Q2 2023 · 13F-HR
Sargent Investment Group, LLCholdings as filed
Filed 2023-07-31 · accession 0001951757-23-000443
$411.7M
Reported value
201
Positions
2023-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 037833100 | AAPL | APPLE INC | $34.4M | 8.35% | 177,196 | Common | NONE |
| 78468R523 | BILS | SPDR SER TR | $21.3M | 5.18% | 214,298 | Common | NONE |
| 138103106 | UTE0 | CANTALOUPE INC | $14.5M | 3.51% | 1,817,428 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $12.6M | 3.05% | 36,909 | Common | NONE |
| 33733E104 | FTCS | FIRST TR EXCHANGE-TRADED FD | $11.8M | 2.87% | 157,395 | Common | NONE |
| 33734X846 | CIBR | FIRST TR EXCHANGE TRADED FD | $11.7M | 2.84% | 257,921 | Common | NONE |
| 09260D107 | BX | BLACKSTONE INC | $10.7M | 2.59% | 114,711 | Common | NONE |
| 91347P105 | OLED | UNIVERSAL DISPLAY CORP | $10.6M | 2.57% | 73,420 | Common | NONE |
| 14316J108 | CG | CARLYLE GROUP INC | $10.3M | 2.51% | 323,465 | Common | NONE |
| 05368M106 | PPHMEUR | AVID BIOSERVICES INC | $10.2M | 2.49% | 732,861 | Common | NONE |
| 78464A409 | SPYG | SPDR SER TR | $10.2M | 2.48% | 167,076 | Common | NONE |
| 69608A108 | PLTR | PALANTIR TECHNOLOGIES INC | $10.1M | 2.46% | 661,020 | Common | NONE |
| 29270J100 | ERII | ENERGY RECOVERY INC | $9.6M | 2.34% | 344,170 | Common | NONE |
| 46284V101 | IRM | IRON MTN INC DEL | $9.3M | 2.26% | 164,090 | Common | NONE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $8.4M | 2.03% | 62,550 | Common | NONE |
| 78464A508 | SPYV | SPDR SER TR | $7.4M | 1.81% | 172,049 | Common | NONE |
| 78468R663 | BIL | SPDR SER TR | $5.9M | 1.44% | 64,685 | Common | NONE |
| 30161Q104 | EXEL | EXELIXIS INC | $5.8M | 1.41% | 304,055 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $5.7M | 1.38% | 16,704 | Common | NONE |
| 345370860 | F | FORD MTR CO DEL | $5.5M | 1.35% | 366,265 | Common | NONE |
| 46641Q837 | JPST | J P MORGAN EXCHANGE TRADED F | $5.3M | 1.30% | 106,520 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $4.8M | 1.17% | 36,852 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC | $4.8M | 1.16% | 39,315 | Common | NONE |
| 04010L103 | ARCC | ARES CAPITAL CORP | $4.7M | 1.15% | 250,914 | Common | NONE |
| 23283X206 | CTSO | CYTOSORBENTS CORP | $4.6M | 1.12% | 1,289,546 | Common | NONE |
| 00973N102 | AKTSQ | AKOUSTIS TECHNOLOGIES INC | $4.4M | 1.06% | 1,368,795 | Common | NONE |
| 922908512 | VOE | VANGUARD INDEX FDS | $4.1M | 1.00% | 29,728 | Common | NONE |
| 47103U845 | JAAA | JANUS DETROIT STR TR | $4.0M | 0.98% | 80,826 | Common | NONE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $4.0M | 0.98% | 24,271 | Common | NONE |
| 33739H101 | FTGC | FIRST TR EXCHANGE TRAD FD VI | $3.8M | 0.92% | 166,451 | Common | NONE |
| 606710200 | MITK | MITEK SYS INC | $3.7M | 0.90% | 340,355 | Common | NONE |
