Q3 2023 · 13F-HR
Sargent Investment Group, LLCholdings as filed
Filed 2023-11-13 · accession 0001951757-23-000701
$415.1M
Reported value
205
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78468R523 | BILS | SPDR SER TR | $32.2M | 7.77% | 324,271 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $30.7M | 7.39% | 179,115 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $13.0M | 3.14% | 41,226 | Common | NONE |
| 09260D107 | BX | BLACKSTONE INC | $11.4M | 2.74% | 106,011 | Common | NONE |
| 33733E104 | FTCS | FIRST TR EXCHANGE-TRADED FD | $11.3M | 2.72% | 153,347 | Common | NONE |
| 33734X846 | CIBR | FIRST TR EXCHANGE TRADED FD | $11.2M | 2.70% | 246,816 | Common | NONE |
| 138103106 | UTE0 | CANTALOUPE INC | $11.0M | 2.65% | 1,763,444 | Common | NONE |
| 91347P105 | OLED | UNIVERSAL DISPLAY CORP | $10.9M | 2.63% | 69,443 | Common | NONE |
| 69608A108 | PLTR | PALANTIR TECHNOLOGIES INC | $10.5M | 2.53% | 655,690 | Common | NONE |
| 78464A409 | SPYG | SPDR SER TR | $10.0M | 2.41% | 168,766 | Common | NONE |
| 14316J108 | CG | CARLYLE GROUP INC | $9.4M | 2.26% | 310,895 | Common | NONE |
| 46284V101 | IRM | IRON MTN INC DEL | $9.2M | 2.22% | 154,725 | Common | NONE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $9.0M | 2.17% | 64,328 | Common | NONE |
| 29270J100 | ERII | ENERGY RECOVERY INC | $7.5M | 1.80% | 353,095 | Common | NONE |
| 78464A508 | SPYV | SPDR SER TR | $7.3M | 1.76% | 176,594 | Common | NONE |
| 78468R663 | BIL | SPDR SER TR | $7.1M | 1.72% | 77,815 | Common | NONE |
| 05368M106 | PPHMEUR | AVID BIOSERVICES INC | $6.8M | 1.64% | 720,961 | Common | NONE |
| 30161Q104 | EXEL | EXELIXIS INC | $6.5M | 1.57% | 297,995 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $6.4M | 1.55% | 18,352 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $5.8M | 1.39% | 45,367 | Common | NONE |
| 46641Q837 | JPST | J P MORGAN EXCHANGE TRADED F | $5.7M | 1.37% | 113,633 | Common | NONE |
| 04010L103 | ARCC | ARES CAPITAL CORP | $5.1M | 1.24% | 263,535 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC | $4.9M | 1.18% | 37,095 | Common | NONE |
| 345370860 | F | FORD MTR CO DEL | $4.8M | 1.15% | 382,810 | Common | NONE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $4.1M | 0.98% | 26,017 | Common | NONE |
| 47103U845 | JAAA | JANUS DETROIT STR TR | $4.0M | 0.97% | 79,979 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $4.0M | 0.96% | 27,347 | Common | NONE |
| 922908512 | VOE | VANGUARD INDEX FDS | $3.9M | 0.95% | 30,089 | Common | NONE |
| 33739H101 | FTGC | FIRST TR EXCHANGE TRAD FD VI | $3.8M | 0.93% | 160,358 | Common | NONE |
| 85571B105 | STWD | STARWOOD PPTY TR INC | $3.7M | 0.89% | 191,888 | Common | NONE |
| 98421M106 | XRX | XEROX HOLDINGS CORP | $3.6M | 0.87% | 229,140 | Common | NONE |
| 606710200 | MITK | MITEK SYS INC | $3.6M | 0.86% | 334,855 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $3.6M | 0.86% | 27,395 | Common | NONE |
