Q3 2023 · 13F-HR
Aspen Grove Capital, LLCholdings as filed
Filed 2023-11-13 · accession 0001754960-23-000325
$269.3M
Reported value
173
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $26.4M | 9.81% | 61,549 | Common | NONE |
| 464287200 | IVV | ISHARES TR | $19.3M | 7.18% | 44,838 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $13.1M | 4.88% | 76,715 | Common | NONE |
| 921943858 | VEA | VANGUARD TAX-MANAGED FDS | $13.0M | 4.83% | 297,401 | Common | NONE |
| 919794107 | VLY | VALLEY NATL BANCORP | $11.6M | 4.30% | 1,335,456 | Common | NONE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $11.3M | 4.18% | 72,061 | Common | NONE |
| 922908769 | VTI | VANGUARD INDEX FDS | $11.2M | 4.18% | 52,941 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $7.9M | 2.95% | 62,482 | Common | NONE |
| 922042742 | VT | VANGUARD INTL EQUITY INDEX F | $7.1M | 2.62% | 75,718 | Common | NONE |
| 78464A763 | SDY | SPDR SER TR | $5.9M | 2.19% | 51,207 | Common | NONE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $5.8M | 2.15% | 41,309 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $5.7M | 2.11% | 43,478 | Common | NONE |
| 550021109 | LULU | LULULEMON ATHLETICA INC | $4.8M | 1.78% | 12,418 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC | $4.6M | 1.73% | 15,485 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $4.3M | 1.61% | 13,747 | Common | NONE |
| 225655109 | CCAP | CRESCENT CAP BDC INC | $4.1M | 1.53% | 89,740 | Common | NONE |
| 464286822 | EWW | ISHARES INC | $3.3M | 1.23% | 56,934 | Common | NONE |
| 617446448 | MS | MORGAN STANLEY | $3.0M | 1.10% | 36,321 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $2.9M | 1.08% | 87,841 | Common | NONE |
| 464289180 | EUFN | ISHARES TR | $2.8M | 1.05% | 150,168 | Common | NONE |
| 064058100 | BK | BANK NEW YORK MELLON CORP | $2.6M | 0.96% | 60,476 | Common | NONE |
| 060505104 | BAC | BANK AMERICA CORP | $2.6M | 0.95% | 93,634 | Common | NONE |
| 949746101 | WMT2 | WELLS FARGO CO NEW | $2.4M | 0.89% | 58,358 | Common | NONE |
| 808524797 | SCHD | SCHWAB STRATEGIC TR | $2.4M | 0.87% | 33,264 | Common | NONE |
| 922908363 | VOO | VANGUARD INDEX FDS | $2.3M | 0.87% | 5,948 | Common | NONE |
| 780087102 | RY | ROYAL BK CDA | $2.3M | 0.86% | 26,397 | Common | NONE |
| 922908744 | VTV | VANGUARD INDEX FDS | $2.2M | 0.83% | 16,162 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC | $2.2M | 0.80% | 16,346 | Common | NONE |
| 532457108 | LLY | ELI LILLY & CO | $2.1M | 0.76% | 3,832 | Common | NONE |
| 922908736 | VUG | VANGUARD INDEX FDS | $2.0M | 0.76% | 7,525 | Common | NONE |
| 92189F692 | PPH | VANECK ETF TRUST | $2.0M | 0.74% | 25,007 | Common | NONE |
| 78468R549 | XES | SPDR SER TR | $1.9M | 0.69% | 19,421 | Common | NONE |
| 74915M209 | QRTEBUSD | QURATE RETAIL INC | $1.7M | 0.65% | 229,022 | Common | NONE |
| 808524508 | SCHM | SCHWAB STRATEGIC TR | $1.7M | 0.64% | 25,347 | Common | NONE |
