Q2 2023 · 13F-HR
Claybrook Capital, LLCholdings as filed
Filed 2023-07-17 · accession 0001951757-23-000363
$187.4M
Reported value
141
Positions
2023-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $17.0M | 9.05% | 38,269 | Common | NONE |
| 46090E103 | QQQ | INVESCO QQQ TR | $9.6M | 5.13% | 26,022 | Common | NONE |
| 670656107 | NRK | NUVEEN NEW YORK AMT QLT MUNI | $8.2M | 4.38% | 792,367 | Common | NONE |
| 02209S103 | MO | ALTRIA GROUP INC | $5.5M | 2.91% | 120,458 | Common | NONE |
| 67066X107 | NAN | NUVEEN NEW YORK QLT MUN INC | $5.2M | 2.79% | 486,078 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $3.8M | 2.01% | 28,850 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $3.7M | 1.97% | 10,845 | Common | NONE |
| 09255E102 | MYN | BLACKROCK MUNIYIELD N Y QUAL | $3.5M | 1.88% | 348,250 | Common | NONE |
| 09255C106 | — | BLACKROCK MUNIHLDGS NY QLTY | $3.1M | 1.63% | 292,141 | Common | NONE |
| 505743104 | LADR | LADDER CAP CORP | $2.9M | 1.57% | 271,781 | Common | NONE |
| 72200T103 | — | PIMCO NEW YORK MUN INCOME FD | $2.9M | 1.57% | 397,400 | Common | NONE |
| 922042742 | VT | VANGUARD INTL EQUITY INDEX F | $2.9M | 1.57% | 30,343 | Common | NONE |
| 29273V100 | ET | ENERGY TRANSFER L P | $2.8M | 1.51% | 222,298 | Common | NONE |
| 92189F643 | MOAT | VANECK ETF TRUST | $2.8M | 1.50% | 35,300 | Common | NONE |
| 670657105 | XNEAX | NUVEEN AMT FREE QLTY MUN INC | $2.7M | 1.45% | 248,583 | Common | NONE |
| 72200W106 | PML | PIMCO MUN INCOME FD II | $2.5M | 1.35% | 280,187 | Common | NONE |
| 29670E107 | EPRT | ESSENTIAL PPTYS RLTY TR INC | $2.5M | 1.34% | 106,758 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $2.5M | 1.33% | 7,335 | Common | NONE |
| 46133G107 | IQI | INVESCO QUALITY MUN INCOME T | $2.3M | 1.25% | 244,543 | Common | NONE |
| 85571B105 | STWD | STARWOOD PPTY TR INC | $2.3M | 1.24% | 120,192 | Common | NONE |
| 75574U101 | RC | READY CAPITAL CORP | $2.3M | 1.24% | 206,637 | Common | NONE |
| 67073B106 | JPC | NUVEEN PFD & INCOME OPPORTUN | $2.3M | 1.24% | 357,226 | Common | NONE |
| 302635206 | FSK | FS KKR CAP CORP | $2.3M | 1.22% | 119,643 | Common | NONE |
| 398433102 | GFF | GRIFFON CORP | $2.3M | 1.22% | 56,551 | Common | NONE |
| 72200Y102 | PNI | PIMCO NEW YORK MUN FD II | $2.1M | 1.14% | 281,593 | Common | NONE |
| 075887109 | BDX | BECTON DICKINSON & CO | $2.1M | 1.14% | 8,075 | Common | NONE |
| 097023105 | BA | BOEING CO | $2.1M | 1.13% | 10,020 | Common | NONE |
| 09253R105 | XMVFX | BLACKROCK MUNIVEST FD INC | $2.1M | 1.12% | 312,220 | Common | NONE |
| 74347B714 | PSQUSD | PROSHARES TR | $2.1M | 1.11% | 197,150 | Common | NONE |
| 48251K100 | KREF | KKR REAL ESTATE FIN TR INC | $1.9M | 1.00% | 154,116 | Common | NONE |
| 67071L106 | NVG | NUVEEN AMT FREE MUN CR INC F | $1.9M | 1.00% | 160,147 | Common | NONE |
| 756158101 | UTG | REAVES UTIL INCOME FD | $1.8M | 0.97% | 66,212 | Common | NONE |
| 49456B101 | KMI | KINDER MORGAN INC DEL | $1.8M | 0.96% | 104,000 | Common | NONE |
| 67401P405 | OCSL | OAKTREE SPECIALTY LENDING CO | $1.8M | 0.94% | 90,468 | Common | NONE |
| 78463V107 | GLD | SPDR GOLD TR | $1.7M | 0.93% | 9,810 | Common | NONE |
