2,048 | 0.11% | 41,465 | Common | SOLE |
| 37950E408 | CHIQ | GLOBAL X FDS | $2,048 | 0.11% | 73,055 | Common | SOLE |
| 78463V107 | GLD | SPDR GOLD TR | $2,040 | 0.11% | 12,420 | Common | SOLE |
| 464287408 | IVE | ISHARES TR | $2,025 | 0.11% | 13,924 | Common | SOLE |
| 904311107 | UAA | UNDER ARMOUR INC | $2,007 | 0.11% | 99,446 | Common | SOLE |
| 92204A702 | VGT | VANGUARD WORLD FDS | $1,959 | 0.11% | 4,882 | Common | SOLE |
| 406216101 | HAL | HALLIBURTON CO | $1,876 | 0.10% | 86,792 | Common | SOLE |
| 26923G400 | PFFR | ETFIS SER TR I | $1,842 | 0.10% | 75,354 | Common | SOLE |
| 76680R206 | RNG | RINGCENTRAL INC | $1,841 | 0.10% | 8,463 | Common | SOLE |
| 92826C839 | V | VISA INC | $1,760 | 0.10% | 7,900 | Common | SOLE |
| 74347X849 | TBF | PROSHARES TR | $1,750 | 0.09% | 104,925 | Common | SOLE |
| 464288802 | SUSA | ISHARES TR | $1,737 | 0.09% | 18,100 | Common | SOLE |
| 55272X102 | — | MFA FINL INC | $1,726 | 0.09% | 377,657 | Common | SOLE |
| G66721104 | NCLH | NORWEGIAN CRUISE LINE HLDG L | $1,707 | 0.09% | 63,910 | Common | SOLE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $1,705 | 0.09% | 3,795 | Common | SOLE |
| 46138E586 | KBWP | INVESCO EXCH TRADED FD TR II | $1,698 | 0.09% | 22,329 | Common | SOLE |
| 72201R205 | STPZ | PIMCO ETF TR | $1,680 | 0.09% | 30,627 | Common | SOLE |
| 46434V613 | IUSB | ISHARES TR | $1,640 | 0.09% | 30,800 | Common | SOLE |
| 81762P102 | NOW | SERVICENOW INC | $1,587 | 0.09% | 2,550 | Common | SOLE |
| 679295105 | OKTA | OKTA INC | $1,566 | 0.08% | 6,598 | Common | SOLE |
| 464287655 | IWM | ISHARES TR | $1,562 | 0.08% | 7,140 | Common | SOLE |
| 464287481 | IWP | ISHARES TR | $1,534 | 0.08% | 13,684 | Common | SOLE |
| 726503105 | PAA | PLAINS ALL AMERN PIPELINE L | $1,533 | 0.08% | 150,717 | Common | SOLE |
| 74347R248 | CSM | PROSHARES TR | $1,522 | 0.08% | 15,191 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $1,506 | 0.08% | 5,518 | Common | SOLE |
| 464288570 | DSI | ISHARES TR | $1,397 | 0.08% | 16,794 | Common | SOLE |
| 808524409 | SCHV | SCHWAB STRATEGIC TR | $1,396 | 0.08% | 20,693 | Common | SOLE |
| 464287622 | IWB | ISHARES TR | $1,387 | 0.07% | 5,740 | Common | SOLE |
| 46138E354 | SPLV | INVESCO EXCH TRADED FD TR II | $1,384 | 0.07% | 22,749 | Common | SOLE |
| 009066101 | ABNB | AIRBNB INC | $1,378 | 0.07% | 8,215 | Common | SOLE |
| 464288414 | MUB | ISHARES TR | $1,343 | 0.07% | 11,559 | Common | SOLE |
| 922042742 | VT | VANGUARD INTL EQUITY INDEX F | $1,340 | 0.07% | 13,160 | Common | SOLE |
| 09257W100 | BXMT | BLACKSTONE MTG TR INC | $1,334 | 0.07% | 44,001 | Common | SOLE |
| 78467V608 | SRLN | SSGA ACTIVE ETF TR | $1,299 | 0.07% | 28,216 | Common | SOLE |
| 92204A306 | VDE | VANGUARD WORLD FDS | $1,291 | 0.07% | 17,469 | Common | SOLE |
| 90138F102 | TWLO | TWILIO INC | $1,278 | 0.07% | 4,005 | Common | SOLE |
| 69331C108 | PCG | PG&E CORP | $1,266 | 0.07% | 131,884 | Common | SOLE |
