Claybrook Capital, LLC — Q3 2023 13F-HR

← Claybrook Capital, LLC

Q3 2023 · 13F-HR

Claybrook Capital, LLCholdings as filed

Filed 2023-10-24 · accession 0001951757-23-000596

$174.8M

Reported value

138

Positions

2023-09-30

Period end

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Holdings as filed

CUSIP	Ticker	Issuer	Value	% port.	Shares	Class	Voting
78462F103	SPY	SPDR S&P 500 ETF TR	$16.4M	9.37%	38,321	Common	NONE
46090E103	QQQ	INVESCO QQQ TR	$9.3M	5.34%	26,054	Common	NONE
670656107	NRK	NUVEEN NEW YORK AMT QLT MUNI	$7.5M	4.28%	792,367	Common	NONE
02209S103	MO	ALTRIA GROUP INC	$5.1M	2.90%	120,458	Common	NONE
67066X107	NAN	NUVEEN NEW YORK QLT MUN INC	$4.7M	2.69%	486,078	Common	NONE
084670702	BRK/B	BERKSHIRE HATHAWAY INC DEL	$3.8M	2.20%	10,980	Common	NONE
023135106	AMZN	AMAZON COM INC	$3.6M	2.04%	28,050	Common	NONE
29273V100	ET	ENERGY TRANSFER L P	$3.1M	1.78%	222,298	Common	NONE
09255E102	MYN	BLACKROCK MUNIYIELD N Y QUAL	$3.1M	1.77%	348,250	Common	NONE
505743104	LADR	LADDER CAP CORP	$2.8M	1.60%	271,781	Common	NONE
922042742	VT	VANGUARD INTL EQUITY INDEX F	$2.7M	1.57%	29,423	Common	NONE
92189F643	MOAT	VANECK ETF TRUST	$2.7M	1.53%	35,300	Common	NONE
09255C106	—	BLACKROCK MUNIHLDGS NY QLTY	$2.7M	1.53%	292,141	Common	NONE
72200T103	—	PIMCO NEW YORK MUN INCOME FD	$2.5M	1.42%	397,400	Common	NONE
670657105	XNEAX	NUVEEN AMT FREE QLTY MUN INC	$2.4M	1.38%	248,583	Common	NONE
302635206	FSK	FS KKR CAP CORP	$2.4M	1.35%	119,643	Common	NONE
85571B105	STWD	STARWOOD PPTY TR INC	$2.3M	1.33%	120,192	Common	NONE
594918104	MSFT	MICROSOFT CORP	$2.3M	1.33%	7,335	Common	NONE
29670E107	EPRT	ESSENTIAL PPTYS RLTY TR INC	$2.3M	1.32%	106,758	Common	NONE
67073B106	JPC	NUVEEN PFD & INCOME OPPORTUN	$2.3M	1.29%	357,226	Common	NONE
72200W106	PML	PIMCO MUN INCOME FD II	$2.2M	1.23%	280,187	Common	NONE
74347B714	PSQUSD	PROSHARES TR	$2.1M	1.22%	195,350	Common	NONE
75574U101	RC	READY CAPITAL CORP	$2.1M	1.20%	206,637	Common	NONE
075887109	BDX	BECTON DICKINSON & CO	$2.1M	1.18%	7,950	Common	NONE
46133G107	IQI	INVESCO QUALITY MUN INCOME T	$2.1M	1.17%	244,543	Common	NONE
097023105	BA	BOEING CO	$1.9M	1.10%	10,010	Common	NONE
09253R105	XMVFX	BLACKROCK MUNIVEST FD INC	$1.9M	1.08%	312,220	Common	NONE
48251K100	KREF	KKR REAL ESTATE FIN TR INC	$1.8M	1.05%	154,116	Common	NONE
67401P405	OCSL	OAKTREE SPECIALTY LENDING CO	$1.8M	1.04%	90,468	Common	NONE
72200Y102	PNI	PIMCO NEW YORK MUN FD II	$1.8M	1.03%	281,593	Common	NONE
49456B101	KMI	KINDER MORGAN INC DEL	$1.7M	0.99%	104,000	Common	NONE