| 577081102 | MAT | MATTEL INC | $3.3M | 0.80% | 151,435 | Common | NONE |
| 30231G102 | XOM | EXXON MOBIL CORP | $2.7M | 0.66% | 23,189 | Common | NONE |
| 14448C104 | CARR | CARRIER GLOBAL CORPORATION | $2.6M | 0.64% | 47,769 | Common | NONE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $2.6M | 0.63% | 17,792 | Common | NONE |
| 747525103 | QCOM | QUALCOMM INC | $2.5M | 0.61% | 22,755 | Common | NONE |
| 166764100 | CVX | CHEVRON CORP NEW | $2.5M | 0.60% | 14,853 | Common | NONE |
| 23283X206 | CTSO | CYTOSORBENTS CORP | $2.4M | 0.57% | 1,257,048 | Common | NONE |
| 336917109 | FDL | FIRST TR MORNINGSTAR DIVID L | $2.3M | 0.56% | 70,020 | Common | NONE |
| 04523Y105 | ASPN | ASPEN AEROGELS INC | $2.3M | 0.56% | 271,710 | Common | NONE |
| 931142103 | WMT | WALMART INC | $2.3M | 0.55% | 14,228 | Common | NONE |
| 437076102 | HD | HOME DEPOT INC | $2.3M | 0.54% | 7,454 | Common | NONE |
| 33767E202 | FSV | FIRSTSERVICE CORP NEW | $2.1M | 0.52% | 14,724 | Common | NONE |
| 235851102 | DHR | DANAHER CORPORATION | $2.1M | 0.51% | 8,602 | Common | NONE |
| 084670108 | BRK/A | BERKSHIRE HATHAWAY INC DEL | $2.1M | 0.51% | 4 | Common | NONE |
| 369604301 | GE | GENERAL ELECTRIC CO | $2.1M | 0.51% | 19,175 | Common | NONE |
| 33738R720 | ROBT | FIRST TR EXCHANGE-TRADED FD | $2.1M | 0.51% | 51,977 | Common | NONE |
| 291011104 | EMR | EMERSON ELEC CO | $2.1M | 0.50% | 21,659 | Common | NONE |
| 19247L106 | RQI | COHEN & STEERS QUALITY INCOM | $2.0M | 0.48% | 198,680 | Common | NONE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $1.9M | 0.46% | 3,345 | Common | NONE |
| 69344A107 | PULS | PGIM ETF TR | $1.9M | 0.45% | 37,925 | Common | NONE |
| 149123101 | CAT | CATERPILLAR INC | $1.8M | 0.43% | 6,471 | Common | NONE |
| 723787107 | PXDEUR | PIONEER NAT RES CO | $1.7M | 0.42% | 7,614 | Common | NONE |
| 68389X105 | ORCL | ORACLE CORP | $1.7M | 0.40% | 15,711 | Common | NONE |
| G54950103 | LIN | LINDE PLC | $1.6M | 0.40% | 4,411 | Common | NONE |
| 666807102 | NOC | NORTHROP GRUMMAN CORP | $1.5M | 0.37% | 3,513 | Common | NONE |
| 713448108 | PEP | PEPSICO INC | $1.5M | 0.37% | 8,944 | Common | NONE |
| 58933Y105 | MRK | MERCK & CO INC | $1.5M | 0.35% | 14,290 | Common | NONE |
| 83012A109 | TSLX | SIXTH STREET SPECIALTY LENDI | $1.4M | 0.34% | 68,400 | Common | NONE |
| 49456B101 | KMI | KINDER MORGAN INC DEL | $1.3M | 0.32% | 80,051 | Common | NONE |
| 532457108 | LLY | ELI LILLY & CO | $1.3M | 0.32% | 2,451 | Common | NONE |
| 33733E302 | FDN | FIRST TR EXCHANGE-TRADED FD | $1.3M | 0.32% | 8,231 | Common | NONE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $1.3M | 0.31% | 2,586 | Common | NONE |
| 19248A109 | UTF | COHEN & STEERS INFRASTRUCTUR | $1.3M | 0.31% | 66,213 | Common | NONE |
| 881624209 | TEVA | TEVA PHARMACEUTICAL INDS LTD | $1.3M | 0.31% | 127,100 | Common | NONE |