| 85571B105 | STWD | STARWOOD PPTY TR INC | $3.5M | 0.85% | 180,698 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $3.5M | 0.84% | 23,870 | Common | NONE |
| 98421M106 | XRX | XEROX HOLDINGS CORP | $3.3M | 0.80% | 222,075 | Common | NONE |
| 577081102 | MAT | MATTEL INC | $3.0M | 0.74% | 155,205 | Common | NONE |
| 33738R720 | ROBT | FIRST TR EXCHANGE-TRADED FD | $3.0M | 0.73% | 65,767 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $2.8M | 0.68% | 23,465 | Common | NONE |
| 14448C104 | CARR | CARRIER GLOBAL CORPORATION | $2.5M | 0.61% | 50,419 | Common | NONE |
| 747525103 | QCOM | QUALCOMM INC | $2.4M | 0.58% | 20,087 | Common | NONE |
| 336917109 | FDL | FIRST TR MORNINGSTAR DIVID L | $2.4M | 0.58% | 69,755 | Common | NONE |
| 437076102 | HD | HOME DEPOT INC | $2.2M | 0.55% | 7,243 | Common | NONE |
| 931142103 | WMT | WALMART INC | $2.2M | 0.54% | 14,231 | Common | NONE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $2.2M | 0.53% | 4,071 | Common | NONE |
| 19247L106 | RQI | COHEN & STEERS QUALITY INCOM | $2.2M | 0.53% | 186,605 | Common | NONE |
| 33767E202 | FSV | FIRSTSERVICE CORP NEW | $2.1M | 0.52% | 13,904 | Common | NONE |
| 369604301 | GE | GENERAL ELECTRIC CO | $2.1M | 0.50% | 18,702 | Common | NONE |
| 04523Y105 | ASPN | ASPEN AEROGELS INC | $2.0M | 0.49% | 257,855 | Common | NONE |
| 166764100 | CVX | CHEVRON CORP NEW | $2.0M | 0.49% | 12,849 | Common | NONE |
| 69344A107 | PULS | PGIM ETF TR | $1.9M | 0.47% | 39,115 | Common | NONE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $1.9M | 0.46% | 12,506 | Common | NONE |
| 235851102 | DHR | DANAHER CORPORATION | $1.9M | 0.45% | 7,788 | Common | NONE |
| 30231G102 | XOM | EXXON MOBIL CORP | $1.9M | 0.45% | 17,393 | Common | NONE |
| 291011104 | EMR | EMERSON ELEC CO | $1.8M | 0.44% | 19,984 | Common | NONE |
| 68389X105 | ORCL | ORACLE CORP | $1.7M | 0.42% | 14,400 | Common | NONE |
| G54950103 | LIN | LINDE PLC | $1.7M | 0.41% | 4,409 | Common | NONE |
| 149123101 | CAT | CATERPILLAR INC | $1.6M | 0.39% | 6,529 | Common | NONE |
| 666807102 | NOC | NORTHROP GRUMMAN CORP | $1.6M | 0.39% | 3,512 | Common | NONE |
| 27616P103 | — | EASTERLY GOVT PPTYS INC | $1.6M | 0.38% | 107,980 | Common | NONE |
| 713448108 | PEP | PEPSICO INC | $1.6M | 0.38% | 8,391 | Common | NONE |
| 723787107 | PXDEUR | PIONEER NAT RES CO | $1.5M | 0.36% | 7,074 | Common | NONE |
| 19248A109 | UTF | COHEN & STEERS INFRASTRUCTUR | $1.4M | 0.35% | 60,740 | Common | NONE |
| 576810105 | MTNBEUR | MATINAS BIOPHARMA HLDGS INC | $1.4M | 0.34% | 3,923,000 | Common | NONE |
| 58933Y105 | MRK | MERCK & CO INC | $1.4M | 0.34% | 12,018 | Common | NONE |
| 33733E302 | FDN | FIRST TR EXCHANGE-TRADED FD | $1.3M | 0.33% | 8,273 | Common | NONE |
| 11135E203 | BNL | BROADSTONE NET LEASE INC | $1.3M | 0.32% | 86,250 | Common | NONE |