78463V107	GLD	SPDR GOLD TR	$1.7M	0.96%	9,785	Common	NONE
038923108	ABR	ARBOR REALTY TRUST INC	$1.7M	0.95%	108,877	Common	NONE
67071L106	NVG	NUVEEN AMT FREE MUN CR INC F	$1.7M	0.94%	160,147	Common	NONE
756158101	UTG	REAVES UTIL INCOME FD	$1.6M	0.93%	66,212	Common	NONE
708062104	PNNT	PENNANTPARK INVT CORP	$1.6M	0.93%	246,312	Common	NONE
009158106	APD	AIR PRODS & CHEMS INC	$1.6M	0.91%	5,600	Common	NONE
46131T101	VTN	INVESCO TR INVT GRADE NEW YO	$1.6M	0.89%	170,381	Common	NONE
67070X101	NZF	NUVEEN MUNICIPAL CREDIT INC	$1.5M	0.88%	148,183	Common	NONE
98400T106	—	XAI OCTAGON FLOATING RATE &	$1.5M	0.85%	214,393	Common	NONE
26923G822	PFFA	ETFIS SER TR I	$1.4M	0.80%	72,115	Common	NONE
68268W103	OMF	ONEMAIN HLDGS INC	$1.4M	0.79%	34,391	Common	NONE
89677Y100	TPVG	TRIPLEPOINT VENTURE GROWTH B	$1.3M	0.73%	121,240	Common	NONE
04013V108	ACRE	ARES COML REAL ESTATE CORP	$1.2M	0.71%	129,913	Common	NONE
03762U105	ARI	APOLLO COML REAL EST FIN INC	$1.2M	0.71%	121,855	Common	NONE
59318E102	CMU	MFS HIGH YIELD MUN TR	$1.2M	0.69%	382,584	Common	NONE
09257W100	BXMT	BLACKSTONE MTG TR INC	$1.1M	0.66%	52,758	Common	NONE
921943858	VEA	VANGUARD TAX-MANAGED FDS	$1.1M	0.65%	26,109	Common	NONE
04010L103	ARCC	ARES CAPITAL CORP	$1.1M	0.64%	57,562	Common	NONE
80349A208	SAR	SARATOGA INVT CORP	$1.1M	0.61%	41,817	Common	NONE
464288760	ITA	ISHARES TR	$1.1M	0.61%	10,025	Common	NONE
92343V104	VZ	VERIZON COMMUNICATIONS INC	$1.0M	0.59%	32,040	Common	NONE
92189F411	BIZD	VANECK ETF TRUST	$1.0M	0.59%	64,093	Common	NONE
33734X192	SKYY	FIRST TR EXCHANGE TRADED FD	$1.0M	0.59%	13,490	Common	NONE
486606106	KYN	KAYNE ANDERSON ENERGY INFRST	$1.0M	0.58%	121,491	Common	NONE
922042858	VWO	VANGUARD INTL EQUITY INDEX F	$1.0M	0.57%	25,621	Common	NONE
02079K107	GOOG	ALPHABET INC	$994,149	0.57%	7,540	Common	NONE
02079K305	GOOGL	ALPHABET INC	$973,598	0.56%	7,440	Common	NONE
46138G631	QQQJ	INVESCO EXCH TRADED FD TR II	$948,138	0.54%	38,480	Common	NONE
42809H107	HES	HESS CORP	$918,000	0.53%	6,000	Common	NONE
20825C104	COP	CONOCOPHILLIPS	$910,480	0.52%	7,600	Common	NONE
19247L106	RQI	COHEN & STEERS QUALITY INCOM	$863,236	0.49%	85,300	Common	NONE
26817Q886	DX	DYNEX CAP INC	$801,652	0.46%	67,140	Common	NONE
88579Y101	MMM	3M CO	$800,451	0.46%	8,550	Common	NONE
81784E101	SEVN	SEVEN HILLS REALTY TRUST	$770,821	0.44%	70,588	Common	NONE
293792107	EPD	ENTERPRISE PRODS PARTNERS L	$770,493	0.44%	28,151	Common	NONE
00162Q452	AMLP	ALPS ETF TR	$754,114	0.43%	17,870	Common	NONE
921937827	BSV	VANGUARD BD INDEX FDS	$751,700	0.43%	10,000	Common	NONE
