Q4 2023 · 13F-HR
CM Management, LLCholdings as filed
Filed 2024-02-12 · accession 0001841857-24-000001
$124.4M
Reported value
72
Positions
2023-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 45253H101 | IMGNEUR | IMMUNOGEN INC | $14.8M | 11.9% | 500,000 | Common | SOLE |
| 03152W109 | AM6 | AMICUS THERAPEUTICS INC | $6.4M | 5.13% | 450,000 | Common | SOLE |
| 016230104 | ALCO | ALICO INC | $6.3M | 5.02% | 215,000 | Common | SOLE |
| 75025X100 | RLGT | RADIANT LOGISTICS INC | $4.6M | 3.68% | 690,000 | Common | SOLE |
| 65158N102 | NMRK | NEWMARK GROUP INC | $4.4M | 3.52% | 400,000 | Common | SOLE |
| 088929104 | BGC | BGC GROUP INC | $4.2M | 3.34% | 575,000 | Common | SOLE |
| G7709Q104 | RPRX | ROYALTY PHARMA PLC SHS | $3.5M | 2.82% | 125,000 | Common | SOLE |
| 876511106 | TGB | TASEKO MINES LTD | $3.5M | 2.81% | 2,500,000 | Common | SOLE |
| 50155Q100 | KD | KYNDRYL HLDGS INC COMMON | $2.9M | 2.34% | 140,000 | Common | SOLE |
| 69553P100 | PD | PAGERDUTY INC | $2.8M | 2.23% | 120,000 | Common | SOLE |
| 635906100 | NHC | NATIONAL HEALTHCARE CORP | $2.8M | 2.23% | 30,000 | Common | SOLE |
| 14574X104 | TASTUSD | CARROLS RESTAURANT GROUP INC | $2.8M | 2.22% | 350,000 | Common | SOLE |
| 19249H103 | CHRS | COHERUS BIOSCIENCES INC | $2.7M | 2.21% | 824,000 | Common | SOLE |
| 040712101 | ARKR | ARK RESTAURANTS CORP | $2.6M | 2.09% | 184,607 | Common | SOLE |
| 766559603 | RIGLUSD | RIGEL PHARMACEUTICALS INC | $2.5M | 1.98% | 1,700,000 | Common | SOLE |
| 740444104 | PLPC | PREFORMED LINE PRODS CO | $2.3M | 1.88% | 17,500 | Common | SOLE |
| 041242108 | ARKO | ARKO CORP | $2.2M | 1.75% | 610,000 | Common | SOLE |
| 030111207 | AMSC | AMERICAN SUPERCONDUCTOR CORP | $2.2M | 1.75% | 195,000 | Common | SOLE |
| 92556V106 | VTRS | VIATRIS INC | $2.2M | 1.74% | 200,000 | Common | SOLE |
| 81761L102 | SVC | SERVICE PPTYS TR | $2.1M | 1.72% | 250,000 | Common | SOLE |
| 35671D857 | FCX | FREEPORT-MCMORAN INC | $2.1M | 1.71% | 50,000 | Common | SOLE |
| 462260100 | IOVA | IOVANCE BIOTHERAPEUTICS INC | $2.0M | 1.63% | 250,000 | Common | SOLE |
| 11373M107 | BB3 | BROOKLINE BANCORP INC DEL | $2.0M | 1.58% | 180,000 | Common | SOLE |
| 68622V106 | OGN | ORGANON & CO COMMON | $1.8M | 1.45% | 125,000 | Common | SOLE |
| 931427108 | WFC | WALGREENS BOOTS ALLIANCE INC | $1.7M | 1.36% | 65,000 | Common | SOLE |
| 697900108 | PAAS | PAN AMERN SILVER CORP | $1.6M | 1.31% | 100,000 | Common | SOLE |
| 461147100 | INTT | INTEST CORP | $1.6M | 1.31% | 120,000 | Common | SOLE |
| 30052C107 | EOLS | EVOLUS INC | $1.6M | 1.27% | 150,000 | Common | SOLE |
| 02341Q205 | DIT | AMCON DISTRG CO | $1.6M | 1.25% | 8,000 | Common | SOLE |
| 651229106 | NWL | NEWELL BRANDS INC | $1.5M | 1.22% | 175,000 | Common | SOLE |
| 760281204 | RBCAA | REPUBLIC BANCORP KY | $1.5M | 1.22% | 27,500 | Common | SOLE |
| 717081103 | PFE | PFIZER INC | $1.4M | 1.16% | 50,000 | Common | SOLE |
| 934423104 | WBD | WARNER BROS DISCOVERY INC | $1.4M | 1.14% | 125,000 | Common | SOLE |
| 18507C103 | CLPT | CLEARPOINT NEURO INC | $1.4M | 1.09% | 200,000 | Common | SOLE |
| 78573M104 | SABR | SABRE CORP | $1.3M | 1.06% | 300,000 | Common | SOLE |
| 31620R303 | FNF | FIDELITY NATIONAL FINANCIAL FNF GROUP | $1.3M | 1.03% | 25,000 | Common | SOLE |
