Q1 2024 · 13F-HR
CM Management, LLCholdings as filed
Filed 2024-05-14 · accession 0001841857-24-000002
$119.1M
Reported value
69
Positions
2024-03-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 016230104 | ALCO | ALICO INC | $6.3M | 5.29% | 215,000 | Common | SOLE |
| 876511106 | TGB | TASEKO MINES LTD | $5.4M | 4.56% | 2,500,000 | Common | SOLE |
| 03152W109 | AM6 | AMICUS THERAPEUTICS INC | $5.3M | 4.45% | 450,000 | Common | SOLE |
| G7709Q104 | RPRX | ROYALTY PHARMA PLC SHS | $4.9M | 4.08% | 160,000 | Common | SOLE |
| 65158N102 | NMRK | NEWMARK GROUP INC | $4.4M | 3.73% | 400,000 | Common | SOLE |
| 75025X100 | RLGT | RADIANT LOGISTICS INC | $3.9M | 3.30% | 725,000 | Common | SOLE |
| 462260100 | IOVA | IOVANCE BIOTHERAPEUTICS INC | $3.7M | 3.11% | 250,000 | Common | SOLE |
| 030111207 | AMSC | AMERICAN SUPERCONDUCTOR CORP | $3.4M | 2.84% | 250,000 | Common | SOLE |
| 740444104 | PLPC | PREFORMED LINE PRODS CO | $3.3M | 2.81% | 26,000 | Common | SOLE |
| 50155Q100 | KD | KYNDRYL HLDGS INC COMMON | $3.0M | 2.56% | 140,000 | Common | SOLE |
| 931427108 | WFC | WALGREENS BOOTS ALLIANCE INC | $3.0M | 2.55% | 140,000 | Common | SOLE |
| 461147100 | INTT | INTEST CORP | $3.0M | 2.50% | 225,000 | Common | SOLE |
| 766559603 | RIGLUSD | RIGEL PHARMACEUTICALS INC | $3.0M | 2.49% | 2,000,000 | Common | SOLE |
| 69553P100 | PD | PAGERDUTY INC | $2.7M | 2.29% | 120,000 | Common | SOLE |
| 18507C103 | CLPT | CLEARPOINT NEURO INC | $2.5M | 2.14% | 375,000 | Common | SOLE |
| 040712101 | ARKR | ARK RESTAURANTS CORP | $2.5M | 2.13% | 184,607 | Common | SOLE |
| 088929104 | BGC | BGC GROUP INC | $2.5M | 2.12% | 325,000 | Common | SOLE |
| 19249H103 | CHRS | COHERUS BIOSCIENCES INC | $2.4M | 2.01% | 1,000,000 | Common | SOLE |
| 92556V106 | VTRS | VIATRIS INC | $2.4M | 2.01% | 200,000 | Common | SOLE |
| 68622V106 | OGN | ORGANON & CO COMMON | $2.4M | 1.97% | 125,000 | Common | SOLE |
| 30052C107 | EOLS | EVOLUS INC | $2.1M | 1.76% | 150,000 | Common | SOLE |
| 81761L102 | SVC | SERVICE PPTYS TR | $2.0M | 1.71% | 300,000 | Common | SOLE |
| 041242108 | ARKO | ARKO CORP | $2.0M | 1.70% | 720,000 | Common | SOLE |
| 11373M107 | BB3 | BROOKLINE BANCORP INC DEL | $1.8M | 1.51% | 180,000 | Common | SOLE |
| 934423104 | WBD | WARNER BROS DISCOVERY INC | $1.7M | 1.47% | 200,000 | Common | SOLE |
| 87484T108 | TALO | TALOS ENERGY INC | $1.7M | 1.46% | 125,000 | Common | SOLE |
| 45337C102 | INCY | INCYTE CORP | $1.7M | 1.44% | 30,000 | Common | SOLE |
| 056752108 | BIDU | BAIDU INC | $1.6M | 1.33% | 15,000 | Common | SOLE |
| 320517105 | FHN | FIRST HORIZON NATL CORP | $1.5M | 1.29% | 100,000 | Common | SOLE |
| 760281204 | RBCAA | REPUBLIC BANCORP KY | $1.5M | 1.29% | 30,000 | Common | SOLE |
| 697900108 | PAAS | PAN AMERN SILVER CORP | $1.5M | 1.27% | 100,000 | Common | SOLE |
| G50871105 | JAZZ | JAZZ PHARMACEUTICALS PLC | $1.5M | 1.26% | 12,500 | Common | SOLE |
| 152006102 | CGAU | CENTERRA GOLD INC | $1.5M | 1.24% | 250,000 | Common | SOLE |
| 02341Q205 | DIT | AMCON DISTRG CO | $1.5M | 1.24% | 8,000 | Common | SOLE |