| 571903202 | MAR | MARRIOTT INTL INC NEW | $1.3M | 0.30% | 6,390 | Common | NONE |
| 262037104 | DRQEUR | DRIL-QUIP INC | $1.2M | 0.30% | 44,360 | Common | NONE |
| 11135E203 | BNL | BROADSTONE NET LEASE INC | $1.2M | 0.29% | 83,620 | Common | NONE |
| 00287Y109 | ABBV | ABBVIE INC | $1.2M | 0.29% | 7,944 | Common | NONE |
| 097023105 | BA | BOEING CO | $1.2M | 0.28% | 6,024 | Common | NONE |
| 03743Q108 | APA | APA CORPORATION | $1.2M | 0.28% | 28,025 | Common | NONE |
| 31428X106 | FDX | FEDEX CORP | $1.1M | 0.27% | 4,308 | Common | NONE |
| M68830112 | MDWD | MEDIWOUND LTD | $1.1M | 0.26% | 102,069 | Common | NONE |
| 27616P103 | — | EASTERLY GOVT PPTYS INC | $1.1M | 0.26% | 94,480 | Common | NONE |
| 060505104 | BAC | BANK AMERICA CORP | $1.1M | 0.26% | 38,713 | Common | NONE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $1.1M | 0.25% | 2,670 | Common | NONE |
| 00973N102 | AKTSQ | AKOUSTIS TECHNOLOGIES INC | $1.0M | 0.25% | 1,379,590 | Common | NONE |
| 25401T603 | DBRG | DIGITALBRIDGE GROUP INC | $1.0M | 0.25% | 58,145 | Common | NONE |
| 79466L302 | CRM | SALESFORCE INC | $987,741 | 0.24% | 4,871 | Common | NONE |
| 03945R102 | ACHR | ARCHER AVIATION INC | $967,219 | 0.23% | 191,150 | Common | NONE |
| 015564107 | FRTY | THE ALGER ETF TRUST | $931,682 | 0.22% | 76,867 | Common | NONE |
| 00724F101 | ADBE | ADOBE INC | $929,038 | 0.22% | 1,822 | Common | NONE |
| 461202103 | INTU | INTUIT | $918,670 | 0.22% | 1,798 | Common | NONE |
| 126650100 | CVS | CVS HEALTH CORP | $902,982 | 0.22% | 12,933 | Common | NONE |
| 872540109 | TJX | TJX COS INC NEW | $883,023 | 0.21% | 9,935 | Common | NONE |
| 002824100 | ABT | ABBOTT LABS | $879,882 | 0.21% | 9,085 | Common | NONE |
| 464287523 | SOXX | ISHARES TR | $876,253 | 0.21% | 1,850 | Common | NONE |
| 04965B100 | ATOM | ATOMERA INC | $843,253 | 0.20% | 134,705 | Common | NONE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L | $821,237 | 0.20% | 30,005 | Common | NONE |
| 983793100 | XPO | XPO INC | $812,375 | 0.20% | 10,881 | Common | NONE |
| G0751N103 | ABYEUR | ATLANTICA SUSTAINABLE INFR P | $796,470 | 0.19% | 41,700 | Common | NONE |
| 98978V103 | ZTS | ZOETIS INC | $793,871 | 0.19% | 4,563 | Common | NONE |
| 025816109 | AXP | AMERICAN EXPRESS CO | $772,506 | 0.19% | 5,178 | Common | NONE |
| 88160R101 | TSLA | TESLA INC | $761,670 | 0.18% | 3,044 | Common | NONE |
| 33739Q200 | LMBS | FIRST TR EXCHANGE-TRADED FD | $751,210 | 0.18% | 15,902 | Common | NONE |
| 92826C839 | V | VISA INC | $747,993 | 0.18% | 3,252 | Common | NONE |
| 907818108 | UNP | UNION PAC CORP | $746,304 | 0.18% | 3,665 | Common | NONE |
| 855244109 | SBUX | STARBUCKS CORP | $727,331 | 0.18% | 7,969 | Common | NONE |
| 17275R102 | CSCO | CISCO SYS INC | $721,728 | 0.17% | 13,425 | Common | NONE |
| 33734H106 | FVD | FIRST TR VALUE LINE DIVID IN | $720,842 | 0.17% | 19,279 | Common | NONE |
| 98149E303 | GLDM | WORLD GOLD TR | $699,509 | 0.17% | 19,081 | Common | NONE |