| 01609W102 | BABA | ALIBABA GROUP HLDG LTD | $1,266 | 0.07% | 8,550 | Common | SOLE |
| 922908629 | VO | VANGUARD INDEX FDS | $1,142 | 0.06% | 4,822 | Common | SOLE |
| 573284106 | MLM | MARTIN MARIETTA MATLS INC | $1,100 | 0.06% | 3,220 | Common | SOLE |
| 92206C409 | VCSH | VANGUARD SCOTTSDALE FDS | $1,084 | 0.06% | 13,153 | Common | SOLE |
| 00123Q104 | AGNC | AGNC INVT CORP | $1,081 | 0.06% | 68,549 | Common | SOLE |
| 426927109 | XHC | HERITAGE COMM CORP | $1,063 | 0.06% | 91,390 | Common | SOLE |
| N70544106 | PL0 | PLAYA HOTELS & RESORTS NV | $1,044 | 0.06% | 125,936 | Common | SOLE |
| 40131M109 | GH | GUARDANT HEALTH INC | $1,044 | 0.06% | 8,353 | Common | SOLE |
| 60937P106 | MDB | MONGODB INC | $1,028 | 0.06% | 2,181 | Common | SOLE |
| 464288356 | CMF | ISHARES TR | $1,015 | 0.05% | 16,351 | Common | SOLE |
| 833445109 | SNOW | SNOWFLAKE INC | $1,002 | 0.05% | 3,314 | Common | SOLE |
| 035710409 | ANNTAYLOR | ANNALY CAPITAL MANAGEMENT IN | $996 | 0.05% | 118,233 | Common | SOLE |
| 37954Y343 | MLPA | GLOBAL X FDS | $996 | 0.05% | 28,243 | Common | SOLE |
| 92189F411 | BIZD | VANECK ETF TRUST | $995 | 0.05% | 58,021 | Common | SOLE |
| 46432F388 | VLUE | ISHARES TR | $967 | 0.05% | 9,600 | Common | SOLE |
| 25703A104 | — | DOMA HOLDINGS INC | $932 | 0.05% | 125,946 | Common | SOLE |
| 65339F101 | NEE | NEXTERA ENERGY INC | $925 | 0.05% | 11,786 | Common | SOLE |
| 46434V803 | HEFA | ISHARES TR | $910 | 0.05% | 26,457 | Common | SOLE |
| 443573100 | HUBS | HUBSPOT INC | $909 | 0.05% | 1,345 | Common | SOLE |
| 464287598 | IWD | ISHARES TR | $900 | 0.05% | 5,747 | Common | SOLE |
| 14574X104 | TASTUSD | CARROLS RESTAURANT GROUP INC | $896 | 0.05% | 244,848 | Common | SOLE |
| 931142103 | WMT | WALMART INC | $884 | 0.05% | 6,346 | Common | SOLE |
| 05070N103 | — | AUDACY INC | $875 | 0.05% | 237,695 | Common | SOLE |
| 38173M102 | GBDC | GOLUB CAP BDC INC | $870 | 0.05% | 55,051 | Common | SOLE |
| 78454L100 | SM | SM ENERGY CO | $867 | 0.05% | 32,874 | Common | SOLE |
| L8681T102 | SPOT | SPOTIFY TECHNOLOGY S A | $863 | 0.05% | 3,829 | Common | SOLE |
| 09260D107 | BX | BLACKSTONE INC | $862 | 0.05% | 7,407 | Common | SOLE |
| 67061E104 | NMT | NUVEEN MASSACHUSETS QLT MUN | $855 | 0.05% | 55,622 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $849 | 0.05% | 4,100 | Common | SOLE |
| 632307104 | NTRA | NATERA INC | $848 | 0.05% | 7,607 | Common | SOLE |
| 00302M106 | XAGDX | ABERDEEN GLOBAL DYNAMIC DIVI | $837 | 0.05% | 71,997 | Common | SOLE |
| 05464C101 | AXON | AXON ENTERPRISE INC | $835 | 0.05% | 4,771 | Common | SOLE |
| 929160109 | VMC | VULCAN MATLS CO | $833 | 0.04% | 4,924 | Common | SOLE |
| 40415F101 | HDB | HDFC BANK LTD | $822 | 0.04% | 11,250 | Common | SOLE |
| 98936J101 | — | ZENDESK INC | $783 | 0.04% | 6,728 | Common | SOLE |
| 70450Y103 | PYPL | PAYPAL HLDGS INC | $755 | 0.04% | 2,903 | Common | SOLE |