92537N108	VRT	VERTIV HOLDINGS CO	$735,072	0.42%	19,760	Common	NONE
05684B107	BCSF	BAIN CAP SPECIALTY FIN INC	$709,695	0.41%	46,355	Common	NONE
67073D102	XJQCX	NUVEEN CR STRATEGIES INCOME	$709,387	0.41%	140,195	Common	NONE
38147U107	GSBD	GOLDMAN SACHS BDC INC	$687,232	0.39%	47,200	Common	NONE
72201Y101	PDI	PIMCO DYNAMIC INCOME FD	$645,978	0.37%	37,383	Common	NONE
09248L106	XBNYX	BLACKROCK N Y MUN INCOME TRU	$644,471	0.37%	70,821	Common	NONE
83413U100	SLRC	SLR INVESTMENT CORP	$637,038	0.36%	41,393	Common	NONE
19248C105	LDP	COHEN & STEERS LTD DURATION	$628,432	0.36%	36,815	Common	NONE
64828T201	RITM	RITHM CAPITAL CORP	$612,350	0.35%	65,915	Common	NONE
03761U502	MFIC	MIDCAP FINANCIAL INVSTMNT CO	$606,884	0.35%	44,137	Common	NONE
670651108	XNCMX	NUVEEN CALIFORNIA AMT QLT MU	$603,391	0.35%	58,810	Common	NONE
19249X108	PTA	COHEN & STEERS TAX ADVAN PFD	$600,688	0.34%	34,384	Common	NONE
55336V100	MPLX	MPLX LP	$587,474	0.34%	16,516	Common	NONE
78464A763	SDY	SPDR SER TR	$575,050	0.33%	5,000	Common	NONE
09255P107	HYT	BLACKROCK CORPOR HI YLD FD I	$550,093	0.31%	63,742	Common	NONE
427096508	HTGC	HERCULES CAPITAL INC	$535,620	0.31%	32,620	Common	NONE
06748F324	—	BARCLAYS BANK PLC	$502,546	0.29%	21,550	Common	NONE
09257R101	BGB	BLACKSTONE STRATEGIC CRED 20	$493,429	0.28%	44,898	Common	NONE
92912T100	XIGDX	VOYA GLBL EQTY DIV & PREM OP	$491,970	0.28%	100,402	Common	NONE
83012A109	TSLX	SIXTH STREET SPECIALTY LENDI	$483,610	0.28%	23,660	Common	NONE
48661E108	—	KAYNE ANDERSON NEXTGEN ENRGY	$474,726	0.27%	66,675	Common	NONE
921908844	VIG	VANGUARD SPECIALIZED FUNDS	$466,140	0.27%	3,000	Common	NONE
500754106	KHC	KRAFT HEINZ CO	$437,320	0.25%	13,000	Common	NONE
723787107	PXDEUR	PIONEER NAT RES CO	$436,604	0.25%	1,902	Common	NONE
28852N109	EFC	ELLINGTON FINANCIAL INC	$420,177	0.24%	33,695	Common	NONE
92838X102	NCV	VIRTUS CONVERTIBLE & INCOME	$394,715	0.23%	126,918	Common	NONE
69121K104	OBDC	BLUE OWL CAPITAL CORPORATION	$394,587	0.23%	28,490	Common	NONE
67075A106	XJPIX	NUVEEN PFD & INCOME TERM FD	$391,390	0.22%	22,795	Common	NONE
38983D300	—	GREAT AJAX CORP	$377,075	0.22%	58,552	Common	NONE
79466L302	CRM	SALESFORCE INC	$376,562	0.22%	1,857	Common	NONE
38741L107	GPMT	GRANITE PT MTG TR INC	$369,709	0.21%	75,760	Common	NONE
040413106	ANETEUR	ARISTA NETWORKS INC	$367,860	0.21%	2,000	Common	NONE
092508100	BTZ	BLACKROCK CR ALLOCATION INCO	$363,339	0.21%	37,535	Common	NONE
53656F599	HEGD	LISTED FD TR	$362,300	0.21%	20,000	Common	NONE
717081103	PFE	PFIZER INC	$355,085	0.20%	10,705	Common	NONE