| 31620M106 | FIS | FIDELITY NATL INFORMATION SV | $1.1M | 0.84% | 17,500 | Common | SOLE |
| 07134L107 | BATL | BATTALION OIL CORP | $1.0M | 0.84% | 108,300 | Common | SOLE |
| 98419J206 | XOMA | XOMA CORP DEL | $1.0M | 0.82% | 55,000 | Common | SOLE |
| 87484T108 | TALO | TALOS ENERGY INC | $996,100 | 0.80% | 70,000 | Common | SOLE |
| 004225108 | ACAD | ACADIA PHARMACEUTICALS INC | $939,300 | 0.75% | 30,000 | Common | SOLE |
| 700517105 | PK | PARK HOTELS RESORTS INC | $918,000 | 0.74% | 60,000 | Common | SOLE |
| 067901108 | ABX | BARRICK GOLD CORP | $904,500 | 0.73% | 50,000 | Common | SOLE |
| 03743Q108 | APA | APA CORPORATION | $897,000 | 0.72% | 25,000 | Common | SOLE |
| 152006102 | CGAU | CENTERRA GOLD INC | $894,000 | 0.72% | 150,000 | Common | SOLE |
| 04683R106 | AVIR | ATEA PHARMACEUTICALS INC | $823,500 | 0.66% | 270,000 | Common | SOLE |
| 22407B108 | COYA | COYA THERAPEUTICS INC COMMON | $741,000 | 0.60% | 100,000 | Common | SOLE |
| 320517105 | FHN | FIRST HORIZON NATL CORP | $708,000 | 0.57% | 50,000 | Common | SOLE |
| 879080109 | TRC | TEJON RANCH CO | $688,000 | 0.55% | 40,000 | Common | SOLE |
| 913837100 | — | UNIVERSAL STAINLESS & ALLOY | $682,720 | 0.55% | 34,000 | Common | SOLE |
| 516806205 | 8LP1 | LAREDO PETROLEUM INC | $682,350 | 0.55% | 15,000 | Common | SOLE |
| 761330109 | RVNCEUR | REVANCE THERAPEUTICS INC | $659,250 | 0.53% | 75,000 | Common | SOLE |
| 427746102 | HRTX | HERON THERAPEUTICS INC | $552,500 | 0.44% | 325,000 | Common | SOLE |
| 640268108 | NKTREUR | NEKTAR THERAPEUTICS | $531,013 | 0.43% | 939,847 | Common | SOLE |
| 786449207 | — | SAFEGUARD SCIENTIFICS INC | $526,925 | 0.42% | 671,671 | Common | SOLE |
| 832154207 | SMSIEUR | SMITH MICRO SOFTWARE INC | $495,600 | 0.40% | 600,000 | Common | SOLE |
| 816212104 | SELBUSD | SELECTA BIOSCIENCES INC | $482,580 | 0.39% | 700,000 | Common | SOLE |
| 09060U507 | BCDA | BIOCARDIA INC | $464,940 | 0.37% | 700,000 | Common | SOLE |
| 23283X206 | CTSO | CYTOSORBENTS CORP | $460,650 | 0.37% | 415,000 | Common | SOLE |
| 31447E105 | FEMY | FEMASYS INC | $438,750 | 0.35% | 450,000 | Common | SOLE |
| 28657F103 | ELTX | ELICIO THERAPEUTICS INC | $417,000 | 0.34% | 50,000 | Common | SOLE |
| 04546C205 | — | ASSERTIO HOLDINGS INC | $369,150 | 0.30% | 345,000 | Common | SOLE |
| 51654W101 | LTRN | LANTERN PHARMA INC | $342,400 | 0.28% | 80,000 | Common | SOLE |
| 231269309 | CRIS | CURIS INC | $318,750 | 0.26% | 25,000 | Common | SOLE |
| 50107A104 | KRON1USD | KRONOS BIO INC | $312,500 | 0.25% | 250,000 | Common | SOLE |
| 12740C103 | CADE | CADENCE BANK | $295,900 | 0.24% | 10,000 | Common | SOLE |
| 36269B105 | GANX | GAIN THERAPEUTICS INC | $293,850 | 0.24% | 90,000 | Common | SOLE |
| 27966L306 | EDSA | EDESA BIOTECH INC | $283,340 | 0.23% | 62,000 | Common | SOLE |
| 28617K101 | ELDN | ELEDON PHARMACEUTICALS INC | $252,000 | 0.20% | 140,000 | Common | SOLE |
| 20454B104 | CMPX | COMPASS THERAPEUTICS INC | $195,000 | 0.16% | 125,000 | Common | SOLE |
| 10920V404 | — | BRIGHT HEALTH GROUP INC | $137,340 | 0.11% | 18,000 | Common | SOLE |
| 720795103 | PIRSEUR | PIERIS PHARMACEUTICALS INC | $136,500 | 0.11% | 750,000 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.