| 808524409 | SCHV | SCHWAB STRATEGIC TR | $1.7M | 0.63% | 26,199 | Common | NONE |
| 438516106 | HON | HONEYWELL INTL INC | $1.5M | 0.57% | 8,321 | Common | NONE |
| 92189F726 | BBH | VANECK ETF TRUST | $1.5M | 0.57% | 9,857 | Common | NONE |
| 92204A405 | VFH | VANGUARD WORLD FDS | $1.5M | 0.57% | 18,890 | Common | NONE |
| 33939L407 | GUNR | FLEXSHARES TR | $1.5M | 0.56% | 37,184 | Common | NONE |
| 464286400 | EWZ | ISHARES INC | $1.5M | 0.55% | 48,396 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $1.4M | 0.52% | 3,982 | Common | NONE |
| 78464A797 | KBE | SPDR SER TR | $1.4M | 0.51% | 37,590 | Common | NONE |
| 46434G822 | EWJ | ISHARES INC | $1.4M | 0.51% | 22,576 | Common | NONE |
| 808524607 | SCHA | SCHWAB STRATEGIC TR | $1.3M | 0.49% | 32,169 | Common | NONE |
| 808524300 | SCHG | SCHWAB STRATEGIC TR | $1.3M | 0.49% | 18,105 | Common | NONE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $1.2M | 0.44% | 3,026 | Common | NONE |
| 37733W204 | GSK | GSK PLC | $1.2M | 0.44% | 32,023 | Common | NONE |
| 530307107 | LBRDA | LIBERTY BROADBAND CORP | $1.2M | 0.43% | 12,725 | Common | NONE |
| 464287614 | IWF | ISHARES TR | $992,460 | 0.37% | 3,724 | Common | NONE |
| 46429B598 | INDA | ISHARES TR | $990,616 | 0.37% | 22,402 | Common | NONE |
| 09260D107 | BX | BLACKSTONE INC | $983,475 | 0.37% | 9,179 | Common | NONE |
| 11135F101 | AVGO | BROADCOM INC | $968,020 | 0.36% | 1,165 | Common | NONE |
| 922042858 | VWO | VANGUARD INTL EQUITY INDEX F | $950,679 | 0.35% | 24,246 | Common | NONE |
| 530307305 | LBRDK | LIBERTY BROADBAND CORP | $944,523 | 0.35% | 10,343 | Common | NONE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $920,004 | 0.34% | 2,115 | Common | NONE |
| 538034109 | LYV | LIVE NATION ENTERTAINMENT IN | $906,465 | 0.34% | 10,916 | Common | NONE |
| 30231G102 | XOM | EXXON MOBIL CORP | $888,317 | 0.33% | 7,555 | Common | NONE |
| 83304A106 | SNAP | SNAP INC | $874,695 | 0.32% | 98,170 | Common | NONE |
| 071813109 | BAX | BAXTER INTL INC | $831,565 | 0.31% | 21,803 | Common | NONE |
| 808524805 | SCHF | SCHWAB STRATEGIC TR | $815,895 | 0.30% | 24,025 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $790,504 | 0.29% | 5,451 | Common | NONE |
| 922908629 | VO | VANGUARD INDEX FDS | $769,356 | 0.29% | 3,695 | Common | NONE |
| 620076307 | MSI | MOTOROLA SOLUTIONS INC | $761,185 | 0.28% | 2,787 | Common | NONE |
| 464288679 | SHV | ISHARES TR | $750,091 | 0.28% | 6,790 | Common | NONE |
| 97717W406 | AIVL | WISDOMTREE TR | $733,941 | 0.27% | 8,250 | Common | NONE |
| 46641Q191 | BBEU | J P MORGAN EXCHANGE TRADED F | $724,175 | 0.27% | 14,247 | Common | NONE |
| 921946406 | VYM | VANGUARD WHITEHALL FDS | $723,240 | 0.27% | 7,000 | Common | NONE |
| 464287168 | DVY | ISHARES TR | $696,197 | 0.26% | 6,381 | Common | NONE |
| 98978V103 | ZTS | ZOETIS INC | $694,702 | 0.26% | 3,993 | Common | NONE |
