Q3 2023 · 13F-HR
CM Management, LLCholdings as filed
Filed 2023-11-07 · accession 0001841857-23-000004
$94.2M
Reported value
65
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 45253H101 | IMGNEUR | IMMUNOGEN INC | $7.9M | 8.42% | 500,000 | Common | SOLE |
| 03152W109 | AM6 | AMICUS THERAPEUTICS INC | $5.5M | 5.81% | 450,000 | Common | SOLE |
| 016230104 | ALCO | ALICO INC | $5.4M | 5.69% | 215,000 | Common | SOLE |
| 635906100 | NHC | NATIONAL HEALTHCARE CORP | $4.8M | 5.09% | 75,000 | Common | SOLE |
| 75025X100 | RLGT | RADIANT LOGISTICS INC | $3.5M | 3.72% | 620,000 | Common | SOLE |
| 088929104 | BGC | BGC GROUP INC | $3.4M | 3.64% | 650,000 | Common | SOLE |
| 87484T108 | TALO | TALOS ENERGY INC | $3.3M | 3.49% | 200,000 | Common | SOLE |
| 876511106 | TGB | TASEKO MINES LTD | $3.2M | 3.37% | 2,500,000 | Common | SOLE |
| 740444104 | PLPC | PREFORMED LINE PRODS CO | $2.8M | 3.02% | 17,500 | Common | SOLE |
| 040712101 | ARKR | ARK RESTAURANTS CORP | $2.8M | 2.99% | 184,607 | Common | SOLE |
| 14574X104 | TASTUSD | CARROLS RESTAURANT GROUP INC | $2.3M | 2.45% | 350,000 | Common | SOLE |
| 65158N102 | NMRK | NEWMARK GROUP INC | $2.3M | 2.39% | 350,000 | Common | SOLE |
| 845467109 | SWN1EUR | SOUTHWESTERN ENERGY CO | $2.1M | 2.22% | 325,000 | Common | SOLE |
| 31620R303 | FNF | FIDELITY NATIONAL FINANCIAL FNF GROUP | $2.1M | 2.19% | 50,000 | Common | SOLE |
| 19249H103 | CHRS | COHERUS BIOSCIENCES INC | $2.0M | 2.17% | 548,000 | Common | SOLE |
| 041242108 | ARKO | ARKO CORP | $1.8M | 1.90% | 590,000 | Common | SOLE |
| 11373M107 | BB3 | BROOKLINE BANCORP INC DEL | $1.6M | 1.74% | 180,000 | Common | SOLE |
| 766559603 | RIGLUSD | RIGEL PHARMACEUTICALS INC | $1.6M | 1.72% | 1,500,000 | Common | SOLE |
| 31620M106 | FIS | FIDELITY NATL INFORMATION SV | $1.5M | 1.61% | 27,500 | Common | SOLE |
| 030111207 | AMSC | AMERICAN SUPERCONDUCTOR CORP | $1.5M | 1.60% | 200,000 | Common | SOLE |
| 50155Q100 | KD | KYNDRYL HLDGS INC COMMON | $1.5M | 1.60% | 100,000 | Common | SOLE |
| 02341Q205 | DIT | AMCON DISTRG CO | $1.5M | 1.58% | 7,240 | Common | SOLE |
| 30052C107 | EOLS | EVOLUS INC | $1.4M | 1.45% | 150,000 | Common | SOLE |
| 69553P100 | PD | PAGERDUTY INC | $1.3M | 1.43% | 60,000 | Common | SOLE |
| 78573M104 | SABR | SABRE CORP | $1.3M | 1.43% | 300,000 | Common | SOLE |
| 35671D857 | FCX | FREEPORT-MCMORAN INC | $1.3M | 1.42% | 36,000 | Common | SOLE |
| 266605500 | DC8A | DURECT CORP | $1.3M | 1.39% | 525,000 | Common | SOLE |
| 92556V106 | VTRS | VIATRIS INC | $1.2M | 1.31% | 125,000 | Common | SOLE |
| 760281204 | RBCAA | REPUBLIC BANCORP KY | $1.2M | 1.29% | 27,500 | Common | SOLE |
| 81761L102 | SVC | SERVICE PPTYS TR | $1.2M | 1.22% | 150,000 | Common | SOLE |
| 067901108 | ABX | BARRICK GOLD CORP | $1.1M | 1.16% | 75,000 | Common | SOLE |
| 697900108 | PAAS | PAN AMERN SILVER CORP | $1.1M | 1.15% | 75,000 | Common | SOLE |