| 01609W102 | BABA | ALIBABA GROUP HLDG LTD | $1.4M | 1.22% | 20,000 | Common | SOLE |
| 651229106 | NWL | NEWELL BRANDS INC | $1.4M | 1.18% | 175,000 | Common | SOLE |
| 717081103 | PFE | PFIZER INC | $1.4M | 1.17% | 50,000 | Common | SOLE |
| 067901108 | ABX | BARRICK GOLD CORP | $1.3M | 1.12% | 80,000 | Common | SOLE |
| 98419J206 | XOMA | XOMA CORP DEL | $1.3M | 1.11% | 55,000 | Common | SOLE |
| 231269309 | CRIS | CURIS INC | $1.3M | 1.10% | 120,000 | Common | SOLE |
| 761330109 | RVNCEUR | REVANCE THERAPEUTICS INC | $1.2M | 1.03% | 250,000 | Common | SOLE |
| 78573M104 | SABR | SABRE CORP | $1.2M | 1.02% | 500,000 | Common | SOLE |
| 04683R106 | AVIR | ATEA PHARMACEUTICALS INC | $1.1M | 0.92% | 270,000 | Common | SOLE |
| 22407B108 | COYA | COYA THERAPEUTICS INC COMMON | $992,000 | 0.83% | 100,000 | Common | SOLE |
| 640268108 | NKTREUR | NEKTAR THERAPEUTICS | $878,005 | 0.74% | 939,847 | Common | SOLE |
| 700517105 | PK | PARK HOTELS RESORTS INC | $874,500 | 0.73% | 50,000 | Common | SOLE |
| 427746102 | HRTX | HERON THERAPEUTICS INC | $831,000 | 0.70% | 300,000 | Common | SOLE |
| 23283X206 | CTSO | CYTOSORBENTS CORP | $783,750 | 0.66% | 825,000 | Common | SOLE |
| 004225108 | ACAD | ACADIA PHARMACEUTICALS INC | $739,600 | 0.62% | 40,000 | Common | SOLE |
| 07134L107 | BATL | BATTALION OIL CORP | $735,800 | 0.62% | 130,000 | Common | SOLE |
| 879080109 | TRC | TEJON RANCH CO | $693,450 | 0.58% | 45,000 | Common | SOLE |
| 31447E105 | FEMY | FEMASYS INC | $620,000 | 0.52% | 400,000 | Common | SOLE |
| 20454B104 | CMPX | COMPASS THERAPEUTICS INC | $613,800 | 0.52% | 310,000 | Common | SOLE |
| 51654W101 | LTRN | LANTERN PHARMA INC | $572,000 | 0.48% | 65,000 | Common | SOLE |
| 28657F103 | ELTX | ELICIO THERAPEUTICS INC | $570,000 | 0.48% | 75,000 | Common | SOLE |
| 925050106 | VRNA | VERONA PHARMA PLC | $563,150 | 0.47% | 35,000 | Common | SOLE |
| 320218100 | THFF | FIRST FINL CORP IND | $536,620 | 0.45% | 14,000 | Common | SOLE |
| 11040G103 | VTOL | BRISTOW GROUP INC | $418,254 | 0.35% | 15,377 | Common | SOLE |
| 36269B105 | GANX | GAIN THERAPEUTICS INC | $339,300 | 0.28% | 90,000 | Common | SOLE |
| 04546C205 | — | ASSERTIO HOLDINGS INC | $330,958 | 0.28% | 345,000 | Common | SOLE |
| 28617K101 | ELDN | ELEDON PHARMACEUTICALS INC | $329,600 | 0.28% | 160,000 | Common | SOLE |
| 50107A104 | KRON1USD | KRONOS BIO INC | $325,000 | 0.27% | 250,000 | Common | SOLE |
| 19243B102 | CGTX | COGNITION THERAPEUTICS INC | $318,500 | 0.27% | 175,000 | Common | SOLE |
| 12740C103 | CADE | CADENCE BANK | $290,000 | 0.24% | 10,000 | Common | SOLE |
| 09060U507 | BCDA | BIOCARDIA INC | $284,900 | 0.24% | 700,000 | Common | SOLE |
| 27966L306 | EDSA | EDESA BIOTECH INC | $259,885 | 0.22% | 62,000 | Common | SOLE |
| 832154207 | SMSIEUR | SMITH MICRO SOFTWARE INC | $206,580 | 0.17% | 600,000 | Common | SOLE |
| 816212104 | SELBUSD | SELECTA BIOSCIENCES INC | $198,563 | 0.17% | 305,482 | Common | SOLE |
| 720795103 | PIRSEUR | PIERIS PHARMACEUTICALS INC | $105,340 | 0.09% | 575,000 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.