| 464287465 | EFA | ISHARES TR | $679,842 | 0.25% | 9,864 | Common | NONE |
| 031162100 | AMGN | AMGEN INC | $679,425 | 0.25% | 2,528 | Common | NONE |
| 90353T100 | UBER | UBER TECHNOLOGIES INC | $657,887 | 0.24% | 14,305 | Common | NONE |
| 77311W101 | RKT | ROCKET COS INC | $654,400 | 0.24% | 80,000 | Common | NONE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L | $645,442 | 0.24% | 23,582 | Common | NONE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $623,179 | 0.23% | 1,236 | Common | NONE |
| 46641Q217 | BBJP | J P MORGAN EXCHANGE TRADED F | $600,067 | 0.22% | 11,944 | Common | NONE |
| 874039100 | TSM | TAIWAN SEMICONDUCTOR MFG LTD | $597,941 | 0.22% | 6,853 | Common | NONE |
| 500767306 | KWEB | KRANESHARES TR | $582,981 | 0.22% | 21,300 | Common | NONE |
| 92206C102 | VGSH | VANGUARD SCOTTSDALE FDS | $569,606 | 0.21% | 9,889 | Common | NONE |
| 922908595 | VBK | VANGUARD INDEX FDS | $556,868 | 0.21% | 2,600 | Common | NONE |
| 384109104 | GGG | GRACO INC | $555,127 | 0.21% | 7,617 | Common | NONE |
| 80105N105 | SNY | SANOFI | $546,753 | 0.20% | 10,193 | Common | NONE |
| 084670108 | BRK/A | BERKSHIRE HATHAWAY INC DEL | $531,477 | 0.20% | 1 | Common | NONE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $500,458 | 0.19% | 988 | Common | NONE |
| 19260Q107 | COIN | COINBASE GLOBAL INC | $499,507 | 0.19% | 6,653 | Common | NONE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $496,843 | 0.18% | 3,190 | Common | NONE |
| G54950103 | LIN | LINDE PLC | $484,598 | 0.18% | 1,301 | Common | NONE |
| 922908751 | VB | VANGUARD INDEX FDS | $477,324 | 0.18% | 2,525 | Common | NONE |
| 166764100 | CVX | CHEVRON CORP NEW | $459,321 | 0.17% | 2,724 | Common | NONE |
| 20030N101 | CMCSA | COMCAST CORP NEW | $459,318 | 0.17% | 10,359 | Common | NONE |
| 29273V100 | ET | ENERGY TRANSFER L P | $420,914 | 0.16% | 30,001 | Common | NONE |
| 682680103 | OKE | ONEOK INC NEW | $416,037 | 0.15% | 6,559 | Common | NONE |
| 718172109 | PM | PHILIP MORRIS INTL INC | $407,439 | 0.15% | 4,340 | Common | NONE |
| 17275R102 | CSCO | CISCO SYS INC | $397,932 | 0.15% | 7,402 | Common | NONE |
| G1151C101 | ACN | ACCENTURE PLC IRELAND | $395,251 | 0.15% | 1,287 | Common | NONE |
| 780259305 | SHEL | SHELL PLC | $386,924 | 0.14% | 6,010 | Common | NONE |
| 922908611 | VBR | VANGUARD INDEX FDS | $382,776 | 0.14% | 2,400 | Common | NONE |
| 670100205 | NVO | NOVO-NORDISK A S | $377,219 | 0.14% | 4,148 | Common | NONE |
| 808513105 | SCHW | SCHWAB CHARLES CORP | $373,143 | 0.14% | 6,797 | Common | NONE |
| 405552100 | HLN | HALEON PLC | $372,884 | 0.14% | 44,537 | Common | NONE |
| 713448108 | PEP | PEPSICO INC | $371,582 | 0.14% | 2,193 | Common | NONE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $366,659 | 0.14% | 649 | Common | NONE |
| 88160R101 | TSLA | TESLA INC | $356,564 | 0.13% | 1,425 | Common | NONE |
| 46641Q225 | BBCA | J P MORGAN EXCHANGE TRADED F | $355,529 | 0.13% | 6,114 | Common | NONE |