| 49456B101 | KMI | KINDER MORGAN INC DEL | $1.3M | 0.31% | 73,886 | Common | NONE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $1.2M | 0.30% | 2,593 | Common | NONE |
| 04965B100 | ATOM | ATOMERA INC | $1.2M | 0.30% | 138,955 | Common | NONE |
| 097023105 | BA | BOEING CO | $1.2M | 0.29% | 5,647 | Common | NONE |
| 571903202 | MAR | MARRIOTT INTL INC NEW | $1.2M | 0.29% | 6,464 | Common | NONE |
| 060505104 | BAC | BANK AMERICA CORP | $1.2M | 0.28% | 40,399 | Common | NONE |
| 00287Y109 | ABBV | ABBVIE INC | $1.1M | 0.28% | 8,452 | Common | NONE |
| 83012A109 | TSLX | SIXTH STREET SPECIALTY LENDI | $1.1M | 0.27% | 59,475 | Common | NONE |
| M68830112 | MDWD | MEDIWOUND LTD | $1.1M | 0.27% | 103,190 | Common | NONE |
| 881624209 | TEVA | TEVA PHARMACEUTICAL INDS LTD | $1.1M | 0.27% | 145,175 | Common | NONE |
| 532457108 | LLY | LILLY ELI & CO | $1.1M | 0.26% | 2,314 | Common | NONE |
| 31428X106 | FDX | FEDEX CORP | $1.1M | 0.26% | 4,338 | Common | NONE |
| 25401T603 | DBRG | DIGITALBRIDGE GROUP INC | $1.1M | 0.26% | 73,017 | Common | NONE |
| 015564107 | FRTY | THE ALGER ETF TRUST | $1.0M | 0.24% | 76,942 | Common | NONE |
| 79466L302 | CRM | SALESFORCE INC | $970,740 | 0.24% | 4,595 | Common | NONE |
| 002824100 | ABT | ABBOTT LABS | $967,989 | 0.24% | 8,879 | Common | NONE |
| 03743Q108 | APA | APA CORPORATION | $957,956 | 0.23% | 28,035 | Common | NONE |
| 025816109 | AXP | AMERICAN EXPRESS CO | $942,074 | 0.23% | 5,408 | Common | NONE |
| 464287523 | SOXX | ISHARES TR | $938,431 | 0.23% | 1,850 | Common | NONE |
| 84763A108 | — | SPECTRUM PHARMACEUTICALS INC | $936,576 | 0.23% | 975,600 | Common | NONE |
| G0751N103 | ABYEUR | ATLANTICA SUSTAINABLE INFR P | $919,082 | 0.22% | 39,210 | Common | NONE |
| 22530J309 | CREX | CREATIVE REALITIES INC | $872,910 | 0.21% | 286,200 | Common | NONE |
| 461202103 | INTU | INTUIT | $869,645 | 0.21% | 1,898 | Common | NONE |
| 262037104 | DRQEUR | DRIL-QUIP INC | $854,940 | 0.21% | 36,740 | Common | NONE |
| 03945R102 | ACHR | ARCHER AVIATION INC | $850,780 | 0.21% | 206,500 | Common | NONE |
| 33739Q200 | LMBS | FIRST TR EXCHANGE-TRADED FD | $837,657 | 0.20% | 17,572 | Common | NONE |
| 00724F101 | ADBE | ADOBE SYSTEMS INCORPORATED | $803,900 | 0.20% | 1,644 | Common | NONE |
| 33734H106 | FVD | FIRST TR VALUE LINE DIVID IN | $787,929 | 0.19% | 19,654 | Common | NONE |
| 126650100 | CVS | CVS HEALTH CORP | $787,183 | 0.19% | 11,387 | Common | NONE |
| 98978V103 | ZTS | ZOETIS INC | $787,172 | 0.19% | 4,571 | Common | NONE |
| 983793100 | XPO | XPO INC | $779,449 | 0.19% | 13,211 | Common | NONE |
| 855244109 | SBUX | STARBUCKS CORP | $759,790 | 0.18% | 7,670 | Common | NONE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $744,124 | 0.18% | 1,892 | Common | NONE |
| 92826C839 | V | VISA INC | $744,025 | 0.18% | 3,133 | Common | NONE |
| 872540109 | TJX | TJX COS INC NEW | $739,793 | 0.18% | 8,725 | Common | NONE |