| 46131T101 | VTN | INVESCO TR INVT GRADE NEW YO | $1.7M | 0.93% | 170,381 | Common | NONE |
| 67070X101 | NZF | NUVEEN MUNICIPAL CREDIT INC | $1.7M | 0.92% | 148,183 | Common | NONE |
| 009158106 | APD | AIR PRODS & CHEMS INC | $1.7M | 0.89% | 5,600 | Common | NONE |
| 038923108 | ABR | ARBOR REALTY TRUST INC | $1.6M | 0.86% | 108,877 | Common | NONE |
| 68268W103 | OMF | ONEMAIN HLDGS INC | $1.5M | 0.80% | 34,391 | Common | NONE |
| 708062104 | PNNT | PENNANTPARK INVT CORP | $1.5M | 0.77% | 246,312 | Common | NONE |
| 98400T106 | — | XAI OCTAGON FLOATING RATE & | $1.4M | 0.76% | 214,393 | Common | NONE |
| 89677Y100 | TPVG | TRIPLEPOINT VENTURE GROWTH B | $1.4M | 0.76% | 121,240 | Common | NONE |
| 26923G822 | PFFA | ETFIS SER TR I | $1.4M | 0.76% | 72,115 | Common | NONE |
| 03762U105 | ARI | APOLLO COML REAL EST FIN INC | $1.4M | 0.74% | 121,855 | Common | NONE |
| 04013V108 | ACRE | ARES COML REAL ESTATE CORP | $1.3M | 0.70% | 129,913 | Common | NONE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $1.3M | 0.68% | 34,189 | Common | NONE |
| 921943858 | VEA | VANGUARD TAX-MANAGED FDS | $1.2M | 0.66% | 26,932 | Common | NONE |
| 59318E102 | CMU | MFS HIGH YIELD MUN TR | $1.2M | 0.66% | 382,584 | Common | NONE |
| 53656F599 | HEGD | LISTED FD TR | $1.2M | 0.64% | 65,000 | Common | NONE |
| 464288760 | ITA | ISHARES TR | $1.2M | 0.62% | 10,025 | Common | NONE |
| 80349A208 | SAR | SARATOGA INVT CORP | $1.1M | 0.60% | 41,817 | Common | NONE |
| 09257W100 | BXMT | BLACKSTONE MTG TR INC | $1.1M | 0.59% | 52,758 | Common | NONE |
| 04010L103 | ARCC | ARES CAPITAL CORP | $1.1M | 0.58% | 57,562 | Common | NONE |
| 922042858 | VWO | VANGUARD INTL EQUITY INDEX F | $1.1M | 0.57% | 26,325 | Common | NONE |
| 79466L302 | CRM | SALESFORCE INC | $1.0M | 0.56% | 4,950 | Common | NONE |
| 33734X192 | SKYY | FIRST TR EXCHANGE TRADED FD | $1.0M | 0.55% | 13,490 | Common | NONE |
| 46138G631 | QQQJ | INVESCO EXCH TRADED FD TR II | $1.0M | 0.54% | 38,421 | Common | NONE |
| 19247L106 | RQI | COHEN & STEERS QUALITY INCOM | $989,480 | 0.53% | 85,300 | Common | NONE |
| 486606106 | KYN | KAYNE ANDERSON ENERGY INFRST | $988,937 | 0.53% | 121,491 | Common | NONE |
| 92189F411 | BIZD | VANECK ETF TRUST | $984,468 | 0.53% | 64,093 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $884,583 | 0.47% | 7,390 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC | $881,871 | 0.47% | 7,290 | Common | NONE |
| 88579Y101 | MMM | 3M CO | $855,770 | 0.46% | 8,550 | Common | NONE |
| 26817Q886 | DX | DYNEX CAP INC | $845,293 | 0.45% | 67,140 | Common | NONE |
| 42809H107 | HES | HESS CORP | $815,700 | 0.44% | 6,000 | Common | NONE |
| 921937827 | BSV | VANGUARD BD INDEX FDS | $801,042 | 0.43% | 10,600 | Common | NONE |
| 20825C104 | COP | CONOCOPHILLIPS | $787,436 | 0.42% | 7,600 | Common | NONE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L | $741,779 | 0.40% | 28,151 | Common | NONE |
| 09248L106 | XBNYX | BLACKROCK N Y MUN INCOME TRU | $732,289 | 0.39% | 70,821 | Common | NONE |
| 81784E101 | SEVN | SEVEN HILLS REALTY TRUST | $724,233 | 0.39% | 70,588 | Common | NONE |