| 09248E102 | XBFZX | BLACKROCK CALIF MUN INCOME T | $746 | 0.04% | 50,562 | Common | SOLE |
| 922908553 | VNQ | VANGUARD INDEX FDS | $745 | 0.04% | 7,319 | Common | SOLE |
| 97717X511 | AGGY | WISDOMTREE TR | $726 | 0.04% | 13,987 | Common | SOLE |
| 464287804 | IJR | ISHARES TR | $699 | 0.04% | 6,398 | Common | SOLE |
| 46429B267 | GOVT | ISHARES TR | $695 | 0.04% | 26,191 | Common | SOLE |
| 921943858 | VEA | VANGUARD TAX-MANAGED INTL FD | $680 | 0.04% | 13,468 | Common | SOLE |
| 98956P102 | ZBH | ZIMMER BIOMET HOLDINGS INC | $679 | 0.04% | 4,640 | Common | SOLE |
| 97717Y691 | WCLD | WISDOMTREE TR | $666 | 0.04% | 11,566 | Common | SOLE |
| 70614W100 | PTON | PELOTON INTERACTIVE INC | $657 | 0.04% | 7,548 | Common | SOLE |
| 808524862 | SCHO | SCHWAB STRATEGIC TR | $650 | 0.04% | 12,702 | Common | SOLE |
| 00827B106 | AFRM | AFFIRM HLDGS INC | $648 | 0.03% | 5,441 | Common | SOLE |
| 92204A405 | VFH | VANGUARD WORLD FDS | $644 | 0.03% | 6,946 | Common | SOLE |
| 20825C104 | COP | CONOCOPHILLIPS | $630 | 0.03% | 9,290 | Common | SOLE |
| 886885102 | TLYS | TILLYS INC | $628 | 0.03% | 44,793 | Common | SOLE |
| 46138E800 | CQQQ | INVESCO EXCH TRADED FD TR II | $625 | 0.03% | 9,501 | Common | SOLE |
| 464287184 | FXI | ISHARES TR | $615 | 0.03% | 15,805 | Common | SOLE |
| 714046109 | RVTY | PERKINELMER INC | $605 | 0.03% | 3,493 | Common | SOLE |
| 40416E103 | HCI | HCI GROUP INC | $602 | 0.03% | 5,438 | Common | SOLE |
| 737446104 | POST | POST HLDGS INC | $595 | 0.03% | 5,400 | Common | SOLE |
| G3075P101 | ESGRUSD | ENSTAR GROUP LIMITED | $587 | 0.03% | 2,500 | Common | SOLE |
| 097023105 | BA | BOEING CO | $586 | 0.03% | 2,665 | Common | SOLE |
| 40412C101 | HCA | HCA HEALTHCARE INC | $580 | 0.03% | 2,390 | Common | SOLE |
| 68134L109 | OLOGBX | OLO INC | $572 | 0.03% | 19,050 | Common | SOLE |
| 97717X131 | IQDG | WISDOMTREE TR | $568 | 0.03% | 14,920 | Common | SOLE |
| 46434V456 | IQLT | ISHARES TR | $566 | 0.03% | 14,950 | Common | SOLE |
| 46434G103 | IEMG | ISHARES INC | $560 | 0.03% | 9,060 | Common | SOLE |
| 922042775 | VEU | VANGUARD INTL EQUITY INDEX F | $558 | 0.03% | 9,161 | Common | SOLE |
| 88023U101 | SGI | TEMPUR SEALY INTL INC | $557 | 0.03% | 12,000 | Common | SOLE |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $553 | 0.03% | 14,740 | Common | SOLE |
| 46432F842 | IEFA | ISHARES TR | $545 | 0.03% | 7,343 | Common | SOLE |
| 03768E105 | APON | APOLLO GLOBAL MGMT INC | $541 | 0.03% | 8,780 | Common | SOLE |
| 464287465 | EFA | ISHARES TR | $541 | 0.03% | 6,938 | Common | SOLE |
| 256163106 | DOCU | DOCUSIGN INC | $536 | 0.03% | 2,083 | Common | SOLE |
| 38141G104 | GS | GOLDMAN SACHS GROUP INC | $534 | 0.03% | 1,412 | Common | SOLE |
| 461202103 | INTU | INTUIT | $531 | 0.03% | 984 | Common | SOLE |
| 92189F106 | GDX | VANECK ETF TRUST | $528 | 0.03% | 17,903 | Common | SOLE |