| 260557103 | DOW | DOW INC | $674,972 | 0.16% | 13,091 | Common | NONE |
| 464287721 | IYW | ISHARES TR | $640,012 | 0.15% | 6,100 | Common | NONE |
| 14040H105 | COF | CAPITAL ONE FINL CORP | $634,998 | 0.15% | 6,543 | Common | NONE |
| 88339J105 | TTD | THE TRADE DESK INC | $629,889 | 0.15% | 8,060 | Common | NONE |
| 20825C104 | COP | CONOCOPHILLIPS | $598,880 | 0.14% | 4,999 | Common | NONE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB CO | $566,819 | 0.14% | 9,766 | Common | NONE |
| 58733R102 | MELI | MERCADOLIBRE INC | $548,992 | 0.13% | 433 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC | $545,782 | 0.13% | 1,818 | Common | NONE |
| 654106103 | NKE | NIKE INC | $527,249 | 0.13% | 5,514 | Common | NONE |
| H8817H100 | RIG | TRANSOCEAN LTD | $522,402 | 0.13% | 63,630 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $511,780 | 0.12% | 15,429 | Common | NONE |
| 576810105 | MTNBEUR | MATINAS BIOPHARMA HLDGS INC | $509,990 | 0.12% | 3,923,000 | Common | NONE |
| 452308109 | ITW | ILLINOIS TOOL WKS INC | $494,476 | 0.12% | 2,147 | Common | NONE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $491,570 | 0.12% | 1,202 | Common | NONE |
| 35671D857 | FCX | FREEPORT-MCMORAN INC | $491,109 | 0.12% | 13,170 | Common | NONE |
| 22530J309 | CREX | CREATIVE REALITIES INC | $490,110 | 0.12% | 316,200 | Common | NONE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $482,404 | 0.12% | 1,109 | Common | NONE |
| 150185106 | — | CEDAR FAIR L P | $474,895 | 0.11% | 12,835 | Common | NONE |
| 718172109 | PM | PHILIP MORRIS INTL INC | $469,010 | 0.11% | 5,066 | Common | NONE |
| 219350105 | GLW | CORNING INC | $466,648 | 0.11% | 15,315 | Common | NONE |
| 20030N101 | CMCSA | COMCAST CORP NEW | $466,279 | 0.11% | 10,516 | Common | NONE |
| 11135F101 | AVGO | BROADCOM INC | $455,158 | 0.11% | 548 | Common | NONE |
| 36266G107 | GEHC | GE HEALTHCARE TECHNOLOGIES I | $453,351 | 0.11% | 6,663 | Common | NONE |
| 33738R605 | FV | FIRST TR EXCHANGE-TRADED FD | $441,804 | 0.11% | 9,973 | Common | NONE |
| 90384S303 | ULTA | ULTA BEAUTY INC | $440,593 | 0.11% | 1,103 | Common | NONE |
| 922907746 | VTEB | VANGUARD MUN BD FDS | $436,459 | 0.11% | 9,074 | Common | NONE |
| 13646K108 | CP | CANADIAN PACIFIC KANSAS CITY | $429,271 | 0.10% | 5,769 | Common | NONE |
| 464286822 | EWW | ISHARES INC | $403,534 | 0.10% | 6,930 | Common | NONE |
| 46641Q159 | JPIE | J P MORGAN EXCHANGE TRADED F | $398,890 | 0.10% | 8,984 | Common | NONE |
| 609207105 | MDLZ | MONDELEZ INTL INC | $398,634 | 0.10% | 5,744 | Common | NONE |
| 46641Q274 | JSCP | J P MORGAN EXCHANGE TRADED F | $398,034 | 0.10% | 8,775 | Common | NONE |
| 87612E106 | TGT | TARGET CORP | $397,720 | 0.10% | 3,597 | Common | NONE |
| 38141G104 | GS | GOLDMAN SACHS GROUP INC | $397,668 | 0.10% | 1,229 | Common | NONE |
| 053015103 | ADP | AUTOMATIC DATA PROCESSING IN | $392,867 | 0.09% | 1,633 | Common | NONE |