| 67073D102 | XJQCX | NUVEEN CR STRATEGIES INCOME | $707,985 | 0.38% | 140,195 | Common | NONE |
| 72201Y101 | PDI | PIMCO DYNAMIC INCOME FD | $700,931 | 0.37% | 37,383 | Common | NONE |
| 00162Q452 | AMLP | ALPS ETF TR | $700,683 | 0.37% | 17,870 | Common | NONE |
| 670651108 | XNCMX | NUVEEN CALIFORNIA AMT QLT MU | $678,667 | 0.36% | 58,810 | Common | NONE |
| 19248C105 | LDP | COHEN & STEERS LTD DURATION | $670,033 | 0.36% | 36,815 | Common | NONE |
| 38147U107 | GSBD | GOLDMAN SACHS BDC INC | $654,192 | 0.35% | 47,200 | Common | NONE |
| 05684B107 | BCSF | BAIN CAP SPECIALTY FIN INC | $626,256 | 0.33% | 46,355 | Common | NONE |
| 64828T201 | RITM | RITHM CAPITAL CORP | $616,305 | 0.33% | 65,915 | Common | NONE |
| 78464A763 | SDY | SPDR SER TR | $612,900 | 0.33% | 5,000 | Common | NONE |
| 19249X108 | PTA | COHEN & STEERS TAX ADVAN PFD | $599,313 | 0.32% | 34,384 | Common | NONE |
| 83413U100 | SLRC | SLR INVESTMENT CORP | $590,678 | 0.32% | 41,393 | Common | NONE |
| 09255P107 | HYT | BLACKROCK CORPOR HI YLD FD I | $568,579 | 0.30% | 63,742 | Common | NONE |
| 55336V100 | MPLX | MPLX LP | $560,553 | 0.30% | 16,516 | Common | NONE |
| 03761U502 | MFIC | MIDCAP FINANCIAL INVSTMNT CO | $554,361 | 0.30% | 44,137 | Common | NONE |
| 06748F324 | — | BARCLAYS BANK PLC | $543,750 | 0.29% | 21,750 | Common | NONE |
| 92912T100 | XIGDX | VOYA GLBL EQTY DIV & PREM OP | $516,066 | 0.28% | 100,402 | Common | NONE |
| 09257R101 | BGB | BLACKSTONE STRATEGIC CRED 20 | $490,735 | 0.26% | 44,898 | Common | NONE |
| 92537N108 | VRT | VERTIV HOLDINGS CO | $489,455 | 0.26% | 19,760 | Common | NONE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $487,290 | 0.26% | 3,000 | Common | NONE |
| 427096508 | HTGC | HERCULES CAPITAL INC | $482,776 | 0.26% | 32,620 | Common | NONE |
| 48661E108 | — | KAYNE ANDERSON NEXTGEN ENRGY | $473,393 | 0.25% | 66,675 | Common | NONE |
| 28852N109 | EFC | ELLINGTON FINANCIAL INC | $464,991 | 0.25% | 33,695 | Common | NONE |
| 500754106 | KHC | KRAFT HEINZ CO | $461,500 | 0.25% | 13,000 | Common | NONE |
| 83012A109 | TSLX | SIXTH STREET SPECIALTY LENDI | $442,205 | 0.24% | 23,660 | Common | NONE |
| 92838X102 | NCV | VIRTUS CONVERTIBLE & INCOME | $441,675 | 0.24% | 126,918 | Common | NONE |
| 517097101 | LGO | LARGO INC | $425,976 | 0.23% | 99,295 | Common | NONE |
| 38741L107 | GPMT | GRANITE PT MTG TR INC | $401,528 | 0.21% | 75,760 | Common | NONE |
| 723787107 | PXDEUR | PIONEER NAT RES CO | $394,056 | 0.21% | 1,902 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $385,140 | 0.21% | 10,500 | Common | NONE |
| 67075A106 | XJPIX | NUVEEN PFD & INCOME TERM FD | $382,728 | 0.20% | 22,795 | Common | NONE |
| 69121K104 | OBDC | OWL ROCK CAPITAL CORPORATION | $382,336 | 0.20% | 28,490 | Common | NONE |
| 092508100 | BTZ | BLACKROCK CR ALLOCATION INCO | $380,980 | 0.20% | 37,535 | Common | NONE |
| 37954Y780 | SNSR | GLOBAL X FDS | $380,003 | 0.20% | 10,988 | Common | NONE |
| 92556H206 | 0VVB | PARAMOUNT GLOBAL | $370,703 | 0.20% | 23,300 | Common | NONE |
| 94987B105 | XEADX | ALLSPRING INCOME OPPORTUNIT | $362,238 | 0.19% | 56,161 | Common | NONE |