| 949746101 | WMT2 | WELLS FARGO CO NEW | $524 | 0.03% | 11,299 | Common | SOLE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $521 | 0.03% | 10,000 | Common | SOLE |
| 12503M108 | CBOE | CBOE GLOBAL MKTS INC | $516 | 0.03% | 4,165 | Common | SOLE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $506 | 0.03% | 1,456 | Common | SOLE |
| 03027X100 | AMT | AMERICAN TOWER CORP NEW | $494 | 0.03% | 1,863 | Common | SOLE |
| 49435R102 | KRP | KIMBELL RTY PARTNERS LP | $492 | 0.03% | 34,790 | Common | SOLE |
| 464287309 | IVW | ISHARES TR | $490 | 0.03% | 6,628 | Common | SOLE |
| 921909768 | VXUS | VANGUARD STAR FDS | $473 | 0.03% | 7,473 | Common | SOLE |
| 68376D104 | OPRT | OPORTUN FINL CORP | $464 | 0.03% | 18,534 | Common | SOLE |
| 83200N103 | SMARGBP | SMARTSHEET INC | $458 | 0.02% | 6,648 | Common | SOLE |
| 47233W109 | JEF | JEFFERIES FINL GROUP INC | $457 | 0.02% | 12,317 | Common | SOLE |
| 12529R107 | CCCC | C4 THERAPEUTICS INC | $447 | 0.02% | 10,007 | Common | SOLE |
| 922042858 | VWO | VANGUARD INTL EQUITY INDEX F | $438 | 0.02% | 8,762 | Common | SOLE |
| 464287499 | IWR | ISHARES TR | $432 | 0.02% | 5,520 | Common | SOLE |
| 345370860 | F | FORD MTR CO DEL | $432 | 0.02% | 30,523 | Common | SOLE |
| 617446448 | MS | MORGAN STANLEY | $428 | 0.02% | 4,400 | Common | SOLE |
| 464287887 | IJT | ISHARES TR | $427 | 0.02% | 3,286 | Common | SOLE |
| 922042874 | VGK | VANGUARD INTL EQUITY INDEX F | $425 | 0.02% | 6,472 | Common | SOLE |
| 882508104 | TXN | TEXAS INSTRS INC | $424 | 0.02% | 2,208 | Common | SOLE |
| 464287713 | IYZ | ISHARES TR | $424 | 0.02% | 13,071 | Common | SOLE |
| 22053A107 | — | CORTEXYME INC | $414 | 0.02% | 4,520 | Common | SOLE |
| 46429B689 | EFAV | ISHARES TR | $404 | 0.02% | 5,368 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $403 | 0.02% | 2,495 | Common | SOLE |
| 236272100 | — | DANIMER SCIENTIFIC INC | $397 | 0.02% | 24,272 | Common | SOLE |
| 92204A876 | VPU | VANGUARD WORLD FDS | $388 | 0.02% | 2,787 | Common | SOLE |
| 922475108 | VEEV | VEEVA SYS INC | $382 | 0.02% | 1,324 | Common | SOLE |
| 464287507 | IJH | ISHARES TR | $380 | 0.02% | 1,446 | Common | SOLE |
| 25459Y207 | QQQE | DIREXION SHS ETF TR | $377 | 0.02% | 4,548 | Common | SOLE |
| 464288448 | IDV | ISHARES TR | $376 | 0.02% | 12,365 | Common | SOLE |
| 29273V100 | ET | ENERGY TRANSFER L P | $360 | 0.02% | 37,613 | Common | SOLE |
| 746922103 | PMO | PUTNAM MUN OPPORTUNITIES TR | $360 | 0.02% | 26,266 | Common | SOLE |
| 767292105 | RIOT | RIOT BLOCKCHAIN INC | $358 | 0.02% | 13,930 | Common | SOLE |
| 233051820 | DBAW | DBX ETF TR | $358 | 0.02% | 10,863 | Common | SOLE |
| 46435G516 | ESGD | ISHARES TR | $356 | 0.02% | 4,536 | Common | SOLE |
| 27827X101 | EIM | EATON VANCE MUN BD FD | $354 | 0.02% | 26,439 | Common | SOLE |
| 922908744 | VTV | VANGUARD INDEX FDS | $354 | 0.02% | 2,616 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $353 | 0.02% | 6,479 | Common | SOLE |