| 98149E303 | GLDM | WORLD GOLD TR | $726,795 | 0.18% | 19,081 | Common | NONE |
| 464287721 | IYW | ISHARES TR | $664,107 | 0.16% | 6,100 | Common | NONE |
| 17275R102 | CSCO | CISCO SYS INC | $657,719 | 0.16% | 12,712 | Common | NONE |
| 88160R101 | TSLA | TESLA INC | $651,546 | 0.16% | 2,489 | Common | NONE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L | $651,524 | 0.16% | 24,726 | Common | NONE |
| 654106103 | NKE | NIKE INC | $626,019 | 0.15% | 5,672 | Common | NONE |
| 260557103 | DOW | DOW INC | $606,152 | 0.15% | 11,381 | Common | NONE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB CO | $591,218 | 0.14% | 9,245 | Common | NONE |
| 907818108 | UNP | UNION PAC CORP | $580,302 | 0.14% | 2,836 | Common | NONE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $549,694 | 0.13% | 1,194 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $546,495 | 0.13% | 14,899 | Common | NONE |
| 922907746 | VTEB | VANGUARD MUN BD FDS | $541,070 | 0.13% | 10,774 | Common | NONE |
| 20825C104 | COP | CONOCOPHILLIPS | $536,660 | 0.13% | 5,180 | Common | NONE |
| 35671D857 | FCX | FREEPORT-MCMORAN INC | $527,400 | 0.13% | 13,185 | Common | NONE |
| 36266G107 | GEHC | GE HEALTHCARE TECHNOLOGIES I | $515,874 | 0.13% | 6,350 | Common | NONE |
| 33738R605 | FV | FIRST TR EXCHANGE-TRADED FD | $514,743 | 0.13% | 10,973 | Common | NONE |
| 911312106 | UPS | UNITED PARCEL SERVICE INC | $490,070 | 0.12% | 2,734 | Common | NONE |
| 718172109 | PM | PHILIP MORRIS INTL INC | $488,198 | 0.12% | 5,001 | Common | NONE |
| 11135F101 | AVGO | BROADCOM INC | $479,689 | 0.12% | 553 | Common | NONE |
| 150185106 | — | CEDAR FAIR L P | $471,246 | 0.11% | 11,790 | Common | NONE |
| 90384S303 | ULTA | ULTA BEAUTY INC | $447,536 | 0.11% | 951 | Common | NONE |
| H8817H100 | RIG | TRANSOCEAN LTD | $446,046 | 0.11% | 63,630 | Common | NONE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $440,850 | 0.11% | 11,854 | Common | NONE |
| 452308109 | ITW | ILLINOIS TOOL WKS INC | $411,513 | 0.10% | 1,645 | Common | NONE |
| 46641Q159 | JPIE | J P MORGAN EXCHANGE TRADED F | $406,077 | 0.10% | 8,984 | Common | NONE |
| 46641Q274 | JSCP | J P MORGAN EXCHANGE TRADED F | $401,895 | 0.10% | 8,775 | Common | NONE |
| 78464A870 | XBI | SPDR SER TR | $399,360 | 0.10% | 4,800 | Common | NONE |
| 20030N101 | CMCSA | COMCAST CORP NEW | $398,838 | 0.10% | 9,599 | Common | NONE |
| 38141G104 | GS | GOLDMAN SACHS GROUP INC | $396,402 | 0.10% | 1,229 | Common | NONE |
| 464286822 | EWW | ISHARES INC | $389,558 | 0.09% | 6,265 | Common | NONE |
| 464287788 | IYF | ISHARES TR | $382,749 | 0.09% | 5,130 | Common | NONE |
| 806407102 | HSIC | HENRY SCHEIN INC | $381,576 | 0.09% | 4,705 | Common | NONE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $377,334 | 0.09% | 892 | Common | NONE |
| 14067D508 | — | CAPSTONE GREEN ENERGY CORP | $369,468 | 0.09% | 307,890 | Common | NONE |