| 38983D300 | — | GREAT AJAX CORP | $358,924 | 0.19% | 58,552 | Common | NONE |
| 610335101 | MRCC | MONROE CAP CORP | $352,885 | 0.19% | 43,140 | Common | NONE |
| 43010E404 | HFRO | HIGHLAND OPPORTUNITIES | $350,843 | 0.19% | 38,853 | Common | NONE |
| 74623V103 | PCT | PURECYCLE TECHNOLOGIES INC | $327,649 | 0.17% | 30,650 | Common | NONE |
| 38173M102 | GBDC | GOLUB CAP BDC INC | $324,810 | 0.17% | 24,060 | Common | NONE |
| 040413106 | ANETEUR | ARISTA NETWORKS INC | $324,120 | 0.17% | 2,000 | Common | NONE |
| 00162Q478 | DTEC | ALPS ETF TR | $316,677 | 0.17% | 8,051 | Common | NONE |
| 70931T103 | PMT | PENNYMAC MTG INVT TR | $315,432 | 0.17% | 23,400 | Common | NONE |
| 226344208 | — | CRESTWOOD EQUITY PARTNERS LP | $308,148 | 0.16% | 11,637 | Common | NONE |
| 46435G342 | REM | ISHARES TR | $295,496 | 0.16% | 12,521 | Common | NONE |
| 288578107 | EARN | ELLINGTON RESIDENTIAL MTG RE | $289,741 | 0.15% | 40,186 | Common | NONE |
| 09261X102 | BXSL | BLACKSTONE SECD LENDING FD | $284,544 | 0.15% | 10,400 | Common | NONE |
| 21036P108 | STZ | CONSTELLATION BRANDS INC | $263,113 | 0.14% | 1,069 | Common | NONE |
| 559080106 | WEP | MAGELLAN MIDSTREAM PRTNRS LP | $258,628 | 0.14% | 4,150 | Common | NONE |
| 46641Q332 | JEPI | J P MORGAN EXCHANGE TRADED F | $253,633 | 0.14% | 4,584 | Common | NONE |
| 464288687 | PFF | ISHARES TR | $253,533 | 0.14% | 8,197 | Common | NONE |
| 691543102 | OXLC | OXFORD LANE CAP CORP | $248,636 | 0.13% | 51,371 | Common | NONE |
| 647551100 | NMFC | NEW MTN FIN CORP | $247,307 | 0.13% | 19,880 | Common | NONE |
| 338478100 | XFFCX | FLAHERTY & CRUMRINE PFD SECS | $232,137 | 0.12% | 16,895 | Common | NONE |
| 92189F452 | MORT | VANECK ETF TRUST | $228,550 | 0.12% | 19,030 | Common | NONE |
| 33718W103 | FPF | FIRST TR INTER DURATN PFD & | $228,183 | 0.12% | 14,712 | Common | NONE |
| 18913Y103 | GLV | CLOUGH GLOBAL DIVID & INCOME | $212,399 | 0.11% | 38,270 | Common | NONE |
| 225655109 | CCAP | CRESCENT CAP BDC INC | $211,582 | 0.11% | 13,975 | Common | NONE |
| 092533108 | BKCCUSD | BLACKROCK CAP INVT CORP | $210,458 | 0.11% | 64,164 | Common | NONE |
| 12811L107 | CHW | CALAMOS GBL DYN INCOME FUND | $207,106 | 0.11% | 34,403 | Common | NONE |
| 06759L103 | BBDC | BARINGS BDC INC | $197,999 | 0.11% | 25,255 | Common | NONE |
| 90274E174 | PFFL | UBS AG LONDON BRANCH | $188,778 | 0.10% | 18,658 | Common | NONE |
| 27828H105 | XEVVX | EATON VANCE LTD DURATION INC | $185,674 | 0.10% | 19,837 | Common | NONE |
| 14843C105 | CSTL | CASTLE BIOSCIENCES INC | $185,577 | 0.10% | 13,526 | Common | NONE |
| 18914C100 | XGLQX | CLOUGH GLOBAL EQUITY FD | $181,522 | 0.10% | 29,090 | Common | NONE |
| 67080R102 | NPFD | NUVEEN VRIABL RAT PFD & INM | $179,692 | 0.10% | 11,608 | Common | NONE |
| 03464A100 | FINS | ANGEL OAK FINL STRATEGIES IN | $158,904 | 0.08% | 13,455 | Common | NONE |
| 09255X100 | XFRAX | BLACKROCK FLOATING RATE INCO | $154,457 | 0.08% | 12,650 | Common | NONE |
| 36472T109 | TDAY | GANNETT CO INC | $135,761 | 0.07% | 60,338 | Common | NONE |
| 72201J104 | PFN | PIMCO INCOME STRATEGY FD II | $88,467 | 0.05% | 12,270 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.