| 82509L107 | SHOP | SHOPIFY INC | $350 | 0.02% | 258 | Common | SOLE |
| 64828T201 | RITM | NEW RESIDENTIAL INVT CORP | $350 | 0.02% | 31,855 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $342 | 0.02% | 5,812 | Common | SOLE |
| G4740B105 | ICHR | ICHOR HOLDINGS | $335 | 0.02% | 8,154 | Common | SOLE |
| 74340E103 | PGNY | PROGYNY INC | $332 | 0.02% | 5,937 | Common | SOLE |
| 921937835 | BND | VANGUARD BD INDEX FDS | $330 | 0.02% | 3,860 | Common | SOLE |
| 458140100 | INTC | INTEL CORP | $320 | 0.02% | 6,008 | Common | SOLE |
| 29260Y109 | 0C3 | ENDEAVOR GROUP HLDGS INC | $319 | 0.02% | 11,110 | Common | SOLE |
| 670656107 | NRK | NUVEEN NEW YORK AMT QLT MUNI | $318 | 0.02% | 23,006 | Common | SOLE |
| 15189T107 | CNP | CENTERPOINT ENERGY INC | $318 | 0.02% | 12,936 | Common | SOLE |
| 46137V357 | RSP | INVESCO EXCHANGE TRADED FD T | $312 | 0.02% | 2,083 | Common | SOLE |
| 37954Y293 | MLPX | GLOBAL X FDS | $310 | 0.02% | 8,635 | Common | SOLE |
| 68213N109 | OMCL | OMNICELL COM | $309 | 0.02% | 2,082 | Common | SOLE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L | $308 | 0.02% | 14,212 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORP NEW | $304 | 0.02% | 3,000 | Common | SOLE |
| 092533108 | BKCCUSD | BLACKROCK CAP INVT CORP | $300 | 0.02% | 78,021 | Common | SOLE |
| 817565104 | SCI | SERVICE CORP INTL | $286 | 0.02% | 4,740 | Common | SOLE |
| 845467109 | SWN1EUR | SOUTHWESTERN ENERGY CO | $284 | 0.02% | 51,230 | Common | SOLE |
| 46138E420 | EQAL | INVESCO EXCH TRADED FD TR II | $280 | 0.02% | 6,261 | Common | SOLE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $280 | 0.02% | 2,019 | Common | SOLE |
| 98138H101 | WDAY | WORKDAY INC | $278 | 0.02% | 1,113 | Common | SOLE |
| 146869102 | CVNA | CARVANA CO | $272 | 0.01% | 902 | Common | SOLE |
| 67073B106 | JPC | NUVEEN PFD & INCOME OPPORTUN | $271 | 0.01% | 27,352 | Common | SOLE |
| 27827Y109 | XENWX | EATON VANCE NEW YORK MUN BD | $270 | 0.01% | 21,992 | Common | SOLE |
| 808524706 | SCHE | SCHWAB STRATEGIC TR | $265 | 0.01% | 8,695 | Common | SOLE |
| G4863A108 | BRSL | INTERNATIONAL GAME TECHNOLOG | $265 | 0.01% | 10,079 | Common | SOLE |
| M7S64H106 | MNDY | MONDAY COM LTD | $263 | 0.01% | 806 | Common | SOLE |
| 092667104 | SRTA | BLADE AIR MOBILITY INC | $260 | 0.01% | 25,000 | Common | SOLE |
| 86745K104 | NOVAQ | SUNNOVA ENERGY INTL INC. | $257 | 0.01% | 7,795 | Common | SOLE |
| 88025T102 | TENB | TENABLE HLDGS INC | $248 | 0.01% | 5,384 | Common | SOLE |
| 717081103 | PFE | PFIZER INC | $246 | 0.01% | 5,727 | Common | SOLE |
| 92763W103 | VIPS | VIPSHOP HOLDINGS LIMITED | $244 | 0.01% | 21,866 | Common | SOLE |
| 437076102 | HD | HOME DEPOT INC | $242 | 0.01% | 737 | Common | SOLE |
| 46138E388 | XRLV | INVESCO EXCH TRADED FD TR II | $240 | 0.01% | 5,139 | Common | SOLE |