38173M102	GBDC	GOLUB CAP BDC INC	$352,960	0.20%	24,060	Common	NONE
94987B105	XEADX	ALLSPRING INCOME OPPORTUNIT	$342,582	0.20%	56,161	Common	NONE
226344208	—	CRESTWOOD EQUITY PARTNERS LP	$340,382	0.19%	11,637	Common	NONE
37954Y780	SNSR	GLOBAL X FDS	$337,171	0.19%	11,008	Common	NONE
610335101	MRCC	MONROE CAP CORP	$321,393	0.18%	43,140	Common	NONE
43010E404	HFRO	HIGHLAND OPPORTUNITIES	$312,378	0.18%	38,853	Common	NONE
70931T103	PMT	PENNYMAC MTG INVT TR	$290,160	0.17%	23,400	Common	NONE
00162Q478	DTEC	ALPS ETF TR	$285,180	0.16%	8,051	Common	NONE
09261X102	BXSL	BLACKSTONE SECD LENDING FD	$284,544	0.16%	10,400	Common	NONE
517097101	LGO	LARGO INC	$281,005	0.16%	99,295	Common	NONE
46435G342	REM	ISHARES TR	$279,719	0.16%	12,521	Common	NONE
92556H206	0VVB	PARAMOUNT GLOBAL	$272,190	0.16%	21,100	Common	NONE
647551100	NMFC	NEW MTN FIN CORP	$257,446	0.15%	19,880	Common	NONE
691543102	OXLC	OXFORD LANE CAP CORP	$256,341	0.15%	51,371	Common	NONE
288578107	EARN	ELLINGTON RESIDENTIAL MTG RE	$249,555	0.14%	40,186	Common	NONE
464288687	PFF	ISHARES TR	$247,140	0.14%	8,197	Common	NONE
46641Q332	JEPI	J P MORGAN EXCHANGE TRADED F	$245,519	0.14%	4,584	Common	NONE
225655109	CCAP	CRESCENT CAP BDC INC	$238,973	0.14%	13,975	Common	NONE
092533108	BKCCUSD	BLACKROCK CAP INVT CORP	$238,048	0.14%	64,164	Common	NONE
06759L103	BBDC	BARINGS BDC INC	$225,022	0.13%	25,255	Common	NONE
33718W103	FPF	FIRST TR INTER DURATN PFD &	$219,209	0.13%	14,712	Common	NONE
338478100	XFFCX	FLAHERTY & CRUMRINE PFD SECS	$219,128	0.13%	16,895	Common	NONE
92189F452	MORT	VANECK ETF TRUST	$216,371	0.12%	19,030	Common	NONE
74623V103	PCT	PURECYCLE TECHNOLOGIES INC	$193,545	0.11%	34,500	Common	NONE
12811L107	CHW	CALAMOS GBL DYN INCOME FUND	$190,593	0.11%	34,403	Common	NONE
18913Y103	GLV	CLOUGH GLOBAL DIVID & INCOME	$190,202	0.11%	38,270	Common	NONE
67080R102	NPFD	NUVEEN VRIABL RAT PFD & INM	$181,897	0.10%	11,608	Common	NONE
27828H105	XEVVX	EATON VANCE LTD DURATION INC	$179,326	0.10%	19,837	Common	NONE
902677780	—	UBS AG LONDON BRANCH	$173,872	0.10%	18,658	Common	NONE
14843C105	CSTL	CASTLE BIOSCIENCES INC	$169,339	0.10%	10,026	Common	NONE
03464A100	FINS	ANGEL OAK FINL STRATEGIES IN	$161,998	0.09%	13,455	Common	NONE
09255X100	XFRAX	BLACKROCK FLOATING RATE INCO	$159,643	0.09%	12,650	Common	NONE
18914C100	XGLQX	CLOUGH GLOBAL EQUITY FD	$159,413	0.09%	29,090	Common	NONE
36472T109	TDAY	GANNETT CO INC	$147,828	0.08%	60,338	Common	NONE
72201J104	PFN	PIMCO INCOME STRATEGY FD II	$80,859	0.05%	12,270	Common	NONE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.