| 438516106 | HON | HONEYWELL INTL INC | $366,860 | 0.09% | 1,768 | Common | NONE |
| 14040H105 | COF | CAPITAL ONE FINL CORP | $361,905 | 0.09% | 3,309 | Common | NONE |
| 219350105 | GLW | CORNING INC | $361,613 | 0.09% | 10,320 | Common | NONE |
| 053015103 | ADP | AUTOMATIC DATA PROCESSING IN | $355,620 | 0.09% | 1,618 | Common | NONE |
| 36242H104 | XGDVX | GABELLI DIVID & INCOME TR | $353,928 | 0.09% | 16,750 | Common | NONE |
| 33734K109 | FEX | FIRST TR LRGE CP CORE ALPHA | $349,902 | 0.08% | 4,165 | Common | NONE |
| 191216100 | KO | COCA COLA CO | $348,192 | 0.08% | 5,782 | Common | NONE |
| 97717W570 | EZM | WISDOMTREE TR | $342,787 | 0.08% | 6,475 | Common | NONE |
| 88579Y101 | MMM | 3M CO | $340,306 | 0.08% | 3,400 | Common | NONE |
| 580135101 | MCD | MCDONALDS CORP | $329,445 | 0.08% | 1,104 | Common | NONE |
| 33734X176 | FXL | FIRST TR EXCHANGE TRADED FD | $325,563 | 0.08% | 2,830 | Common | NONE |
| 609207105 | MDLZ | MONDELEZ INTL INC | $309,411 | 0.08% | 4,242 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC | $305,060 | 0.07% | 1,063 | Common | NONE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $300,778 | 0.07% | 1,730 | Common | NONE |
| 92189H201 | ITM | VANECK ETF TRUST | $296,322 | 0.07% | 6,432 | Common | NONE |
| 038222105 | AMAT | APPLIED MATLS INC | $296,307 | 0.07% | 2,050 | Common | NONE |
| 909907107 | UBSI | UNITED BANKSHARES INC WEST V | $295,068 | 0.07% | 9,945 | Common | NONE |
| 940610108 | WASH | WASHINGTON TR BANCORP INC | $292,229 | 0.07% | 10,900 | Common | NONE |
| 172967424 | C | CITIGROUP INC | $290,710 | 0.07% | 6,314 | Common | NONE |
| 071813109 | BAX | BAXTER INTL INC | $289,989 | 0.07% | 6,365 | Common | NONE |
| 031162100 | AMGN | AMGEN INC | $284,852 | 0.07% | 1,283 | Common | NONE |
| 806857108 | SLB | SCHLUMBERGER LTD | $281,801 | 0.07% | 5,737 | Common | NONE |
| 743606105 | PB | PROSPERITY BANCSHARES INC | $280,141 | 0.07% | 4,960 | Common | NONE |
| 464287168 | DVY | ISHARES TR | $279,285 | 0.07% | 2,465 | Common | NONE |
| 458140100 | INTC | INTEL CORP | $279,224 | 0.07% | 8,350 | Common | NONE |
| 852234103 | XYZ | BLOCK INC | $278,729 | 0.07% | 4,187 | Common | NONE |
| 45866F104 | ICE | INTERCONTINENTAL EXCHANGE IN | $277,838 | 0.07% | 2,457 | Common | NONE |
| 874039100 | TSM | TAIWAN SEMICONDUCTOR MFG LTD | $277,530 | 0.07% | 2,750 | Common | NONE |
| 464287556 | IBB | ISHARES TR | $273,853 | 0.07% | 2,157 | Common | NONE |
| 09247X101 | BLKCHF | BLACKROCK INC | $269,545 | 0.07% | 390 | Common | NONE |
| 26614N102 | DD | DUPONT DE NEMOURS INC | $262,899 | 0.06% | 3,680 | Common | NONE |
| 88080T104 | WULF | TERAWULF INC | $262,500 | 0.06% | 150,000 | Common | NONE |
| 92204A504 | VHT | VANGUARD WORLD FDS | $260,733 | 0.06% | 1,065 | Common | NONE |
| 75513E101 | RTX | RAYTHEON TECHNOLOGIES CORP | $247,349 | 0.06% | 2,525 | Common | NONE |