| 26614N102 | DD | DUPONT DE NEMOURS INC | $389,509 | 0.09% | 5,222 | Common | NONE |
| 458140100 | INTC | INTEL CORP | $386,784 | 0.09% | 10,880 | Common | NONE |
| 911312106 | UPS | UNITED PARCEL SERVICE INC | $368,009 | 0.09% | 2,361 | Common | NONE |
| 244199105 | DE | DEERE & CO | $356,624 | 0.09% | 945 | Common | NONE |
| 88579Y101 | MMM | 3M CO | $351,637 | 0.08% | 3,756 | Common | NONE |
| 78464A870 | XBI | SPDR SER TR | $350,496 | 0.08% | 4,800 | Common | NONE |
| 031162100 | AMGN | AMGEN INC | $348,850 | 0.08% | 1,298 | Common | NONE |
| 806857108 | SLB | SCHLUMBERGER LTD | $343,037 | 0.08% | 5,884 | Common | NONE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $339,134 | 0.08% | 670 | Common | NONE |
| 33734K109 | FEX | FIRST TR LRGE CP CORE ALPHA | $337,782 | 0.08% | 4,165 | Common | NONE |
| H1467J104 | CB | CHUBB LIMITED | $332,255 | 0.08% | 1,596 | Common | NONE |
| 97717W570 | EZM | WISDOMTREE TR | $328,542 | 0.08% | 6,475 | Common | NONE |
| 806407102 | HSIC | HENRY SCHEIN INC | $327,443 | 0.08% | 4,410 | Common | NONE |
| 36242H104 | XGDVX | GABELLI DIVID & INCOME TR | $325,620 | 0.08% | 16,750 | Common | NONE |
| 438516106 | HON | HONEYWELL INTL INC | $316,460 | 0.08% | 1,713 | Common | NONE |
| 33734X176 | FXL | FIRST TR EXCHANGE TRADED FD | $314,541 | 0.08% | 2,830 | Common | NONE |
| 172967424 | C | CITIGROUP INC | $299,673 | 0.07% | 7,286 | Common | NONE |
| 704326107 | PAYX | PAYCHEX INC | $289,478 | 0.07% | 2,510 | Common | NONE |
| 038222105 | AMAT | APPLIED MATLS INC | $284,653 | 0.07% | 2,056 | Common | NONE |
| 92189H201 | ITM | VANECK ETF TRUST | $283,651 | 0.07% | 6,432 | Common | NONE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $283,599 | 0.07% | 1,730 | Common | NONE |
| 580135101 | MCD | MCDONALDS CORP | $282,935 | 0.07% | 1,074 | Common | NONE |
| 909907107 | UBSI | UNITED BANKSHARES INC WEST V | $273,003 | 0.07% | 9,895 | Common | NONE |
| 45866F104 | ICE | INTERCONTINENTAL EXCHANGE IN | $270,539 | 0.07% | 2,459 | Common | NONE |
| 464287168 | DVY | ISHARES TR | $265,333 | 0.06% | 2,465 | Common | NONE |
| 962166104 | WY | WEYERHAEUSER CO MTN BE | $264,933 | 0.06% | 8,641 | Common | NONE |
| 464287556 | IBB | ISHARES TR | $263,780 | 0.06% | 2,157 | Common | NONE |
| 743606105 | PB | PROSPERITY BANCSHARES INC | $261,165 | 0.06% | 4,785 | Common | NONE |
| 922908363 | VOO | VANGUARD INDEX FDS | $256,040 | 0.06% | 652 | Common | NONE |
| 874039100 | TSM | TAIWAN SEMICONDUCTOR MFG LTD | $254,617 | 0.06% | 2,930 | Common | NONE |
| 254687106 | DIS | DISNEY WALT CO | $253,119 | 0.06% | 3,123 | Common | NONE |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $252,492 | 0.06% | 1,077 | Common | NONE |
| 670100205 | NVO | NOVO-NORDISK A S | $252,449 | 0.06% | 2,776 | Common | NONE |
| 842587107 | SO | SOUTHERN CO | $252,214 | 0.06% | 3,897 | Common | NONE |