| 18507C103 | CLPT | CLEARPOINT NEURO INC | $1.0M | 1.06% | 200,000 | Common | SOLE |
| 11040G103 | VTOL | BRISTOW GROUP INC | $985,950 | 1.05% | 35,000 | Common | SOLE |
| 462260100 | IOVA | IOVANCE BIOTHERAPEUTICS INC | $910,000 | 0.97% | 200,000 | Common | SOLE |
| 931427108 | WFC | WALGREENS BOOTS ALLIANCE INC | $889,600 | 0.94% | 40,000 | Common | SOLE |
| 934423104 | WBD | WARNER BROS DISCOVERY INC | $868,800 | 0.92% | 80,000 | Common | SOLE |
| 23283X206 | CTSO | CYTOSORBENTS CORP | $846,000 | 0.90% | 450,000 | Common | SOLE |
| 07134L107 | BATL | BATTALION OIL CORP | $834,300 | 0.89% | 135,000 | Common | SOLE |
| 04683R106 | AVIR | ATEA PHARMACEUTICALS INC | $825,000 | 0.88% | 275,000 | Common | SOLE |
| 913837100 | — | UNIVERSAL STAINLESS & ALLOY | $786,600 | 0.83% | 60,000 | Common | SOLE |
| 816212104 | SELBUSD | SELECTA BIOSCIENCES INC | $742,000 | 0.79% | 700,000 | Common | SOLE |
| 700517105 | PK | PARK HOTELS RESORTS INC | $739,200 | 0.78% | 60,000 | Common | SOLE |
| 981475106 | WKC | WORLD FUEL SVCS CORP | $672,900 | 0.71% | 30,000 | Common | SOLE |
| 786449207 | — | SAFEGUARD SCIENTIFICS INC | $671,671 | 0.71% | 671,671 | Common | SOLE |
| 879080109 | TRC | TEJON RANCH CO | $648,800 | 0.69% | 40,000 | Common | SOLE |
| 28657F103 | ELTX | ELICIO THERAPEUTICS INC | $549,250 | 0.58% | 65,000 | Common | SOLE |
| 640268108 | NKTREUR | NEKTAR THERAPEUTICS | $476,480 | 0.51% | 800,000 | Common | SOLE |
| 427746102 | HRTX | HERON THERAPEUTICS INC | $463,500 | 0.49% | 450,000 | Common | SOLE |
| 04546C205 | — | ASSERTIO HOLDINGS INC | $429,158 | 0.46% | 167,640 | Common | SOLE |
| 22407B108 | COYA | COYA THERAPEUTICS INC COMMON | $384,000 | 0.41% | 100,000 | Common | SOLE |
| 31447E105 | FEMY | FEMASYS INC | $372,500 | 0.40% | 125,000 | Common | SOLE |
| 832154207 | SMSIEUR | SMITH MICRO SOFTWARE INC | $363,000 | 0.39% | 300,000 | Common | SOLE |
| 50107A104 | KRON1USD | KRONOS BIO INC | $325,000 | 0.34% | 250,000 | Common | SOLE |
| 28617K101 | ELDN | ELEDON PHARMACEUTICALS INC | $321,680 | 0.34% | 234,803 | Common | SOLE |
| 36269B105 | GANX | GAIN THERAPEUTICS INC | $295,200 | 0.31% | 90,000 | Common | SOLE |
| 27966L108 | — | EDESA BIOTECH INC | $263,924 | 0.28% | 417,602 | Common | SOLE |
| 68622V106 | OGN | ORGANON & CO COMMON | $260,400 | 0.28% | 15,000 | Common | SOLE |
| 09060U507 | BCDA | BIOCARDIA INC | $257,940 | 0.27% | 600,000 | Common | SOLE |
| 51654W101 | LTRN | LANTERN PHARMA INC | $255,750 | 0.27% | 75,000 | Common | SOLE |
| 12740C103 | CADE | CADENCE BANK | $212,200 | 0.23% | 10,000 | Common | SOLE |
| 720795103 | PIRSEUR | PIERIS PHARMACEUTICALS INC | $193,521 | 0.21% | 649,400 | Common | SOLE |
| 231269309 | CRIS | CURIS INC | $181,225 | 0.19% | 27,500 | Common | SOLE |
| 10920V404 | — | BRIGHT HEALTH GROUP INC | $153,519 | 0.16% | 25,715 | Common | SOLE |
| 04965G109 | BCELUSD | ATRECA INC CL A | $91,350 | 0.10% | 350,000 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.