| 046353108 | AZNN | ASTRAZENECA PLC | $353,228 | 0.13% | 5,216 | Common | NONE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $351,231 | 0.13% | 2,408 | Common | NONE |
| 464288869 | IWC | ISHARES TR | $347,638 | 0.13% | 3,458 | Common | NONE |
| 754730109 | RJF | RAYMOND JAMES FINL INC | $346,621 | 0.13% | 3,437 | Common | NONE |
| 922907746 | VTEB | VANGUARD MUN BD FDS | $340,740 | 0.13% | 7,084 | Common | NONE |
| 46641Q233 | BBAX | J P MORGAN EXCHANGE TRADED F | $340,022 | 0.13% | 7,551 | Common | NONE |
| 464287234 | EEM | ISHARES TR | $325,132 | 0.12% | 8,567 | Common | NONE |
| 092667104 | SRTA | BLADE AIR MOBILITY INC | $323,750 | 0.12% | 125,000 | Common | NONE |
| 20825C104 | COP | CONOCOPHILLIPS | $318,578 | 0.12% | 2,646 | Common | NONE |
| 58933Y105 | MRK | MERCK & CO INC | $313,839 | 0.12% | 3,027 | Common | NONE |
| 26441C204 | DUK | DUKE ENERGY CORP NEW | $309,351 | 0.11% | 3,505 | Common | NONE |
| 65339F101 | NEE | NEXTERA ENERGY INC | $308,564 | 0.11% | 5,386 | Common | NONE |
| 00287Y109 | ABBV | ABBVIE INC | $308,405 | 0.11% | 2,069 | Common | NONE |
| 92826C839 | V | VISA INC | $306,833 | 0.11% | 1,334 | Common | NONE |
| 464287507 | IJH | ISHARES TR | $305,596 | 0.11% | 1,220 | Common | NONE |
| G0403H108 | AON | AON PLC | $299,255 | 0.11% | 923 | Common | NONE |
| 252784301 | DRH | DIAMONDROCK HOSPITALITY CO | $295,424 | 0.11% | 36,790 | Common | NONE |
| 66987V109 | NVS | NOVARTIS AG | $292,949 | 0.11% | 2,876 | Common | NONE |
| 68389X105 | ORCL | ORACLE CORP | $290,009 | 0.11% | 2,738 | Common | NONE |
| 904767704 | — | UNILEVER PLC | $288,743 | 0.11% | 5,845 | Common | NONE |
| 437076102 | HD | HOME DEPOT INC | $283,728 | 0.11% | 939 | Common | NONE |
| 928563402 | VMWA | VMWARE INC | $278,188 | 0.10% | 1,671 | Common | NONE |
| 00215W100 | ASX | ASE TECHNOLOGY HLDG CO LTD | $274,157 | 0.10% | 36,457 | Common | NONE |
| 40434L105 | HPQ | HP INC | $270,893 | 0.10% | 10,434 | Common | NONE |
| 00162Q858 | SDOG | ALPS ETF TR | $270,423 | 0.10% | 5,750 | Common | NONE |
| 921932703 | VOOV | VANGUARD ADMIRAL FDS INC | $268,900 | 0.10% | 1,800 | Common | NONE |
| 92206C664 | VTWO | VANGUARD SCOTTSDALE FDS | $265,900 | 0.10% | 3,722 | Common | NONE |
| 055622104 | BP | BP PLC | $262,793 | 0.10% | 6,787 | Common | NONE |
| 464286624 | THD | ISHARES INC | $259,141 | 0.10% | 4,147 | Common | NONE |
| 13646K108 | CP | CANADIAN PACIFIC KANSAS CITY | $257,938 | 0.10% | 3,460 | Common | NONE |
| 531229813 | 22941EUR | LIBERTY MEDIA CORP DEL | $257,758 | 0.10% | 10,128 | Common | NONE |
| 24703L202 | DELL | DELL TECHNOLOGIES INC | $256,790 | 0.10% | 3,727 | Common | NONE |
| 78467Y107 | MDY | SPDR S&P MIDCAP 400 ETF TR | $253,752 | 0.09% | 553 | Common | NONE |
| 75513E101 | RTX | RTX CORPORATION | $253,249 | 0.09% | 3,519 | Common | NONE |
| 464287408 | IVE | ISHARES TR | $247,488 | 0.09% | 1,600 | Common | NONE |