| 337738108 | FISV | FISERV INC | $246,623 | 0.06% | 1,955 | Common | NONE |
| 82509L107 | SHOP | SHOPIFY INC | $242,896 | 0.06% | 3,760 | Common | NONE |
| 911363109 | URI | UNITED RENTALS INC | $239,164 | 0.06% | 537 | Common | NONE |
| 33734X135 | FXO | FIRST TR EXCHANGE TRADED FD | $231,855 | 0.06% | 6,150 | Common | NONE |
| 922908553 | VNQ | VANGUARD INDEX FDS | $227,367 | 0.06% | 2,721 | Common | NONE |
| 46269C102 | IRDM | IRIDIUM COMMUNICATIONS INC | $225,185 | 0.05% | 3,625 | Common | NONE |
| 863667101 | SYK | STRYKER CORPORATION | $224,546 | 0.05% | 736 | Common | NONE |
| 804395101 | BFS | SAUL CTRS INC | $221,901 | 0.05% | 6,025 | Common | NONE |
| 969457100 | WMB | WILLIAMS COS INC | $221,231 | 0.05% | 6,780 | Common | NONE |
| 517834107 | LVS | LAS VEGAS SANDS CORP | $210,830 | 0.05% | 3,635 | Common | NONE |
| 464287465 | EFA | ISHARES TR | $210,613 | 0.05% | 2,905 | Common | NONE |
| 670100205 | NVO | NOVO-NORDISK A S | $210,379 | 0.05% | 1,300 | Common | NONE |
| 842587107 | SO | SOUTHERN CO | $209,345 | 0.05% | 2,980 | Common | NONE |
| 446413106 | HII | HUNTINGTON INGALLS INDS INC | $208,254 | 0.05% | 915 | Common | NONE |
| 03769M106 | APO | APOLLO GLOBAL MGMT INC | $205,851 | 0.05% | 2,680 | Common | NONE |
| 670346105 | NUE | NUCOR CORP | $204,467 | 0.05% | 1,247 | Common | NONE |
| 922908363 | VOO | VANGUARD INDEX FDS | $203,640 | 0.05% | 500 | Common | NONE |
| 38000Q102 | GLYCEUR | GLYCOMIMETICS INC | $187,920 | 0.05% | 108,000 | Common | NONE |
| 87650L103 | TARS | TARSUS PHARMACEUTICALS INC | $181,513 | 0.04% | 10,045 | Common | NONE |
| 19248P106 | XFOFX | COHEN & STEERS CLOSED-END OP | $162,013 | 0.04% | 15,085 | Common | NONE |
| 345370900 | — | FORD MTR CO DEL | $157,000 | 0.04% | 100,000 | CALL | NONE |
| 87911L108 | THW | TEKLA WORLD HEALTHCARE FD | $140,200 | 0.03% | 10,000 | Common | NONE |
| 039697107 | ARDX | ARDELYX INC | $121,826 | 0.03% | 35,937 | Common | NONE |
| 19249H103 | CHRS | COHERUS BIOSCIENCES INC | $84,085 | 0.02% | 19,692 | Common | NONE |
| 09609G100 | — | BLUEBIRD BIO INC | $80,026 | 0.02% | 24,324 | Common | NONE |
| 82968B103 | SIRIEUR | SIRIUS XM HOLDINGS INC | $77,341 | 0.02% | 17,073 | Common | NONE |
| 04746L104 | — | ATHIRA PHARMA INC | $61,457 | 0.01% | 20,833 | Common | NONE |
| 46121E205 | — | INTRUSION INC | $40,754 | 0.01% | 33,405 | Common | NONE |
| 75955J402 | RLMD | RELMADA THERAPEUTICS INC | $40,605 | 0.01% | 16,506 | Common | NONE |
| 87968A104 | TELLEUR | TELLURIAN INC NEW | $32,430 | 0.01% | 23,000 | Common | NONE |
| 30161Q904 | — | EXELIXIS INC | $27,500 | 0.01% | 50,000 | CALL | NONE |
| 86627T108 | SMMT | SUMMIT THERAPEUTICS INC | $25,100 | 0.01% | 10,000 | Common | NONE |
| 877619106 | TSHA | TAYSHA GENE THERAPIES INC | $16,944 | 0.00% | 25,634 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.