Q2 2023 · 13F-HR
CM Management, LLCholdings as filed
Filed 2023-08-04 · accession 0001841857-23-000003
$102,523
Reported value
73
Positions
2023-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 45253H101 | IMGNEUR | IMMUNOGEN INC | $9,435 | 9.20% | 500,000 | Common | SOLE |
| 03152W109 | AM6 | AMICUS THERAPEUTICS INC | $5,652 | 5.51% | 450,000 | Common | SOLE |
| 016230104 | ALCO | ALICO INC | $5,474 | 5.34% | 215,000 | Common | SOLE |
| 635906100 | NHC | NATIONAL HEALTHCARE CORP | $4,637 | 4.52% | 75,000 | Common | SOLE |
| 75025X100 | RLGT | RADIANT LOGISTICS INC | $4,032 | 3.93% | 600,000 | Common | SOLE |
| 876511106 | TGB | TASEKO MINES LTD | $3,575 | 3.49% | 2,500,000 | Common | SOLE |
| 040712101 | ARKR | ARK RESTAURANTS CORP | $3,415 | 3.33% | 184,607 | Common | SOLE |
| 87484T108 | TALO | TALOS ENERGY INC | $3,121 | 3.04% | 225,000 | Common | SOLE |
| 845467109 | SWN1EUR | SOUTHWESTERN ENERGY CO | $3,005 | 2.93% | 500,000 | Common | SOLE |
| 05541T101 | — | BGC PARTNERS INC | $2,880 | 2.81% | 650,000 | Common | SOLE |
| 740444104 | PLPC | PREFORMED LINE PRODS CO | $2,732 | 2.66% | 17,500 | Common | SOLE |
| 266605500 | DC8A | DURECT CORP | $2,327 | 2.27% | 470,000 | Common | SOLE |
| 14574X104 | TASTUSD | CARROLS RESTAURANT GROUP INC | $2,268 | 2.21% | 450,000 | Common | SOLE |
| 030111207 | AMSC | AMERICAN SUPERCONDUCTOR CORP | $2,191 | 2.14% | 350,000 | Common | SOLE |
| 65158N102 | NMRK | NEWMARK GROUP INC | $2,177 | 2.12% | 350,000 | Common | SOLE |
| 041242108 | ARKO | ARKO CORP - CW25 | $2,107 | 2.06% | 590,000 | Common | SOLE |
| 766559603 | RIGLUSD | RIGEL PHARMACEUTICALS INC | $1,935 | 1.89% | 1,500,000 | Common | SOLE |
| 19249H103 | CHRS | COHERUS BIOSCIENCES INC | $1,922 | 1.87% | 450,000 | Common | SOLE |
| 31620R303 | FNF | FIDELITY NATIONAL FINANCIAL FNF GROUP | $1,800 | 1.76% | 50,000 | Common | SOLE |
| 23283X206 | CTSO | CYTOSORBENTS CORP | $1,616 | 1.58% | 450,000 | Common | SOLE |
| 11373M107 | BB3 | BROOKLINE BANCORP INC DEL | $1,573 | 1.53% | 180,000 | Common | SOLE |
| 126650100 | CVS | CVS HEALTH CORP | $1,383 | 1.35% | 20,000 | Common | SOLE |
| 31620M106 | FIS | FIDELITY NATL INFORMATION SV | $1,368 | 1.33% | 25,000 | Common | SOLE |
| 50155Q100 | KD | KYNDRYL HLDGS INC | $1,328 | 1.30% | 100,000 | Common | SOLE |
| 18507C103 | CLPT | CLEARPOINT NEURO INC | $1,303 | 1.27% | 180,000 | Common | SOLE |
| 92556V106 | VTRS | VIATRIS INC | $1,248 | 1.22% | 125,000 | Common | SOLE |
| 02341Q205 | DIT | AMCON DISTRG CO | $1,218 | 1.19% | 6,000 | Common | SOLE |
| 760281204 | RBCAA | REPUBLIC BANCORP KY | $1,169 | 1.14% | 27,500 | Common | SOLE |
| 81761L102 | SVC | SERVICE PPTYS TR | $1,130 | 1.10% | 130,000 | Common | SOLE |
| 786449207 | — | SAFEGUARD SCIENTIFICS INC | $1,108 | 1.08% | 671,671 | Common | SOLE |
| 913837100 | — | UNIVERSAL STAINLESS & ALLOY | $1,051 | 1.03% | 75,000 | Common | SOLE |
| 981475106 | WKC | WORLD FUEL SVCS CORP | $1,034 | 1.01% | 50,000 | Common | SOLE |
| 11040G103 | VTOL | BRISTOW GROUP INC | $1,006 | 0.98% | 35,000 | Common | SOLE |
| 78573M104 | SABR | SABRE CORP | $957 | 0.93% | 300,000 | Common | SOLE |
| 04683R106 | AVIR | ATEA PHARMACEUTICALS INC | $935 | 0.91% | 250,000 | Common | SOLE |