| 833445109 | SNOW | SNOWFLAKE INC | $246,265 | 0.09% | 1,612 | Common | NONE |
| 803054204 | SAP | SAP SE | $236,268 | 0.09% | 1,827 | Common | NONE |
| 98138H101 | WDAY | WORKDAY INC | $234,616 | 0.09% | 1,092 | Common | NONE |
| 548661107 | LOW | LOWES COS INC | $234,028 | 0.09% | 1,126 | Common | NONE |
| N07059210 | ASML | ASML HOLDING N V | $226,634 | 0.08% | 385 | Common | NONE |
| 235851102 | DHR | DANAHER CORPORATION | $223,784 | 0.08% | 902 | Common | NONE |
| 464287598 | IWD | ISHARES TR | $223,222 | 0.08% | 1,461 | Common | NONE |
| N3167Y103 | RACE | FERRARI N V | $218,700 | 0.08% | 740 | Common | NONE |
| 48251W104 | KKR | KKR & CO INC | $214,476 | 0.08% | 3,482 | Common | NONE |
| 48241A105 | KB | KB FINL GROUP INC | $213,279 | 0.08% | 5,188 | Common | NONE |
| 00724F101 | ADBE | ADOBE INC | $213,138 | 0.08% | 418 | Common | NONE |
| 842587107 | SO | SOUTHERN CO | $212,346 | 0.08% | 3,281 | Common | NONE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $207,554 | 0.08% | 6,404 | Common | NONE |
| 25278X109 | FANG | DIAMONDBACK ENERGY INC | $206,300 | 0.08% | 1,332 | Common | NONE |
| 38141G104 | GS | GOLDMAN SACHS GROUP INC | $205,826 | 0.08% | 636 | Common | NONE |
| 45104G104 | IBN | ICICI BANK LIMITED | $205,491 | 0.08% | 8,888 | Common | NONE |
| 049468101 | TEAM | ATLASSIAN CORPORATION | $201,308 | 0.07% | 999 | Common | NONE |
| 02390A101 | AMX | AMERICA MOVIL SAB DE CV | $198,626 | 0.07% | 11,468 | Common | NONE |
| 71654V408 | PBR | PETROLEO BRASILEIRO SA PETRO | $196,614 | 0.07% | 12,721 | Common | NONE |
| 42824C109 | HPE | HEWLETT PACKARD ENTERPRISE C | $189,854 | 0.07% | 10,855 | Common | NONE |
| 87901J105 | TGNA | TEGNA INC | $182,079 | 0.07% | 12,396 | Common | NONE |
| 05964H105 | SAN | BANCO SANTANDER S.A. | $168,508 | 0.06% | 44,816 | Common | NONE |
| 50155Q100 | KD | KYNDRYL HLDGS INC | $156,059 | 0.06% | 10,335 | Common | NONE |
| 92556V106 | VTRS | VIATRIS INC | $151,696 | 0.06% | 15,385 | Common | NONE |
| 91912E105 | VALE | VALE S A | $136,559 | 0.05% | 10,191 | Common | NONE |
| 05946K101 | BBVA | BANCO BILBAO VIZCAYA ARGENTA | $129,251 | 0.05% | 16,056 | Common | NONE |
| 539439109 | LYG | LLOYDS BANKING GROUP PLC | $129,221 | 0.05% | 60,667 | Common | NONE |
| 48268K101 | KT | KT CORP | $128,379 | 0.05% | 10,014 | Common | NONE |
| 606822104 | MUFG | MITSUBISHI UFJ FINL GROUP IN | $90,943 | 0.03% | 10,712 | Common | NONE |
| 43289P106 | HIMX | HIMAX TECHNOLOGIES INC | $68,708 | 0.03% | 11,765 | Common | NONE |
| 02319V103 | ABEV | AMBEV SA | $50,354 | 0.02% | 19,517 | Common | NONE |
| 37611X100 | DNA4EUR | GINKGO BIOWORKS HOLDINGS INC | $36,200 | 0.01% | 20,000 | Common | NONE |
| 60687Y109 | MFG | MIZUHO FINANCIAL GROUP INC | $34,379 | 0.01% | 10,023 | Common | NONE |
| 92259N104 | — | VELO3D INC | $21,840 | 0.01% | 14,000 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.