| 69346N107 | PDX | PIMCO ENERGY & TACTICAL CR O | $237 | 0.01% | 19,399 | Common | SOLE |
| M4R82T106 | FVRR | FIVERR INTL LTD | $231 | 0.01% | 1,267 | Common | SOLE |
| 78467Y107 | MDY | SPDR S&P MIDCAP 400 ETF TR | $230 | 0.01% | 479 | Common | SOLE |
| 33616C100 | FRCB | FIRST REP BK SAN FRANCISCO C | $227 | 0.01% | 1,178 | Common | SOLE |
| 464287473 | IWS | ISHARES TR | $226 | 0.01% | 1,993 | Common | SOLE |
| 83413U100 | SLRC | SLR INVESTMENT CORP | $214 | 0.01% | 11,200 | Common | SOLE |
| 369604301 | GE | GENERAL ELECTRIC CO | $210 | 0.01% | 2,036 | Common | SOLE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $207 | 0.01% | 1,482 | Common | SOLE |
| 88579Y101 | MMM | 3M CO | $207 | 0.01% | 1,181 | Common | SOLE |
| 872540109 | TJX | TJX COS INC NEW | $203 | 0.01% | 3,075 | Common | SOLE |
| 92189H805 | REMX | VANECK ETF TRUST | $203 | 0.01% | 1,969 | Common | SOLE |
| 47215P106 | JD | JD.COM INC | $202 | 0.01% | 2,800 | Common | SOLE |
| 72201R833 | MINT | PIMCO ETF TR | $200 | 0.01% | 1,964 | Common | SOLE |
| 08653C106 | BSTIN | BEST INC | $200 | 0.01% | 120,000 | Common | SOLE |
| 565788106 | MARA | MARATHON DIGITAL HOLDINGS IN | $200 | 0.01% | 6,323 | Common | SOLE |
| 041356205 | AIEUR | ARLINGTON ASSET INVST CORP | $196 | 0.01% | 52,910 | Common | SOLE |
| 33734E103 | FMY | FIRST TR MTG INCOME FD | $164 | 0.01% | 11,950 | Common | SOLE |
| 31810T101 | FINV | FINVOLUTION GROUP | $162 | 0.01% | 28,681 | Common | SOLE |
| 90187B408 | — | TWO HBRS INVT CORP | $155 | 0.01% | 24,374 | Common | SOLE |
| G6964L107 | — | PAYSAFE LIMITED | $147 | 0.01% | 18,995 | Common | SOLE |
| 69121K104 | OBDC | OWL ROCK CAPITAL CORPORATION | $141 | 0.01% | 10,000 | Common | SOLE |
| 74738J102 | QKUSD | Q&K INTL GROUP LTD | $127 | 0.01% | 189,070 | Common | SOLE |
| G7552B121 | — | RIBBIT LEAP LTD | $126 | 0.01% | 12,000 | Common | SOLE |
| 92337C104 | — | VERASTEM INC | $105 | 0.01% | 34,166 | Common | SOLE |
| 649604501 | — | NEW YORK MTG TR INC | $101 | 0.01% | 23,761 | Common | SOLE |
| G0083D120 | TMPOQ | ACE CONVERGENCE ACQU CORP | $99 | 0.01% | 10,000 | Common | SOLE |
| G8704C124 | — | TCV ACQUISITION CORP | $98 | 0.01% | 10,000 | Common | SOLE |
| 34619V103 | — | FOREST ROAD ACQUISITION COR | $98 | 0.01% | 10,000 | Common | SOLE |
| 14888U101 | CPRX | CATALYST PHARMACEUTICALS INC | $97 | 0.01% | 18,270 | Common | SOLE |
| 98955N108 | — | ZHIHU INC | $95 | 0.01% | 10,250 | Common | SOLE |
| 45254P508 | IMPMQ | IMPAC MTG HLDGS INC | $85 | 0.00% | 60,574 | Common | SOLE |
| 03168L105 | AMRX | AMNEAL PHARMACEUTICALS INC | $81 | 0.00% | 15,242 | Common | SOLE |
| 433539103 | — | HIPPO HLDGS INC | $70 | 0.00% | 15,000 | Common | SOLE |
| 817763105 | — | SESEN BIO INC | $63 | 0.00% | 79,365 | Common | SOLE |
| 72815G108 | MYPS | PLAYSTUDIOS INC | $46 | 0.00% | 10,000 | Common | SOLE |
| 98873N107 | — | YUNJI INC | $17 | 0.00% | 23,740 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.