| 09247X101 | BLKCHF | BLACKROCK INC | $250,838 | 0.06% | 388 | Common | NONE |
| 03027X100 | AMT | AMERICAN TOWER CORP NEW | $247,662 | 0.06% | 1,506 | Common | NONE |
| 03769M106 | APO | APOLLO GLOBAL MGMT INC | $241,006 | 0.06% | 2,685 | Common | NONE |
| 911363109 | URI | UNITED RENTALS INC | $238,734 | 0.06% | 537 | Common | NONE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $235,167 | 0.06% | 7,256 | Common | NONE |
| 87911L108 | THW | TEKLA WORLD HEALTHCARE FD | $234,400 | 0.06% | 20,000 | Common | NONE |
| 33734X135 | FXO | FIRST TR EXCHANGE TRADED FD | $232,655 | 0.06% | 6,150 | Common | NONE |
| 464287465 | EFA | ISHARES TR | $231,916 | 0.06% | 3,365 | Common | NONE |
| 969457100 | WMB | WILLIAMS COS INC | $228,587 | 0.06% | 6,785 | Common | NONE |
| 337738108 | FISV | FISERV INC | $219,707 | 0.05% | 1,945 | Common | NONE |
| 92204A504 | VHT | VANGUARD WORLD FDS | $215,117 | 0.05% | 915 | Common | NONE |
| 191216100 | KO | COCA COLA CO | $214,795 | 0.05% | 3,837 | Common | NONE |
| 804395101 | BFS | SAUL CTRS INC | $212,502 | 0.05% | 6,025 | Common | NONE |
| 04546C205 | — | ASSERTIO HOLDINGS INC | $206,199 | 0.05% | 80,546 | Common | NONE |
| 922908553 | VNQ | VANGUARD INDEX FDS | $205,871 | 0.05% | 2,721 | Common | NONE |
| 82509L107 | SHOP | SHOPIFY INC | $205,183 | 0.05% | 3,760 | Common | NONE |
| 890516107 | TR | TOOTSIE ROLL INDS INC | $202,481 | 0.05% | 6,781 | Common | NONE |
| 863667101 | SYK | STRYKER CORPORATION | $201,673 | 0.05% | 738 | Common | NONE |
| 12572Q105 | CME | CME GROUP INC | $201,622 | 0.05% | 1,007 | Common | NONE |
| 88080T104 | WULF | TERAWULF INC | $189,000 | 0.05% | 150,000 | Common | NONE |
| 670002401 | NVAX | NOVAVAX INC | $182,774 | 0.04% | 25,245 | Common | NONE |
| 19248P106 | XFOFX | COHEN & STEERS CLOSED-END OP | $155,677 | 0.04% | 15,085 | Common | NONE |
| 039697107 | ARDX | ARDELYX INC | $146,623 | 0.04% | 35,937 | Common | NONE |
| 38000Q102 | GLYCEUR | GLYCOMIMETICS INC | $87,000 | 0.02% | 58,000 | Common | NONE |
| 09609G100 | — | BLUEBIRD BIO INC | $73,945 | 0.02% | 24,324 | Common | NONE |
| 19249H103 | CHRS | COHERUS BIOSCIENCES INC | $73,648 | 0.02% | 19,692 | Common | NONE |
| 82968B103 | SIRIEUR | SIRIUS XM HOLDINGS INC | $56,500 | 0.01% | 12,500 | Common | NONE |
| 75955J402 | RLMD | RELMADA THERAPEUTICS INC | $48,618 | 0.01% | 16,206 | Common | NONE |
| 04746L104 | — | ATHIRA PHARMA INC | $41,911 | 0.01% | 20,748 | Common | NONE |
| 14067D508 | — | CAPSTONE GREEN ENERGY CORP | $40,413 | 0.01% | 57,000 | Common | NONE |
| 86627T108 | SMMT | SUMMIT THERAPEUTICS INC | $18,700 | 0.00% | 10,000 | Common | NONE |
| 87968A104 | TELLEUR | TELLURIAN INC NEW | $17,400 | 0.00% | 15,000 | Common | NONE |
| 49705R105 | KNTEUSD | KINNATE BIOPHARMA INC | $17,357 | 0.00% | 12,398 | Common | NONE |
| 46121E205 | — | INTRUSION INC | $10,262 | 0.00% | 29,405 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.