| 09060U507 | BCDA | BIOCARDIA INC | $916 | 0.89% | 343,000 | Common | SOLE |
| 03168L105 | AMRX | AMNEAL PHARMACEUTICALS INC | $853 | 0.83% | 275,000 | Common | SOLE |
| 067901108 | ABX | BARRICK GOLD CORP | $847 | 0.83% | 50,000 | Common | SOLE |
| 052769106 | ADSK | AUTODESK INC | $818 | 0.80% | 4,000 | Common | SOLE |
| 35671D857 | FCX | FREEPORT-MCMORAN INC | $800 | 0.78% | 20,000 | Common | SOLE |
| 816212104 | SELBUSD | SELECTA BIOSCIENCES INC | $784 | 0.76% | 700,000 | Common | SOLE |
| 07134L107 | BATL | BATTALION OIL CORP | $771 | 0.75% | 135,000 | Common | SOLE |
| 84763A108 | — | SPECTRUM PHARMACEUTICALS INC | $768 | 0.75% | 800,000 | Common | SOLE |
| 934423104 | WBD | WARNER BROS DISCOVERY INC | $752 | 0.73% | 60,000 | Common | SOLE |
| 879080109 | TRC | TEJON RANCH CO | $688 | 0.67% | 40,000 | Common | SOLE |
| 03743Q108 | APA | APA CORPORATION | $683 | 0.67% | 20,000 | Common | SOLE |
| 700517105 | PK | PARK HOTELS RESORTS INC | $641 | 0.63% | 50,000 | Common | SOLE |
| 28657F103 | ELTX | ELICIO THERAPEUTICS INC | $618 | 0.60% | 65,000 | Common | SOLE |
| 697900108 | PAAS | PAN AMERN SILVER CORP | $583 | 0.57% | 40,000 | Common | SOLE |
| 427746102 | HRTX | HERON THERAPEUTICS INC | $580 | 0.57% | 500,000 | Common | SOLE |
| 699374302 | — | PARATEK PHARMACEUTICALS INC | $553 | 0.54% | 250,000 | Common | SOLE |
| 30052C107 | EOLS | EVOLUS INC | $545 | 0.53% | 75,000 | Common | SOLE |
| 231269200 | — | CURIS INC | $457 | 0.45% | 550,000 | Common | SOLE |
| 69553P100 | PD | PAGERDUTY INC | $450 | 0.44% | 20,000 | Common | SOLE |
| 640268108 | NKTREUR | NEKTAR THERAPEUTICS | $431 | 0.42% | 750,000 | Common | SOLE |
| 50107A104 | KRON1USD | KRONOS BIO INC | $430 | 0.42% | 250,000 | Common | SOLE |
| 51654W101 | LTRN | LANTERN PHARMA INC | $423 | 0.41% | 75,000 | Common | SOLE |
| 36269B105 | GANX | GAIN THERAPEUTICS INC | $403 | 0.39% | 90,000 | Common | SOLE |
| 03828A101 | APLT | APPLIED THERAPEUTICS INC | $384 | 0.37% | 300,000 | Common | SOLE |
| 04965G109 | BCELUSD | ATRECA INC CL A | $343 | 0.33% | 350,000 | Common | SOLE |
| 23282W605 | CYTK | CYTOKINETICS INC | $326 | 0.32% | 10,000 | Common | SOLE |
| 28617K101 | ELDN | ELEDON PHARMACEUTICALS INC | $322 | 0.31% | 234,803 | Common | SOLE |
| 10920V404 | — | BRIGHT HEALTH GROUP INC | $314 | 0.31% | 25,715 | Common | SOLE |
| 68622V106 | OGN | ORGANON & CO | $312 | 0.30% | 15,000 | Common | SOLE |
| 27966L108 | — | EDESA BIOTECH INC | $304 | 0.30% | 375,000 | Common | SOLE |
| 651229106 | NWL | NEWELL BRANDS INC | $261 | 0.25% | 30,000 | Common | SOLE |
| 832154207 | SMSIEUR | SMITH MICRO SOFTWARE INC | $250 | 0.24% | 225,000 | Common | SOLE |
| 22407B108 | COYA | COYA THERAPEUTICS INC | $244 | 0.24% | 60,000 | Common | SOLE |
| 12740C103 | CADE | CADENCE BANK | $196 | 0.19% | 10,000 | Common | SOLE |
| 04546C205 | — | ASSERTIO HOLDINGS INC | $136 | 0.13% | 25,000 | Common | SOLE |
| 31447E105 | FEMY | FEMASYS INC | $123 | 0.12% | 241,373 | Common | SOLE |
| 720795103 | PIRSEUR | PIERIS PHARMACEUTICALS INC | $91 | 0.09% | 550,000 | Common | SOLE |
| 64132K201 | OHRPEUR | NEUBASE THERAPEUTICS INC | $11 | 0.01% | 6,000 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.